US Executive Compensation Proxy SEC Filings — July 08, 2026

08-07-2026

Capstone Green Energy Holdings, Inc. filed its definitive proxy statement (DEF 14A) on July 8, 2026, detailing board composition, committee functions, and governance changes. Notably, on October 30, 2025, Chair Robert C. Flexon resigned due to a disagreement over strategic direction, and the board appointed Robert F. Powelson as Interim Chair. In connection with a preferred stock investment from Monarch Alternative Capital LP, six directors submitted conditional resignations to allow for Monarch's director appointments, though as of the filing date Monarch had not yet appointed any directors. The filing also outlines board refreshment efforts, with four directors retiring or resigning and five new directors elected or appointed since the 2021 Annual Meeting.

• · Directors generally not eligible for nomination beyond their 72nd birthday.
• · Management directors must offer resignation upon termination of employment (other than normal retirement).
• · Monarch has protective approval rights over acquisitions, indebtedness, liens, related party transactions, asset sales, dividends, equity issuances, board size changes, and voluntary bankruptcy filings.
• · If Series A Convertible Preferred Stock remains outstanding on the fifth anniversary and represents more than $45M accreted value, holders can designate a majority of the board.

08-07-2026

PGIM Private Credit Fund filed a definitive proxy statement (DEF 14A) on July 8, 2026, for its annual meeting of shareholders scheduled for July 30, 2026. The meeting will seek shareholder votes on two proposals: (1) the election of Mary Lee Schneider as a Class III Trustee for a term expiring at the 2029 annual meeting, and (2) the ratification of the appointment of the Fund's independent registered public accounting firm. The filing provides biographical details of the Board members, voting procedures, and quorum requirements, with no material financial data or operational metrics disclosed.

• · Shareholder meeting will be held on July 30, 2026; record date not specified in the excerpt.
• · Proxies can be solicited by mail, in person, by telephone, or through officers/employees of PGIM Investments or its affiliates.
• · A quorum requires the presence (in person or by proxy) of holders of 50% of outstanding shares.
• · Abstentions and broker non-votes will count toward quorum but will have no effect on the outcome of either proposal (plurality vote for Trustee election, majority of votes cast for ratification of accounting firm).
• · If a quorum is not present, the chair of the meeting may adjourn without a shareholder vote.
• · Board is classified into three classes: Class I (Scott E. Benjamin, Morris L. McNair III – term expires 2027), Class II (Thomas M. Turpin – term expires 2028), Class III (Mary Lee Schneider – nominee for term expiring 2029).
• · All Independent Board Members serve on 50 portfolios in the fund complex.
• · No family relationships exist among Trustees, the nominee, or executive officers.

08-07-2026

e.l.f. Beauty filed its definitive proxy statement for the 2026 annual meeting, reporting strong FY 2026 results: net sales grew 25% to an undisclosed amount, with net income of approximately $26 million and Adjusted EBITDA of $335 million. The company highlighted its seventh consecutive year of net sales and market share growth, with four brands each surpassing $200 million in retail sales. However, the filing also acknowledges macroeconomic headwinds including tariff pressures, inflationary pressures, geopolitical disruptions, and economic uncertainty, which the team navigated effectively.

• · 2026 annual meeting will be held virtually on August 20, 2026 at 8:30 a.m. Pacific Time.
• · Record date for voting is June 29, 2026.
• · Proposals include election of four Class I directors, advisory vote on executive compensation, advisory vote on frequency of say-on-pay (recommend 1 year), and ratification of Deloitte & Touche as auditor.
• · e.l.f. Beauty is one of only six public consumer companies out of 546 to grow for 29 straight quarters with at least 20% average sales growth per quarter.
• · e.l.f. SKIN rose to the number 11 U.S. mass skin care brand from number 25 five years ago.
• · Naturium was the fastest growing among the top 50 skin care brands in the three months ended March 31, 2026 per Circana.
• · rhode reached the number 1 beauty brand ranking at Sephora North America, Sephora UK, and Mecca in Australia and New Zealand.
• · The filing acknowledges tariff and inflationary pressures, geopolitical disruptions, economic uncertainty, and shifting consumer behavior.

08-07-2026

This DEF 14A proxy statement for Forum Markets Inc (formerly ETHZilla Corp) discloses executive compensation for fiscal years 2023-2025. PEO McAndrew Rudisill received $20.3M in total compensation actually paid in 2025, while co-PEO Blair Jordan's compensation actually paid surged from $140,107 in 2024 to $18.3M in 2025, driven largely by equity vesting adjustments. However, non-PEO NEO average compensation actually paid in 2025 was $824,019—up sharply from $137,688 in 2024 but still well below PEO levels, and down from $351,330 in 2023, reflecting a volatile pay structure.

• · McAndrew Rudisill's reported compensation total in 2025 ($20.3M) had no equity awards or adjustments, meaning the full amount was cash-based or other non-equity compensation.
• · Blair Jordan's equity award adjustment in 2025 of $1,438,328 came entirely from fair value as of vesting date of equity awards granted and vested in the year.
• · James N. Woody's 2023 compensation actually paid ($605,147) included negative equity adjustments totalling -$12,628, primarily due to year-over-year declines in fair value of unvested awards.
• · Average Non-PEO NEO equity award adjustments in 2025 were -$275,745, driven by a negative year-end fair value adjustment (-$321,825) partially offset by vesting date fair value (+$46,080).
• · The proxy statement references an upcoming meeting date of August 19, 2026 (period of report filed).

08-07-2026

Collective Acquisition Corp. (formerly Dune Acquisition Corp II) is seeking shareholder approval to extend its deadline to complete an initial business combination from August 8, 2026 to August 8, 2027. The company is in serious discussions with a potential target but needs more time. To fund the extension, the sponsor will deposit up to $35,000 per month into the trust account. Public shareholders may redeem their shares at approximately $10.47 per share, which is slightly above the current market price of $10.45.

• · The company has not yet consummated an initial business combination and is in serious discussions with a potential target.
• · If the extension is not approved and no business combination occurs by August 8, 2026, the company will redeem public shares and liquidate.
• · Warrants will expire worthless if no business combination is completed by the deadline.
• · The sponsor's monthly contribution is the lesser of $35,000 or $0.02 per public share outstanding.
• · If the sponsor fails to make a contribution (with a 30-day cure period), the company will liquidate.
• · The redemption price per share ($10.47) is only $0.02 above the July 7, 2026 closing price ($10.45).

08-07-2026

Oxford Square Capital Corp. filed its definitive proxy statement (DEF 14A) for the 2026 Annual Meeting of Stockholders to be held on August 20, 2026. Stockholders will vote on the election of two directors for three-year terms and the ratification of Ernst & Young LLP as the independent auditor for fiscal year 2026. The Board unanimously recommends voting 'FOR' both proposals.

• · Record date for voting is June 30, 2026.
• · Meeting location: second floor conference room at 8 Sound Shore Drive, Greenwich, CT 06830.
• · Company reserves the right to change the meeting format to remote communications.
• · Proxy materials are available online at https://www.proxy-direct.com/oxf-35172.

08-07-2026

Saba Capital Income & Opportunities Fund II (SABA) filed a definitive proxy statement (DEF 14A) on July 8, 2026, for its annual meeting of shareholders scheduled for August 14, 2026. Shareholders are asked to elect seven nominees to the Board of Trustees, including six independent trustees and one interested trustee (Andrew Kellerman, Chairman and employee of the adviser). A third-party shareholder, GAMCO Asset Management Inc., had submitted a nomination request but subsequently withdrew it, leaving the board's slate uncontested.

• · Record date for voting is July 6, 2026.
• · Proxy materials first mailed to shareholders on or about July 10, 2026.
• · Annual meeting will be held virtually via audio teleconference; no physical location.
• · Shareholders may vote by Internet, telephone, mail, or virtually at the meeting.
• · Deadline for proxy voting via Internet or telephone is 11:59 p.m. ET on August 13, 2026.
• · GAMCO Asset Management Inc. withdrew its nomination request after the preliminary proxy was filed on June 10, 2026.
• · The Board currently has no vacancies.

08-07-2026

Saba Capital Income & Opportunities Fund (BRW) filed a definitive proxy statement (DEF 14A) on July 8, 2026, for its annual shareholder meeting scheduled for August 14, 2026. Shareholders are being asked to approve the election of four trustee nominees (Karen Caldwell, Ketu Desai, Anatoly Nakum, and Andrew Kellerman), with the Board recommending a vote 'FOR' each. The filing also notes that a third-party shareholder, GAMCO Asset Management Inc., submitted a request to nominate a candidate, adding an element of potential contested election.

• · Record date for voting is July 6, 2026.
• · Annual meeting is virtual via audio teleconference on August 14, 2026, at 10:00 AM ET.
• · GAMCO Asset Management Inc. submitted a request to nominate a candidate, though no specific nominee from GAMCO is detailed as of the filing date.
• · Proxy ballots must be received by 11:59 PM ET on August 13, 2026.
• · Shareholders may vote by internet, telephone, mail, or virtually at the meeting.
• · The Fund's annual and semi-annual reports are available at www.sabacef.com.

08-07-2026

Aqua Metals, Inc. is holding its 2026 Annual Meeting of Stockholders on August 18, 2026, to elect four directors, approve an amendment to the 2019 Stock Incentive Plan (adding 750,000 shares), ratify Forvis Mazars, LLP as auditor, and hold an advisory vote on executive compensation. The company has 3,554,920 shares outstanding as of the July 2, 2026 record date. No financial results or period-over-period comparisons are included in this proxy statement.

• · Annual Meeting will be held in person at 5370 Kietzke Lane, Suite 201, Reno, Nevada on August 18, 2026 at 7:00 a.m. local time.
• · Record date for voting is July 2, 2026.
• · Quorum requirement is 33 1/3% of outstanding shares.
• · Proxies must be received by 11:59 p.m. Eastern Time on August 17, 2026 to be counted.
• · Broker non-votes will have no effect on Proposal 1 (plurality vote), Proposal 2 (majority of votes cast), or Proposal 4 (advisory).
• · Proposal 3 (ratification of auditor) is considered a routine matter where brokers may vote discretionarily.

08-07-2026

Inflection Point Acquisition Corp. III is merging with Air Water Ventures through a two-step process, with total committed PIPE proceeds of $96.0 million. The purchase price was reduced from $300 million to $200 million per a June 2026 amendment. While the acquisition is unanimously approved by Inflection Point's board, the structure involves a reduction in earnout shares and a lower purchase price, suggesting renegotiation rather than straightforward growth.

• · The purchase price was reduced from $300M to $200M (33% decrease).
• · Maximum earnout shares reduced from 30M to 20M (33% decrease), with each tranche reduced from 7.5M to 5M.
• · Equity incentive plan and employee share purchase plan reserve increased from 5% to 10% of post-closing share capital.
• · The proxy prospectus covers up to 232,506,441 ordinary shares, 65,977 Series A Preferred Shares, and 89,977,454 Series A Investor Warrants.