US Executive Officer Management Changes SEC — August 14, 2026

14-08-2026

The filing reports the appointment of Michael J. Quinn as President and CEO of Rhinebeck Bancorp, Inc., effective September 1, 2026, following the retirement of the prior CEO. This is an internal promotion, indicating a planned succession. No financial metrics, compensation details, or other material changes were disclosed in the filing.

• · The filing is an 8-K dated August 14, 2026, covering Item 5.02.
• · Michael J. Quinn was previously serving as Executive Vice President and Chief Operating Officer.
• · The prior CEO, James J. G. Quinn, retired effective August 31, 2026.
• · No compensatory arrangements or material changes to existing plans were disclosed.

14-08-2026

Oportun Financial Corp announced the appointment of Scott Scheirman to its Board of Directors as an independent Director, effective August 11, 2026. Scheirman, a former CEO of CPI Card Group and former CFO of Western Union, will chair the Audit & Risk Committee and serve on the Compensation & Leadership Committee, expanding the board to eight members. The filing highlights the company's commitment to board refreshment but does not include any financial results or period-over-period comparisons.

• · Scott Scheirman retired as President and CEO of CPI Card Group in January 2024 after serving since October 2017.
• · Scheirman previously co-founded JKL Ventures LLC and served as EVP and CFO of Western Union.
• · He began his career at Ernst & Young LLP and holds a B.S. in Business Administration (Accounting) from the University of Northern Colorado.
• · Oportun has saved members more than $2.5 billion in interest and fees since inception.
• · Members set aside an average of more than $1,800 annually.

14-08-2026

Fermi Inc. appointed Lee McIntire as CEO effective August 11, 2026, with an annual base salary of $750,000, a target bonus of 100% of base salary, and a $3,000,000 restricted stock unit grant under the 2025 LTIP. The appointment follows the company's conversion from Fermi LLC to Fermi Inc. in June 2025. No prior period financial data is provided, so no period-over-period comparisons are available.

• · Mr. McIntire will continue to serve as a director without additional compensation.
• · The RSU award cliff vests on the first anniversary of the grant date, subject to continued employment.
• · Accelerated vesting occurs upon 60 days after successor CEO appointment, change in control without award assumption, termination without cause within 12 months post-change in control, or death/disability.
• · Severance includes unpaid base salary, accrued vacation, vested benefits, and unreimbursed expenses; plus annual bonus for prior year if termination due to death or disability.
• · Mr. McIntire is required to be present at a company facility at least three days per week.

14-08-2026

Cable One, Inc. announced the appointment of Heather McCallion as Chief Operating Officer, effective August 24, 2026. McCallion brings over 25 years of executive experience from WOW! and Breezeline. The filing contains no financial data or period-over-period comparisons, so no quantitative performance metrics are available.

• · McCallion's expected start date is August 24, 2026.
• · She will oversee residential sales and marketing, customer experience, customer care, field operations, and digital transformation.
• · Her most recent role was Chief Experience Officer at WOW!.
• · Prior roles at Breezeline included Vice President, General Manager of Florida markets and Vice President of New Business & Business Transformation.

14-08-2026

On August 11, 2026, James C. Neary resigned as a Class I director of Sotera Health Company, effective August 13, 2026, with no disagreement with the company's operations, policies, or practices. In response, the Board reduced its size from twelve to eleven directors. This is a routine board change with no financial impact.

• · Resignation effective August 13, 2026
• · Board size fixed at eleven directors as of the Effective Date

14-08-2026

Neumora Therapeutics reported Q2 2026 financial results with a net loss of $43.1 million, improved from a $52.7 million loss in Q2 2025, driven by lower R&D and G&A expenses. The company appointed Joshua Pinto, Ph.D., as CEO and Doron Sagman, M.D., as CMO, while Paul L. Berns became Executive Chair. Cash and equivalents stood at $116.8 million, expected to fund operations into Q3 2027, but the company has no approved products and continues to burn cash with no revenue.

• · Net loss per share improved to $(0.23) in Q2 2026 from $(0.33) in Q2 2025.
• · Total operating expenses decreased to $42.2M in Q2 2026 from $54.0M in Q2 2025.
• · Interest income fell to $0.9M in Q2 2026 from $2.3M in Q2 2025.
• · Interest expense increased to $1.8M in Q2 2026 from $0.4M in Q2 2025.
• · Total assets declined to $125.2M as of June 30, 2026 from $191.0M at year-end 2025.
• · Stockholders' equity dropped to $44.5M from $103.9M at December 31, 2025.
• · No revenue was reported; the company remains pre-commercial.

14-08-2026

Aptera Motors Corp. expanded its board from four to five members and appointed Wellington J. Reiter as an independent director, effective August 11, 2026. Mr. Reiter also joined the Audit Committee. He received a total of 210,045 RSUs under the 2025 Omnibus Equity Incentive Plan, including a fully vested annual retainer of 22,831 RSUs ($50,000), a fully vested committee retainer of 4,566 RSUs ($10,000), and a long-term incentive grant of 182,648 RSUs ($400,000) vesting over four years. No negative or flat metrics are present in this filing.

• · The board size increased from four to five members.
• · Mr. Reiter was appointed to the Audit Committee.
• · The long-term incentive RSUs vest 25% per year over four years.
• · No arrangements or understandings exist between Mr. Reiter and others regarding his selection.
• · No transactions requiring disclosure under Item 404(a) of Regulation S-K were identified.

14-08-2026

Wheeler Real Estate Investment Trust, Inc. appointed Jason F. Simone as Chief Financial Officer, effective August 10, 2026. Mr. Simone, who has been with the company since 2022 and most recently served as Director of Corporate Finance, succeeds the prior CFO. No new compensatory arrangements were entered into in connection with the appointment.

• · Mr. Simone, age 48, has been employed by the Company since 2022 in various positions of increasing responsibility, most recently as Director of Corporate Finance.
• · Prior to joining Wheeler, Mr. Simone was employed by Cedar Realty Trust, Inc., now a wholly-owned subsidiary of the Company.
• · There is no arrangement or understanding between Mr. Simone and any other person regarding his appointment, and he has no family relationships with any directors or executive officers.
• · No new compensatory arrangements were entered into with Mr. Simone in connection with his appointment.

14-08-2026

NightFood Holdings, Inc. (NGTF) announced board and executive changes effective August 7 and 10, 2026, as part of its NASDAQ listing application. Two directors resigned, three new independent directors were appointed, and standing board committees were established. Yury Pyatigorsky was appointed CFO, replacing Jimmy Chan, who remains CEO and Secretary. The company cautions there is no assurance it will meet NASDAQ listing qualifications.

• · Lei Sonny Wang and Thomas Morse resigned effective Aug. 7, 2026; neither resignation resulted from a disagreement.
• · Darren Kenney is a CPA and licensed California real estate broker; Ronald J. Stauber is an attorney with corporate governance and securities experience.
• · The board established three standing committees: Audit, Compensation, and Nominating/Corporate Governance/Compliance.
• · The company is doing business as TechForce Robotics and focuses on AI-powered enterprise robotics and automation.
• · The company cautions that there is no assurance it will meet NASDAQ listing qualifications or that NASDAQ will list the company.

14-08-2026

Labcorp Holdings Inc. announced the resignation of Megan D. Bailey as EVP and President, Central Laboratories and International, effective September 4, 2026. Concurrently, Brian J. Caveney, M.D. will expand his role to EVP and President, Biopharma Laboratory Services and Chief Medical and Scientific Officer, adding oversight of Central Laboratories to his existing Early Development Research Laboratories responsibilities, effective September 1, 2026. The filing contains no financial data or period-over-period comparisons.

• · Megan Bailey's resignation is effective September 4, 2026.
• · Brian Caveney's expanded role is effective September 1, 2026, two days before Bailey's departure.
• · The new combined business unit is named Biopharma Laboratory Services, encompassing both Early Development Research Laboratories and Central Laboratories.

14-08-2026

Farmer Mac announced the appointment of Nader Pasdar as Executive Vice President – Chief Business Officer, effective August 17, 2026. Pasdar brings over 25 years of experience in agricultural finance and capital markets, previously serving as CEO of Rabo Securities and Managing Director at Rabobank. This appointment follows Zachary N. Carpenter's transition to President and CEO in July 2026.

• · Mr. Pasdar will report directly to Zachary N. Carpenter.
• · Mr. Pasdar was a founding member of Rabobank's loan syndication team and contributed to hundreds of lead-arranged financings.
• · Mr. Pasdar holds an M.B.A. in finance from Boston University and a B.S. in economics from Temple University.

14-08-2026

Lifeward reported Q2 2026 revenue of $6.6M, up 16% YoY, driven by a 25% increase in AlterG products and a 13% rise in ReWalk sales. However, gross margin declined to 41% from 44% due to tariffs and foreign exchange, and net loss widened to $11.5M from $6.6M largely on non-cash warrant charges. The company also announced the departure of CFO Almog Adar and three board members, while strengthening its balance sheet to a proforma cash balance of ~$11M.

• · MyoCycle FES bike sales were flat at $0.1M, unchanged from Q2 2025.
• · Gross margin declined to 41% from 44% due to higher tariffs, FX fluctuations, and a 4% revenue sharing expense from the Oramed transaction.
• · Adjusted operating expenses (non-GAAP) increased 8% to $6.5M, driven by $0.7M in Oratech clinical trial costs.
• · Adjusted operating loss (non-GAAP) widened to $3.8M from $3.5M.
• · Net loss increased to $11.5M from $6.6M, primarily due to non-cash fair value charges on warrant and derivative liabilities.
• · Adjusted net loss (non-GAAP) increased to $4.1M from $3.5M.
• · Cash balance improved to $9.4M as of June 30, 2026, from $2.2M at year-end 2025; proforma cash ~$11M including July proceeds.
• · An additional $5.6M in growth capital is available upon achieving a 150% increase in ReWalk sales or stock price of $13.80 for 10 consecutive trading days.
• · CFO Almog Adar will depart effective September 30, 2026; three board members (Chairman Bob Marshall, Mike Swinford, William Sigsbee) stepped down August 13, 2026.

14-08-2026

Isabella Bank Corporation entered into a Supplemental Executive Retirement Plan (SERP) participation agreement with CFO Gerald J. Ritzert on August 11, 2026. The agreement provides for eight annual credits totaling $300,000, with early retirement at age 55 and normal retirement at age 65, replacing the default payment form with five annual installments. This is a routine executive compensation arrangement with no negative or flat performance metrics to report.

• · The Participation Agreement replaces the Plan's default form of payment with five annual installments.
• · The agreement is qualified by reference to Exhibit 10.1.

14-08-2026

Prestige Consumer Healthcare Inc. announced the retirement of Jeffrey Zerillo as Senior Vice President, Operations, effective August 14, 2026. The departure is a routine officer retirement with no disclosed financial impact or replacement details.

• · Jeffrey Zerillo's retirement is effective August 14, 2026.
• · No successor or interim appointment has been announced.

14-08-2026

H&R Block Inc. filed an 8-K on August 14, 2026, disclosing a change in officers under Item 5.02. The filing does not specify the position, reason, or whether it is an appointment or resignation. No financial metrics, compensation details, or other quantitative data are provided. The event appears informational with no immediate directional impact, but the lack of detail warrants monitoring.

• · Filing date: August 14, 2026
• · Accession number: 0000012659-26-000028
• · File size: 138 KB
• · Sector: not specified
• · No specific officer name, position, or action (appointment/resignation) disclosed in the summary.

14-08-2026

Yi 'Faith' Tang resigned from the Board of Directors of Hawkins, Inc. effective August 13, 2026. The resignation was not due to any disagreement with the company's operations, policies, or practices.

14-08-2026

On August 6, 2026, Lewis Liu resigned as COO of Phoenix Motor Inc., effective immediately. He continues employment with a subsidiary. No financial impact or prior-period comparisons are provided.

• · Lewis Liu's resignation as COO was effective August 6, 2026.
• · His resignation does not affect his continued employment with a subsidiary of the company.

14-08-2026

NewtekOne, Inc. filed an 8-K on August 14, 2026, reporting an officer change under Item 5.02. The filing does not disclose the specific officer, the nature of the change (appointment or resignation), the reason, or any financial details. Without these critical facts, the filing is purely informational with no material impact on investment thesis.

• · The filing was made on August 14, 2026, with accession number 0001628280-26-057098.
• · The filing size is 216 KB, but no specific officer name, title, or change type is disclosed in the summary.
• · No compensatory arrangements, financial metrics, or future events are mentioned.

14-08-2026

The filing reports the departure of Beauty Health Co's Chief Financial Officer, effective August 14, 2026, with no reason provided and no successor named. While the company has disclosed the change in compliance with SEC rules, the lack of explanation and absence of a succession plan raise governance concerns and signal potential instability.

• · The filing does not disclose the reason for the CFO's departure.
• · No interim or permanent successor has been appointed as of the filing date.
• · The departure is effective immediately (August 14, 2026).

14-08-2026

Cencora, Inc. filed an 8-K on August 14, 2026, reporting an officer change under Item 5.02. The filing discloses the departure or appointment of a director or officer and related compensatory arrangements. No specific financial metrics, transaction values, or performance data are provided in the filing summary. The change appears to be a routine governance disclosure, but without details on the specific officer, reason, or timing, the materiality and market impact cannot be fully assessed.

• · Filing date: August 14, 2026
• · SEC Accession Number: 0001104659-26-097096
• · File size: 240 KB
• · Item 5.02 disclosure: Officer change and compensatory arrangements

14-08-2026

NewAmsterdam Pharma appointed Robert W. Gunning as principal accounting officer, effective August 10, 2026, succeeding Louise Kooij whose departure was previously announced. Mr. Gunning will receive a base salary of $375,000 per year, a target bonus of 30% of base salary, and equity awards of 3,200 restricted stock units and a stock option for 14,000 ordinary shares. The filing does not contain any financial results or period-over-period comparisons.

• · Mr. Gunning previously served as Interim Controller at Altimmune from April 2026 to July 2026.
• · He was Vice President Finance and Corporate Controller at Y-mAbs Therapeutics from April 2022 to April 2026.
• · He holds a BBA from Pace University.
• · The equity awards are granted under the company's 2024 Inducement Plan.
• · Mr. Gunning has no family relationships with directors or executive officers and no material interest in any existing or proposed transaction requiring disclosure.

14-08-2026

Power Integrations Inc. (POWI) disclosed in an 8-K filing that Sunil Gupta, Senior Vice President of Operations, notified the company on August 11, 2026 of his resignation effective August 25, 2026. The filing explicitly states the resignation did not result from any disagreement with the company regarding its operations, policies, or practices. No financial impact, successor information, or quantitative data was provided in the filing.

• · Resignation effective date: August 25, 2026.
• · No disagreement was cited as the reason for departure.
• · The resignation was notified on August 11, 2026, filed on August 14, 2026.

14-08-2026

Crescent Private Credit Income Corp announced the resignation of President Raymond Barrios, effective August 10, 2026, with no disagreement with management or the Board. The company appointed Eric Hall, who has served as CEO since 2023, as the new President effective August 11, 2026. Mr. Hall will continue as CEO and also serves as co-CEO, director, and chairman of an affiliate BDC and as a Managing Director at Crescent Capital Group LP.

• · Eric Hall has been CEO since 2023 and will continue in that role alongside the presidency.
• · Mr. Hall is a Managing Director at Crescent Capital Group LP, the parent of the company's investment adviser.
• · Prior to joining Crescent in 2007, Mr. Hall worked as a Financial Analyst in Lehman Brothers' Investment Banking Division.
• · Mr. Hall holds a B.A. in Business Economics from UCLA.

14-08-2026

Byrna Technologies appointed retired U.S. Army Brigadier General Rose Lopez Keravuori to its Board of Directors, effective August 10, 2026, succeeding Emily Rooney who resigned the same day. Keravuori also joined a newly formed Enterprise Risk Management Committee alongside Board Chair TJ Kennedy, independent director Adam Roth, and CEO Conn Davis. The appointment brings extensive leadership in strategic operations, crisis management, and risk mitigation, supporting Byrna's expansion across consumer, professional security, and international markets.

• · Keravuori served as director of intelligence for U.S. Africa Command until her retirement in 2025.
• · She holds a directorship certification from NACD (NACD.DC) and is a Qualified Risk Director (QRD) through the DCRO Institute.
• · She is a graduate of the United States Military Academy at West Point and holds an MBA from Cameron University.
• · The Enterprise Risk Management Committee includes three independent directors and the CEO.

14-08-2026

CCS IX Portfolio Holdings, LLC announced the resignation of Raymond Barrios as director and Co-CEO effective August 10, 2026, with no disagreement cited. Eric Hall was appointed as Co-CEO and elected as Chairman of the Board effective August 11, 2026; Hall will not receive compensation for his director role. The filing contains no financial data or period-over-period comparisons.

• · Eric Hall serves as President and CEO of Crescent Private Credit Income Corp and as a Managing Director of Crescent Capital Group LP.
• · Hall previously worked as a Financial Analyst in Lehman Brothers' Investment Banking Division and holds a B.A. in Business Economics from UCLA.
• · Hall will not receive any compensation or equity awards for his service as a director.

14-08-2026

Mastech Digital, Inc. awarded its Chief Financial and Operations Officer, Kannan Sugantharaman, 20,000 restricted stock units (RSUs) on August 10, 2026. The RSUs vest in three tranches over three years, with 6,667 vesting on each of the first two anniversaries and 6,666 on the third. This is a routine equity compensation grant, with no financial impact disclosed.

• · RSU grant date: August 10, 2026
• · Vesting schedule: 6,667 RSUs on each of the first two anniversaries and 6,666 on the third anniversary
• · Restricted Stock Unit Agreement filed as Exhibit 10.1

14-08-2026

Smart Powerr Corp. (CREG) announced the mass resignation of five directors and two officers on August 13, 2026, including all three committee chairs (Audit, Compensation, Nominating/Corporate Governance) and the CFO, Secretary, and Chief Sales Officer. All resignations were stated as not due to any disagreements with management. The Board intends to evaluate suitable replacements, but the simultaneous departure of the entire board and key officers creates significant governance and operational uncertainty.

• · All resignations were effective August 13, 2026.
• · The resignations of directors Zhongli Liu, Xiaoping Guo, and Lulu Sun removed the chairs of all three board committees (Audit, Compensation, Nominating/Corporate Governance).
• · The CFO, Secretary, and Chief Sales Officer also resigned on the same date.
• · The filing states that none of the resignations were due to disagreements with management.
• · The Board has not yet appointed replacements; it will evaluate suitable candidates and file updates upon completion.

14-08-2026

The filing reports an officer change at APPLIED INDUSTRIAL TECHNOLOGIES INC, disclosed under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific officer name, position, reason, or financial metrics are provided in the summary. The filing is purely informational regarding a leadership change, with no quantitative data or performance indicators to assess positive or negative impact.

14-08-2026

The filing reports the departure of a key officer at Children's Place, Inc., but specific details such as the officer's name, position, reason, and effective date are not disclosed. No financial metrics or strategic decisions are mentioned. The event is classified as neutral with low materiality, requiring further disclosure for a comprehensive assessment.

• · Filing date: 2026-08-14
• · Accession number: 0001104659-26-097257
• · File size: 286 KB
• · Sector: not specified

14-08-2026

The filing is an 8-K by FiEE, Inc. dated August 14, 2026, reporting an officer change (Item 5.02) alongside results of operations (Item 2.02) and amendments to bylaws (Item 5.03). No specific financial metrics, executive names, or reasons for the departure are disclosed. The filing is informational with no quantitative data to assess materiality.

• · Filing date: August 14, 2026
• · AccNo: 0001829126-26-008888
• · Size: 582 KB
• · Items reported: 2.02, 5.02, 5.03, 9.01
• · Sector: not specified

14-08-2026

The filing reports the departure of a director, Ronald N. Tutor, from the board of Tutor Perini Corp, effective August 14, 2026. Mr. Tutor's resignation was not due to any disagreement with the company, but the specific reason is not disclosed. This change reduces board independence and may raise governance concerns given the founder's departure.

• · Ronald N. Tutor resigned as a director effective August 14, 2026.
• · The resignation was not due to any disagreement with the company's operations, policies, or practices.
• · No reason for the departure is stated beyond the general 'not due to any disagreement' clause.
• · The filing does not mention any replacement director or changes to board committees.

14-08-2026

Dave Inc./DE filed an 8-K on August 14, 2026, regarding an officer change under Item 5.02. The filing does not specify the position affected, the nature of the change (appointment or resignation), or the reason for the departure. No financial metrics, compensation details, or forward-looking guidance were disclosed, limiting the ability to assess materiality or market impact.

• · Filing date: August 14, 2026
• · SEC Accession Number: 0001193125-26-352390
• · Filing size: 174 KB
• · Item 5.02 triggered but no specific officer name, position, or reason disclosed

14-08-2026

The filing reports an officer change at Carriage Services Inc. under Item 5.02, but no specific details about the departing or appointed officer, reason for change, or effective date are disclosed. The filing also includes Item 9.01 (Financial Statements and Exhibits) but no financial data, guidance, or scheduled events are provided. Without key information on the leadership change, governance implications, or quantitative metrics, the filing is purely informational with no material financial impact.

14-08-2026

The filing reports the departure of Jacobs Solutions Inc.'s Chief Financial Officer (CFO) effective August 14, 2026, with the reason stated as a retirement. The company has appointed an internal successor, the former Vice President of Finance, as the new CFO. While the planned succession signals strong internal talent development, the sudden timing of the retirement (effective immediately) may raise short-term governance concerns. No financial metrics, compensation details, or forward guidance were disclosed in the filing.

• · The outgoing CFO's retirement is effective immediately as of August 14, 2026.
• · The incoming CFO was promoted from Vice President of Finance, indicating an internal succession.
• · No compensatory arrangements or severance details for the outgoing CFO were disclosed.
• · No mention of any other officer or director changes in this filing.

14-08-2026

Wheels Up Experience Inc. filed an 8-K on August 14, 2026, disclosing an officer change under Item 5.02. The filing does not specify the position, whether it is an appointment or resignation, or the reason for the change. No financial metrics, compensation details, or other quantitative data are disclosed. The market impact is uncertain due to lack of specifics.

• · Filing date: 2026-08-14
• · Accession Number: 0001628280-26-057181
• · File size: 484 KB
• · Sector: not specified

14-08-2026

Quantum Corp filed an 8-K on August 14, 2026, reporting a change in officers under Item 5.02. The filing does not specify the position affected, the nature of the change (appointment or resignation), or the reason for the change. No financial metrics, compensation details, or forward-looking guidance are disclosed. The lack of specific information limits the ability to assess materiality or market impact.

• · Filing date: August 14, 2026
• · AccNo: 0001628280-26-057180
• · Size: 159 KB
• · Sector: not specified

14-08-2026

Standard Nuclear, Inc. appointed Seth Cohen, former Chief Counsel for Nuclear Policy at the U.S. Department of Energy, to its Board of Directors effective August 12, 2026. Cohen brings deep legal, regulatory, and federal policy expertise to support the company's strategic focus on scaling domestic TRISO nuclear fuel production for terrestrial, defense, and space applications. The filing contains no financial data or period-over-period comparisons.

• · Cohen previously served as Chief Counsel for Nuclear Policy at the U.S. Department of Energy, coordinating with the White House, NRC, and NASA.
• · Cohen practiced at Kirkland & Ellis LLP in San Francisco, handling Supreme Court and appellate litigation.
• · Standard Nuclear is the nation's only independent manufacturer of TRISO fuel.
• · The company is supported by leading U.S. defense technology and critical infrastructure investment firms.

14-08-2026

Owlet, Inc. held its 2026 annual meeting on August 12, 2026, where stockholders approved an amendment to the 2021 Incentive Award Plan to increase authorized shares by 600,000, and elected two Class II directors (Marc F. Stoll and Kurt Workman) with strong support. All five proposals passed, including ratification of PricewaterhouseCoopers as auditor and advisory approval of executive compensation. However, Proposal 5 (Plan Amendment) saw notable opposition with 5.38 million votes against (26.1% of votes cast), indicating some shareholder dissent on equity dilution.

• · Record date for the meeting was June 15, 2026.
• · Broker non-votes totaled 2,728,342 on director elections and say-on-pay proposals.
• · The Board determined to hold future say-on-pay votes annually, consistent with stockholder preference.
• · Series A and Series B Preferred Stock voted unanimously in favor of the Plan Amendment as separate classes.
• · The Amendment increases the share reserve by 600,000 shares, subject to annual evergreen increases through 2031.