US Material Events SEC 8-K Filings — July 09, 2026

09-07-2026

IKS Health has completed its acquisition of TruBridge, Inc., which now operates as a wholly owned subsidiary. The combined organization supports over 2,000 healthcare organizations and more than 150,000 clinicians, targeting a $260 billion total addressable market. The deal aims to create an intelligent healthcare operating system that reduces administrative burdens and improves financial sustainability for rural and community hospitals.

• · TruBridge operates as a wholly owned subsidiary of IKS Health following the closing.
• · Existing products will remain available as standalone offerings to ensure continuity of service.
• · IKS Health is listed on NSE (scrip code IKS) and BSE (scrip code 544309).
• · The transaction is structured to drive long-term shareholder value through broader customer reach and cross-sell opportunities.
• · IKS Health has been recognized by Black Book as the top provider of AI-driven RCM services, by KLAS for performance and client satisfaction, and by Google Cloud with a DORA Award.

09-07-2026

Eos Energy Enterprises appointed Haiyan Song to its Board of Directors and named Marie Batz Martin as Chief Legal Officer effective July 13, 2026, as part of a planned leadership transition. Greg Nixon stepped down as preferred stock director, with Nate Fick moving into that role and Song filling Fick's independent director seat. The changes strengthen the company's governance and technology expertise as it scales U.S. manufacturing and commercial deployments, though no financial metrics or performance data were disclosed in the filing.

• · Haiyan Song brings over 30 years of experience in software, cloud, cybersecurity, and enterprise technology, most recently as EVP of NetApp's CloudOps business.
• · Marie Martin has over 20 years of legal, compliance, and governance leadership at global industrial companies, most recently as Global VP and Chief Compliance Officer at Coherent Corp.
• · Michael Silberman will remain as a non-executive employee through September 11, 2026, to support the transition.
• · The size of the Board, number of independent directors, and number of preferred stock directors remain unchanged after the transitions.

09-07-2026

United Natural Foods (UNFI) announced leadership changes effective August 3, 2026, to accelerate its value creation strategy. Matteo Tarditi will become President and COO, Louis Martin will serve as Chief Commercial Officer, and Alfredo Luchini will join as CFO on August 10, 2026. Concurrently, President Mark Bushway will leave the company on January 1, 2027, after a transition period. The moves aim to strengthen commercial capabilities and operational execution, though the departure of a 23-year veteran introduces execution risk.

• · Leadership changes effective August 3, 2026, except CFO Luchini who starts August 10, 2026.
• · Mark Bushway will leave UNFI on January 1, 2027, after a 23-year career.
• · Tarditi will oversee product sales, customer relationships, supply chain, technology, and lean implementation.
• · Martin will focus on merchandising, supplier partnerships, private brands, and digital services.
• · Luchini previously led finance for an $11B business segment at Carrier Global Corporation.
• · UNFI serves approximately 30,000 retail locations across North America.

09-07-2026

Philip Morris International Inc. (PM) announced the departure of CFO Emmanuel Babeau, effective August 1, 2026, with Massimo Andolina succeeding him. Babeau will remain as Strategic Advisor to the CEO through March 31, 2027, and entered into a Separation Agreement providing continued base salary of CHF 1,260,012 ($1,563,423), eligibility for 2026 annual cash incentive (125% of base salary), a restricted portion of the 2027 equity award, and post-employment severance including a lump sum equal to his base salary and CHF 393,754 ($488,570) in lieu of pro-rated 2027 incentive, plus full vesting of outstanding equity awards. The agreement includes a 24-month non-compete clause and customary confidentiality provisions.

• · Emmanuel Babeau's employment as Strategic Advisor ends March 31, 2027 (Separation Date).
• · The 2027 equity award eligibility is limited to the RSU portion (40% of total otherwise eligible), subject to Board approval.
• · Post-employment severance includes full vesting of all then-outstanding equity awards.
• · The Separation Agreement includes a general release of claims and is conditioned on continued employment through the Separation Date.

09-07-2026

Shutterstock, Inc. announced the termination of its merger agreement with Getty Images Holdings, Inc., originally entered into on January 6, 2025. The termination followed the U.K. Competition and Markets Authority's conditional clearance requiring the sale of Shutterstock's editorial business, which Getty Images' board decided not to pursue. The merger agreement was terminated on July 7, 2026, after the Second Extended End Date passed.

• · The merger agreement was originally entered into on January 6, 2025.
• · The CMA conditioned clearance on the sale of Shutterstock's editorial business.
• · Getty Images' board unanimously resolved not to proceed with the editorial business sale process.
• · The termination occurred after the Second Extended End Date (July 6, 2026) passed.
• · The termination was effective July 7, 2026.

09-07-2026

Kyverna Therapeutics amended its Loan and Security Agreement with Oxford Finance LLC on July 8, 2026, extending the availability of the remaining $15.0 million of Term A Loans through December 31, 2026, in exchange for an upfront cash fee of $187,500. The amendment also provides for potential extensions of Term B and Term C loan tranches contingent on drawing the full remaining Term A amount, with new minimum revenue covenants beginning as early as Q2 2027. However, the company has not yet drawn the full $15.0 million, and if it does not, the original loan terms will continue to apply, indicating uncertainty about near-term capital needs.

• · The original Loan Facility was entered into on October 31, 2025.
• · The initial draw period for Term A Loans was originally up to June 30, 2026, now extended to December 31, 2026.
• · Term B Loan availability is contingent on achieving specified clinical milestones and drawing the full remaining $15.0M of Term A Loans.
• · Term C Loans are available in two $20.0M tranches, contingent on revenue and clinical milestones, with draw periods through March 31, 2028.
• · Minimum revenue covenants begin as early as the quarter ending June 30, 2027, depending on gross cash proceeds from other capital sources.
• · If the company does not draw the full $15.0M Term A, the original loan terms continue to apply.

09-07-2026

Align Technology announced the resignation of Julie Coletti, Executive Vice President, Chief Legal and Regulatory Officer, effective August 1, 2026, to join Illumina, Inc. as Chief Legal Officer. The departure represents a loss of a key executive but is not accompanied by any financial metrics or performance data.

• · Julie Coletti's resignation is effective August 1, 2026.
• · She is leaving to become Chief Legal Officer at Illumina, Inc.
• · The filing does not disclose any interim replacement or succession plan.

09-07-2026

Enerpac Tool Group Corp. (EPAC) has entered into a definitive agreement to acquire SFE Group for approximately $472 million in cash, funded by cash on hand and an increased revolving credit facility (from $400M to $625M). SFE Group generated trailing twelve months sales of ~$170 million and adjusted EBITDA of ~$44 million, implying a purchase multiple of 10.6x adjusted EBITDA (9.5x including anticipated synergies). The acquisition is expected to close in Q1 FY2027, be accretive to FY2027 adjusted EPS, and expand Enerpac's total addressable market by ~$1 billion, while net debt-to-adjusted EBITDA is expected to be approximately 2.8x upon closing.

• · Acquisition expected to close in Q1 FY2027, subject to regulatory approvals.
• · Net debt-to-adjusted EBITDA expected to be approximately 2.8x upon closing.
• · SFE Group has approximately 350 employees globally at four production facilities and seven rental depots.
• · SFE Group serves industries including aerospace & defense, food & beverage, bio-pharma, oil & gas, manufacturing, utilities, power generation, semiconductor, maritime, mining, transportation, data centers, and hospitals.
• · Vinay Varma will continue to run SFE Group as President post-acquisition.
• · Enerpac will provide further details on its earnings conference call on July 8, 2026 at 7:30 am CT.

09-07-2026

Enovix appointed Dr. Michael Vyvoda, former Apple Director of Product Operations, as COO effective July 29, 2026, to lead global manufacturing ramp across Malaysia, Korea, and India. The company reported Q1 2026 revenue of $7.6M, up 49% YoY, with its sixth consecutive quarter of positive gross profit and a global pipeline for Korea-manufactured products exceeding $130M. However, the company continues to scale from a loss-making history and faces risks in achieving high-volume production and customer qualification.

• · Michael Vyvoda holds a Ph.D. in Chemical Engineering from UC Berkeley and a B.S. from University of Michigan.
• · He previously served as COO at Magrathea Metals and Aircapture, and spent over five years at Apple as Director, Product Operations for Audio Products.
• · Enovix's first commercial production order for smart eyewear battery is approximately 50,000 units.
• · The company recently launched the MX-1 platform for drone and defense markets.
• · Enovix has manufacturing facilities in Korea and Malaysia, and R&D operations in India.

09-07-2026

Coinbase Global, Inc. announced that Chief Legal Officer and Secretary Paul Grewal will step down effective July 31, 2026. He will serve as an advisor from August 1 to October 31, 2026, receiving a lump sum payment equal to three months of his current base salary and continued vesting of restricted stock units scheduled to vest on August 20, 2026. The company expects to appoint Molly Abraham, Vice President, Legal, as General Counsel and Secretary.

• · Paul Grewal's resignation is effective July 31, 2026.
• · Advisor Agreement runs from August 1, 2026 to October 31, 2026.
• · Lump sum payment equals three months of current base salary, payable after the Advisory Period.
• · Continued vesting of restricted stock units scheduled to vest on August 20, 2026, subject to continued services.

09-07-2026

T3 Defense Inc. (formerly Nukkleus Inc.) acquired a 60% controlling stake in Israeli defense technology company Project 35 Ltd. on July 6, 2026. The consideration included 21,059,871 shares of common stock and a $1,250,000 promissory note bearing 12% interest, maturing July 5, 2027. T3 also committed to invest an additional $2,500,000 in Project 35 over the next 12 months. Project 35 supplies unmanned aerial platforms and counter-UAV systems to leading defense organizations including Israel Aerospace Industries, ELTA Systems, Rafael, and Elbit Systems, and has recently completed successful live-fire trials of its HY-380 autonomous aerial interceptor.

• · The promissory note bears interest at 12% per annum and matures on July 5, 2027.
• · Project 35 holds AS9100 aviation quality certification and its systems are engineered to Western supply-chain standards including Blue UAS and NDAA compliance.
• · The acquired entity's aerial platforms are field-proven and in active operational use.
• · The HY-380 interceptor uses a dual-sensor guidance system combining RF and optical AI tracking.
• · T3 Defense Inc. was formerly known as Nukkleus Inc. and changed its name on January 2, 2024.
• · The company's common stock trades on Nasdaq under the symbol DFNS and its warrants under DFNSW.

09-07-2026

Golub Capital BDC, Inc. entered into a Fourth Amended and Restated Senior Secured Revolving Credit Agreement on July 2, 2026, increasing the total borrowing capacity to $1,997,500,000 (approximately $2.0 billion). The new facility replaces the prior Third Amended and Restated Credit Agreement dated April 4, 2025, and is syndicated by JPMorgan Chase, MUFG, Sumitomo Mitsui, Truist, and Wells Fargo. The agreement outlines extensive covenants, borrowing base calculations, and conditions for credit extensions, but does not include specific performance metrics or period-over-period comparisons.

• · The agreement is a Fourth Amended and Restatement, superseding the Third Amended and Restated Senior Secured Revolving Credit Agreement dated April 4, 2025, with a substantially increased commitment from the prior facility (the prior commitment amount is not disclosed).
• · The facility is syndicated by JPMorgan Chase, MUFG, Sumitomo Mitsui, Truist, and Wells Fargo as Joint Bookrunners and Lead Arrangers.
• · The Borrower (Golub Capital BDC) has outstanding unsecured notes totaling $2.9 billion across various tranches: 2026 Notes ($600M at 2.500%), 2027 Notes ($350M at 2.050%), 2028 Notes ($700M at 7.050%), 2029 Notes ($750M at 6.000%), and 2031 Notes ($500M at 6.250%).
• · The Additional Debt Amount under the agreement is the greater of $50 million and 5% of Shareholders' Equity.
• · The agreement includes extensive affirmative and negative covenants, including borrowing base calculation (Section 5.13), financial covenants (Section 6.07), and restrictions on dividends, investments, and indebtedness.
• · The agreement specifies that the Borrower must maintain its status as a RIC (Regulated Investment Company) and a BDC (Business Development Company).

09-07-2026

Bed Bath & Beyond, Inc. entered into a Registration Rights and Lock-Up Agreement on July 8, 2026, in connection with its acquisition of The Container Store Holdings, LLC via a merger. The agreement provides registration rights for 13,427,624 shares of common stock and $112,553,000 in 5.00% Convertible Senior Notes due 2033 issued to initial holders, while also imposing lock-up restrictions on two-thirds of the closing shares. The lock-up period for 50% of the locked shares ends after 180 days or when the stock VWAP reaches $9.80 for 20 consecutive trading days, and for the other 50% after 270 days or when VWAP reaches $14.00 for 20 consecutive trading days.

• · The lock-up period for 50% of the lock-up shares ends on the earlier of 180 days after the effective date or when the daily VWAP of common stock on NYSE equals or exceeds $9.80 per share for 20 consecutive trading days.
• · The lock-up period for the other 50% of the lock-up shares ends on the earlier of 270 days after the effective date or when the daily VWAP equals or exceeds $14.00 per share for 20 consecutive trading days.
• · Registrable securities cease to be such when a holder beneficially owns less than 3% of outstanding capital stock and can sell all securities under Rule 144 without volume limitation.
• · The agreement includes provisions for shelf registration, underwritten offerings, and suspension of shelf for up to 90 days per occurrence (not to exceed 120 days in any 12-month period) due to adverse disclosure or material non-public information.

09-07-2026

EQV Ventures Acquisition Corp. II appointed Derek Rush as an independent director and audit committee member on July 2, 2026, expanding the board to seven members. The company also entered into a standard indemnification agreement with Mr. Rush. No compensation was provided for his appointment or service.

• · Mr. Rush was appointed to the audit committee and determined to be an independent director under NYSE and SEC rules.
• · No arrangements or understandings existed with any person or entity regarding his appointment.
• · Mr. Rush is not party to any transaction requiring disclosure under Item 404(a) of Regulation S-K.
• · The indemnification agreement requires the company to indemnify Mr. Rush to the fullest extent permitted by law and advance expenses for indemnifiable proceedings.

09-07-2026

Angi Inc. announced the resignation of Chief Accounting Officer Austin Kaplicer, effective August 6, 2026, to pursue an opportunity in a different industry. The company promoted Scott Jakalow to Chief Accounting Officer and designated CFO Julie Hoarau as principal accounting officer. No financial figures or performance metrics were disclosed in this filing.

• · Austin Kaplicer's resignation is effective August 6, 2026, and he will remain to oversee Q2 2026 earnings materials and the Form 10-Q.
• · Scott Jakalow is promoted to Chief Accounting Officer effective August 6, 2026.
• · Julie Hoarau, CFO, is designated as principal accounting officer effective August 6, 2026.
• · Kaplicer's resignation is not due to any disagreement with the company regarding financial statements, internal controls, operations, policies, or practices.

09-07-2026

XWELL, Inc. has entered into a definitive agreement to divest its XpresSpa and XpresTest businesses to an affiliate of Face Haus for $13 million, subject to closing adjustments. The transaction is intended to maximize stockholder value and reposition the company to pursue a new strategic direction in the national security sector. However, the divestiture is subject to stockholder approval and other closing conditions, and the company's health and wellness operations at non-airport retail locations are not included in the sale.

• · The divestiture does not include XWELL's health and wellness operations at retail locations outside of airports.
• · The transaction is expected to close later in 2026, subject to stockholder approval and other closing conditions.
• · XWELL will continue efforts to streamline operations, reduce operating expenses, and allocate capital toward initiatives aligned with its evolving business strategy.

09-07-2026

enCore Energy Corp. entered into a Separation Agreement with former CEO Robert J. Willette, who was terminated without cause effective April 20, 2026. He will receive a cash payment of $1,800,000 and a grant of 300,000 immediately-vesting nonqualified stock options for consulting services, while forfeiting all other unvested equity awards. The agreement was finalized on July 8, 2026.

• · Mr. Willette's termination was without cause and not due to any disagreement with the company on operations, policies, or accounting practices.
• · The Consulting Options have a five-year term and an exercise price equal to the closing price on the grant date.
• · In addition to forfeiting all other unvested stock options and RSUs, Mr. Willette will bear his own documented attorneys' fees from the cash payment.
• · The Separation Agreement was effective July 8, 2026, nearly three months after the termination date.

09-07-2026

The Crypto Company (CRCW) entered into a Subscription Agreement with Sinco International Investments, Inc. on July 2, 2026, to sell 8,000,000 shares of common stock at $0.001 par value for $25,000 in cash in a private placement exempt from registration under Regulation D. The agreement also includes a prepaid warrant for participation in a future private placement. No financial performance data is provided in this filing, so no period-over-period comparisons are available.

• · The private placement is exempt under Section 4(a)(2) of the Securities Act and Rule 506(b) of Regulation D.
• · The investor represented itself as an 'accredited investor' and is acquiring the securities for investment only.
• · The fair market value of any digital asset consideration was determined and fixed as of the execution date.
• · The filing incorporates by reference the Form of Subscription Agreement from an April 28, 2026 8-K filing.

09-07-2026

First Interstate Bancsystem Inc. (FIBK) announced the involuntary termination without cause of Kirk D. Jensen as Executive Vice President, General Counsel, and Corporate Secretary, effective July 9, 2026. The company will conduct a national search for a replacement, with in-house lawyers handling the role in the interim. The termination is not related to any disagreement over financial reporting, operations, or policies.

• · The termination is involuntary and without cause under Jensen's employment agreement.
• · The employment agreement was filed as an exhibit to the company's most recent Form 10-K (filed Feb 26, 2026).
• · The company explicitly states the termination is not due to any disagreement over financial reporting, operations, policies, or practices.

09-07-2026

PMGC Holdings Inc. (ELAB) filed an 8-K on July 9, 2026, reporting that on July 2, 2026, its wholly owned subsidiary AGA Precision Systems LLC merged into another wholly owned subsidiary, A&B Aerospace, Inc., with A&B as the surviving entity. The merger is an internal reorganization with no consideration paid and no change to outstanding shares of A&B. No financial impact or new business activity is disclosed.

• · Merger effective date anticipated as July 2, 2026.
• · All membership interests in AGA cancelled without consideration.
• · All issued and outstanding shares of A&B remain outstanding and unaffected.
• · Merger is between two wholly owned subsidiaries of PMGC Holdings Inc.

09-07-2026

Traws Pharma, Inc. held its 2026 Annual Meeting on July 8, 2026, where stockholders approved all five proposals, including the election of seven directors, an amendment to the 2021 Incentive Compensation Plan to increase authorized shares by 2,000,000, ratification of KPMG LLP as auditor, and the issuance of shares upon exercise of Series B and C Warrants. The meeting saw a quorum of 55.78% of outstanding shares represented. While all proposals passed, Proposal 2 (compensation plan amendment) received a notable 26.0% 'against' vote (1,694,075 votes against vs. 4,821,796 for), indicating some shareholder dissent.

• · Proposal 3 (ratification of KPMG) received 7,659,805 votes for and 789,757 against, with no broker non-votes.
• · Proposal 4 (warrant exercise shares) passed with 2,270,414 votes for, 151,196 against, and 614,528 abstentions, excluding 3,486,423 shares per Nasdaq rules.
• · Proposal 5 (adjournment) was approved but not needed as all other proposals passed.
• · The record date for the meeting was May 18, 2026.
• · Shares issued to certain investors under the April 15, 2026 Securities Purchase Agreement were not entitled to vote on Proposal 4.

09-07-2026

Medline Inc. announced the retirement of Chief Operating Officer Stephen L. Miller, effective August 30, 2026, due to health reasons. The company has initiated a search for his successor. No financial metrics or performance data were disclosed in this filing.

• · Retirement effective date: August 30, 2026
• · Reason for retirement: health-related
• · Successor search is ongoing

09-07-2026

Blaize Holdings, Inc. entered into a Settlement Agreement with Bess Ventures and Advisory LLC, an entity owned by Board Chair Lane M. Bess, to resolve disagreements related to a February 2024 letter agreement. As part of the settlement, the Company issued 2,000,000 shares of common stock to Bess Ventures. The Board, including disinterested members, approved the transaction, which includes mutual releases and confidentiality provisions.

• · The Settlement Agreement resolves disagreements related to a letter agreement dated February 15, 2024.
• · The issuance of shares was made under exemption from registration provided by Section 4(a)(2) of the Securities Act and Rule 506(b) of Regulation D.
• · Bess Ventures represented itself as an accredited investor.
• · No underwriters were engaged and no commissions or other remuneration were paid in connection with the issuance.
• · The securities are subject to transfer restrictions under federal and state securities laws.

09-07-2026

First Real Estate Investment Trust of New Jersey, Inc. (FREVS) closed the sale of its Franklin Crossing shopping center in Franklin Lakes, New Jersey for $27,000,000. The transaction generated net proceeds of approximately $25,400,000 and a net gain of approximately $19,500,000, reflecting the company's ongoing asset value maximization strategy. No negative or flat metrics were reported in this filing.

• · The property sold is the Franklin Crossing shopping center located in Franklin Lakes, New Jersey.
• · FREIT is a publicly traded REIT (over-the-counter symbol FREVS) organized in 1961.
• · The company's portfolio consists of residential and commercial properties in New Jersey and New York, with the largest concentration in northern New Jersey.
• · Forward-looking statements caution that actual results may differ due to market conditions, longer lease-up periods, or tenant inability to pay rents.

09-07-2026

Southern California Gas Company (SoCalGas) announced a series of senior leadership changes on July 6, 2026, including the appointment of Karen L. Sedgwick as CEO and President (effective Q3 2026), Ross W. Turrini as COO (effective August 10, 2026), and Elvia Lima Ortiz as VP, Chief Accounting Officer, Controller and Assistant Treasurer (effective July 10, 2026). These appointments follow the planned retirement of Rodger R. Schwecke and the resignation of Sara P. Mijares, who will receive a $315,000 cash payment and severance benefits. The new officers will receive compensation packages including base salaries of $830,000 (Sedgwick), $500,000 (Turrini), and $255,000 (Lima Ortiz), along with various incentive and retention payments.

• · Sedgwick's appointment as CEO is effective on a date to be determined in Q3 2026; she will also receive a $200,000 relocation incentive for each of her first two years.
• · Turrini's COO appointment is effective August 10, 2026; he will receive a one-time RSU award of $500,000 with a three-year vesting schedule (20%, 40%, 40%) and cash retention payments totaling up to $800,000 over three years, plus a $200,000 transition support payment.
• · Lima Ortiz's appointment as VP/CAO is effective July 10, 2026; her target long-term equity award is 80% of base salary.
• · Mijares will resign effective July 9, 2026, and remain in an advisory capacity through July 24, 2026; she will receive severance benefits and a $315,000 cash payment for forfeited equity awards.
• · Schwecke will serve as Executive Advisor until his retirement on October 1, 2026.

09-07-2026

Sempra appointed Justin C. Bird as Executive Vice President and Chief Financial Officer, effective around the closing of its planned sale of a portion of its equity interest in Sempra Infrastructure Partners, expected in Q3 2026. Concurrently, Karen L. Sedgwick will become CEO and President of Southern California Gas Company. Mr. Bird's compensation is not expected to change with this appointment.

• · Mr. Bird, 55, has served in various leadership roles across Sempra for over two decades, most recently as Executive Vice President since January 2024 and CEO of Sempra Infrastructure since April 2020.
• · Mr. Bird's compensation is not expected to change in connection with this appointment.
• · The effective date of Mr. Bird's CFO appointment is tied to the closing of the planned sale of a portion of Sempra's equity interest in Sempra Infrastructure Partners, expected in Q3 2026.
• · Karen L. Sedgwick's appointment as CEO and President of Southern California Gas Company is concurrent with Mr. Bird's effective date.

09-07-2026

Freedom Metals Acquisition Corp. announced the pricing of its $275,000,000 initial public offering of 27,500,000 units at $10.00 per unit, set to begin trading on Nasdaq on July 8, 2026 under the ticker 'FDMMU'. The blank check company will focus on acquiring businesses in the mining and critical minerals industry, led by CEO Peter Finan and CFO Martin Zinny. The offering is expected to close on July 9, 2026 with underwriters having a 45-day option to purchase up to an additional 4,125,000 units to cover over-allotments.

09-07-2026

DevvStream Corp. (DEVS) and Karbon-X Corp. mutually terminated their Carbon Credit Forward Purchase Agreement dated October 28, 2024, effective May 29, 2026. Under the agreement, KARX was to deliver carbon credits for $2,892,000, and DEVV was to issue 444,923 shares at $6.50 per share, but neither party performed any obligations. The termination includes a full mutual release of all claims, with no admission of liability.

• · The agreement was originally dated October 28, 2024.
• · The De-SPAC Transaction was completed on November 6, 2024.
• · The termination condition in Section 4.1(b) (completion by November 1, 2024) was not invoked.
• · No C-Sink Credits were delivered and no Consideration Shares were issued.
• · The termination is effective as of May 29, 2026, but DEVV signed on July 7, 2026.

09-07-2026

Paycom Software, Inc. appointed Craig Boelte (former CFO) and William Kerber (former CIO) to its board of directors, effective July 8, 2026, expanding the board from six to eight members. Both appointees have deep ties to the company, with Boelte having served as CFO for nearly 20 years and Kerber being one of the original employees and former CIO. The appointments bring extensive industry and operational experience, though no immediate financial impact or change in strategy was disclosed.

• · Boelte was instrumental in Paycom's transition to a public company in 2014 and subsequent revenue growth from $108M in 2013 to approaching $2B prior to his retirement in 2025.
• · Kerber was one of the original employees of Paycom, starting in 1999, and served as CIO from 2007 to 2017.
• · Kerber is currently CEO of Human Mode, LLC, a robotics company.
• · Boelte serves on the board of Kirkpatrick Bank.

09-07-2026

Christopher M. Smith resigned from the board of directors of Pacific Biosciences of California, Inc. (PACB) effective July 8, 2026. The company stated that his resignation was not due to any disagreement with the company's operations, policies, or practices. No replacement or further board changes were announced.

• · Resignation effective immediately as of July 8, 2026.
• · No disagreement cited between Mr. Smith and the company.
• · No successor or interim director announced.

09-07-2026

FuboTV Inc. announced the appointment of Alisa Bowen, former president of Disney+, as CEO effective July 10, 2026, succeeding co-founder David Gandler. Bowen brings nearly 30 years of media and streaming experience, including leadership at Disney+, Hulu, and ESPN+. The filing notes the company's strategic evolution following the Hulu + Live TV combination but does not provide any financial metrics or performance data.

• · Bowen's appointment is effective July 10, 2026.
• · Bowen is expected to be appointed to the Board subject to approval after the Annual Meeting of Stockholders on July 28, 2026.
• · David Gandler has resigned from the Board and will not stand for re-election.
• · FuboTV is described as the sixth largest Pay TV company in the U.S. (per UBS estimates).
• · FuboTV was ranked among Fast Company's Most Innovative Companies (2026) and Financial Times' The Americas' Fastest-Growing Companies (2026, 2025).

09-07-2026

Bone Biologics Corp announced a private placement of up to $9.0 million, with $3.0 million in upfront gross proceeds and up to $6.0 million from the potential cash exercise of warrants. The offering involves 2,112,677 shares (or pre-funded warrants) and accompanying Series F and Series G warrants, priced at $1.42 per share. However, there is no assurance that any warrants will be exercised, and the company faces risks including stockholder approval and registration statement effectiveness.

• · The offering is priced at-the-market under Nasdaq rules.
• · Series F warrants expire 5 years from the later of stockholder approval date or effective date of resale registration statement.
• · Series G warrants expire 18 months from the later of stockholder approval date or effective date.
• · The placement agent is H.C. Wainwright & Co.
• · Proceeds will be used for clinical trials, patent portfolio maintenance, and working capital.
• · The offering is a private placement under Section 4(a)(2) of the Securities Act and/or Regulation D.
• · The company has agreed to file a resale registration statement for the securities.

09-07-2026

Morgan Stanley Direct Lending Fund (MSDL) issued $350.0 million aggregate principal amount of 6.100% notes due 2031, raising net proceeds of approximately $341.6 million. The company intends to use the net proceeds to repay outstanding secured indebtedness under its financing arrangements. The notes are general unsecured obligations and rank pari passu with existing and future unsecured unsubordinated debt.

• · The notes mature on July 15, 2031 and may be redeemed at the company's option at any time prior to June 15, 2031 at par plus a make-whole premium.
• · Interest is payable semi-annually on January 15 and July 15, commencing January 15, 2027.
• · The company entered into interest rate swaps to receive a fixed rate of 6.100% and pay a floating rate of SOFR + 2.1945% on $350.0 million of the notes.
• · The notes are structurally junior to all indebtedness incurred by the company's subsidiaries, financing vehicles or similar facilities.

09-07-2026

Netcapital Inc. entered into an Equity Purchase Agreement with Hudson Global Ventures, LLC on July 2, 2026, granting the company the right to sell up to $15,000,000 of its common stock to the investor over time, subject to conditions including an Exchange Cap of 1,568,795 shares unless shareholder approval is obtained. Concurrently, the company issued a warrant to purchase up to 1,000,000 shares at $0.50 per share, exercisable until June 29, 2029, and entered into a Registration Rights Agreement requiring an initial registration statement within 90 days. The financing provides potential capital but involves significant dilution and restrictive conditions such as a 4.99% beneficial ownership limitation and pricing at a discount to market (92% of low prices).

• · The Purchase Agreement and the previously disclosed financing transaction (July 8, 2026 8-K) were negotiated together.
• · The warrant terminates at 5:00 p.m. New York City time on June 29, 2029.
• · The warrant may be exercised on a cashless basis if no effective registration statement or prospectus is available.
• · The warrant will no longer be exercisable if the common stock is deemed a 'penny stock' under SEC Rule 240.3a51-1.
• · The Exchange Cap of 1,568,795 shares is subject to adjustment and can be exceeded only with shareholder approval per Nasdaq Rule 5635(d).
• · The investor's obligation to purchase shares is subject to conditions including DWAC eligibility, no DTC chill, and compliance with SEC reporting requirements.
• · The warrant and shares issuable upon exercise were sold in a transaction exempt from registration under Section 4(a)(2) and/or Rule 506(b) of Regulation D.

09-07-2026

CleanCore Solutions (ZONE) announced the closing of its first data center project, a 200-megawatt campus in West Texas with potential expansion to over 500 megawatts by 2030. The company will own more than 95% of the project and expects to fund $100 million by Q1 2027. However, the company has no operating history in the data center industry and faces significant risks including funding, construction, and competition, while also transitioning away from its cleaning products business and Dogecoin treasury strategy.

• · The company has no operating history in the data center or computing infrastructure industry.
• · The company is transitioning its business model from cleaning services to AI infrastructure.
• · The company is also transitioning away from its Dogecoin treasury strategy.
• · The project is in partnership with HST Technologies, Inc., and ZONE will own more than 95% of the project.
• · The transaction commits funding for the initial 200 megawatts between now and 2029, with $100 million expected by Q1 2027.
• · Potential expansion to more than 500 megawatts by 2030.

09-07-2026

Innovative Eyewear Inc. (LUCYW) announced a definitive agreement for the immediate cash exercise of outstanding warrants for approximately $3.0 million in gross proceeds, with a reduced exercise price of $1.35 per share. The company will issue new unregistered short-term Series J warrants to purchase up to 6,601,632 shares at $1.10 per share, potentially adding $7.25 million if fully exercised. The net proceeds will be used for working capital and general corporate purposes, but there is no assurance that the new warrants will be exercised.

• · Original warrants were issued on April 14, 2025 and June 24, 2025 with an original exercise price of $2.60 per share, now reduced to $1.35 per share.
• · The new Series J warrants have an exercise price of $1.10 per share, exercisable immediately upon issuance and expire 24 months from the effective date of the Resale Registration Statement.
• · The shares from the warrant exercise are registered under Form S-1 (File Nos. 333-287142 and 333-288777), while the new Series J warrants and underlying shares are unregistered and offered in a private placement.
• · The company expects to file a resale registration statement with the SEC as soon as practicable.
• · H.C. Wainwright & Co. is acting as exclusive placement agent.

09-07-2026

BIO-key International, Inc. (BKYI) dismissed its independent auditor, Bush & Associates CPA LLC, effective July 7, 2026, and engaged M&K CPAS, PLLC as its new auditor, approved by the Audit Committee on July 2, 2026. The change was not due to any disagreements or reportable events, but the prior audit reports included a going concern qualification for the fiscal years ended December 31, 2024 and 2025. The company has not consulted M&K on any accounting matters prior to engagement.

• · The change in auditors was approved by the Audit Committee on July 2, 2026, with dismissal effective July 7, 2026.
• · Bush & Associates was retained on April 24, 2024.
• · No disagreements or reportable events occurred during the two most recent fiscal years (2024, 2025) or the subsequent interim period through July 7, 2026.
• · The prior audit reports included an explanatory paragraph raising substantial doubt about the company's ability to continue as a going concern.
• · The company did not consult M&K on any accounting principles, audit opinions, or disagreements prior to engagement.

09-07-2026

Air Industries Group (AIRI) announced an amended merger agreement with Tenax Aerospace on July 9, 2026, fixing the merger consideration at 126.9 million pre-split shares (25.38 million post a 1:5 reverse stock split) with a debt-adjusted share price of $3.05 pre-split ($15.25 post-split). Key changes include eliminating the prior tender offer, requiring a reverse stock split to ensure NYSE American listing compliance, and providing greater certainty for shareholders. The company intends to file an S-4 registration statement to register additional shares for the merger.

• · The Amended Merger Agreement was entered on July 2, 2026 and supersedes the February 16, 2026 Agreement.
• · Changes address NYSE American listing requirements for the combined company post-merger.
• · Fractional shares from the reverse stock split will be rounded up to the nearest whole share.
• · The tender offer under the prior agreement (up to 1 million shares) has been eliminated.

09-07-2026

Roadzen Inc. signed a definitive agreement to acquire a leading European MGA specializing in short-term car rental insurance, which writes ~800,000 policies annually and is expected to generate $18-20M in revenue and $1.6-2M in EBITDA. The acquisition is being made by Roadzen's India subsidiary (92% owned) for ~$15M total consideration (50% at closing, 50% earn-out), with sellers able to elect equity in Roadzen India valued at ~$280M or cash, and is not expected to be dilutive to Nasdaq shareholders. The deal is expected to close in early Q4 2026 and aims to combine the target's proprietary short-trip pricing data with Roadzen's AI for real-time underwriting and computer-vision-led claims, targeting the $27B car rental insurance segment growing at ~6.8% CAGR.

• · Target is regulated in the EU and UK, backed by multi-year A-rated underwriting capacity.
• · Target has no debt, positive free cash flow, and a strong combined ratio.
• · Roadzen already works with several large car rental fleet operators and can offer the product directly to them.
• · The acquisition is being made by Roadzen India, not Roadzen Inc., to avoid dilution for Nasdaq shareholders.
• · Closing is anticipated in early Q4 2026.

09-07-2026

On July 7, 2026, Park Aerospace Corp. terminated Cory Nickel as Senior Vice President and General Manager, effective immediately, and appointed John Jamieson, age 65, to the same role. Jamieson had served as SVP of Project Management since July 2024. The Board approved an increase in his annual base salary from $193,000 to $205,000, effective July 13, 2026. No family relationships or disclosable transactions were noted.

• · John Jamieson previously served as Senior Vice President of Project Management at Park Aerospace Corp. since July 30, 2024.
• · Prior roles include COO of Active Dynamics Group (2018-2022), VP of Supply Chain at Park Aerospace (2014-2018), GM of Active Metals Company (2012-2013), and VP of Global Manufacturing and Engineering at Sanmina Corporation (2003-2012).
• · Jamieson holds a Bachelor’s Degree in Mechanical Engineering from James Watt College in the United Kingdom.

09-07-2026

Reinsurance Group of America (RGA) disclosed compensation adjustments for its newly appointed CFO, Laura Cockrill, effective July 2, 2026. Her annual base salary was increased to $650,000, with an Annual Bonus Plan target of 175% of base salary and a long-term incentive target of 300% of base salary. Additionally, she received a $1,000,000 retention bonus payable in three tranches through April 2029. The filing reflects standard executive compensation changes and does not indicate any negative or flat performance metrics.

• · Laura Cockrill was appointed CFO effective June 22, 2026, previously serving as Chief Strategy Officer.
• · The retention bonus of $1,000,000 was approved prior to her CFO appointment and is paid in three tranches: $200,000 (April 2027), $300,000 (April 2028), and $500,000 (April 2029).
• · Long-term incentive awards for 2027 will be granted in a form and on terms to be approved by the Committee at that time.

09-07-2026

Everforth, Inc. (NYSE: EFOR) completed the refinancing and upsizing of its revolving credit facility from $500 million to a new $600 million facility, extending the maturity from 2028 to 2031. The transaction is leverage neutral and enhances financial flexibility. The company also announced its Q2 2026 earnings call for July 29, 2026.

• · The new facility is priced at SOFR plus 175 to 275 basis points.
• · A commitment fee of 30 to 45 basis points is payable on the undrawn portion.
• · The refinancing was led by Wells Fargo Securities, LLC, Truist Securities, Inc., BofA Securities, Inc. and JPMorgan Chase Bank, N.A.
• · The company will host its Q2 2026 earnings call on July 29, 2026 at 4:30 p.m. ET.
• · Replay of the conference call will be available from July 29, 2026 until August 12, 2026.

09-07-2026

Interactive Strength, Inc. (TRNR) signed a definitive agreement to acquire STEPR, a profitable connected stair-climbing leader, for a base consideration of $6.7 million (cash, debt, and equity) plus up to $16.0 million in performance-based equity earnouts. The deal is expected to close in Q4 2026, and TRNR raised its 2026 pro forma revenue guidance to more than $50 million, with adjusted EBITDA profitability targeted for Q4 2026. However, the acquisition is subject to customary closing conditions including an audit, and a substantial portion of the consideration is contingent on STEPR's future EBITDA performance, introducing execution risk.

• · STEPR is bootstrapped and profitable, with no prior outside capital.
• · STEPR sells through major US retailers including Dick's Sporting Goods, Rogue Fitness, Johnson Fitness, and Scheels.
• · The base transaction value is $6.7M, with up to $16.0M in additional performance-based equity earnouts.
• · Initial cash consideration will be funded through TRNR's existing financing facilities.
• · STEPR's founders have agreed to employment arrangements and will continue leading the business post-acquisition.
• · The deal is expected to close in Q4 2026, subject to customary conditions including an audit of STEPR's financial statements.

09-07-2026

Biohaven Ltd. announced scientific leadership transitions, including the promotion of David Pirman, Ph.D. to EVP and Head of Discovery, and the retirement of Bruce Car, Ph.D. as Chief Scientific Officer to a part-time Chief Innovation Officer role effective July 13, 2026. Warren Volles, General Counsel, was also designated an executive officer. The changes aim to accelerate drug innovation and external collaborations, particularly the Bexorg partnership, but represent a loss of a full-time CSO and a shift to part-time leadership.

• · Dr. Car will remain as a part-time employee in the newly created role of Chief Innovation Officer, effective July 13, 2026.
• · Dr. Car will focus on external collaborations, including leading multiple assets under the Bexorg collaboration.
• · Warren Volles has been designated an executive officer of Biohaven.
• · The Bexorg collaboration was announced in June 2025 and uses Bexorg's whole-brain discovery platform for CNS therapies.

09-07-2026

Alexandria Real Estate Equities signed a Fourth Amended Credit Agreement in escrow, expected to provide a $5 billion unsecured senior revolving credit facility with a $1 billion accordion option, replacing the existing $3.5 billion facility. The new credit line extends the maturity date to January 22, 2032, with two six-month extension options, but the agreement will only become effective if certain conditions are satisfied by October 1, 2026. The margin at closing for floating-rate loans is expected to be 0.725%, reflecting a slight increase from the prior margin, while sustainability margin adjustments from the existing agreement are removed but may be added back via future amendments.

• · The Escrow Agreement allows the company to 'lock in' current terms while the credit facility commencement is deferred until conditions are met.
• · If conditions are not satisfied by October 1, 2026, the credit agreement will not become effective.
• · Sustainability margin adjustments from the existing credit agreement are removed in the new agreement but may be added through future amendments.
• · The new facility replaces the existing $3.5 billion Third Amended and Restated Credit Agreement dated September 19, 2024.

09-07-2026

Travere Therapeutics announced the planned retirement of Chief Accounting Officer Sandra Calvin following the filing of the 2026 Annual Report (expected February 2027). Vice President, Controller John Torell, CFA, CPA, is expected to succeed her as CAO and PAO, with an orderly transition planned in advance of her retirement date.

• · Sandra Calvin's retirement is effective following the filing of the Annual Report on Form 10-K expected in February 2027.
• · John Torell has been with Travere since 2021, serving as Vice President, Controller since 2023, and previously held finance leadership roles at Pacific Life Insurance Company (1997-2019) and was an Audit Manager at Deloitte.
• · John Torell holds a B.A. in Economics-Business from UCLA and is both a CFA and CPA.

09-07-2026

On July 7, 2026, AutoZone entered into an underwriting agreement to issue and sell $850,000,000 aggregate principal amount of 4.950% Notes due 2031. The notes were sold to underwriters including BofA Securities, J.P. Morgan, Truist Securities, and U.S. Bancorp. The filing does not disclose any period-over-period financial comparisons or performance metrics.

• · The underwriting agreement contains customary representations, warranties, conditions to closing, indemnification rights, and termination provisions.
• · Certain underwriters or their affiliates have performed or may perform financial advisory, commercial banking, and investment banking services for AutoZone and its affiliates, receiving customary fees.
• · Certain underwriters or their affiliates are lenders and/or agents under AutoZone's existing revolving credit facilities.

09-07-2026

Nixxy, Inc. announced the resignation of CEO Mike Schmidt effective July 2, 2026, with no disagreement with the company, and the appointment of board member David Kratochvil as the new CEO. Kratochvil, 60, brings over 30 years of Wall Street experience and will receive an annual base salary of $180,000 plus an equity award of 100,000 stock units. Separately, the company regained compliance with Nasdaq's minimum bid price requirement after its stock closed at $1.00 or above for 10 consecutive business days through July 1, 2026, though it cautioned that future compliance is not assured.

• · David Kratochvil holds an MBA in finance and international business from the University of Chicago Booth School of Business and a BS in Economics from the Wharton School.
• · Kratochvil holds FINRA Series 7, 14, 24, 63, 79, 86 and 87 registrations.
• · If Kratochvil is terminated without cause after the first 90 days, he receives one month of base salary and health insurance benefits.
• · Upon a change of control, any unvested stock units accelerate; if terminated without cause or material role change in connection with change of control, he receives four months of base salary.
• · The company had previously disclosed a Nasdaq non-compliance notice on February 20, 2026, for failing the minimum bid price requirement.

09-07-2026

MARA Holdings, Inc. has entered into a definitive agreement to acquire a large-scale powered land site in Matagorda County, Texas from HIF USA LLC. The site encompasses over 1,200 acres and is expected to provide access to up to 1 GW of grid capacity by October 2027 and up to 2 GW by April 2028, with HIF retaining a minority ownership interest upon lease execution with an HPC tenant. Upon full energization, the site is expected to more than double MARA's potential power capacity to approximately 4.8 GW across its portfolio, strengthening its position in digital infrastructure development. However, the transaction is subject to regulatory approvals and phased construction beginning in 2026, with no immediate revenue or earnings impact disclosed.

• · The site is located in Matagorda County, Texas, approximately 90 miles southwest of Houston.
• · HIF will retain a minority ownership interest in the project upon execution of a lease with an HPC tenant.
• · Phased construction is expected to begin in 2026, contingent upon regulatory approvals.
• · MARA has invested more than $1.2 billion in Texas to date.
• · The transaction is expected to support thousands of construction and permanent full-time jobs upon completion.

09-07-2026

Rackspace Technology announced a strategic pivot to become the operator of the full enterprise AI stack, including a preferred partnership with Palantir for regulated and sovereign markets. However, the company also lowered its FY26 revenue outlook by $150M (midpoint from $2,650M to $2,500M) and EBITDA by $20M (midpoint from $310M to $290M), citing supply constraints and a shift away from low-margin resale. Preliminary 2Q26 revenue is expected between $641M and $649M, with a GAAP net loss of $(62)M to $(91)M, while the company projects Enterprise AI capacity of 30 MW by end of 2028, generating $450M-$600M in annual revenue at 50%+ EBITDA margins.

• · Preliminary 2Q26 GAAP net loss per diluted share expected between $(0.36) and $(0.25).
• · Preliminary 2Q26 Non-GAAP loss per share expected between $(0.11) and $(0.08).
• · First joint Palantir deployment closed in less than 2 months with a U.S.-based solar tracking manufacturer.
• · Rackspace expects to average $15-20M of annual revenue per MW deployed as GPU and customer mix evolves.
• · Enterprise AI capacity is incremental to core business, not cannibalization of existing revenues.
• · Core Private Cloud expected to grow low single digits, driven by mix shift out of lower-growth, lower-margin revenue.
• · Public Cloud infrastructure resale expected to continue declining.
• · Adjusted EBITDA margin for FY26 remains flat at 12% despite lower absolute EBITDA.