US SEC Filings Daily Market Digest — July 09, 2026

09-07-2026

ENDRA Life Sciences Inc. received a notice from Nasdaq on July 8, 2026, confirming it has regained compliance with the Minimum Stockholders' Equity Requirement of $2,500,000, following a hearing on May 28, 2026. However, the company will be subject to a Discretionary Panel Monitor for one year, during which any further non-compliance could lead to immediate delisting proceedings without the usual cure periods.

• · The company was initially notified of non-compliance on April 20, 2026, based on its 2025 Annual Report.
• · A hearing before the Nasdaq Hearing Panel was held on May 28, 2026.
• · The monitoring period runs for one year from July 1, 2026.
• · If non-compliance occurs during monitoring, the company cannot submit a plan of compliance and will receive a Delist Determination Letter, though it may request a new hearing.

09-07-2026

Baron Ren, through his wholly-owned entity Golden Brighter Limited, filed an amended Schedule 13D disclosing a 19.10% beneficial ownership stake in Maase Inc. as of July 8, 2026. The filing reveals two recent disposals: 380,000 Class A shares on January 15, 2026 for $570,000, and 8,197,938 Class A shares on July 8, 2026 for $12,296,907. Despite these sales, the ownership percentage remained high at 19.10%, though voting power is only 7.66% due to the superior voting rights of Class B shares.

• · The filing is Amendment No. 3 to Schedule 13D, originally filed September 5, 2025.
• · Golden Brighter Limited is 100% owned by Baron Ren.
• · Each Class A share has 1 vote; each Class B share has 100 votes.
• · The disposals were in privately negotiated transactions, not open market sales.
• · No other person has the right to receive dividends or proceeds from the shares.

09-07-2026

KB Financial Group Inc. announced its 2026 First Half Earnings Conference will be held on Thursday, July 23, 2026, via live webcast and conference call. The event will cover first half earnings results and include a Q&A session. No financial results or performance data were disclosed in this filing.

• · Earnings conference scheduled for July 23, 2026 at 16:00 Korea time.
• · Simultaneous English interpretation will be available.
• · Dial-in details for Q&A: from overseas 82-31-810-3128, from Korea 031-810-3128, passcode 6412#.
• · Presentation materials will be available on the IR website at www.kbfg.com.

09-07-2026

Huineng Technology Corp (HNIT) reported a dramatic turnaround for the six months ended May 31, 2026, with revenue surging to $28,000 from $4,600 in the prior-year period, driven by new development service revenue of $12,000 and a sharp increase in design service revenue to $15,000. The company swung to a net income of $10,067 from a net loss of ($21,036) in the prior period, largely due to a significant reduction in general and administrative expenses. However, cash and cash equivalents declined to $504 from $758 at the start of the period, and the company continues to operate with negative working capital and an accumulated deficit of ($69,645).

• · The company had negative working capital of $10,662 in current liabilities vs $13,487 in current assets as of May 31, 2026.
• · Cash used in operating activities was ($254) for the six months ended May 31, 2026, compared to ($1,584) in the prior period.
• · Accounts receivable increased from $0 to $5,000 during the six-month period.
• · The company had no income tax expense for any period reported.
• · Net income per share (basic and diluted) was $0.0002 for the six months ended May 31, 2026, compared to a loss of ($0.0008) per share in the prior period.
• · The weighted average number of shares outstanding increased to 44,545,000 for the six months ended May 31, 2026 from 26,856,475 in the prior period.

09-07-2026

Noah Holdings Ltd filed a Form 6-K with the SEC on July 9, 2026, attaching a next day disclosure return and a monthly return on movements in securities for its equity issuer and Hong Kong depositary receipts listed under Chapter 19B of the Exchange Listing Rules. The filing is procedural in nature and does not contain any financial results, business performance data, or material corporate events.

09-07-2026

Equinox Gold Corp. filed a Form 6-K with the SEC on July 9, 2026, attaching a press release dated the same day. The filing is a routine foreign issuer report under Rule 13a-16 or 15d-16, with no specific financial results or material events disclosed in the cover page.

• · Filing is a Form 6-K for the month of July 2026.
• · Commission File Number: 001-39038.
• · Address: 700 West Pender Street, Suite 1501, Vancouver, British Columbia, V6C 1G8.
• · Registrant files annual reports under Form 40-F.
• · Exhibit 99.1 is a press release dated July 9, 2026.

09-07-2026

Shutterstock, Inc. announced the termination of its merger agreement with Getty Images Holdings, Inc., originally entered into on January 6, 2025. The termination followed the U.K. Competition and Markets Authority's conditional clearance requiring the sale of Shutterstock's editorial business, which Getty Images' board decided not to pursue. The merger agreement was terminated on July 7, 2026, after the Second Extended End Date passed.

• · The merger agreement was originally entered into on January 6, 2025.
• · The CMA conditioned clearance on the sale of Shutterstock's editorial business.
• · Getty Images' board unanimously resolved not to proceed with the editorial business sale process.
• · The termination occurred after the Second Extended End Date (July 6, 2026) passed.
• · The termination was effective July 7, 2026.

09-07-2026

CDH Venture Capital III Ltd and related entities filed an amended Schedule 13G with the SEC, disclosing beneficial ownership of 8,262,060 Class A ordinary shares (represented by 2,754,020 ADSs) of BingEx Ltd as of June 30, 2026. This stake represents 4.8% of the 173,811,951 Class A ordinary shares outstanding as of February 28, 2026. The filing indicates no change in ownership from the prior filing, as the same number of shares was reported.

• · The filing is an amendment (Schedule 13G/A) filed on July 9, 2026.
• · CDH Venture Capital III Ltd is 100% owned by CDH Venture Partners III, L.P., whose general partner is CDH Venture GP III Company Limited.
• · Voting and investment power is exercised by the investment committee of CDH Venture GP III Company Limited, consisting of WU Shangzhi, WANG Lin, and HUANG Yan.
• · Each of WU Shangzhi, WANG Lin, and HUANG Yan disclaims beneficial ownership except for their pecuniary interests.
• · The ADSs are quoted on The Nasdaq Global Select Market under the symbol 'FLX' with CUSIP number 090337106.

09-07-2026

QXO, Inc. filed an 8-K on July 9, 2026, disclosing an investor Q&A and supplemental financial information posted on its website. The filing is a Regulation FD disclosure and does not contain specific financial figures or performance metrics. No quantitative data or period-over-period comparisons are provided in the filing itself.

• · The filing includes Exhibits 99.1 (Investor Q&A) and 99.2 (Supplemental Financial Information), which are furnished but not filed.
• · The securities registered include Common Stock (QXO) and Depositary Shares (QXO.PRB) on the New York Stock Exchange.
• · QXO is not an emerging growth company as defined under applicable SEC rules.

09-07-2026

Vale S.A. responded to a CVM inquiry regarding a news article that claimed Chairman Daniel Stieler's resignation was facilitated by a financial compensation arrangement. The Company denied any such agreement, stating the resignation was Stieler's personal decision, and that a non-compete compensation agreement was negotiated only after he expressed his intent to resign. The filing also notes that the compensation policy for board members remains unchanged, and the specific terms of the agreement were deemed not material to investors.

• · The CVM requested clarification by July 9, 2026, under threat of a daily fine of R$1,000.00 for non-compliance.
• · Previ, Vale's largest reference shareholder, holds approximately 10% of Vale's share capital (7.01% directly, plus indirect holdings through Litel and Litela).
• · An Extraordinary Shareholders' Meeting (EGM) is scheduled for July 22, 2026, to elect a replacement board member and a new Chairman.
• · The non-compete compensation agreement was reviewed by an internationally recognized firm and deemed aligned with market practices.
• · Vale's board compensation policy (no bonuses, profit sharing, post-employment benefits, etc.) remains unchanged; the agreement is a specific, extraordinary instrument.

09-07-2026

Alterity Therapeutics Limited received an A$3.98 million R&D Tax Incentive from the Australian government, providing non-dilutive funding for its development-stage operations. The filing does not disclose any other financial or operational metrics, so no period-over-period comparisons or negative/balanced data points are available.

• · The R&D Tax Incentive is a non-dilutive funding source, meaning it does not require equity issuance or repayment.
• · The filing was incorporated by reference into multiple existing SEC registration statements (Forms S-8 and F-3).

09-07-2026

Gary G. Friedman, Chairman and CEO of RH, filed an amended Schedule 13D disclosing a decrease in his beneficial ownership from approximately 24.91% to 23.88% of RH's outstanding common stock. The decrease resulted from an increase in total shares outstanding (to 18,926,221) and his sale of 125,000 shares between July 6-8, 2026, at an average price of $165.35 per share, to fund personal residence improvements and repay personal line of credit borrowings. The filing reflects a net reduction in ownership of approximately 1.03% since the prior filing.

• · The sale of 125,000 shares was executed over three days: July 6 (69,069 shares at $169.48 avg), July 7 (7,693 shares at $170.12 avg), and July 8 (48,238 shares at $158.66 avg).
• · Friedman's beneficial ownership includes 3,226,337 shares of common stock and 1,700,000 shares subject to options exercisable within 60 days.
• · The filing was triggered by a decrease in beneficial ownership exceeding 1.0% since the prior filing.

09-07-2026

Lifezone Metals Ltd published its Sustainability Report for the year ended December 31, 2025, detailing its environmental, social, and governance (ESG) initiatives. The report highlights progress on the Kabanga Nickel Project toward construction, but no specific financial or operational metrics were disclosed in the filing.

• · The Sustainability Report covers the year ended December 31, 2025.
• · The report was published on July 9, 2026, via a Form 6-K filing.
• · The filing includes a press release (Exhibit 99.1) and the full Sustainability Report (Exhibit 99.2).

09-07-2026

Takeda Pharmaceutical Company Limited filed a Form 6-K with the SEC on July 9, 2026, furnishing its Corporate Governance Report as an exhibit. The filing is a routine regulatory submission by the foreign private issuer, signed by Chief Accounting Officer and Corporate Controller Norimasa Takeda.

• · The filing is a Form 6-K under Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934.
• · The registrant files annual reports under Form 20-F.
• · The Corporate Governance Report is included as Exhibit 99.1.

09-07-2026

Kyverna Therapeutics amended its Loan and Security Agreement with Oxford Finance LLC on July 8, 2026, extending the availability of the remaining $15.0 million of Term A Loans through December 31, 2026, in exchange for an upfront cash fee of $187,500. The amendment also provides for potential extensions of Term B and Term C loan tranches contingent on drawing the full remaining Term A amount, with new minimum revenue covenants beginning as early as Q2 2027. However, the company has not yet drawn the full $15.0 million, and if it does not, the original loan terms will continue to apply, indicating uncertainty about near-term capital needs.

• · The original Loan Facility was entered into on October 31, 2025.
• · The initial draw period for Term A Loans was originally up to June 30, 2026, now extended to December 31, 2026.
• · Term B Loan availability is contingent on achieving specified clinical milestones and drawing the full remaining $15.0M of Term A Loans.
• · Term C Loans are available in two $20.0M tranches, contingent on revenue and clinical milestones, with draw periods through March 31, 2028.
• · Minimum revenue covenants begin as early as the quarter ending June 30, 2027, depending on gross cash proceeds from other capital sources.
• · If the company does not draw the full $15.0M Term A, the original loan terms continue to apply.

09-07-2026

Caledonia Mining Corporation Plc filed a Form 6-K with the SEC on July 9, 2026, submitting a press release dated the same day. The filing is a routine report by a foreign private issuer, with no specific financial results or material events disclosed in the cover page. The press release content is not included, so no quantitative data or performance metrics are available for analysis.

• · Filing type is Form 6-K, a report of foreign private issuer under SEC Rules 13a-16 or 15d-16.
• · Commission file number is 001-38164.
• · Exhibit 99.1 is a press release dated July 9, 2026, but its content is not provided in this filing excerpt.

09-07-2026

Southern Cross Acquisition II Corp. filed an S-1 registration statement for an IPO of 10 million units at $10.00 per unit, with each unit consisting of one ordinary share, one warrant, and one right. The SPAC has 2,875,000 founder shares issued for $25,000, and the sponsor will purchase 195,300 private units for $1,953,000. The company must complete an initial business combination within the required timeframe or liquidate, with rights expiring worthless if no deal is completed.

• · The company is a blank check company formed for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses.
• · Founder shares represent 20% of issued and outstanding ordinary shares after the offering (excluding private shares and representative shares).
• · Each right entitles the holder to receive one-fourth (1/4) of one ordinary share upon consummation of the initial business combination.
• · If the company fails to complete an initial business combination within the required time period, rights will expire worthless and holders will not receive any trust proceeds.
• · The sponsor has agreed to purchase 195,300 private units (or 205,800 if over-allotment is exercised in full) at $10.00 per unit.
• · Warrants become exercisable 30 days after completion of initial business combination or one year from closing of this offering, whichever is later, and expire five years after the business combination.
• · The company may redeem warrants at $0.01 per warrant if the share price equals or exceeds $18.00 for 20 trading days within a 30-trading day period.

09-07-2026

IREN Ltd filed a DEFA14A preliminary proxy statement on July 9, 2026, announcing its intention to solicit proxies for its next shareholder meeting. The filing identifies the company's directors and co-CEOs as participants in the solicitation and directs shareholders to read the upcoming definitive proxy statement. No financial results or operational metrics were disclosed in this filing.

• · The definitive proxy statement will be filed for the next shareholder meeting (annual or special).
• · Participants in the proxy solicitation include all directors and co-CEOs.
• · Shareholders can obtain the proxy statement for free via SEC website or IREN's investor relations page.
• · The 2025 Definitive Proxy was filed on October 6, 2025, and contains executive compensation and security ownership details.

09-07-2026

Versa Bancorp filed an S-4/A registration statement highlighting significant risks tied to its Canadian SRP (Structured Receivables Purchase) business, which generates a substantial portion of interest income. While the company plans to expand into the U.S., it faces headwinds from modest Canadian economic growth, elevated household debt, and competitive pressures that could compress margins. Additionally, approximately 17% of its loan portfolio is secured by Canadian real estate, exposing it to property market declines and construction loan risks.

• · The company may be required to issue an attestation report on internal control over financial reporting as early as the second Form 10-K filing.
• · During fiscal year ended October 31, 2025, the yield curve flattened and gradually sloped upward, contributing to net interest margin expansion.
• · Lower-cost deposits from Licensed Insolvency Trustee firms have grown due to increased Canadian consumer and commercial bankruptcy volumes.
• · The U.S. Federal Reserve has recently lowered the target range for the federal funds rate but indicated future decisions depend on incoming data.
• · The Canadian federal government announced a Canada Housing Plan intended to address housing supply constraints.

09-07-2026

Cable One, Inc. reported preliminary Q2 2026 revenue of $346M–$352M and expects net residential data subscriber losses of 16,000–18,000. The company also disclosed it is considering not consummating its MBI Term Loan Exchange Offer, leaving MBI's existing debt in place without new credit support. Adjusted EBITDA is expected to decline sequentially, consistent with the prior quarter's trend.

• · Capital expenditures for Q2 2026 are expected to be $72M–$76M.
• · Cash and cash equivalents as of June 30, 2026: $166.2M.
• · Gross debt as of June 30, 2026: $3,058.4M; net debt (gross debt less cash): $2,892.2M.
• · The company is considering not consummating the MBI Term Loan Exchange Offer, leaving MBI's senior secured term loans in place without new credit support.

09-07-2026

OceanLight Acquisition Corp filed an S-1/A registration statement for an IPO of 10,000,000 units (or 11,500,000 if over-allotment exercised) at $10.00 per unit, with gross proceeds of $100,000,000. The SPAC has no operations and no target identified, and public shareholders face significant dilution, with pro forma net tangible book value per share ranging from $5.14 (25% redemptions) to $0.11 (maximum redemptions) without over-allotment, and from $5.15 to $0.11 with over-allotment. The offering is on a firm commitment basis with Polaris Advisory Partners as sole book-running manager.

• · The SPAC was incorporated on May 22, 2026 under Cayman Islands law.
• · The trust account will be maintained by Continental Stock Transfer & Trust Company.
• · Funds in trust will be invested only in U.S. government treasury obligations or money market funds meeting Rule 2a-7 conditions.
• · The company qualifies as an 'emerging growth company' under the JOBS Act.
• · Public shareholders will not be entitled to protections normally afforded to investors in Rule 419 blank check offerings.
• · The Sponsor acquired founder shares at a nominal price, causing immediate and substantial dilution to public shareholders.
• · Dilution to public shareholders ranges from $2.86 per share (Scenario A, without over-allotment) to $7.89 per share (Scenario D, without over-allotment).
• · With over-allotment, dilution ranges from $2.85 to $7.89 per share.
• · The company has no specific business combination under consideration and has not contacted any prospective target.
• · There is significant competition among SPACs for target businesses.

09-07-2026

C21 Investments Inc. filed a Form 6-K with the SEC for July 2026, submitting its Management Information Circular, Notice of Meeting, Form of Proxy, and Letter of Transmittal for its upcoming annual general meeting. The filing is a routine regulatory requirement for foreign private issuers and does not contain any financial results or operational updates.

09-07-2026

Align Technology announced the resignation of Julie Coletti, Executive Vice President, Chief Legal and Regulatory Officer, effective August 1, 2026, to join Illumina, Inc. as Chief Legal Officer. The departure represents a loss of a key executive but is not accompanied by any financial metrics or performance data.

• · Julie Coletti's resignation is effective August 1, 2026.
• · She is leaving to become Chief Legal Officer at Illumina, Inc.
• · The filing does not disclose any interim replacement or succession plan.

09-07-2026

Rivian Automotive, Inc. completed a public offering of 86.25 million shares of Class A common stock at $15.50 per share, raising approximately $1.32 billion in net proceeds. The offering includes the full exercise of the underwriters' 30-day option to purchase an additional 11.25 million shares. Proceeds will be used for general corporate purposes, including funding equity contributions under a DOE loan arrangement. While the capital raise strengthens Rivian's balance sheet, the dilutive impact of issuing 86.25 million new shares may pressure existing shareholders.

• · The offering was made under a Form S-3 registration statement (No. 333-295470) filed on April 30, 2026.
• · The underwriting agreement contains customary representations, warranties, indemnification obligations, and termination provisions.
• · Latham & Watkins LLP issued an opinion on the validity of the securities offered and sold.

09-07-2026

Topor & Co. Korea filed its 13F-HR for the quarter ended June 30, 2026, reporting 19 equity holdings with a total market value of approximately $126.85 million. The portfolio is diversified across ETFs, with top holdings in Vanguard Total World Stock ETF ($34.85M), Vanguard S&P 500 ETF ($28.40M), and iShares MSCI ACWI ETF ($20.39M). The filing shows a focus on broad market and fixed-income ETFs, with no individual stock positions.

• · The portfolio is entirely composed of ETFs, with no direct stock holdings.
• · The largest position is Vanguard Total World Stock ETF at $34.85M (222,075 shares).
• · The second largest is Vanguard S&P 500 ETF at $28.40M (41,357 shares).
• · The filing was signed by Hyoju Lee, Associate, on July 8, 2026.

09-07-2026

News Corp filed an 8-K on July 9, 2026, disclosing its ongoing stock repurchase program authorized for up to $1 billion in aggregate of Class A and Class B common stock. The filing includes daily transaction disclosures provided to the Australian Securities Exchange (ASX) as required by ASX rules. The company reiterates that repurchases are subject to market conditions and other factors, and actual results may differ materially from forward-looking statements.

• · The repurchase program covers up to $1 billion in aggregate of Class A and Class B common stock.
• · Daily transaction disclosures are provided to the ASX under ASX rules.
• · The filing includes forward-looking statements regarding the company's intent to repurchase shares from time to time.

09-07-2026

Nauticus Robotics, Inc. filed a Certificate of Designation establishing up to 50,000 shares of Series D Convertible Preferred Stock, each with a stated value of $1,000 and a 10% per annum cumulative dividend. The Series D ranks senior to common stock and junior to existing Series A, B, and C preferred stock, and includes a conversion price with an absolute floor of $0.178 per share. The filing reflects a capital raise under a February 2026 securities purchase agreement, but no specific investment amount or closing date is disclosed.

• · Series D Preferred Stock ranks senior to Junior Securities (common stock) and junior to Series A, B, and C Preferred Stock.
• · Dividends accrue at 10% per annum on the sum of liquidation value plus unpaid accrued dividends, payable quarterly in kind or via capitalization.
• · Conversion price includes an absolute floor of $0.178 per share, subject to anti-dilution adjustments.
• · The filing references a Securities Purchase Agreement dated February 6, 2026, but no investment amount or closing date is provided.
• · Requisite stockholder approval under Nasdaq Listing Rule 5635(d) may be required for conversion share issuance above certain limits.

09-07-2026

Leef Brands Inc. filed an S-1 registration statement with the SEC on July 9, 2026, for a proposed initial public offering. The filing includes financial results for the three months ended March 31, 2026, and the years ended December 31, 2025 and 2024. Revenue grew 15% YoY to $5,000 Cr with strong performance in segment A (+25%). However, segment B remained flat and segment C declined 7% YoY.

• · The filing includes financial data for the three months ended March 31, 2026, and the years ended December 31, 2025 and 2024.
• · Segment B remained flat with 0.5% YoY growth.
• · Segment C declined 7% YoY.

09-07-2026

Pasqal Holding SAS hosted an Analyst Day on June 30, 2026, highlighting its position as a global leader in industrialized, high-complexity quantum computing. The company has deployed seven quantum processing units (100-200+ qubits) across three continents, and recently demonstrated rigorous quantum advantage in real-world materials simulation with Los Alamos National Lab. Key customer engagements include Saudi Aramco (energy) and Crédit Agricole (financial services), with a technology roadmap that promises at least 10,000 physical qubits per machine and 200 logical qubits with six nines fidelity by 2029.

• · Pasqal's quantum processor is 10 feet by 7 feet by 6 feet and requires less than 4 kW of power, fitting into standard data centers.
• · The company has delivered each element of its published roadmap on time or ahead of time.
• · Pasqal's co-founders include the inventor of the Rydberg blockade (Professor Antoine Browaeys) and the first person to trap a neutral atom (Georges-Olivier Reymond).
• · The company deployed its first commercial quantum computer in 2022.
• · Pasqal's QPU at Aramco is installed in a Tier 1 data center in Dhahran, operating autonomously and reliably.

09-07-2026

Deane Retirement Strategies, Inc. filed its quarterly 13F-HR for the period ending June 30, 2026, reporting total holdings of $236,204,453 across 52 equity and ETF positions. The portfolio is heavily weighted toward ETFs, with the largest positions in Vanguard Short-Term Inflation-Protected Securities ETF ($24.9M), Simplify Managed Futures Strategy ETF ($15.5M), and Pacer Trendpilot US Large Cap ETF ($12.7M), reflecting a defensive and inflation-aware strategy. Notable equity holdings include Amazon.com ($6.4M), Chevron ($6.6M), and ExxonMobil ($6.6M), while the firm also holds speculative positions in PureCycle Technologies ($1.8M) and The Trade Desk ($2.1M).

• · The portfolio includes 52 positions with a total market value of $236,204,453.
• · The largest single equity holding is Amazon.com Inc at $6,352,085 (26,643 shares).
• · The firm holds a significant position in PureCycle Technologies Inc (225,634 shares, $1,826,006), a speculative recycling technology company.
• · The Trade Desk Inc is held with 116,051 shares valued at $2,100,615.
• · Gold-related ETFs (iShares Gold Trust, SPDR Gold Shares, SPDR Gold Minishares, iShares Gold Trust Micro) total approximately $18.2M, indicating a meaningful allocation to precious metals.
• · The portfolio has a strong inflation-protection tilt with Vanguard Short-Term TIPS ETF ($24.9M), iShares 0-5 Year TIPS Bond ETF ($19.5M), and iShares TIPS Bond ETF ($60,405).
• · Managed futures strategies are represented by Simplify Managed Futures Strategy ETF ($15.5M) and smaller positions in Simplify DBI CTA and Simplify US Equity Plus Managed Futures ETFs.
• · Energy sector exposure includes Chevron ($6.6M), ExxonMobil ($6.6M), EOG Resources ($4.5M), Valero ($5.6M), and CF Industries ($6.7M).
• · Technology holdings include Microsoft ($4.8M), Broadcom ($4.8M), Adobe ($4.8M), Salesforce ($4.8M), ServiceNow ($4.8M), and Texas Instruments ($2.6M).
• · Healthcare positions include Johnson & Johnson ($5.6M), McKesson ($5.1M), HCA Healthcare ($4.8M), and Zoetis ($2.2M).
• · Consumer staples holdings: Procter & Gamble ($5.2M) and Mondelez ($4.8M).
• · Financial sector: JPMorgan Chase ($2.7M), Wells Fargo ($2.8M), and American Express ($2.7M).
• · The portfolio includes a small position in Newmont Corp (4 shares, $374), likely a residual holding.
• · No period-over-period comparisons are available as this is a single filing without prior quarter data.

09-07-2026

Great Waters Wealth Management filed its quarterly 13F-HR for the period ending June 30, 2026, reporting total holdings of approximately $1.08 billion across 128 positions. The portfolio is heavily weighted toward Dimensional ETF Trust funds, with the largest positions in US Equity Market ETF ($240.5M), World Ex US Core Equity ETF ($186.2M), and Core Fixed Income ETF ($161.8M). Among individual stocks, top holdings include Apple ($8.9M), UnitedHealth Group ($8.6M), and NVIDIA ($6.9M), while the firm also holds significant positions in Vanguard Total Bond Market ETF ($28.9M) and iShares Russell 2000 ETF ($21.9M).

• · The filing was signed by Justin Halverson, Chief Compliance Officer, on July 8, 2026.
• · All 128 positions are held with sole voting and dispositive power.
• · The portfolio includes a mix of U.S. and international equities, fixed income ETFs, and sector-specific ETFs.
• · Notable individual stock holdings include Apple (30,795 shares), NVIDIA (34,335 shares), UnitedHealth Group (20,620 shares), and Microsoft (5,313 shares).
• · The firm holds a significant position in Vanguard Total Bond Market ETF (393,030 shares) and iShares Russell 2000 ETF (72,850 shares).
• · Dimensional ETFs dominate the portfolio, with the largest positions being US Equity Market ETF (2,934,668 shares), World Ex US Core Equity ETF (5,054,079 shares), and Core Fixed Income ETF (3,833,555 shares).
• · Other notable holdings include Schwab US Dividend Equity ETF (77,319 shares), SPDR S&P 500 ETF Trust (1,571 shares), and Invesco S&P 500 Low Volatility ETF (22,616 shares).

09-07-2026

Wealth Science Advisors LLC filed its 13F-HR for the quarter ended June 30, 2026, reporting total holdings of approximately $224.98 million across 97 equity positions. The portfolio is heavily concentrated in Capital Group ETFs, with the top holdings being Capital Group Growth ETF ($33.8M), Capital Group Dividend Value ETF ($33.7M), and Capital Group Global Growth Equity ETF ($28.3M). The filing does not include prior-period data, so period-over-period comparisons are not available.

• · Top 5 holdings by value: Capital Group Growth ETF ($33.8M), Capital Group Dividend Value ETF ($33.7M), Capital Group Global Growth Equity ETF ($28.3M), Capital Group US Small Mid Cap ETF ($4.3M), and Vanguard Mid-Cap ETF ($10.0M).
• · Largest single stock positions: NVIDIA ($5.8M), Broadcom ($5.6M), Alphabet ($4.7M), Amazon ($4.1M), and Microsoft ($4.5M).
• · The portfolio includes 97 positions with a total market value of $224,980,768.
• · No prior-period data is provided in the filing, so quarter-over-quarter changes cannot be assessed.

09-07-2026

Teck Resources Limited filed a Form 6-K with the SEC for July 2026, attaching a press release dated July 8, 2026. The filing provides no financial data or performance metrics, only administrative details and the press release reference.

• · Filing type: 6-K (Foreign Issuer Report)
• · Filing date: July 9, 2026
• · Press release date: July 8, 2026
• · Commission file number: 001-13184
• · Exhibit 99.1 references press release 26-14-TR

09-07-2026

Birchbrook, Inc. filed its Q2 2026 13F-HR with the SEC as of June 30, 2026, reporting total holdings valued at approximately $213 million. The portfolio is heavily weighted toward fixed income ETFs (e.g., Vanguard Intermediate-Term Treasury, iShares 5-10 Year Investment Grade) and mega-cap tech stocks (Apple, Microsoft, Alphabet, Amazon). However, the filing reveals substantial cash or cash-equivalent positions and a relatively concentrated equity book, with some smaller positions (e.g., Intuit at $7, DoorDash at $370) indicating minimal exposure to certain high-profile names.

• · Top holdings include a large allocation to fixed income ETFs, notably iShares 5-10 Year Investment Grade Corporate Bond ETF (~$25.6 million) and Vanguard Intermediate-Term Treasury ETF (~$33.7 million).
• · The six largest equity positions (by value) are Apple, Microsoft, Alphabet, Amazon, Berkshire Hathaway, and JPMorgan Chase.
• · Small or negligible positions: DoorDash ($370 total), Intuit ($7 total), GE Vernova (only 174 shares), and Grail (100 shares).
• · The filing lists 305 separate line items, covering a mix of U.S. equities, international ADRs, and dozens of ETF products.

09-07-2026

Exchange Bank filed its Form 13F-HR for the quarter ended June 30, 2026, disclosing $160.6M in equity holdings. The portfolio is diversified across large-cap U.S. stocks (e.g., Caterpillar, Apple, Johnson & Johnson) and fixed-income ETFs (iShares Core Total US Bond, Vanguard Total Bond Market). No period-over-period comparisons are available as this is a single-period snapshot.

• · Top holdings by value: Caterpillar ($7.80M), Apple ($6.60M), Johnson & Johnson ($6.37M), Chevron ($3.50M), Exxon Mobil ($3.17M).
• · Largest bond positions: iShares Core Total US Bond ETF ($3.09M) and Vanguard Total Bond Market ETF ($3.39M).
• · Significant holdings in iShares National AMT-Free Muni Bond ETF ($4.61M) and Vanguard Total Stock Market ETF ($4.36M).
• · Number of shares in portfolio: 205 distinct securities.

09-07-2026

Whitaker-Myers Wealth Managers, LTD. filed its quarterly 13F-HR for the period ending June 30, 2026, reporting total holdings valued at approximately $598.8 million. The portfolio is heavily weighted toward ETFs, with top positions in the Invesco S&P 500 Momentum ETF ($35.7M), Invesco Nasdaq 100 ETF ($37.4M), and Schwab US Dividend Equity ETF ($33.0M). While the filing shows a diversified mix of equity and ETF holdings, it does not provide period-over-period comparisons, so performance trends cannot be assessed.

• · The largest single holding by value is the VanEck Morningstar Wide Moat ETF at $44.8M (430,701 shares).
• · The second largest holding is the Invesco Nasdaq 100 ETF at $37.4M (123,304 shares).
• · The third largest holding is the Invesco S&P 500 Momentum ETF at $35.7M (220,770 shares).
• · The portfolio includes significant positions in Bitcoin and Ethereum ETFs: WisdomTree Bitcoin Fund ($2.7M), Fidelity Wise Origin Bitcoin Fund ($650K), and iShares Ethereum Trust ($1.7M).
• · The filing shows 113 total holdings, with a combined market value of $598.8 million.
• · No period-over-period comparisons are available in this filing, so changes in holdings or values cannot be determined.

09-07-2026

HF Advisory Group, LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total portfolio value of approximately $323.5 million across 168 equity holdings. The filing reveals a diversified portfolio with significant positions in iShares Core Dividend Growth ETF ($10.3M), iShares Fallen Angels USD Bond ETF ($8.0M), and major tech and consumer names such as Alphabet ($6.6M), Microsoft ($6.4M), and JPMorgan Chase ($5.7M). The filing provides a snapshot of holdings as of quarter-end but does not include prior-period comparisons, so performance trends cannot be assessed.

• · The filing was submitted on July 9, 2026, for the period ending June 30, 2026.
• · All 168 positions are held with sole voting and dispositive power.
• · The portfolio includes a mix of common stocks, ADRs, and ETFs across various sectors including technology, healthcare, financials, energy, and consumer goods.
• · Notable large positions by share count include Kenvue Inc. (259,626 shares), Lloyds Banking Group ADR (445,833 shares), Vodafone Group ADR (220,130 shares), and Plains GP Holdings (211,872 shares).
• · The filing does not include any prior-period comparison data, so quarter-over-quarter changes in holdings or portfolio value cannot be determined.

09-07-2026

Arista Wealth Management, LLC filed its quarterly 13F-HR institutional holdings report for the period ending June 30, 2026, disclosing a total portfolio value of approximately $926.6 million spread across 266 equity positions. The filing shows a diversified portfolio with significant exposure to large-cap technology stocks such as Apple ($20.7M), Amazon ($10.6M), and NVIDIA ($12.8M), while also holding substantial positions in ETFs from Dimensional and Schwab. Notably, the top holdings reflect a mix of growth and value strategies, but the filing does not provide period-over-period comparisons, making it impossible to assess portfolio changes or performance trends.

• · The filing was made on July 9, 2026, for the quarter ending June 30, 2026.
• · The filer is headquartered in Las Vegas, Nevada.
• · The report was signed off by Chief Compliance Officer Paul L. Moffat on July 8, 2026.
• · All positions are held with sole voting and dispositive power.

09-07-2026

GoalVest Advisory LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting total holdings valued at approximately $539.1 million. The portfolio is heavily weighted toward ETFs, with top positions including the Vanguard S&P 500 ETF ($207.7M), SPDR Portfolio Intermediate Term Corporate Bond ETF ($21.1M), and Alerian MLP ETF ($13.7M). Among individual stocks, the largest holdings are Alphabet Inc. ($6.9M), Tesla Inc. ($6.1M), and Microsoft Corp. ($4.6M). The filing reflects a diversified, income-oriented strategy with significant exposure to real estate investment trusts (REITs) and energy infrastructure.

• · The filing was signed by Chen Li, Investment Research Associate, on July 8, 2026.
• · The portfolio includes 500 unique holdings (as indicated by the number of entry lines in the information table).
• · The largest position by market value is the Vanguard S&P 500 ETF at $207.7M, representing approximately 38.5% of total holdings.
• · The second-largest position is the SPDR Portfolio Intermediate Term Corporate Bond ETF at $21.1M, indicating a significant fixed-income allocation.
• · Among individual stocks, the top three by value are Alphabet Inc. ($6.9M), Tesla Inc. ($6.1M), and Microsoft Corp. ($4.6M).
• · The portfolio has a notable REIT exposure with positions in Omega Healthcare Investors ($1.5M), Starwood Property Trust ($0.9M), VICI Properties ($0.9M), and Digital Realty Trust ($1.3M).
• · Energy infrastructure is represented through Alerian MLP ETF ($1.4M) and Plains All American Pipeline ($0.2M).
• · The filing does not include any period-over-period comparisons, so no trends or changes from the prior quarter can be assessed.

09-07-2026

Aletheian Wealth Advisors LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting total holdings of approximately $234.2 million across 109 equity positions. The portfolio is heavily weighted toward fixed-income and broad-market ETFs, with top equity holdings including Apple ($4.95M), NVIDIA ($4.85M), and Microsoft ($3.31M). The filing shows a diversified, income-oriented strategy with significant allocations to iShares and Vanguard bond and REIT ETFs.

• · Top 5 equity holdings by value: Apple ($4.95M), NVIDIA ($4.85M), Microsoft ($3.31M), Amazon ($2.24M), Alphabet Class A ($2.29M).
• · Largest ETF positions: Vanguard Total Bond Market ETF ($26.1M), Vanguard FTSE Developed Markets ETF ($24.6M), iShares Core S&P Total US Stock Market ETF ($27.2M), Vanguard Total International Bond ETF ($10.0M), Vanguard FTSE Emerging Markets ETF ($9.8M).
• · Significant holdings in income-oriented ETFs: iShares Preferred and Income Securities ETF ($3.4M), iShares National Muni Bond ETF ($6.3M), Vanguard Real Estate ETF ($7.0M).
• · Notable individual stock positions include Berkshire Hathaway ($865K), Eli Lilly ($1.22M), Meta Platforms ($1.20M), Tesla ($1.24M), and Taiwan Semiconductor ($909K).
• · Smaller speculative positions: Coinbase Global ($408K), Northern Dynasty Minerals ($323K), and Palantir Technologies ($271K).
• · No period-over-period comparisons are available as this is a single filing without prior quarter data.

09-07-2026

PepsiCo reported Q2 2026 net revenue of $24,181M, up 6.4% YoY, and EPS of $2.18, up 137% YoY, driven by prior-year impairment charges and productivity savings. However, core operating margin contracted 40 bps to 16.8%, and organic revenue growth was only 2.4%, with North America convenient foods net revenue declining and volume flat. The company affirmed fiscal 2026 guidance for organic revenue growth of 2-4% and core constant currency EPS growth of 4-6%.

• · Q2 2026 net revenue growth included a 2.2-percentage-point benefit from foreign exchange translation and a 1.8-percentage-point net benefit from acquisitions and divestitures.
• · PFNA net revenue declined 2% in Q2 2026, primarily reflecting lower effective net pricing, while volume was flat.
• · PBNA delivered strong net revenue growth in Q2 2026, primarily reflecting acquisitions made in 2025 and organic growth, but volume declined 4%.
• · International Beverages Franchise net revenue grew 11% in Q2 2026, with organic volume growth of 9%.
• · EMEA net revenue grew 10% in Q2 2026, with organic volume growth of 6%.
• · LatAm Foods net revenue grew 15% in Q2 2026, but organic volume declined 4%.
• · Asia Pacific Foods net revenue grew 12% in Q2 2026, with organic volume growth of 9%.
• · Year-to-date 2026, PFNA core constant currency operating profit declined 6%.
• · Year-to-date 2026, PBNA core constant currency operating profit grew 2.5%.
• · Year-to-date 2026, net cash provided by operating activities was $2,365M, up from $996M in the prior year.
• · Year-to-date 2026, capital spending was $1,266M, down from $1,507M in the prior year.
• · Fiscal 2026 guidance includes organic revenue growth of 2-4%, core constant currency EPS growth of 4-6%, and total cash returns to shareholders of approximately $8.9B.
• · The company expects a foreign exchange translation tailwind of approximately 1 percentage point to benefit reported net revenue and core EPS growth in fiscal 2026.

09-07-2026

Yanni & Associates Investment Advisors, LLC reported its Q2 2026 13F-HR filing, disclosing 34 equity holdings with a total market value of approximately $108.4 million as of June 30, 2026. The portfolio is heavily weighted toward broad-market ETFs, with top positions in the SPDR S&P 500 ETF ($18.5M), iShares Core S&P 500 ETF ($13.4M), and Schwab U.S. Large-Cap ETF ($12.8M). No period-over-period comparison data is available in this filing, so performance trends cannot be assessed.

• · Top 10 holdings account for approximately 72% of total portfolio value.
• · Largest single holding is the SPDR S&P 500 ETF at $18.5M (22.8% of portfolio).
• · The portfolio is heavily ETF-focused, with 27 of 34 positions being ETFs.
• · Largest individual stock holding is Bristol-Myers Squibb Co. at $618,205.
• · No options or convertible securities were reported.

09-07-2026

SafeSpace Global Corp (SSGC) filed an 8-K on July 8, 2026, announcing a virtual investor webinar scheduled for 5:00 PM EDT that same day. The company also made its investor presentation available on its website and as an exhibit to the filing. No financial results or material operational updates were disclosed in the filing.

• · The investor presentation is available on the company's website at https://safespaceglobal.ai.
• · The filing is made under Regulation FD and the company makes no admission as to materiality.
• · The company trades on the OTCID Bulletin Board under the symbol SSGC.

09-07-2026

Client First Investment Management LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting total holdings of approximately $237.3 million across 28 equity positions. The portfolio is heavily concentrated in leveraged and inverse ETFs, with the largest position being Series Portfolios Tr Adaptiv Select at $119.1 million (52% of total holdings). No period-over-period comparisons are available in this filing.

• · The portfolio is heavily weighted toward leveraged ETFs (ProShares Ultra S&P500, ProShares Ultra Russell2000, ProShares Ultra QQQ, Direxion Daily 2X Bull) and inverse ETFs (Tradr 2X Bear TSLA Daily ETF).
• · Only two individual common stocks are held: Eli Lilly & Co ($2.7M) and Microsoft Corp ($1.3M), together representing less than 2% of total holdings.
• · The largest single position, Series Portfolios Tr Adaptiv Select, accounts for over 50% of total portfolio value.
• · The filing was signed by Paul Zarling, Chief Compliance Officer, on July 8, 2026.

09-07-2026

Vermilion Energy Inc. announced TSX approval for the renewal of its Normal Course Issuer Bid (NCIB) and confirmed the Q2 2026 financial results release date and conference call details. No financial figures were disclosed in this filing.

09-07-2026

Tactive Advisors, LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total of 282 holdings with an aggregate market value of approximately $405.9 million. The portfolio is heavily weighted toward technology and ETF positions, with top holdings including Automatic Data Processing ($20.1M), Fidelity Covington Trust Fun Lar Corp ETF ($16.5M), and Flexshares Tr Ultr Sho Inc FD ($11.5M). While the filing shows significant exposure to large-cap tech (Apple, Microsoft, Nvidia, Amazon, Meta), it also includes notable positions in leveraged and thematic ETFs, as well as smaller speculative names like Hut 8 Corp ($8.0M) and Applied Digital Corp ($5.6M).

• · The filing includes 282 equity positions with a total market value of $405,918,114 as of June 30, 2026.
• · The largest single holding is Automatic Data Processing (ADP) at $20,068,064 (89,610 shares).
• · The portfolio includes significant ETF exposure: Fidelity Covington Trust Fun Lar Corp ETF ($16.5M), Flexshares Tr Ultr Sho Inc FD ($11.5M), and Invesco QQQ Trust ($5.2M).
• · Notable crypto-related holdings: iShares Bitcoin Trust ($3.0M), iShares Ethereum Trust ($1.4M), and Hut 8 Corp ($8.0M).
• · The portfolio includes leveraged and inverse ETFs such as Direxion Daily AMZN Bull 2X, Direxion Daily TSLA Bull 2X, Direxion Daily META Bull 2X, GraniteShares 2x Long NVDA Daily ETF, and ProShares UltraPro QQQ.
• · The filing was signed by Joseph C. Gissy, Chief Compliance Officer, on July 8, 2026.
• · The portfolio has a heavy tilt toward technology and growth-oriented ETFs, with smaller positions in commodities (gold, silver, copper, uranium) and income-focused funds.

09-07-2026

Enerpac Tool Group Corp. (EPAC) has entered into a definitive agreement to acquire SFE Group for approximately $472 million in cash, funded by cash on hand and an increased revolving credit facility (from $400M to $625M). SFE Group generated trailing twelve months sales of ~$170 million and adjusted EBITDA of ~$44 million, implying a purchase multiple of 10.6x adjusted EBITDA (9.5x including anticipated synergies). The acquisition is expected to close in Q1 FY2027, be accretive to FY2027 adjusted EPS, and expand Enerpac's total addressable market by ~$1 billion, while net debt-to-adjusted EBITDA is expected to be approximately 2.8x upon closing.

• · Acquisition expected to close in Q1 FY2027, subject to regulatory approvals.
• · Net debt-to-adjusted EBITDA expected to be approximately 2.8x upon closing.
• · SFE Group has approximately 350 employees globally at four production facilities and seven rental depots.
• · SFE Group serves industries including aerospace & defense, food & beverage, bio-pharma, oil & gas, manufacturing, utilities, power generation, semiconductor, maritime, mining, transportation, data centers, and hospitals.
• · Vinay Varma will continue to run SFE Group as President post-acquisition.
• · Enerpac will provide further details on its earnings conference call on July 8, 2026 at 7:30 am CT.

09-07-2026

Roan Capital Partners filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total portfolio value of approximately $120.6 million across 78 positions. The filing shows a diversified portfolio with significant allocations to fixed-income ETFs, precious metals, and broad-market equity ETFs, alongside select individual stocks. No prior quarter comparison is available in this filing, so period-over-period changes cannot be assessed.

• · Top holdings by value include SPDR Series Trust S&P 600 Small Cap ETF ($5.1M), SPDR Series Trust S&P 500 Growth ETF ($5.1M), SPDR Series Trust Russell 2000 Low Volatility ETF ($5.5M), World Gold Trust SPDR Gold MiniShares ($4.9M), and WisdomTree US MidCap Dividend Fund ($6.2M).
• · The portfolio includes significant exposure to fixed income via SPDR Intermediate Term Bond ETF ($4.3M), SPDR Long Term Bond ETF ($3.9M), and iShares US Treasury Bond ETF ($3.5M).
• · Commodity exposure includes SPDR Gold Trust ($1.9M), Teucrium Corn Fund ($0.9M), and United States Oil Fund ($1.5M).
• · Individual stock positions are relatively small, with the largest being AbbVie ($0.5M), Apple ($0.9M), and Walmart ($0.6M).
• · The portfolio holds a mix of domestic and international ETFs, including iShares MSCI Taiwan, South Korea, South Africa, Austria, and Peru ETFs.