US SEC Filings Daily Market Digest — July 08, 2026

08-07-2026

Addex Therapeutics Ltd filed a Form 6-K with the SEC on July 8, 2026, incorporating a press release by reference into its registration statements. The filing does not disclose any financial results or operational metrics, and no quantitative data is provided.

• · The press release is incorporated by reference into Form F-3 (Registration No. 333-291644) and Form S-8 (Registration Nos. 333-255124 and 333-272515).
• · The filing references risk factors from the Annual Report on Form 20-F for the year ended December 31, 2025, filed on May 15, 2026.

08-07-2026

KE Holdings Inc. filed a Form 6-K with the SEC for July 2026, submitting a monthly return on equity securities movements. The report was signed by CFO XU Tao and contains no financial results or material operational updates.

08-07-2026

Woodside Energy Group Ltd filed a Form 6-K with the SEC on July 8, 2026, attaching an ASX announcement titled 'Appendix 3Z' (typically related to director/executive cessation or change). The filing is a routine foreign private issuer report with no financial results or operational updates.

• · The filing attaches an ASX announcement titled 'Appendix 3Z', which typically relates to director or executive cessation or change of interest.
• · The report is dated July 8, 2026, and was signed by Corporate Secretary Damien Gare.

08-07-2026

Anette Schmid and Christian Schmid, through their respective investment vehicles, have consolidated their beneficial ownership in SCHMID Group N.V., forming a group that collectively holds approximately 40.25% of outstanding ordinary shares (on a fully diluted basis including warrants). The filing details a complex restructuring involving the distribution of shares from the Community of Heirs of Dieter C. Schmid, share issuances in exchange for debt set-offs totaling EUR 28.35 million, and the creation of a joint voting agreement. However, the filing also notes that 5,000,000 earn-out shares and potential conversions of convertible notes and warrants are not included in the current ownership calculation, indicating significant future dilution risk.

• · The reporting group's aggregate ownership is 34,888,004 ordinary shares, representing 40.25% on a fully diluted basis (including warrants).
• · Anette Schmid's vehicle, Schmid Aequitas GmbH & Co. KG, holds 15,680,589 shares (18.10%).
• · Schmid Grundstucke GmbH & Co. KG, controlled by Anette Schmid, holds 1,028,074 shares (1.19%).
• · Christian Schmid's vehicle, C. Schmid Beteiligung GmbH & Co. KG, holds 16,585,322 shares (not separately reported in the filing's percentage breakdown but implied).
• · 5,000,000 earn-out shares (2,500,000 per Schmid sibling) are excluded from the ownership count because voting and dispositive power have not yet vested.
• · Potential future dilution from a EUR 2.5 million term loan, a USD 30 million convertible note (USD 18M already converted), a USD 20 million convertible note, and 3,744,150 additional warrants is not reflected in the current ownership percentage.
• · On July 3, 2026, Christian Schmid transferred 500,000 shares to Helmut Rauch, reducing his direct holdings.

08-07-2026

Greenbriar Sustainable Living Inc. filed a Form 6-K with the SEC for July 2026, attaching a news release dated July 7, 2026. The filing is a routine foreign issuer report, but no specific financial or operational details are provided in the cover page.

• · Filing is a Form 6-K for the month of July 2026.
• · Exhibit 99.1 is a news release dated July 7, 2026.
• · The registrant is a foreign private issuer based in Coquitlam, British Columbia, Canada.

08-07-2026

Himalaya Shipping Ltd. filed a Form 6-K with the SEC on July 8, 2026, reporting a press release as an exhibit. The filing is a routine foreign private issuer report, with no specific financial results or material events disclosed in the cover document itself.

• · The filing is a Form 6-K for the month of July 2026.
• · The registrant is a Bermuda-based company with principal executive offices in Hamilton, Bermuda.
• · The press release (Exhibit 99.1) is referenced but not included in the provided text.

08-07-2026

Takeda Pharmaceutical Co Ltd filed a 6-K report on July 8, 2026, detailing a stock issuance and disposal plan for employees. The plan involves 16,877,109 shares (including new and treasury shares) at 5,050 yen per share, with a total value of 85,229,400,450 yen, allocated to 10,477 employees. Compared to the previous plan, the number of shares decreased by 111,967 and the number of employee participants decreased by 80, while the issuance price remained unchanged.

• · The issuance price per share remained unchanged at 5,050 yen.
• · The plan includes 10,780,950 new shares and 6,096,159 treasury shares (unchanged from prior plan).
• · The number of new shares decreased by 111,967 compared to the prior plan.
• · The number of treasury shares remained the same at 6,096,159.

08-07-2026

Enlight Renewable Energy Ltd. announced it will release its Q2 2026 financial results on August 4, 2026, before the Tel Aviv Stock Exchange opens, and will host conference calls in English and Hebrew. The English call is scheduled for 8:00 AM ET / 3:00 PM Israel time, and the Hebrew webcast at 6:00 AM ET / 1:00 PM Israel time.

• · Financial results will be released prior to the opening of the Tel Aviv Stock Exchange on Tuesday, August 4, 2026.
• · Earnings release and investor materials will be available on the Company's website at https://enlightenergy.com/data/financial-reports/.
• · English conference call pre-registration link: https://register-conf.media-server.com/register/BIa44c30056e064c77bfb6d11ba810306b
• · English webcast link: https://edge.media-server.com/mmc/p/sk3hcqbs
• · Hebrew webcast pre-registration link: https://enlightenergy-com.zoom.us/webinar/register/WN_Is-DMN7ETJ2-RR28wRf59A
• · An archived version of the English webcast will be available at https://enlightenergy.com/events/.

08-07-2026

World Omni Auto Receivables Trust 2022-B filed a Form 15-15D with the SEC on July 8, 2026, to terminate its registration under Section 12(g) of the Securities Exchange Act of 1934 and suspend its duty to file reports under Sections 13 and 15(d). The trust reported zero holders of record as of the certification date, indicating all outstanding notes (Class A-1, A-2a, A-2b, A-3, and A-4) have been fully redeemed or paid off.

• · Filing type: 15-15D (Certification and Notice of Termination of Registration)
• · SEC file number: 333-261470-02
• · Effectiveness date: July 8, 2026
• · Rule relied upon: Rule 15d-22(b)
• · Issuing entity: World Omni Auto Receivables Trust 2022-B
• · Servicer: World Omni Financial Corp. (not in its individual capacity)

08-07-2026

Caledonia Mining Corp Plc filed a Form 6-K with the SEC on July 8, 2026, attaching a press release dated the same day. The filing is a routine report by a foreign private issuer, with no specific financial results or material events disclosed in the cover page. The press release (Exhibit 99.1) is referenced but not included in the provided text, limiting the ability to assess performance or sentiment.

• · Filing is a Form 6-K for the month of July 2026.
• · Commission File Number: 001-38164.
• · Address of principal executive office: 2 Mulcaster Street, St Helier, Jersey JE2 3NJ.
• · Registrant files annual reports under Form 20-F (not Form 40-F).
• · Press release dated July 8, 2026, is attached as Exhibit 99.1 but content not provided.

08-07-2026

Samos Energy Acquisition Corp filed an S-1/A registration statement with the SEC on July 8, 2026, for its initial public offering. The Cayman Islands-based blank check company is seeking to raise proceeds through the sale of units, with the proceeds to be held in trust for a future business combination. The filing details various redemption scenarios and the impact of the over-allotment option on the trust proceeds.

• · The company is incorporated in the Cayman Islands (E9) and classified under SIC 6770 (Blank Checks).
• · The filing is an amendment (S-1/A) to the initial registration statement (File No. 333-296771).
• · The filing date is July 8, 2026, with a document date of July 7, 2026.
• · The company's business address is 190 Elgin Avenue, George Town, Grand Cayman, KY1-9008.
• · The filing includes detailed per-share data tables for various redemption and over-allotment scenarios.

08-07-2026

Nuveen Minnesota Quality Municipal Income Fund (NMS) and Nuveen Virginia Quality Municipal Income Fund (NPV) are soliciting shareholder votes for a proposed merger, with a Special Meeting scheduled for September 24, 2026. The Board recommends voting 'For' the merger, citing potential benefits such as higher net earnings, greater liquidity, improved trading, and lower operating expenses. However, the filing does not provide any financial figures or performance data, and the outcome depends on sufficient shareholder participation.

• · Special Meeting of Shareholders scheduled for September 24, 2026 at 2:00 p.m. Central Time.
• · Shareholders can vote via live agent (1-888-550-8069), online, touch-tone telephone, or mail.
• · The filing does not disclose any financial metrics, historical performance, or specific merger terms.

08-07-2026

Nuveen Municipal Credit Income Fund (NZF) is soliciting shareholder responses regarding a business combination proposal with Nuveen Virginia Quality Municipal Income Fund. The filing is a reminder notice urging shareholders to call a toll-free number to participate, as their response is critical for sufficient participation. No financial figures or performance data are provided in this communication.

• · Shareholders are asked to call 1-877-576-5373 with a reference number.
• · Outreach will continue until sufficient participation is achieved.
• · Calls are recorded for protection and no confidential information is requested.
• · Hours of operation: Mon-Fri 10:00 a.m. to 11:00 p.m. ET, Sat 12:00 p.m. to 6:00 p.m. ET.

08-07-2026

Graf Global Corp. (GRAF-WT) announced a reverse merger with Ice Cube's Big3 HoldCo, valuing the 3-on-3 basketball league at $290 million. The deal, expected to close in Q4 2026, will make Big3 the first publicly listed sports league under the ticker 'TONT'. While the transaction highlights strong media viewership (550,000+ average viewers on CBS) and international expansion plans, it faces execution risks including the need for at least $50 million in net cash post-redemptions and the inherent volatility of SPAC mergers.

• · Big3 is in its ninth season and has played internationally in London, Toronto, and the Bahamas.
• · The deal requires at least $50 million in net cash after SPAC redemptions; Big3 has back-up financing plans including revenue-backed financing tied to media and international expansion.
• · James Graf stated the SPAC had been searching for an acquisition target since listing on the NYSE in 2024.
• · The transaction is subject to approval by GRAF shareholders and other customary closing conditions.

08-07-2026

Ivanhoe Electric Inc. entered into an Amended and Restated Shareholders Agreement with Saudi Arabian Mining Company (Maaden) on July 7, 2026, governing their 50/50 joint venture in Saudi Arabia. The new agreement extends the exploration term to July 6, 2033 (from an initial five-year term), allows the joint venture to acquire exploration and mining licenses directly, and grants the technical committee more authority. However, the agreement also imposes a non-compete clause on Ivanhoe Electric in Saudi Arabia without Maaden's consent, and Maaden retains significant governance rights including the ability to nominate a director to Ivanhoe Electric's board.

• · The joint venture board chairperson will be chosen from among Maaden's nominees.
• · Maaden will assume operatorship if an economically viable deposit is found and designated for development.
• · If Ivanhoe Electric chooses not to participate in a Designated Project, it may engage Maaden in discussions regarding transfer or exchange of its interest for fair market value, possibly including a royalty.
• · The joint venture is not terminable by either party before the end of the exploration phase except upon an event of default.
• · Upon termination, Typhoon™ units will be returned to Ivanhoe Electric, but Maaden has the right to negotiate continued services for exploring other Maaden land.
• · Maaden beneficially owns greater than 5% of Ivanhoe Electric's common stock and has the right to nominate one director to Ivanhoe Electric's board.

08-07-2026

This Form 13F-HR filing by Elevation Wealth Partners, LLC reports the firm's equity holdings as of June 30, 2026. The portfolio totals approximately $333.8 million across 1,305 positions, with the largest holdings in Alphabet Inc. (Class A & C), Apple Inc., Berkshire Hathaway Inc., Broadcom Inc., and Amazon.com Inc. The filing reflects the firm's updated investment positions for the quarter.

• · The filing is for the period ending June 30, 2026, filed on July 8, 2026.
• · Top 5 positions (by value): Alphabet Cl A ($7.8M), Apple ($8.1M), Amazon ($1.9M), Berkshire Hathaway Cl B ($2.3M), Broadcom ($927K).
• · No period-over-period comparisons are provided as this is a snapshot of holdings without prior quarter data.

08-07-2026

Catalyst Acquisition Corp., a blank check company, filed an S-1 registration statement on July 7, 2026, for an initial public offering of 20,000,000 units at $10.00 per unit, aiming to raise $200,000,000. The company intends to focus on business combinations in traditional and digital media sectors, including video games, mobile gaming, and media platforms. The sponsor, Catalyst Sponsor LLC, will purchase 270,000 private placement units for $2,700,000, and an institutional investor has expressed interest in buying up to 9.9% of the offering units, though no binding commitment exists.

• · The company is a blank check company incorporated in the Cayman Islands, focusing on traditional and digital media sectors.
• · No business combination target has been selected, and no substantive discussions have been initiated.
• · Public shareholders have redemption rights upon completion of an initial business combination, but holders of more than 15% of shares sold in the offering are restricted from redeeming without prior consent if a shareholder vote is held.
• · Founder shares (Class B) will convert to Class A on a one-for-one basis upon business combination, subject to anti-dilution adjustments.
• · Only holders of Class B ordinary shares have the right to vote on director appointments and removal, and on continuing the company outside the Cayman Islands prior to the business combination.
• · The sponsor non-managing member's expression of interest to purchase units is not a binding commitment.

08-07-2026

Inno Holdings Inc. disclosed that Nasdaq imposed a Trading Halt on its common stock on June 8, 2026, and the company is responding to Nasdaq's information requests. Additionally, on June 25, 2026, a U.S. District Court entered a temporary restraining order against the company based on a plaintiff's complaint, which the company considers without merit and is defending vigorously.

• · Trading Halt under Code T12 was imposed on June 8, 2026.
• · Company has been responding to Nasdaq's requests for information since June 9, 2026.
• · Temporary restraining order entered on June 25, 2026 by the U.S. District Court for the Southern District of Texas.
• · Company alleges the allegations are without merit and is defending itself vigorously.

08-07-2026

Amphastar Pharmaceuticals disclosed via an 8-K filing that its subsidiary, International Medication Systems, Limited (IMS), received a Warning Letter from the FDA on July 2, 2026, relating to CGMP violations at its South El Monte, California facility. The letter, following a December 2025 inspection, cites deficiencies in investigation procedures, environmental monitoring, and manufacturing equipment, but does not direct IMS to cease operations or impose a recall subject to third-party verification. The company is implementing corrective actions and must submit an initial response within 15 working days, but cannot assure the FDA will be satisfied, posing ongoing regulatory and operational risk.

• · The FDA inspection of the IMS facility occurred in December 2025.
• · The Warning Letter cites violations related to CGMP for finished pharmaceuticals, specifically investigation procedures, environmental monitoring, and manufacturing equipment.
• · IMS continues to manufacture and supply products from the facility while implementing its remediation plan.
• · The company cannot assure that the FDA will be satisfied with IMS’s response or as to the timing of resolution.
• · Until the deficiencies are resolved, additional regulatory or legal action may be taken without further notice.

08-07-2026

Concorde International Group Ltd. (Nasdaq: YOOV) received a Nasdaq deficiency notice on July 1, 2026, for failing to maintain a minimum bid price of $1.00 per share for 30 consecutive business days. The company has 180 calendar days, until December 28, 2026, to regain compliance by achieving a closing bid price of at least $1.00 for 10 consecutive business days. While the notice does not immediately affect listing or business operations, failure to regain compliance could lead to delisting, and the company's stock price remains below the threshold with no immediate improvement indicated.

• · The company's Class A ordinary shares trade under the symbol 'YOOV' on The Nasdaq Capital Market.
• · The company was established in 1997 and is headquartered in Singapore.
• · The i-Facility Sprinter (IFS) is protected by patents in more than 29 jurisdictions worldwide.
• · The company may be eligible for an additional compliance period if it does not regain compliance by December 28, 2026, subject to meeting Nasdaq listing requirements.

08-07-2026

Courtney Mather resigned from the Board of Directors of Caesars Entertainment, Inc. effective July 6, 2026. The resignation was not due to any disagreement with the company. No financial impact or other operational changes were disclosed.

• · Resignation effective July 6, 2026.
• · No disagreement with the company cited as reason for departure.

08-07-2026

Einride AB, a Swedish autonomous electric trucking company, filed an F-1 registration statement with the SEC on July 8, 2026, for its initial public offering. The filing provides detailed financial statements for the years ended December 31, 2025, 2024, and 2023, including revenue breakdowns by segment (transport services, rental income) and geography (Sweden, United States, Germany, and other countries). The company also discloses significant customer concentration, with its largest customer accounting for a substantial portion of revenue.

• · The filing includes revenue data for transport services and rental income segments for 2024 and 2025.
• · Geographic revenue is broken down into Sweden, United States, Germany, and all other countries.
• · Customer concentration data is provided for the largest and second-largest customers for 2024 and 2025.
• · The company has multiple classes of shares: Common Shares, Series A Preference Shares, Series B Preference Shares, and Series C Preference Shares.
• · The filing includes details on property, plant, and equipment, including electric and self-driving vehicles, lands and buildings, and equipment.
• · The company reports operating expenses broken down into contract driver costs, maintenance costs, transport costs, IT and software expenses, staff costs, depreciation and amortization, advertising costs, professional services, legal and court costs, and insurance.
• · Finance income and costs include interest income, exchange rate gains/losses, interest expense on loans, lease liabilities, convertible debentures, and liabilities associated with cash advances.
• · The filing includes a maturity analysis of contractual cash flows for financial liabilities as of December 31, 2024 and 2025.
• · The company has foreign currency exposure in USD, EUR, NOK, and other currencies.

08-07-2026

For the fiscal year ended April 30, 2026, Butler National Corp reported total revenues of $97.97M, a 16.9% increase from $83.97M in FY2025, driven by a 32.6% surge in Aerospace Products revenue to $60.59M (62% of total revenue). However, Professional Services revenue declined 2.3% to $37.38M and its operating income fell 9.3% to $8.30M. Overall operating income jumped 69.1% to $28.45M, and net income rose 74.6% to $21.93M ($0.34 diluted EPS vs $0.19). The company also expanded its stock buyback program, increasing treasury shares by 26.5% to 15.92M shares.

• · Professional Services costs remained flat at 42% of revenue, but expenses increased 2.1% to $13.37M, compressing that segment's operating margin from 24% to 22%.
• · Aerospace Products operating income surged 162.3% to $20.15M, driven by a 32.6% revenue jump and improved cost management (cost of sales dropped to 52.9% of segment revenue from 65.4%).
• · The company reported a gain on sale of land and buildings of $1.48M in FY2026 vs $0.27M in FY2025, and a gain on sale of airplanes of $0.40M (vs $0.25M).
• · Total assets grew 15.0% to $141.84M, including a 39.2% increase in cash to $35.12M.
• · Total liabilities increased only 2.9% to $59.86M, with long-term debt reduced by 17.6% to $24.60M.
• · Retained earnings grew 36.9% to $81.46M, contributing to a 25.9% increase in stockholders' equity to $81.98M.

08-07-2026

Eldorado Gold Corporation filed a Form 6-K with the SEC for July 2026, attaching a News Release dated July 7, 2026, regarding corporate developments. The filing was signed by Corporate Secretary Karen Aram.

• · Form 6-K filed for July 2026 under Commission File Number 001-31522.
• · The filing references Exhibit 99.1: a News Release dated July 7, 2026.
• · The company's address is Bentall 5, 11th Floor, 550 Burrard Street, Vancouver, BC, Canada V6C 2B5.

08-07-2026

Cohen Capital Management, Inc. filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total portfolio value of approximately $735.5 million across 152 equity positions. The filing shows a diversified portfolio with top holdings in Applied Materials ($80.7M), Thermo Fisher Scientific ($28.9M), Microsoft ($27.9M), JPMorgan Chase ($26.7M), and Stryker ($26.4M). No prior quarter comparison is available in this filing, so period-over-period changes cannot be assessed.

• · The portfolio includes 152 equity positions with a total market value of $735,484,037.
• · Top 5 holdings account for approximately $151.5M or 20.6% of total portfolio value.
• · Largest single position is Applied Materials at $80.7M (111,621 shares), representing 11.0% of the portfolio.
• · Notable holdings include 2 shares of Berkshire Hathaway Class A valued at $1.5M.
• · The filing was signed by CFO Ari Grellas on July 7, 2026.
• · No prior quarter comparison data is available in this filing to assess changes in positions.

08-07-2026

Cartesian Growth Corporation IV completed its IPO of 27,500,000 units at $10.00 per unit on June 26, 2026, generating gross proceeds of $275,000,000. Simultaneously, the company closed a private placement of 2,500,000 warrants at $2.00 each, raising an additional $5,000,000. The net proceeds of $275,000,000 have been placed in a trust account for the benefit of public shareholders.

• · The IPO included a partial exercise of the underwriters' over-allotment option for 2,500,000 additional units.
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new financial accounting standards.
• · The audited balance sheet as of June 26, 2026 is filed as Exhibit 99.1 to this 8-K.

08-07-2026

Cultivar Capital, Inc. filed its quarterly 13F-HR for the period ending June 30, 2026, reporting total holdings of approximately $155.3 million across 40 positions. The largest holdings include the Cultivar ETF ($39.4M), iShares Core US Aggregate Bond ETF ($25.2M), and Alpha Architect ETF ($20.1M), while smaller positions include Apple, Tesla, and Berkshire Hathaway. The portfolio shows a mix of ETFs and individual equities, with no period-over-period comparisons available in this filing.

• · The portfolio is heavily weighted toward ETFs, with the top three positions (Cultivar ETF, iShares Core US Aggregate Bond ETF, Alpha Architect ETF) comprising approximately 54.5% of total holdings.
• · The Cultivar ETF, managed by the same firm, is the largest single position at $39.4M (25.4% of portfolio).
• · Individual stock positions are relatively small, with the largest being Weyerhaeuser at $14.7M (9.5% of portfolio).
• · The portfolio includes a mix of sectors: energy (Valero, ONEOK, Williams), technology (Apple, IBM, Cisco, Texas Instruments), healthcare (Johnson & Johnson, AbbVie, Pfizer, GSK), financials (JPMorgan, US Bancorp, Prosperity Bancshares, Prudential), and utilities (Southern Co, Duke Energy, NextEra Energy).
• · Notable small positions include Tesla ($243.5K, 579 shares) and Berkshire Hathaway ($217.7K, 435 shares).
• · The filing indicates all shares are held with sole voting and dispositive power.

08-07-2026

Aethlon Medical announced a $4.0 million follow-on offering priced at-the-market under Nasdaq rules, issuing 5,633,009 shares (or pre-funded warrants) and accompanying warrants at $0.7101 per unit. The company intends to use net proceeds for general corporate purposes including R&D, clinical trials, and potential acquisitions. The offering closed on July 7, 2026, but the warrants require stockholder approval before exercisability, introducing execution risk.

• · The warrants have an exercise price of $0.7101 per share, exercisable upon stockholder approval, and expire five years from that date.
• · Maxim Group LLC is the sole placement agent.
• · The offering is made under a Form S-1 registration statement (File No. 333-296933) declared effective on July 6, 2026.
• · The Hemopurifier holds FDA Breakthrough Device designation for advanced/metastatic cancer and life-threatening viruses.

08-07-2026

Churchill Capital Corp XI (CCXI) announced a proposed business combination with Agility Robotics, a humanoid robotics company, valuing Agility at approximately $2.5 billion. The deal is expected to raise over $620 million in gross proceeds, the largest capital raise in humanoid robotics history, and would make Agility the first pure-play humanoid robotics company to go public. However, the merger still requires shareholder approval and SEC review, and the CEO declined to provide forward-looking financial guidance, noting that consumer home robots are at least 10 years away.

• · Agility was founded in 2015 as a spinoff from Oregon State University and is based in Salem, Oregon.
• · Digit robot stands 5'9", weighs ~160 lbs, and features reverse-bend knees and two-thumb, two-finger hands optimized for gripping totes.
• · Agility is 'LLM-agnostic', using models like Claude and Gemini for the semantic layer.
• · Agility claims to have the largest data lake of actual operating robotics data in real-world environments.
• · Safety certification is a key differentiator; Agility has met industrial safety requirements for customer facilities.
• · Figure AI's former head of product safety sued the company alleging safety concerns (Figure disputes claims).
• · CEO Peggy Johnson previously was EVP of Business Development at Microsoft and CEO of Magic Leap.
• · The merger is expected to close later in 2026, pending shareholder approval and SEC review.

08-07-2026

On June 2, 2026, Chi Special Acquisition Corp. (formerly Goldenstone Acquisition Ltd.) announced the resignation of directors Pin Tai and Nan Sun and the appointment of Chung Fu Wing and Shangwei Chen to fill the vacancies. The board changes reflect ongoing strategic adjustments at the SPAC, though no financial terms or business combination updates were disclosed.

• · Chi Special Acquisition Corp. is an emerging growth company and a shell company, originally named Goldenstone Acquisition Ltd. (CIK 0001858007).
• · The resignations and appointments were effective June 2, 2026; the 8-K was filed on July 8, 2026.
• · Chung Fu Wing, age 54, has 30 years of experience in multi-asset investment and management consulting, holds an MBA from Columbia Business School and is a CFA Charterholder.
• · Shangwei Chen, age 41, has over 13 years of experience in investment advisory, corporate restructuring, and healthcare management; he is Founder and Managing Partner of SJ Investment.

08-07-2026

Ashford Hospitality Trust completed the sale of the 357-room Marriott Fremont Silicon Valley for approximately $52.2 million in net cash proceeds on July 1, 2026. The company used $43.5 million of the proceeds to repay a mortgage loan secured by 14 hotels including the sold property. Pro forma financials show the disposition reduces total hotel revenue by $19.4 million for FY2025 and $5.0 million for Q1 2026, while the company's net loss attributable to common stockholders improves from $215.0 million to $199.3 million for FY2025 and from $71.1 million to $70.6 million for Q1 2026 on a pro forma basis.

• · The mortgage loan repaid was secured by 14 hotels, not just the sold property.
• · Pro forma net loss attributable to common stockholders improves from $215.0M to $199.3M for FY2025 (a $15.7M improvement) and from $71.1M to $70.6M for Q1 2026 (a $0.4M improvement).
• · Pro forma total assets decrease by $47.5M (1.8%) and total liabilities decrease by $45.0M (1.5%) as of March 31, 2026.
• · The company recorded a non-recurring pro forma gain of $13.4M on the disposition for FY2025, which is preliminary and subject to change.
• · The sale reduced hotel operating expenses by $13.7M for FY2025 and $3.1M for Q1 2026 on a pro forma basis.
• · Pro forma earnings per share (basic and diluted) improve from $(35.99) to $(33.35) for FY2025 and from $(11.03) to $(10.97) for Q1 2026.

08-07-2026

Petrobras announced a webcast scheduled for August 7, 2026, to discuss its quarterly results, with simultaneous translation in Portuguese and English. The event will be held at 11:30 a.m. Brasília time (10:30 a.m. New York / 3:30 p.m. London). No financial figures or performance data were disclosed in this filing.

• · Webcast date: August 7, 2026 (Friday)
• · Languages: Portuguese and English
• · Time: 11:30 a.m. Brasília / 10:30 a.m. New York / 3:30 p.m. London

08-07-2026

American Clean Resources Group (ACRG) announced a non-binding Letter of Intent from Elko Heat Company (EHC) for up to $40 million in joint development capital to advance its Millers Solar Energy Zone acquisition in Nevada. The commitment builds on the June 2026 Joint Exploration and Development Agreement with TRG Holdings. However, the LOI is not a binding commitment, funding remains subject to numerous conditions including BLM lease issuance, due diligence, and EHC Investment Committee approval, with a soft interim status update expected by end of August 2026 and a target closing date of October 31, 2026.

• · EHC has operated continuously since 1982, established through a U.S. Department of Energy grant.
• · The LOI is non-binding and subject to customary closing conditions including BLM competitive lease issuance, due diligence, and EHC Investment Committee approval.
• · A soft interim milestone: EHC intends to provide a written status update by end of August 2026.
• · Target closing date for the SEZ Acquisition is on or before October 31, 2026.
• · EHC's participation is in its corporate investing capacity, separate from its regulated utility operations and rate base.
• · The Millers JEDA does not create an operating joint venture; any such relationship requires a definitive agreement.
• · ACRG is pursuing a NYSE uplisting.

08-07-2026

Ryan Investment Management, Inc. filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total portfolio value of approximately $220.9 million. The filing reveals a diversified portfolio heavily weighted toward ETFs, with top holdings in iShares MSCI EAFE ETF ($55.1M), iShares Russell 1000 Growth ETF ($38.4M), and iShares Russell 1000 Value ETF ($29.2M). The portfolio also includes significant fixed-income positions in Vanguard Long-Term Bond ETF ($12.8M) and iShares 0-3 Month Treasury Bond ETF ($11.3M), alongside smaller equity stakes in Enterprise Products Partners, Eli Lilly, and Energy Transfer.

• · The portfolio is concentrated in ETFs (27 of 30 holdings), with only three direct equity positions: Enterprise Products Partners, Eli Lilly, and Energy Transfer.
• · The largest single holding is iShares MSCI EAFE ETF at $55.1M (529,994 shares), representing approximately 25% of total portfolio value.
• · Fixed-income exposure includes $12.8M in Vanguard Long-Term Bond ETF, $11.3M in iShares 0-3 Month Treasury Bond ETF, $9.8M in Vanguard Total Bond Market ETF, and $2.3M in Vanguard Total International Bond ETF.
• · ESG-themed ETFs are present: iShares ESG Optimized MSCI USA ($2.0M), iShares ESG Aware MSCI EAFE ($1.8M), iShares ESG Aware MSCI USA ($1.5M), iShares MSCI USA Small-Cap ESG ($366K), and iShares ESG Aware MSCI EM ($390K).
• · The portfolio includes a managed futures ETF (IMGP DBI Managed Futures Strategy ETF, $482K) and a commodity strategy ETF (iShares GSCI Commodity Dynamic Roll Strategy ETF, $308K).
• · All holdings are reported with sole voting and dispositive power; no shared or non-power positions are listed.

08-07-2026

Gladstone Investment Corporation announced that its portfolio company SFEG Holdings, Inc. has agreed to sell Specialized Fabrication Equipment Group LLC (SFEG) to Enerpac Tool Group Corporation. The company expects to receive full repayment of its debt investment and realize a significant capital gain on its equity interest in SFEG. No financial figures or period-over-period comparisons were provided in this filing.

• · The sale agreement was announced on July 7, 2026.
• · SFEG Holdings, Inc. is a portfolio company of Gladstone Investment Corporation.
• · The company expects full repayment of its debt investment in SFEG.
• · The company expects to realize a significant capital gain on its equity interest in SFEG.

08-07-2026

News Corp filed an 8-K on July 8, 2026, disclosing its ongoing stock repurchase program under which it is authorized to buy back up to $1 billion in aggregate of its Class A and Class B common stock. The filing includes copies of daily transaction disclosures provided to the Australian Securities Exchange. No specific repurchase amounts or financial results were reported in this filing.

• · The repurchase program covers both Class A common stock (ticker NWSA) and Class B common stock (ticker NWS).
• · Daily transaction disclosures are provided to the ASX as required by ASX rules.
• · The filing includes forward-looking statements regarding the intent to repurchase shares from time to time.

08-07-2026

Factor Wealth Management LTD filed its quarterly 13F-HR for the period ending June 30, 2026, reporting approximately $661.5 million in total holdings across 170 equity and ETF positions. The portfolio is heavily weighted toward fixed-income and value-oriented ETFs, with top holdings including Dimensional ETF Trust US Mktwide Value ($52.2M), Vanguard Index Funds S&P 500 ETF ($40.0M), and iShares Core S&P Small-Cap ETF ($30.3M). While the filing shows a diversified, income-focused strategy, it also includes speculative positions in crypto ETFs (iShares Bitcoin Trust at $358K and iShares Ethereum Trust at $152K) and a small stake in Acumen Pharmaceuticals ($44K), indicating modest exposure to higher-risk assets.

• · The filing includes 170 total positions with a combined market value of $661,496,572.
• · Top 10 holdings account for approximately $280 million, or 42% of the portfolio.
• · The portfolio includes small positions in iShares Bitcoin Trust ($358,200) and iShares Ethereum Trust ($152,097), representing less than 0.1% of total assets.
• · Acumen Pharmaceuticals ($44,055) is the smallest equity position, indicating a speculative micro-cap bet.
• · The firm changed its name from Clune & Associates, Ltd. to Factor Wealth Management LTD effective February 10, 2025.

08-07-2026

Sunbelt Rentals Holdings, Inc. announced on July 6, 2026 its intention to offer two series of benchmark-sized senior notes, and on July 7, 2026 priced $450 million of 4.950% Senior Notes due 2030 and $750 million of 5.650% Senior Notes due 2036. The combined $1.2 billion offering will be used for general corporate purposes, including potential debt repayment, refinancing, capital expenditures, and working capital. No negative or flat performance metrics are present in this filing.

• · The offering is a private placement to eligible purchasers, not a public offering.
• · Net proceeds may be used for repayment, refinancing, or redemption of existing indebtedness, including amounts under the company's existing credit facility.
• · The 2030 Notes mature in 2030; the 2036 Notes mature in 2036.

08-07-2026

Praetorian Wealth Management, Inc. reported its quarterly 13F-HR filing for the period ending June 30, 2026, disclosing total holdings of approximately $579.6 million across 84 positions. The portfolio is heavily weighted toward ETFs, with significant allocations to Vanguard and iShares funds, as well as major tech stocks like Apple, Microsoft, and NVIDIA. No prior-period comparison data is available in this filing, so period-over-period changes cannot be assessed.

• · Top holdings by value include Vanguard Mega Cap Growth ETF ($75.2M), iShares S&P 500 Growth ETF ($43.0M), Vanguard FTSE Developed Markets ETF ($43.3M), and Vanguard Mega Cap Value ETF ($62.0M).
• · Individual stock positions include Apple ($5.5M), Amazon ($1.15M), Microsoft ($740K), NVIDIA ($1.31M), and Tesla ($405K).
• · The portfolio includes a small speculative position in Telomir Pharmaceuticals ($25.6K, 20,000 shares).
• · All holdings are reported with sole voting and dispositive power, indicating direct control by the firm.

08-07-2026

DWR Wealth Management, LLC filed its Q2 2026 13F-HR report, disclosing a portfolio value of approximately $133.6 million across 56 holdings. The largest positions include Dimensional ETFs (International Core Equity, US High Profitability, US Equity Market, Emerging Core Equity) and broad-market ETFs (iShares Core S&P 500, Vanguard FTSE Developed Markets), indicating a strong tilt toward passive, factor-based strategies. No period-over-period comparisons are available in this initial filing, so performance trends cannot be assessed.

• · Top 5 holdings by value: iShares Core S&P 500 ETF ($17.3M), Dimensional International Core Equity ETF ($14.7M), Dimensional US High Profitability ETF ($13.2M), Dimensional US Equity Market ETF ($7.4M), and Apple Inc. ($7.7M).
• · Largest single stock positions: Apple (27,403 shares, $7.7M), Amazon (7,633 shares, $1.8M), NVIDIA (7,986 shares, $1.6M), and Microsoft (1,017 shares, $375k).
• · Significant exposure to Dimensional ETFs: 8 different Dimensional funds totaling approximately $59.2M, representing about 44% of the portfolio.
• · Notable holdings in energy-related securities: Energy Transfer LP (10,000 shares), Chevron (4,091 shares), Exxon Mobil (6,421 shares), and Sabine Royalty Trust (10,466 shares).
• · Small allocation to gold/natural resources via Gamco Natural Resources Gold & Income Trust (13,200 shares, $108k).

08-07-2026

Civeo Corporation completed a private offering of $100 million aggregate principal amount of 4.50% Convertible Senior Notes due 2031, receiving net proceeds of approximately $96.2 million. The company used $22.3 million of the proceeds to repurchase 660,297 of its common shares and intends to use the remainder to repay outstanding borrowings under its credit facility. The notes are convertible into common shares at an initial conversion price of approximately $40.51 per share, and the offering was conducted as an unregistered transaction under Rule 144A.

• · The notes bear interest at 4.50% per annum, payable semi-annually on February 1 and August 1, starting February 1, 2027.
• · The notes mature on August 1, 2031, unless earlier repurchased, redeemed, or converted.
• · The company may not redeem the notes prior to August 1, 2029, except for tax or cleanup redemptions.
• · Holders may convert notes under certain conditions, including if the stock price exceeds 130% of the conversion price for 20 trading days in a 30-day period.
• · Upon a fundamental change, holders may require the company to repurchase the notes at 100% of principal plus accrued interest.
• · The indenture includes customary events of default, including delisting events.

08-07-2026

Element Solutions Inc (ESI) is being acquired by Solstice, a Honeywell spinoff, in a $14.5 billion all-stock deal. The combination creates a larger specialty chemicals supplier for semiconductor manufacturing, with Element Solutions' $2 billion electronics materials portfolio complementing Solstice's $400 million electronics materials and refrigerants businesses. While the deal offers compelling near-term value and long-term synergies, Element Solutions had a strong standalone organic growth path and is being acquired by a smaller company (Solstice has a lower market cap than ESI).

• · Solstice owns the only American nuclear fuel conversion site (uranium enrichment in Illinois).
• · The combined company will be led by David Sewell, not Ben Gliklich.
• · Ben Gliklich will join the board of the combined company and focus on integration and closing the deal.
• · Element Solutions had been pursuing a compelling organic growth path before the Solstice offer.
• · The deal is structured as an all-stock transaction where Element Solutions shareholders receive Solstice shares.
• · Solstice trades at a smaller market cap than Element Solutions.

08-07-2026

Twin Cities Retirement Group LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting total holdings of approximately $116.8 million across 22 equity and fixed-income securities. The portfolio is heavily weighted toward fixed-income ETFs, with the largest position being Vanguard Scottsdale Int-Term Corp Bond ETF ($19.6M), followed by Dimensional International Small Cap Value ETF ($12.1M) and Vanguard FTSE Developed Markets ETF ($12.0M). No period-over-period comparisons are available as this is a single-period filing.

• · The portfolio includes 22 positions with a total value of $116,812,786.
• · Fixed-income ETFs dominate: Vanguard Scottsdale Int-Term Corp Bond ($19.6M), Vanguard Short-Term Corp Bond ($14.5M), and Schwab US Aggregate Bond ($2.9M).
• · Equity exposure includes both U.S. and international ETFs, with Dimensional International Small Cap Value ($12.1M) and Vanguard FTSE Developed Markets ($12.0M) as the largest equity holdings.
• · The smallest position is Dimensional US Large Cap Value ETF ($411,255).
• · No period-over-period comparison is possible as this is a single-period filing.

08-07-2026

Internet Sciences, Inc. appointed Keith R. Wyche to its Board of Directors effective July 1, 2026. Mr. Wyche brings over two decades of leadership experience from Walmart, Cub Foods, Acme Markets, IBM, Pitney Bowes, and Convergys, and currently serves on the board of The Brink's Company. The appointment was ratified by majority shareholders.

• · Keith R. Wyche is a retired Vice President, Community Engagement and Support at Walmart Inc.
• · He previously served as President of Cub Foods and Acme Markets.
• · He currently serves on the board of The Brink's Company (NYSE: BCO).
• · The appointment was ratified by written consent of the majority shareholders.

08-07-2026

RVW Wealth, LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting total holdings of approximately $1.52 billion across 183 positions. The portfolio is heavily weighted toward ETFs and large-cap equities, with top holdings including Dimensional US Core Equity Market ETF ($249.4M), WisdomTree US Quality Growth ETF ($70.9M), and WisdomTree US Quality Dividend Growth ETF ($80.5M). The filing shows a diversified, multi-asset strategy with significant exposure to U.S. equity factor ETFs, iShares iBonds term corporate bond ETFs, and individual names like Apple ($38.2M) and Nvidia ($8.3M).

• · The portfolio includes a small position in Bitcoin Investment Trust (Ordinary Shares, $312,813) and iShares Bitcoin Trust ETF ($461,466), indicating modest crypto exposure.
• · Holdings include 1 share of Berkshire Hathaway Class A (value $748,850) alongside 5,485 shares of Class B.
• · The largest single equity position by value is Dimensional US Core Equity Market ETF at $249.4M (4,825,000 shares).
• · The filing lists 183 total positions with a combined market value of $1,519,022,446.
• · Notable small-cap holdings include CohBar Inc (181,490 shares, $74,411) and Turn Therapeutics Inc (18,000 shares, $131,400).

08-07-2026

Bannerman Wealth Management Group, LLC filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing 38 equity holdings with a total market value of approximately $171.4 million. The portfolio is heavily weighted toward ETFs, particularly Dimensional Fund Advisors and American Century products, with the largest single position being Dimensional ETF Trust US Cor Equ 2 ETF at $55.2 million. The filing shows a diversified, value-oriented strategy with significant exposure to U.S. and international equities, but no prior-period comparison is available to assess performance trends.

• · The portfolio includes a put option on Cisco Systems Inc (800 shares) with a market value of $93,968, indicating a hedging or bearish position.
• · Top 10 holdings account for approximately 80% of total portfolio value, concentrated in Dimensional and American Century ETFs.
• · No individual stock exceeds $3 million in value; the largest single stock position is NVIDIA at $3.0 million.
• · The filing is a snapshot as of June 30, 2026, with no prior-period data for comparison.

08-07-2026

Castle Rock Wealth Management, LLC filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing 268 equity holdings with a total market value of approximately $509.4 million. The portfolio is heavily weighted toward large-cap U.S. equities and income-oriented ETFs, with top positions in Coca-Cola ($19.8M), Apple ($15.7M), Chevron ($14.4M), and Alphabet Class C ($10.9M). The filing reflects a diversified, income-focused strategy with significant allocations to buffer ETFs and fixed-income instruments.

• · The portfolio includes 268 holdings with a total market value of $509,437,007.
• · Top 5 holdings by market value: Coca-Cola ($19.8M), Apple ($15.7M), Chevron ($14.4M), Alphabet Class C ($10.9M), and iShares TIPS Bond ETF ($15.4M).
• · Significant allocation to defined-outcome ETFs: Innovator US Equity Power Buffer ETFs (multiple series) and Innovator US Equity Ultra Buffer ETFs.
• · Fixed-income exposure includes iShares 0-3 Month Treasury Bond ETF ($7.9M), iShares Floating Rate Bond ETF ($5.8M), and Goldman Sachs Access Treasury ETF ($7.5M).
• · No period-over-period comparisons are available as this is a single-period filing without prior quarter data.

08-07-2026

NerdWallet Wealth Partners, LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting total holdings of approximately $290.2 million across 69 equity and ETF positions. The portfolio is heavily weighted toward fixed-income and broad-market ETFs, with the largest positions in Vanguard FTSE Developed Markets ETF ($43.2M), iShares Core S&P 500 ETF ($95.1M), and WisdomTree U.S. LargeCap Dividend ETF ($25.4M). No prior-period comparison is available in this filing, so performance trends cannot be assessed.

• · The filing was signed by Lauren Sterling, Chief of Staff, on July 7, 2026.
• · All 69 positions are held with sole voting and dispositive power; no shared or non-dispositive holdings are reported.
• · The largest single position by value is iShares Core S&P 500 ETF at approximately $95.1 million (127,022 shares).
• · The second-largest position is Vanguard FTSE Developed Markets ETF at approximately $43.2 million (607,015 shares).
• · The third-largest is WisdomTree U.S. LargeCap Dividend ETF at approximately $25.4 million (263,948 shares).
• · Fixed-income ETFs include Capital Group Core Bond ETF ($17.2M), iShares 0-1 Year Treasury Bond ETF ($15.6M), and iShares 1-3 Year Treasury Bond ETF ($9.6M).
• · Notable individual stock holdings include Apple ($2.6M), Microsoft ($1.6M), Amazon ($1.4M), Alphabet Class C ($2.5M), and NVIDIA ($1.4M).
• · No prior-period comparison data is available in this filing, so quarter-over-quarter changes cannot be determined.