US SEC Filings Daily Market Digest — July 01, 2026

01-07-2026

Quantum eMotion Corp. filed a Form 6-K with the SEC on June 30, 2026, announcing its sponsorship of the AI for Good Global Summit and participation in a cybersecurity panel. The filing is a routine disclosure of a press release by the foreign private issuer, with no financial results or material operational changes reported.

• · The filing is a Form 6-K for the month of June 2026 under Commission File Number 001-43068.
• · The company's principal executive office is located at 2300 Alfred Nobel, Montreal, Québec, Canada H4S 2A4.
• · The company files annual reports under Form 40-F (Canadian issuer).
• · The news release dated June 30, 2026, announces sponsorship of the AI for Good Global Summit and participation in a cybersecurity panel.

01-07-2026

DDC Enterprise Ltd reported the voting results from its annual meeting, with all four director nominees receiving overwhelming support. Norma Ka Yin Chu, George Lai, Matthew Gene Mouw, and Samuel Chun Kong Shih each garnered 37,289,886 votes for, with only 7,102 against and 166,739 abstentions, indicating strong shareholder approval.

01-07-2026

Mizuho Financial Group disclosed a planned additional trust contribution to an existing officer share distribution trust on July 14, 2026. The trust is a third-party beneficiary trust with Mizuho Trust & Banking as trustee, benefiting eligible directors and executives across the group.

• · The trust is a monetary trust held in a form other than monetary trust (third party beneficiary trust).
• · Beneficiaries include directors and executive officers of the Company and its subsidiaries Mizuho Bank, Mizuho Trust & Banking, and Mizuho Securities.
• · The additional trust date is planned for July 14, 2026.

01-07-2026

Ecopetrol S.A. filed a Form 6-K with the SEC for July 2026, confirming its status as a foreign private issuer under Rule 13a-16 or 15d-16. The report was signed by Chief Financial Officer Alfonso Camilo Barco and indicates the company files annual reports under Form 20-F. No financial results or material business updates were included in this filing.

• · Filing is a routine SEC Form 6-K for the month of July 2026.
• · Commission File Number: 001-34175.
• · Company address: Carrera 13 No. 36 – 24, Bogotá D.C., Colombia.
• · Ecopetrol files annual reports under Form 20-F, not Form 40-F.

01-07-2026

Aegon Ltd. announced the commencement of a EUR 200 million share buyback program, following the completion of its prior EUR 227 million buyback on June 30, 2026. The new program, unveiled at the Capital Markets Day on December 10, 2025, is expected to run until December 23, 2026, with Vereniging Aegon (holding ~18.4% voting rights) participating pro-rata for EUR 37 million. The completed buyback repurchased 33,909,553 common shares at an average price of EUR 6.68 per share, with 4,033,295 shares (EUR 27 million) reserved for share-based compensation plans and the remainder to be cancelled.

• · The new buyback is executed under the authority granted at the AGM on June 10, 2026.
• · The buyback complies with EU Market Abuse Regulation.
• · Aegon intends to cancel all shares repurchased under the new program.
• · The completed buyback spanned from January 12, 2026, to June 30, 2026.
• · Of the 33,909,553 repurchased shares, 29,876,258 will be cancelled (remainder after compensation plan allocation).
• · Vereniging Aegon's participation is based on its combined common shares and common shares B.

01-07-2026

Honda Motor Co Ltd held its annual general meeting where all 11 director nominees were approved by shareholders. Toshihiro Mibe received the lowest affirmative vote ratio at 90.08%, while Mahito Shikama received the highest at 96.90%. All directors were elected with strong majority support.

• · Total affirmative votes ranged from 28,870,166 (Mibe) to 31,058,828 (Shikama).
• · Negative votes ranged from 868,573 (Nagata) to 2,467,007 (Mibe).
• · Abstentions were 610,630 for most nominees, except Kokubu (625,928) and Shikama (101).

01-07-2026

Suzano S.A. filed a Form 6-K with the SEC on July 1, 2026, announcing the closing of a joint venture transaction with Kimberly-Clark. The filing was signed by Vice-President of Finance and Investor Relations Marcos Moreno Chagas Assumpção. No financial details or performance metrics were disclosed in the filing.

• · The filing is a Form 6-K for the month of July 2026 under Commission File Number 001-38755.
• · The registrant's address is Av. Professor Magalhaes Neto, 1,752, 10th Floor, Rooms 1010 and 1011, Salvador, Brazil 41 810-012.
• · The registrant files annual reports under Form 20-F.

01-07-2026

Sumitomo Mitsui Financial Group disclosed repurchases of its common stock during June 2026, buying back 12,175,400 shares for JPY 76,119,941,100 (approx. $506M USD). This was part of an ongoing buyback program authorizing up to 40,000,000 shares and JPY 180,000,000,000 by July 31, 2026; however, as of June 30 the aggregate number repurchased represents only ~30% of the authorized share count, suggesting execution may lag behind the original timeline.

• · Repurchase method: Market purchases based on a discretionary dealing contract.
• · The program began May 14, 2026 and ends July 31, 2026.
• · The 12,175,400 shares repurchased in June represent approximately 30% of the 40,000,000 share authorization.
• · The amount spent in June (¥76.1B) is about 42% of the total authorized ¥180.0B.

01-07-2026

Encore Medical, Inc. filed Amendment No. 5 to its S-1 registration statement for an initial public offering of 3,000,000 shares of common stock at an expected price of $5.00 per share, targeting gross proceeds of $15.0 million. The company is a structural heart device firm focused on transcatheter closure of cardiac defects, with over 35,000 implants outside the U.S. and CE Mark approval. However, the company has no public market for its stock, faces high risk as an emerging growth and smaller reporting company, and its primary PFO market is estimated at $1.5 billion annually, though the ASD market is small and not a primary focus.

• · The company has elected to comply with reduced reporting requirements as an emerging growth company and smaller reporting company.
• · The offering is contingent on listing on NYSE American under symbol 'EMI'.
• · Underwriters have a 45-day option to purchase up to 450,000 additional shares to cover over-allotments.
• · The company has obtained CE Mark approval for its products and markets them through distribution partners outside the U.S.
• · The ASD market is described as small and not a primary focus of the company.
• · The company was founded in 2017 but builds on over two decades of experience with more than 35,000 implants.

01-07-2026

AngloGold Ashanti plc filed a Form 6-K with the SEC on July 1, 2026, for the month of July 2026, primarily to furnish a Notice of General Meeting as an exhibit. The filing is standard for a foreign private issuer and does not contain detailed financial results or material business updates.

01-07-2026

Diageo plc filed a Form 6-K reporting multiple routine share transactions by members of its Executive Committee. Hannah Brooks received 21.51 American Depositary Shares via a dividend reinvestment plan, while Hina Nagarajan received 302.63 ordinary shares under the same plan. Other executives (Randall Ingber, Dayalan Nayager, John O'Keeffe, Louise Prashad) purchased small lots of partnership shares and received matching shares under employee share incentive plans. All transactions are standard, non-discretionary, and immaterial in size, reflecting no change in corporate outlook or strategy.

• · All transactions were executed on either the New York Stock Exchange (XNYS) or the London Stock Exchange (XLON), with matching shares awarded outside a trading venue.
• · The filing is a routine notification under UK Market Abuse Regulation and does not indicate any change in beneficial ownership or corporate strategy.
• · No aggregated transaction information was provided (marked as N/A) for any of the six PDMRs.

01-07-2026

Alterity Therapeutics Ltd filed a Form 6-K with the SEC on July 1, 2026, submitting an application for quotation of securities (ATH). This administrative filing relates to the listing of additional securities on an Australian exchange, with no financial results or operational updates disclosed.

• · The filing is a foreign issuer report (Form 6-K) and incorporates by reference into multiple SEC registration statements on Forms S-8 and F-3.
• · The securities quotation application is for ATH (likely the ticker on the Australian Securities Exchange).

01-07-2026

Elbit Systems Ltd. filed a Form 6-K with the SEC on July 1, 2026, announcing that its proxy statement and proxy card will be mailed to shareholders on or about July 8, 2026. The filing does not contain any financial results or operational updates.

• · Proxy statement and proxy card to be mailed on or about July 8, 2026.
• · Filing is a procedural report of a foreign private issuer under Rule 13a-16 or 15d-16.

01-07-2026

Southern California Gas Company (SoCalGas) has scheduled a Special Meeting of Shareholders for August 6, 2026, and is urging shareholders to vote before the meeting. The company has engaged D.F. King as proxy information administrator to facilitate voting via a toll-free number. No specific agenda items or financial details are disclosed in this filing.

• · Special Meeting of Shareholders scheduled for Thursday, August 6, 2026.
• · Shareholders can vote by calling D.F. King toll-free at 1-800-769-7666, Monday through Friday, 9:00 a.m. to 10:00 p.m. Eastern time.
• · No fee is required for this filing.
• · The filing is categorized as Definitive Additional Materials (DEFA14A).

01-07-2026

IperionX Ltd filed a Form 6-K with the SEC on July 1, 2026, attaching a press release as Exhibit 99.1. The filing is a routine report of a foreign private issuer, signed by CFO Marcela Castro. No financial figures or operational details are disclosed in the filing itself.

01-07-2026

InnSuites Hospitality Trust (IHT) received a delisting notice from NYSE American on June 24, 2026, due to a stockholders' deficit of approximately $(921,921) as of April 30, 2026, and net losses in two of the three most recent fiscal years. The company must submit a compliance plan by July 24, 2026, and has until December 24, 2027, to regain compliance. While the notice does not immediately affect trading, a '.BC' indicator will be added to the ticker, and failure to meet the plan's terms could lead to delisting.

• · The compliance plan deadline is July 24, 2026, and the cure period extends to December 24, 2027.
• · A '.BC' below compliance indicator will be added to the IHT ticker five business days after the notice.
• · The company is evaluating actions including conversion of RRF LLLP units and related-party debt into equity, capital raises, restructuring, and operational improvements.

01-07-2026

NexGen Energy Ltd. filed a Form 6-K with the SEC on June 30, 2026, attaching a news release dated June 30, 2026. The filing is a routine foreign issuer report and does not contain any financial results or quantitative data.

01-07-2026

Grupo Aval Acciones y Valores S.A. made a scheduled interest payment on its Sixth Issuance of Notes (denominated in Colombian Pesos) on June 30, 2026, as per the terms of the offering memorandum. This is a routine debt service obligation with no new financial or strategic implications for the company.

• · The interest payment relates to the company's Sixth Issuance of Notes, which was issued in Colombian Pesos in the local market.
• · The payment was made in accordance with the terms of the offering memorandum.

01-07-2026

Aurelion Inc. (formerly Prestige Wealth Inc.) announced a leadership transition effective June 30, 2026: Mr. Chang-Wei Chiu succeeds Mr. Moore Xin Jin as Chairman and Compensation Committee Chair, and Mr. Frank Zheng succeeds Mr. Björn Schmidtke as CEO. Mr. Tokihiko Shimizu was appointed as an independent director. The departures were not due to any disagreement. The new team brings deep digital assets and institutional investment experience, positioning the company for long-term growth.

• · Mr. Chang-Wei Chiu holds a bachelor’s degree in business administration from the University of Southern California, specializing in mergers and acquisitions.
• · Mr. Frank Zheng received a Bachelor’s degree in Finance from the University of Nottingham (2015), a Master’s from Northwestern University, and a Master’s from Hong Kong University of Science and Technology (2026).
• · Mr. Tokihiko Shimizu is a certified pension actuary with nearly 20 years of experience and holds a Bachelor of Science in Mathematics from Sophia University (1987).
• · The company's name changed from Prestige Wealth Inc. to Aurelion Inc. effective January 24, 2019.

01-07-2026

Stewards, Inc. filed Amendment No. 5 to its S-1 registration statement on June 30, 2026, disclosing executive compensation details for fiscal years 2024 and 2025, including a one-time RSU grant of 250,000 shares each to six executives and directors. The company also implemented a leadership transition effective June 11, 2026, with Vincent Napolitano moving to Chairman Emeritus and Shaun Quin becoming CEO, alongside new employment agreements with increased base salaries and long-term incentives. However, the company is no longer actively pursuing a Nasdaq listing, and the RSUs remain unvested as of December 31, 2025, with no compensation expense recognized due to vesting conditions not deemed probable.

• · The company is no longer actively pursuing a Nasdaq listing, and vesting conditions for RSUs may be revised or waived.
• · No compensation expense was recognized for the RSU grant in 2025 because vesting conditions were not deemed probable as of December 31, 2025.
• · Directors were not compensated during 2024 and through Q3 2025; compensation began in Q4 2025.
• · The 2024 Equity Incentive Plan reserves 20,000,000 shares and expires August 21, 2034.
• · New employment agreements effective June 1, 2026 include stock ownership guidelines (e.g., CEO: 6x base salary, CFO: 3x base salary).
• · Severance for CEO is 2x base salary plus target bonus; for other executives, 1x base salary plus target bonus.
• · Non-employee directors receive $30,000 annual cash retainer and $135,000 in RSUs annually.
• · Glen Steward receives $592,200 annual cash retainer as Chairman of the Board.

01-07-2026

Mesoblast Limited filed a press release with the Australian Securities Exchange on July 1, 2026, which was also furnished as an exhibit to its SEC Form 6-K. The filing itself does not disclose the content of the press release, so no financial or operational details are available from this document alone.

• · The press release was filed with the ASX on July 1, 2026, and incorporated by reference into the SEC filing.
• · The filing was signed by Paul Hughes, Company Secretary of Mesoblast Limited.

01-07-2026

Largo Inc. filed a Form 6-K with the SEC for June 2026, attaching a news release dated June 30, 2026. The filing was signed by Co-CEO Daniel Tellechea. No financial data or operational metrics were disclosed in the filing itself.

• · Filing type: Form 6-K for the month of June 2026
• · Exhibit 99.1: News Release dated June 30, 2026
• · Commission File Number: 001-40333

01-07-2026

Plum Acquisition Corp. IV filed a DEFA14A on July 1, 2026, announcing an extraordinary general meeting on July 10, 2026 to approve an extension of its business combination deadline to January 16, 2027 (or up to July 16, 2027 with monthly extensions). To reduce redemptions, the Sponsor plans to enter into non-redemption agreements with unaffiliated shareholders, offering Class B ordinary shares in exchange for not redeeming. However, the filing contains no financial results or performance metrics, and the extension signals the company has not yet completed a business combination, reflecting ongoing uncertainty.

• · The deadline for shareholders to submit Class A ordinary shares for redemption is 5:00 p.m. Eastern time on July 8, 2026.
• · The Sponsor and certain initial shareholders intend to convert substantially all of their Class B ordinary shares into Class A ordinary shares on a one-to-one basis, and those converted shares will not be entitled to trust account redemptions.
• · The Sponsor currently holds 5,650,000 Class B ordinary shares and 1,010,000 Class A ordinary shares.
• · The filing includes a form of Non-Redemption Agreement (Exhibit 10.1) detailing the assignment of Founder Shares to non-redeeming investors.
• · The company is an emerging growth company and has elected not to use the extended transition period for complying with new financial accounting standards.

01-07-2026

Hartman vREIT XXI, Inc. announced that its Board of Directors determined an estimated net asset value (NAV) of $8.12 per share as of December 31, 2025, based on a portfolio of 10 wholly-owned commercial properties and an 83% tenant-in-common interest, totaling 861,177 square feet, along with a 2.47% interest in Hartman SPE and 1,258,406 shares/units of Silver Star Properties REIT. The NAV is derived from $75,064 thousand in net asset value attributable to common stockholders, with $93,571 thousand estimated fair value of real estate assets offset by $23,136 thousand in other net liabilities. The company cautions that the NAV is unaudited, does not reflect a liquidity discount, and actual realizable values may differ materially.

• · The capitalization rate sensitivity analysis shows that if the weighted average cap rate of 5.5% increases by 2.5%, the estimated NAV per share would drop to $7.18; if it decreases by 2.5%, the NAV would rise to $10.25.
• · Other assets and liabilities net to a negative $23,136 thousand, reducing the gross asset value by $2.50 per share.
• · The estimated NAV does not include a liquidity discount for the fact shares are not traded on a national exchange, nor does it account for prepayment obligations or corporate overhead.
• · The Company contributed its 48.8% interest in Three Forest Plaza (Dallas office property) to Hartman SPE in exchange for a 5.89% interest, later exchanging 3.42% of that interest for 700,302 shares of Silver Star common stock.
• · As of December 31, 2025, the Company owned 1,258,406 shares of Silver Star common stock and operating partnership units, valued at $2.01 per share per Silver Star's reported NAV.

01-07-2026

HIVE Digital Technologies Ltd. announced the pricing of a upsized US$115 million private offering of 0% exchangeable senior notes due 2031, increased from the previously announced US$100 million. The net proceeds of approximately US$110 million (or up to US$124.5 million if the initial purchasers' option is fully exercised) will be used for general corporate purposes, capital investment including GPU purchases, and data center development. The company also entered into capped call transactions to reduce potential dilution, with a cap price of US$8.5275 per share, representing a 125% premium to the closing price of US$3.79 on June 25, 2026.

• · The notes will mature on July 1, 2031, unless earlier exchanged, redeemed or repurchased.
• · Holders may require repurchase on July 1, 2030 at 100% of principal.
• · Issuer may redeem notes on or after July 5, 2029 if stock price is at least 130% of exchange price for 20 trading days in a 30-day period.
• · The offering is exempt from TSX shareholder approval under Section 602.1 for Eligible Interlisted Issuers.
• · Option counterparties may engage in hedging activities that could affect the market price of common shares or notes.

01-07-2026

Azul S.A. filed a Form 6-K with the SEC for June 2026, announcing the issuance of Subscription Warrants – Series 4. No financial figures or performance metrics were disclosed in this filing.

• · Exhibit 99.1 details the Issuance of Subscription Warrants – Series 4
• · Signed by Antonio Carlos Garcia, CFO of Azul S.A.
• · Filing date: July 01, 2026; report for month ended June 30, 2026

01-07-2026

AXIA Energia S.A. filed a Form 6-K with the SEC for June 2026, containing forward-looking statements and risk factors. The filing does not include any financial results or material operational updates.

01-07-2026

Terra Innovatum Global N.V. (NKLR) reported a net loss of $7.1M for Q1 2026, widening from a $1.4M loss in Q1 2025, driven by a $3.3M non-cash charge from a change in fair value of a share-settled contingent liability and a surge in operating expenses to $6.6M from $1.4M. However, the company ended the quarter with $96.7M in cash, up from just $44 a year ago, and recorded $2.8M in other income, reflecting a significant improvement in financial resources.

• · General and administrative expenses rose to $5.4M in Q1 2026 from $1.4M in Q1 2025.
• · Development costs increased to $1.2M in Q1 2026 from $33K in Q1 2025.
• · Change in fair value of warrant liabilities was a gain of $83K in Q1 2026 (nil in Q1 2025).
• · Net cash used in operating activities was $3.9M in Q1 2026 vs $199K in Q1 2025.
• · Net cash used in investing activities was $328K in Q1 2026 (nil in Q1 2025), primarily for equipment purchases.
• · No financing cash flows in Q1 2026; Q1 2025 had $172K from related party loans.
• · Prepaid expenses and other current assets totaled $4.8M at March 31, 2026, up from $3.1M at December 31, 2025.
• · Equipment, net was $417K at March 31, 2026 vs $102K at December 31, 2025.
• · Accrued expenses and other current liabilities were $4.0M at March 31, 2026, up from $2.0M at December 31, 2025.
• · Share-settled contingent liability decreased slightly to $185.9M at March 31, 2026 from $186.3M at January 1, 2026.
• · Weighted average expected term for the contingent liability is 6.5 years; risk-free interest rate range 3.61% - 4.74%; dividend yield 0%.
• · Accumulated deficit worsened to $(614.4M) at March 31, 2026 from $(607.3M) at January 1, 2026.
• · Total shareholders' deficit was $(98.7M) at March 31, 2026 vs $(93.6M) at January 1, 2026.

01-07-2026

Aptose Biosciences Inc. was acquired by Hanmi Pharmaceuticals Co. Ltd. via a statutory plan of arrangement completed on June 30, 2026. Shareholders received C$2.41 per share in cash, with aggregate consideration of approximately USD$3.47M for 2,043,719 shares not already owned by Hanmi. All directors resigned, the stock will be delisted from the TSX, and the company will terminate its SEC reporting obligations.

• · The arrangement was approved by the Court of King’s Bench of Alberta on March 31, 2026.
• · Locust Walk Securities, LLC provided a fairness opinion to the Special Committee of the Board.
• · Common shares are expected to be delisted from the TSX on or about July 3, 2026.
• · The company will file a Form 15 to terminate or suspend its SEC reporting obligations.

01-07-2026

Provectus Biopharmaceuticals will convert $542,500 of accrued but unpaid directors' fees into Series D-1 Preferred Stock at $2.862 per share, issuing 189,554 preferred shares (convertible into 1,895,540 common shares) to satisfy outstanding cash compensation owed to board members through June 30, 2026. The conversion, approved on May 14, 2026, is not part of the company's 2024 Equity Compensation Plan and addresses fees that had been accruing since April 2017.

• · The conversion was approved by the Board on May 14, 2026.
• · Directors' fees had been accruing since April 12, 2017, when the Board approved deferring payment.
• · The preferred stock issuance is not part of the company's 2024 Equity Compensation Plan.

01-07-2026

Agentix Corp. (AGTX) filed its annual report for the fiscal year ended March 31, 2026, reporting a net loss of $485,636, an improvement from the $567,048 net loss in the prior year. Total operating expenses decreased to $445,187 from $513,251, driven by reductions in professional fees, R&D, and G&A. However, the company's cash position deteriorated sharply from $4,477 to $771, and total assets collapsed from $100,274 to just $771, while total liabilities increased to $3,596,282. Accumulated deficit widened to $7,007,164, and total stockholders' deficit grew to $3,595,511.

• · Accounts payable to related parties increased to $2,383,073 from $1,932,438 (23.3% increase).
• · Note payable - related party increased to $353,450 from $243,000 (45.5% increase).
• · Accrued expenses grew to $143,889 from $60,197 (139% increase).
• · Shares outstanding remained unchanged at approximately 40.1 million for both years.
• · No revenue was generated in either fiscal year.
• · The independent auditor has been the company's auditor since 2018.

01-07-2026

EQUATOR Beverage Co has released its unaudited financial results for the quarter ended June 30, 2026, via a press release attached as Exhibit 99.1 to this 8-K filing. The filing itself does not contain any financial figures or commentary on the results.

• · The press release was issued on July 1, 2026, and contains the company's unaudited results of operations for the quarter ended June 30, 2026.
• · The filing is under Item 8.01 (Other Events) and the company explicitly states that the information shall not be deemed 'filed' for SEC liability purposes.

01-07-2026

Shuttle Pharmaceuticals Holdings, Inc. announced that its subsidiary United Dogecoin Inc. is evaluating data center and power generation opportunities for DOGE mining and AI workloads, and has purchased its first fleet of ElphaPex DG1+ mining units expected to be operational within 60 days. The company secured a site with renewable energy at $0.064/kWh. No financial figures or period comparisons were provided.

• · United Dogecoin Inc. is a wholly-owned subsidiary of Shuttle Pharmaceuticals Holdings, Inc.
• · The company is evaluating behind-the-meter power generation assets in Idaho, USA and Alberta, Canada.
• · The mining units are expected to be deployed and fully operational within approximately 60 days.
• · The secured site provides renewable energy at US$0.064 per kilowatt hour.

01-07-2026

Teck Resources Limited filed a Form 6-K with the SEC for the month of June 2026, attaching a press release dated June 30, 2026. The filing does not include any financial results or quantitative data, only a corporate update via the press release.

• · The filing is a Form 6-K for the month of June 2026.
• · The press release (Exhibit 99.1) is dated June 30, 2026.
• · The registrant's address is Suite 3300 – 550 Burrard Street, Vancouver, British Columbia V6C 0B3.
• · The registrant files annual reports under Form 40-F.

01-07-2026

Petrobras received a new R$1.1 billion payment under the Diesel Economic Subvention Program (Provisional Measure No. 1,340) for the period April 7–19, 2026, bringing the total accumulated amount to approximately R$2 billion. This inflow supports the company’s liquidity but depends on government subsidy policy and does not reflect operational revenue growth.

• · Payment corresponds to the period April 7–19, 2026 under Provisional Measure No. 1,340.
• · No prior-period or year-ago comparison provided; sequential accumulation only disclosed.

01-07-2026

Algoma Steel Group Inc. filed a Form 6-K with the SEC on June 30, 2026, attaching a press release dated the same day. The filing is a routine foreign issuer report, and no financial results or material operational updates are disclosed in the cover filing.

• · Filing is a Form 6-K for the month of June 2026.
• · The press release (Exhibit 99.1) is dated June 30, 2026, but its content is not included in the filing excerpt.
• · The registrant files annual reports on Form 40-F.

01-07-2026

Paramount Skydance Corporation (PSKY) announced it has received unconditional regulatory approvals for its pending merger with Warner Bros. Discovery (WBD) from the Competition Protection Agency of Kuwait (June 28, 2026), the Austrian Federal Competition Authority (June 30, 2026), and the Australian government (June 30, 2026), following earlier Australian Competition & Consumer Commission approval on June 9, 2026. While these approvals mark positive progress, the merger remains subject to other conditions and regulatory clearances in additional jurisdictions, and the filing includes extensive cautionary language about risks that could delay or prevent the transaction's completion.

• · The merger agreement was entered into on February 27, 2026.
• · The Australian Competition & Consumer Commission had previously granted unconditional approval on June 9, 2026.
• · The Austrian approval was reviewed under its media merger control regime.
• · Completion of the merger remains subject to other conditions, including regulatory clearance in other relevant jurisdictions.
• · PSKY continues to engage with antitrust enforcers and other regulators globally to secure necessary clearances.

01-07-2026

Rezolve AI plc announced that shareholders approved a capital reduction and share repurchase authority to launch a buyback program of up to $300 million. The press release was issued on June 30, 2026, and filed as an exhibit to the Form 6-K. No financial performance data or period-over-period comparisons were provided in this filing.

• · The buyback program is contingent on shareholder approval of both capital reduction and share repurchase authority.
• · The filing is a Form 6-K for the month of June 2026, with Commission File Number 001-42254.
• · The company's principal executive offices are located at 21 Sackville Street, London, W1S 3DN, United Kingdom.

01-07-2026

Bleichroeder Acquisition Corp. II filed a Form 425 on July 1, 2026, announcing that Pasqal Holding SAS held an analyst day on June 30, 2026, in connection with their proposed business combination. The transaction, governed by a Business Combination Agreement dated February 28, 2026 (as amended), involves a merger structure where Bleichroeder will merge into a French merger sub, followed by Pasqal merging into the surviving entity. The filing includes an investor presentation furnished as Exhibit 99.1, but no specific financial metrics or performance data are disclosed in the filing itself.

• · The Business Combination Agreement was originally entered into on February 28, 2026, and has been amended twice: Amendment No. 1 on May 26, 2026, and Amendment No. 2 on June 25, 2026.
• · The merger structure involves a two-step process: first, Bleichroeder merges into Parent Merger Sub (a French société anonyme), then Pasqal merges into the surviving entity.
• · Bleichroeder's securities are listed on Nasdaq: units (BBCQU), Class A ordinary shares (BBCQ), and redeemable warrants (BBCQW) with an exercise price of $11.50 per share.
• · The combined company intends to seek a dual listing on Euronext N.V. Paris following the business combination.
• · A registration statement on Form F-4 has been jointly filed with the SEC, which includes a proxy statement/prospectus for shareholder approval.

01-07-2026

Functional Brands Inc. (MEHA) disclosed that the seller, BullionFX, terminated the Asset Purchase Agreement for the 'Alchemy' gold-backed blockchain settlement platform on June 29, 2026. The termination means the acquisition, which was to be paid with 100,000 shares of Series D Convertible Preferred Stock, will not proceed. This represents a failed strategic initiative for the company.

• · The Asset Purchase Agreement was originally entered into on May 22, 2026.
• · The termination was effective June 29, 2026, and was elected by the Seller (BullionFX).
• · The consideration for the acquisition was 100,000 shares of Series D Convertible Preferred Stock.

01-07-2026

Trump Media & Technology Group Corp. (TMTG) filed a 425 communication on June 30, 2026, relating to its pending merger with TAE Technologies. The filing includes a press release from TAE Power Solutions announcing the shipment of its first hybrid energy storage prototype system to MARA Holdings, Inc. (NASDAQ: MARA) for field validation. This milestone advances TAE Power Solutions' commercial development of hybrid energy storage for power-intensive digital infrastructure, but the filing contains no financial figures or performance metrics for TMTG itself.

• · The prototype system will be installed at a MARA site for field validation, tuning, development, and operational testing.
• · TAE Power Solutions' hybrid architecture combines battery energy storage, ultracapacitor technology, advanced power electronics, and intelligent controls.
• · The system is designed to extend battery life by routing high-stress events through ultracapacitors, which support a much higher number of charge/discharge cycles than conventional batteries.
• · Additional production hybrid energy storage system deployments are planned for later this year.
• · The technology leverages high-speed power electronics and precision control systems originally developed by TAE Technologies for its fusion energy programs.

01-07-2026

Brand Engagement Network Inc. (BNAIW) amended its 8-K filing to correct the number of shares issued in its acquisition of Cataneo GmbH, a German company. The total purchase price remains $19.5M, comprising $9M in cash and 277,190 shares of BNAI common stock valued at $37.88 per share. The acquisition closed on June 30, 2026, and Cataneo reported revenue of approximately €8.6M for fiscal year 2025. The amendment corrects the share count and does not change the aggregate consideration.

• · The acquisition was funded in part by a $1M cash payment at signing and the remainder through a sale of common stock at $39.59 per share and warrants exercisable for one year at the same price.
• · The original 8-K was filed June 30, 2026; this amendment only corrects the number of common shares reported as part of the purchase price.
• · The Purchase Agreement includes customary adjustments and offsets.
• · BNAI is an emerging growth company and has not elected to use the extended transition period for new accounting standards.

01-07-2026

VARSAL TECH, INC. filed an S-1/A registration statement for its initial public offering of Class A Common Stock on the NYSE American. The company plans to use approximately $15 million of net proceeds for U.S. specialty chemicals acquisitions and $15 million for a greenfield manufacturing plant in the Middle East, with total project costs estimated at $100 million. However, the company discloses a material weakness in internal controls over financial reporting, faces significant risks from U.S.-China trade tensions and Middle East instability, and has no current acquisition agreements or committed project financing.

• · Registration number: 333-296254
• · Filing date with SEC: June 30, 2026
• · Company has a material weakness in internal control over financial reporting and has implemented a remediation plan including adding a controller.
• · Company qualifies as an emerging growth company under the JOBS Act and will remain so until the earlier of five years after offering, $1.235 billion annual revenue, becoming a large accelerated filer, or issuing over $1.0 billion in non-convertible debt in three years.
• · No current agreements or commitments for any specific U.S. acquisitions; no negotiations ongoing.
• · Middle East project funding is not assured; company expects to contribute technology know-how as part of its equity stake.
• · Lock-up agreements with underwriters restrict sales for 180 days after prospectus date, subject to waiver by R.F. Lafferty & Co., Inc.
• · NYSE American may apply additional or more stringent listing criteria due to small public offering size and insider concentration.

01-07-2026

FDCTECH, Inc. reported total revenues of $34,959,399 for FY2025, a 29.75% increase from $26,943,718 in FY2024, driven by strong growth in Technology & software (+210.52%) and Brokerage (+24.60%). However, Wealth management revenue declined slightly by 1.04%. The company swung to an operating income of $6,067,574 from a loss of ($635,439) in the prior year, and net income attributable to shareholders surged to $5,797,589 from $247,544. Despite the improved profitability, the company reported negative operating cash flow of ($40,918,408) and identified material weaknesses in internal controls over financial reporting, including segregation of duties and related party transaction controls.

• · The company identified four material weaknesses: segregation of duties, lack of written policies, limited U.S. GAAP expertise, and weak related party transaction controls.
• · Related party receivables were $40,090,051 and related party advances were $29,197,470 as of December 31, 2025.
• · Net cash used in operating activities worsened to ($40,918,408) in FY2025 from ($13,632,376) in FY2024.
• · Cash and cash equivalents declined 30.37% to $17,669,749 at year-end from $25,376,957.
• · The company engaged LAO Professionals as its new independent registered public accounting firm and conducted a reaudit of FY2024 financial statements.
• · Sales and marketing expenses decreased 8.86% YoY to $1,336,685.
• · General and administrative expenses increased 4.87% YoY to $11,561,028.
• · Weighted average shares outstanding increased to 423,084,729 from 390,377,880.

01-07-2026

XAI Octagon Floating Rate & Alternative Income Trust (XFLT) and XAI CLO & Income Opportunities Fund (OCTIX) are seeking shareholder approval at a special meeting on July 30, 2026, to appoint Rockford Tower Asset Management (a King Street subsidiary) as the new investment sub-adviser. The change aims to improve yield and net returns by expanding the investment opportunity set to include European CLO debt/equity, asset-backed securities, and CLO warehouses. However, historical performance under the current manager has been poor: XFLT's NAV declined 54.40% from inception (9/29/2017) to 3/31/2026, and OCTIX's NAV fell 6.99% since its inception (11/4/2024) over the same period.

• · Shareholders of record as of June 2, 2026 are entitled to vote at the special meeting on July 30, 2026.
• · The Board unanimously recommends voting FOR the proposals.
• · King Street was founded in 1995 and has approximately $30B in AUM.
• · Young Choi has 27 years of experience, including 20 years at King Street and prior role managing a $2B leveraged loan and CLO portfolio at Citadel.
• · OCTIX's benchmark is a blended benchmark of 50% ICE BofA U.S. High Yield Index and 50% Morningstar LSTA U.S. Leveraged Loan Index.
• · XFLT's benchmark is the Morningstar LSTA Leveraged Loan 100 Index.
• · OCTIX Class I (OCTIX) ITD annualized total return: 2.19%; Class A (OCTAX) ITD annualized total return: 5.40%.
• · XFLT 5-year annualized total return: 2.59%; 3-year annualized total return: 4.05%.
• · XFLT NAV relative to benchmark (ITD): -1.91%; XFLT price relative to benchmark (ITD): -5.29%.
• · OCTIX NAV relative to benchmark (ITD): -2.25%.
• · Proxy solicitation agent: Okapi Partners LLC (toll-free: 855-305-0855).