US Pre-Market SEC Filings Roundup — June 30, 2026

29-06-2026

Carl Icahn and affiliated entities reported beneficial ownership of 618,393,343 depositary units of Icahn Enterprises L.P. (IEP), representing approximately 87.28% of outstanding units, as of June 25, 2026. The filing reflects a quarterly distribution of 36,456,030 units issued to the reporting persons on June 25, 2026, which increased their aggregate stake from the prior level. No other transactions in IEP securities occurred during the past 60 days.

• · The filing is Amendment No. 85 to the initial Schedule 13D filed on September 24, 1990.
• · No transactions in IEP securities occurred during the past 60 days other than the quarterly dividend distribution.
• · Carl Icahn disclaims beneficial ownership of units held by CCI Onshore, Gascon, High Coast, Highcrest, and Thornwood for all other purposes beyond Rule 13d-3(a).

29-06-2026

PRESIDENT AND CEO Kurtz George sold 264 Class A common stock at $701.50 (~$185K). 12 transactions reported in total. Kurtz George holds 2,080,886 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · PRESIDENT AND CEO Kurtz George sold 234 Class A common stock at $690.96 (~$162K)
• · PRESIDENT AND CEO Kurtz George sold 189 Class A common stock at $691.84 (~$131K)
• · PRESIDENT AND CEO Kurtz George sold 201 Class A common stock at $692.99 (~$139K)
• · PRESIDENT AND CEO Kurtz George sold 197 Class A common stock at $694.08 (~$137K)
• · PRESIDENT AND CEO Kurtz George sold 214 Class A common stock at $695.00 (~$149K)
• · PRESIDENT AND CEO Kurtz George sold 161 Class A common stock at $696.05 (~$112K)
• · PRESIDENT AND CEO Kurtz George sold 91 Class A common stock at $697.08 (~$63.4K)
• · PRESIDENT AND CEO Kurtz George sold 26 Class A common stock at $698.43 (~$18.2K)

29-06-2026

10% owner SCHORSCH NICHOLAS S was awarded 251,703 Class A common stock at $8.37 (~$2.11M). SCHORSCH NICHOLAS S holds 1,081,620 shares after the transaction.

• · 10% owner SCHORSCH NICHOLAS S bought 1,000 Class A common stock at $8.39 (~$8.39K)
• · 10% owner SCHORSCH NICHOLAS S was awarded 251,703 Class A common stock at $8.37 (~$2.11M)
• · 10% owner SCHORSCH NICHOLAS S bought 5,000 Class A common stock at $9.27 (~$46.4K)

29-06-2026

Chief Accounting Officer Shams Sammaad sold 2,006 Common Stock at $17.84 (~$35.8K). Shams Sammaad holds 70,944 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · Chief Accounting Officer Shams Sammaad sold 2,006 Common Stock at $17.84 (~$35.8K)

29-06-2026

CHIEF MEDICAL OFFICER Zeldin Robert K was awarded 100,000 Restricted Share Units.

• · CHIEF MEDICAL OFFICER Zeldin Robert K was awarded 100,000 Restricted Share Units

29-06-2026

Senior Vice President Zhang Gongwei disposed of 1,051,669 Ordinary shares. Zhang Gongwei holds 1,051,669 shares after the transaction.

• · Senior Vice President Zhang Gongwei disposed of 1,051,669 Ordinary shares
• · Senior Vice President Zhang Gongwei acquired 1,051,669 Class A ordinary shares

29-06-2026

Co-Founder, Chief U/W Officer ONeill Francis James sold 73,500 Class A Common Shares at $13.18 (~$969K). ONeill Francis James holds 6,903,125 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · Co-Founder, Chief U/W Officer ONeill Francis James sold 73,500 Class A Common Shares at $13.06 (~$960K)
• · Co-Founder, Chief U/W Officer ONeill Francis James sold 73,500 Class A Common Shares at $13.18 (~$969K)

29-06-2026

10% owner Insight Holdings Group, LLC sold 279,671 Class A Common Stock at $84.02 (~$23.5M). 20 transactions reported in total. Insight Holdings Group, LLC holds 55 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · 10% owner Insight Holdings Group, LLC sold 216,787 Class A Common Stock at $81.31 (~$17.6M)
• · 10% owner Insight Holdings Group, LLC sold 5,158 Class A Common Stock at $81.31 (~$419K)
• · 10% owner Insight Holdings Group, LLC sold 177,768 Class A Common Stock at $81.31 (~$14.5M)
• · 10% owner Insight Holdings Group, LLC sold 34,387 Class A Common Stock at $81.31 (~$2.8M)
• · 10% owner Insight Holdings Group, LLC sold 72,672 Class A Common Stock at $82.05 (~$5.96M)
• · 10% owner Insight Holdings Group, LLC sold 1,729 Class A Common Stock at $82.05 (~$142K)
• · 10% owner Insight Holdings Group, LLC sold 59,592 Class A Common Stock at $82.05 (~$4.89M)
• · 10% owner Insight Holdings Group, LLC sold 11,528 Class A Common Stock at $82.05 (~$946K)

29-06-2026

VP, Space Operations Arias Jose Arnoldo was awarded 150,000 Option (right to buy).

• · VP, Space Operations Arias Jose Arnoldo was awarded 150,000 Option (right to buy)

29-06-2026

Anthony DiGiandomenico, a director of ENDRA Life Sciences Inc., filed an amended Schedule 13D reporting beneficial ownership of 196,692 shares (9.99% of outstanding common stock) as of May 28, 2026. The filing is prompted by his entry into a voting agreement in connection with ENDRA's planned merger with Noble Africa LLC (a subsidiary of ASP Isotopes Inc.), under which he commits to vote his shares in favor of key proposals including the merger, a reverse stock split, a new equity incentive plan, and a name change to 'Noble Africa Inc.' The filing also notes a 'cooling-off' period under Rule 13d-1(e)(2) that ends ten days from the filing date.

• · DiGiandomenico joined ENDRA's Board of Directors in 2013.
• · He is co-founder of MDB Capital Group LLC and also serves on the boards of ClearSign Technologies and Illumination Acquisition Corp.
• · The voting agreement grants PubCo an irrevocable proxy to vote DiGiandomenico's shares if he fails to do so at the special meeting.
• · The beneficial ownership limitation of 9.99% restricts exercise of warrants that would exceed that threshold.
• · The filing is an amendment to the initial Schedule 13D filed on November 26, 2025.

29-06-2026

EVP, GENERAL COUNSEL Krasney Karen sold 24,100 Common Stock at $30.38 (~$732K). Krasney Karen holds 30,547 shares after the transaction.

• · EVP, GENERAL COUNSEL Krasney Karen exercised/converted 24,100 Common Stock at $3.18 (~$76.6K)
• · EVP, GENERAL COUNSEL Krasney Karen sold 24,100 Common Stock at $30.38 (~$732K)
• · EVP, GENERAL COUNSEL Krasney Karen exercised/converted 24,100 Stock Option (Right to Buy)

29-06-2026

Chief Financial Officer Cho Young was awarded 323,750 Class A Common Stock. Cho Young holds 323,750 shares after the transaction.

• · Chief Financial Officer Cho Young was awarded 323,750 Class A Common Stock
• · Chief Financial Officer Cho Young was awarded 60,799 Class A Common Stock
• · Chief Financial Officer Cho Young was awarded 323,750 Class B Common Stock

29-06-2026

Tenon Medical, Inc. filed an S-1MEF registration statement on June 29, 2026, to register a total offering of up to $443,800 in securities, including common stock, pre-funded warrants, and underwriter warrants. The filing incorporates by reference the company’s annual report for the fiscal year ended December 31, 2025, which includes an explanatory paragraph expressing substantial doubt about the company’s ability to continue as a going concern.

• · Registration file number: 333-296952
• · SEC file number: 333-297142
• · The registration statement became effective on June 29, 2026.
• · Underwriter warrants have an exercise price equal to 120% of the public offering price and cover 3% of shares issued (including over-allotments).
• · The offering includes pre-funded warrants and common stock purchase warrants with no separate registration fee required for warrants under Rule 457(g).

29-06-2026

Ares Acquisition Corporation III filed an S-1MEF registration statement on June 29, 2026 to register 5,175,000 additional units, each consisting of one Class A ordinary share and one-tenth of one redeemable warrant, under Rule 462(b). The filing incorporates by reference the prior S-1 registration statement (File No. 333-296746) initially filed on June 12, 2026 and declared effective on June 29, 2026. No financial performance data or period-over-period comparisons are provided in this filing.

• · The prior registration statement (File No. 333-296746) was initially filed on June 12, 2026 and declared effective on June 29, 2026.
• · Each whole warrant entitles the holder to purchase one Class A ordinary share at $11.50 per share, subject to adjustments, and only whole warrants are exercisable.
• · The registrant is a Cayman Islands exempted company with principal executive offices at c/o Ares Management LLC, 245 Park Avenue, 44th Floor, New York, NY 10167.
• · The filing fee is to be paid by wire transfer to the SEC's account at U.S. Bank no later than June 30, 2026.
• · The registrant is a non-accelerated filer, smaller reporting company, and emerging growth company.

29-06-2026

Director Kim Vyacheslav sold 12,682 American Depositary Shares, no par value at $87.31 (~$1.11M). 9 transactions reported in total. Trades executed under a Rule 10b5-1 plan.

• · Director Kim Vyacheslav sold 10,005 American Depositary Shares, no par value at $85.86 (~$859K)
• · Director Kim Vyacheslav sold 9,226 American Depositary Shares, no par value at $86.53 (~$798K)
• · Director Kim Vyacheslav sold 3,766 American Depositary Shares, no par value at $86.49 (~$326K)
• · Director Kim Vyacheslav sold 4,282 American Depositary Shares, no par value at $87.33 (~$374K)
• · Director Kim Vyacheslav sold 9,362 American Depositary Shares, no par value at $88.83 (~$832K)
• · Director Kim Vyacheslav sold 2,394 American Depositary Shares, no par value at $89.32 (~$214K)
• · Director Kim Vyacheslav sold 12,682 American Depositary Shares, no par value at $87.31 (~$1.11M)
• · Director Kim Vyacheslav sold 3,309 American Depositary Shares, no par value at $88.18 (~$292K)

29-06-2026

Chief Executive Officer Huang Ying sold 5,566 Ordinary Shares at $14.78 (~$82.3K). Huang Ying holds 241,872 shares after the transaction.

• · Chief Executive Officer Huang Ying sold 5,566 Ordinary Shares at $14.78 (~$82.3K)

26-06-2026

Harbor Diversified, Inc. reported a net loss of $15.8M for Q2 2025, widening from a $7.9M loss in Q2 2024, while the six-month period swung to a net income of $0.6M from a $17.4M loss a year ago. Total operating revenues collapsed 93.6% year-over-year in Q2 to $3.0M, driven by a sharp decline in contract revenues. However, operating expenses also fell significantly, and the company generated gains on marketable securities and restricted investments totaling $2.7M in the first half.

• · Contract revenues fell from $47.1M in Q2 2024 to $3.0M in Q2 2025, a 93.6% decline.
• · Operating expenses decreased 62.8% YoY in Q2 2025 to $21.1M, driven by lower payroll and aircraft maintenance costs.
• · Gain on marketable securities and restricted investments was $2.7M in H1 2025 vs $0.9M in H1 2024.
• · Cash used in operating activities was $9.2M in H1 2025 vs cash provided of $3.8M in H1 2024.
• · Total liabilities decreased 40.2% from $45.6M at Dec 31, 2024 to $27.3M at June 30, 2025.
• · The company had no contract liabilities remaining at June 30, 2025, down from $4.2M at Dec 31, 2024.
• · Basic and diluted loss per share for Q2 2025 was $(0.27), compared to $(0.20) in Q2 2024.

30-06-2026

HDFC Bank Limited announced the appointment of Mr. Puneet Sharma as Chief Financial Officer - Designate effective September 1, 2026, and as Chief Financial Officer effective December 1, 2026. Additionally, Mr. Jigar Shah was appointed as General Counsel – Designate effective August 20, 2026, and as General Counsel effective October 1, 2026. The filing contains no financial results or performance data.

• · Mr. Puneet Sharma will assume the role of CFO-Designate on September 1, 2026, and CFO on December 1, 2026.
• · Mr. Jigar Shah will become General Counsel-Designate on August 20, 2026, and General Counsel on October 1, 2026.
• · The appointments were disclosed via a Form 6-K filing with the SEC on June 30, 2026.

30-06-2026

Eos Energy Enterprises entered into a binding amended and restated term sheet with Cerberus Capital Management and Hudson Bay Capital to form a joint venture (Frontier Power USA Parent, LLC). Cerberus will contribute $100 million for Class A-2 Units and receive warrants for 20,017,772 shares, while Hudson Bay will contribute $50 million for Class C Units and receive warrants for 10,008,886 shares. Eos will fund its contribution via a $150 million rights offering at $5.481 per unit, but the transactions are subject to DOE consent and other conditions, with no guarantee of completion.

• · The JV Company board will have 7 members: 4 appointed by Cerberus and up to 3 by Eos (subject to ownership thresholds).
• · Day-to-day oversight of JV development projects will be delegated to a Cerberus affiliate via a management services agreement.
• · HBC has an exchange right for Class C Units into Eos common shares: before Dec 31, 2026, up to 50% at $15.00/share, up to 75% at $17.50/share, up to 100% at $20.00/share; after Dec 31, 2026, at the rights offering price.
• · Liquidation distributions follow a waterfall: first to Cerberus and Hudson Bay for return of invested capital (excluding Cerberus's pre-closing contribution), then to Eos, then to Cerberus for pre-closing contribution, then pro rata until 10% pre-tax IRR compounded quarterly, then to preferred and incentive unit holders.
• · The rights offering is limited to $150 million; Cerberus consent required for any excess.
• · Conditions to closing include DOE consent and execution of a Commercial Framework Guidelines.
• · RO Warrants and the Cerberus/HBC warrants each expire 10 years after closing.
• · RO Warrants and HBC/Cerberus warrants are exercisable on a cashless basis.

30-06-2026

Sadot Group Inc. sold 100% of its subsidiary Sadot Latam LLC to Dream America Marketing Services, Ltd for $1,000 cash plus a 27.5% profit-sharing payment on collected receivables. The transaction deconsolidates Sadot Latam from Sadot Group's financial statements, with the company evaluating the accounting impact for the quarter ending June 30, 2026. The sale includes assets such as a $250,000 Citizens Bank deposit and partial interests in certain receivables and litigation proceeds, but the nominal cash consideration and reliance on uncertain collections highlight a potential divestiture of a distressed or non-core asset.

• · The SPA is governed by New York law with disputes resolved via AAA arbitration in New York.
• · The seller agreed to provide legal support for six months post-closing for existing litigation and disputes.
• · The company expects to reflect deconsolidation effects in its Q2 2026 financial statements.
• · The financial effects of deconsolidation are preliminary, unaudited, and subject to change.

30-06-2026

Guardian Metal Resources PLC announced a Preliminary Economic Assessment (PEA) for its tungsten project, showing an after-tax NPV8 of US$660.3 million and a project IRR of 59.6%, with a capital payback period of 1 year and after-tax free cash flow of US$1.058 billion. At the June 12, 2026 tungsten spot price of US$304,000 per tonne, the project's first-year EBITDA would increase by 64% to US$569 million, and the after-tax free cash flow would rise to US$2.088 billion with an IRR of 101.6%. However, the analysis is based on a single base-case price scenario and does not disclose sensitivity to lower tungsten prices, which could materially impact returns.

• · Adjusted operating cost of US$54,622 per tonne of WO3 in concentrate (including royalties, transportation, refining, and zinc/silver credits).
• · Targeted concentrate grade of 60% WO3.
• · Private royalty of 2% (US$54.1 million).
• · Capital payback period of 1 year at base case, 6 months at spot price.
• · No sensitivity analysis provided for lower tungsten prices or cost overruns.

30-06-2026

SK Telecom announced a mid- to long-term plan to build AI data centers totaling 15 gigawatts (GW) in phases, beginning with a 5GW first phase targeting phased openings from 2029 and a subsequent 10GW expansion from 2035. The plan is subject to funding through strategic partners and remains under review, with no finalized investment amounts or timelines.

• · The plan was approved by the board on June 29, 2026.
• · Funding may involve strategic partners including global big tech and overseas investors.
• · The company noted obstacles including market demand, power supply, land acquisition, regulatory permits, and financing.
• · Actual investment amount and timing are yet to be determined and will be disclosed when finalized.

30-06-2026

HUTCHMED (China) Limited filed a Form 6-K on June 30, 2026, announcing that it will release its 2026 interim results. The filing is a procedural notice and does not contain any financial data or performance metrics.

30-06-2026

Addex Therapeutics Ltd filed a Form 6-K with the SEC on June 30, 2026, attaching a press release of the same date. The filing incorporates the press release by reference into its registration statements. The report includes standard risk factor disclosures and forward-looking statements, but no specific financial or operational results are provided in the filing itself.

• · The press release is incorporated by reference into registration statements on Form F-3 (No. 333-291644) and Form S-8 (Nos. 333-255124 and 333-272515).
• · Risk factors are referenced from the Annual Report on Form 20-F for the year ended December 31, 2024, filed on May 15, 2025.

30-06-2026

Ero Copper Corp. filed a Form 6-K with the SEC on June 30, 2026, attaching a press release dated June 29, 2026, and a report on voting results. The filing is a routine foreign issuer report, with no specific financial results or material operational updates disclosed in the cover page.

• · The filing incorporates Exhibits 99.1 (press release) and 99.2 (voting results report) by reference into the company's Registration Statements on Form S-8 and Form F-10.
• · The report is signed by Deepk Hundal, Executive Vice President, General Counsel and Corporate Secretary.
• · The filing date is June 30, 2026, for the month of June 2026.

30-06-2026

ING Groep N.V. filed a Form 6-K with the SEC on June 30, 2026, attaching a press release dated the same day. The filing does not disclose the content of the press release, so no financial or operational details are available.

• · Filing type: 6-K (Foreign Issuer Report)
• · Commission file number: 001-14642
• · Exhibit 99.1: Press release dated June 30, 2026

30-06-2026

KB Financial Group published its 2025 sustainability report on June 30, 2026, prepared under KSSB standards and covering governance, strategy, risk management, and metrics. The report includes third-party assurance on greenhouse gas emissions (Scopes 1, 2, 3) and identifies five key topics: Risk Management, Climate Action, Financial Consumer Protection, Information Security, and Digital Innovation & Technology.

• · The report is prepared in accordance with KSSB Sustainability Disclosure Standard No. 1 and No. 2.
• · Third-party assurance obtained from an independent professional verification agency.
• · English version of the report scheduled to be posted on or about July 15, 2026.

30-06-2026

Borr Drilling Ltd filed a Form 6-K with the SEC on June 30, 2026, reporting a press release as an exhibit. The filing provides no financial figures or performance data; it is a procedural foreign issuer report.

30-06-2026

Beneficient filed a Notification of Late Filing (NT 10-K) for its Annual Report on Form 10-K for the fiscal year ended March 31, 2026, because the report was submitted at 5:38 p.m. ET on June 29, 2026, eight minutes after the 5:30 p.m. deadline due to technical transmission issues. The Annual Report had already been filed and is publicly available on the SEC's website. The company anticipates a significant change in results of operations from the prior fiscal year will be reflected in the report.

• · Annual Report for fiscal year ended March 31, 2026 was filed at 5:38 p.m. ET on June 29, 2026, missing the 5:30 p.m. ET deadline.
• · Late filing is attributed solely to technical issues with the transmission process, not to any delay in preparing the report.
• · All other periodic reports for the preceding 12 months have been filed on time.
• · No specific financial results or changes from the prior fiscal year are provided in this notice; the Annual Report is incorporated by reference.

30-06-2026

Aflac Japan, a wholly owned subsidiary of Aflac Incorporated, disclosed a cybersecurity incident where an unauthorized third-party accessed certain systems between June 15 and June 25, 2026. The breach exposed policy details, personal information, and bank account data, but is limited to Japan and did not affect U.S. systems. Aflac Japan has contained the incident, notified regulators, and is investigating with third-party experts, though the full financial and operational impact remains unknown.

• · The unauthorized access occurred between June 15, 2026 and June 25, 2026, and was discovered on June 25, 2026.
• · Aflac Japan suspended certain systems to contain the incident but continues to serve policyholders.
• · Impacted files include policy and coverage details, personal information, and bank account information.
• · The incident is limited to Japan; U.S. systems were not accessed.
• · Aflac Japan has notified the Japan Financial Services Agency and other relevant authorities.
• · The investigation is ongoing, and the full scope and potential ultimate impact on the Company are not known at this time.

30-06-2026

AITX announced the deployment of its RAD technology at a VIP parking facility in Kansas City during the 2026 FIFA World Cup. The filing is a Form 8-K furnishing a press release under Item 8.01, and the information is not deemed filed for SEC liability purposes.

• · The deployment is at a VIP parking facility in Kansas City.
• · The event is tied to the 2026 FIFA World Cup.
• · The press release is dated June 30, 2026.
• · The filing is furnished, not filed, under the Exchange Act.

30-06-2026

ASTROTECH Corp filed an S-3 shelf registration statement on June 30, 2026, to offer securities for general corporate purposes, working capital, capital expenditures, and potential acquisitions. The filing details a new Board-approved strategic initiative focused on early-stage lunar resource development, autonomous industrial infrastructure, and Moon-based semiconductor and quantum computing manufacturing, which involve unproven technologies and significant capital requirements. However, the company acknowledges that no formal business plan or capital budget has been approved for these initiatives, and they face substantial risks including technical complexity, lack of commercial viability, intense competition, and potential financing challenges.

• · The S-3 filing allows for future offerings of securities, but no specific amounts or terms are disclosed.
• · The strategic initiatives are in very early stages; no formal business plan or capital budget has been approved.
• · The company faces competition from large, well-capitalized technology and aerospace firms, including foreign competitors that may benefit from government support.
• · The filing warns that breakthrough developments in terrestrial energy access (e.g., nuclear energy) could materially diminish the viability of lunar infrastructure.
• · The company has no current commitments or agreements for acquisitions or investments as of the filing date.

30-06-2026

Nexscient, Inc. announced the resignation of COO Tarek Shoufani effective June 30, 2026, who will remain on the board as a non-employee director. The company also appointed Jaime Fanlo as an independent director effective July 1, 2026, and granted performance-based RSU awards of 250,000 shares each to Shoufani, Fanlo, and Eric Manlunas, with vesting tied to market capitalization thresholds over a 10-year period. No cash compensation is provided to non-employee directors.

• · Mr. Shoufani's resignation was not due to any disagreement with the company.
• · Jaime Fanlo holds a BA in Political Economy from the University of Asia and the Pacific and a Juris Doctor from Ateneo de Manila School of Law (2007).
• · Fanlo has over 18 years of cross-border experience in corporate governance, private equity, and commercial law.
• · Fanlo is a current stockholder of the company and serves as a director of subsidiaries Crestview BPO and Flipside AI.
• · The Board determined Fanlo qualifies as an independent director under Nasdaq and SEC standards; he has not been assigned to any board committee.
• · No cash retainer, meeting fee, or cash stipend is paid to non-employee directors; compensation is solely performance-based RSU awards plus expense reimbursement and indemnification.
• · RSU awards are granted as standalone inducement awards, not under any equity incentive plan.
• · Unvested RSUs are forfeited if performance thresholds are not met within 10 years; immediate forfeiture occurs upon termination for cause.
• · Accelerated vesting is provided in connection with a change of control.

30-06-2026

Noah Holdings Limited filed a Form 6-K with the SEC for June 2026, attaching a Next Day Disclosure Return dated June 29, 2026. The filing was signed by CFO Qing Pan. No financial results or material operational updates were disclosed in the filing.

• · The filing is a Form 6-K for the month of June 2026.
• · The attached exhibit is a Next Day Disclosure Return dated June 29, 2026.
• · The company's principal executive office is in Singapore.

30-06-2026

Honda Motor Co., Ltd. announced a partial amendment to its plan to acquire an additional 21% equity interest in Astemo, Ltd. from Hitachi, Ltd., converting Astemo from an equity-method affiliate to a consolidated subsidiary. The scheduled closing date has been delayed from Q1 FY2027 to by the end of Q3 FY2027 due to incomplete regulatory approvals in certain countries. Honda stated the transaction is not anticipated to have a material impact on its consolidated financial results for the fiscal year ending March 31, 2027.

• · The original announcement was made on December 16, 2025.
• · The delay is due to incomplete procedures and measures for approvals from relevant authorities in certain countries.
• · The new scheduled closing date is by the end of Q3 FY2027 (fiscal year ending March 31, 2027).

30-06-2026

ORIX CORP filed its annual report (Form 6-K) on June 30, 2026, detailing its group management policies, governance structures for its publicly listed subsidiary Ubiteq Inc., and executive compensation frameworks. The report highlights ORIX's focus on synergy with Ubiteq through IoT and AI technologies, while maintaining Ubiteq's independence and public listing to drive employee motivation and competitive advantage. Compensation structures include performance-linked bonuses (0%-240% of base) and PSUs (0%-220% of target) tied to ROE and TSR, with strict limits on external compensation for directors.

• · Only one of ORIX's consolidated subsidiaries is publicly traded: Ubiteq Inc. (Tokyo Stock Exchange Standard).
• · Ubiteq is expected to leverage ORIX Auto's sales platforms for joint product development in IoT and AI.
• · ORIX requires publicly listed subsidiaries to report in advance on significant risks and disclosure matters.
• · No individual may receive compensation of 10 million yen or more per year from outside ORIX Group (excluding director compensation) in the current and preceding 3 fiscal years.
• · Entities providing consulting, accounting, or legal services to ORIX Group may not receive compensation exceeding the greater of 2% of their consolidated sales (or ORIX Group's revenue) or $1 million.
• · PSU performance evaluation period is three fiscal years, with share delivery ranging from 0% to 220% based on consolidated ROE and TSR relative to TOPIX.

30-06-2026

Qfin Holdings, Inc. filed a Form 6-K with the SEC for June 2026, attaching a press release and the poll results of its 2026 Annual General Meeting. The filing confirms the company's ongoing compliance with SEC reporting requirements as a foreign private issuer.

• · The filing includes Exhibit 99.1 (Press Release) and Exhibit 99.2 (Announcement — Poll Results of the 2026 Annual General Meeting).
• · The report is signed by Alex Xu, Director and CFO, on June 30, 2026.

30-06-2026

Prestige Consumer Healthcare Inc. is filing amended financial statements (Form 8-K/A) related to its acquisition of the OTC Wellness Business (including Breathe Right®) from Foundation Consumer Brands, LLC for $1.1 billion, which closed on June 12, 2026. The filing provides audited and unaudited historical financials for the acquired business as well as pro forma combined financials. No negative performance data for the acquired business is available in this filing, as it only furnishes the required financial exhibits without discussing the underlying results.

• · The acquisition enterprise value is $1.1 billion.
• · Historical financials cover the OTC Wellness Business for the year ended December 31, 2025 (audited) and three months ended March 31, 2026 (unaudited).
• · Pro forma combined balance sheet as of March 31, 2026 and pro forma combined income statement for the year ended March 31, 2026 are included.