US Pre-Market SEC Filings Roundup — July 20, 2026

20-07-2026

Li Auto Inc. filed a Form 6-K with the SEC for July 2026, attaching Next Day Disclosure Returns dated July 13-17, 2026. The filing is a routine foreign issuer report and does not contain any financial results, material events, or operational updates.

• · The filing includes five Next Day Disclosure Returns covering July 13-17, 2026.
• · The report is signed by Tie Li, Director and CFO.
• · No financial data, operational metrics, or material events are disclosed in the filing.

20-07-2026

Mark N. Tompkins filed a Schedule 13G with the SEC on July 20, 2026, disclosing beneficial ownership of 7,500,000 shares of Margaree Acquisition Corp. common stock, representing 75% of the 10,000,000 shares outstanding as of July 17, 2026. This filing indicates a controlling stake by Tompkins in the blank check company.

• · The filing is a Schedule 13G, indicating passive investment intent (not an activist filing).
• · Tompkins has sole voting power and sole dispositive power over all 7,500,000 shares.
• · Tompkins' address is in Lugano-Paradiso, Switzerland, and he is a Canadian citizen.
• · The issuer is a blank check company (SIC 6770) incorporated in Delaware.

20-07-2026

Lei Wu, founder and CEO of GigaCloud Technology Inc, filed an amended Schedule 13G disclosing beneficial ownership of 7,316,732 Class A Ordinary Shares as of June 30, 2026, representing 20.0% of the outstanding Class A shares. The filing reflects no change in ownership from the prior filing, with Mr. Wu's stake held directly and indirectly through Shan Lao Hu Tong LLC and Ji Xiang Hu Tong Holdings Limited. The ownership percentage is based on 29,630,756 Class A Ordinary Shares outstanding as of April 28, 2026.

• · The filing is an amendment (Schedule 13G/A) filed under Rule 13d-1(d), indicating passive investment intent.
• · Lei Wu's beneficial ownership includes 5,000 Class B Ordinary Shares, which are convertible at any time into an equal number of Class A Ordinary Shares.
• · The filing date is July 20, 2026, with ownership data as of June 30, 2026.
• · No securities are disposed of or sold by the reporting persons (dispositive power is 0 for all).

20-07-2026

Immix Biopharma, Inc. disclosed in an 8-K filing that Richard Graydon was terminated effective July 17, 2026, for reasons unrelated to his activities at the company. Management stated that given his short tenure, the departure is not expected to have a material effect on the business.

• · Richard Graydon's termination was effective July 17, 2026.
• · The termination is unrelated to his activities at the company.
• · Management believes there is no material effect on the business due to his short tenure.

20-07-2026

Domino's Pizza reported Q2 2026 global retail sales growth of 3.0% (ex-currency) to $4.85B, with U.S. same-store sales up just 0.1% and international same-store sales declining 0.1% (ex-currency). Income from operations rose 3.1% to $232.0M, while net income increased 3.6% to $135.8M and diluted EPS grew 6.8% to $4.07. However, free cash flow fell 5.5% to $313.6M in the first half, and net cash from operations declined 3.9% to $352.6M.

• · U.S. same-store sales growth slowed sharply from +3.4% in Q2 2025 to +0.1% in Q2 2026.
• · International same-store sales turned negative, declining 0.1% (ex-currency) vs +2.4% a year ago.
• · Net income for the first half of 2026 declined 1.8% to $275.6M from $280.7M in the prior year period.
• · Free cash flow for the first half fell 5.5% to $313.6M from $331.7M.
• · Net cash from operations decreased 3.9% to $352.6M in the first half.
• · The company's leverage ratio improved to 4.3x from 4.7x.
• · Supply chain gross margin improved 0.2 percentage points to 12.0%.
• · The company repurchased 443,917 shares for $156.2M in Q2 2026.
• · A quarterly dividend of $1.99 per share was declared, payable September 30, 2026.

20-07-2026

ChipMOS TECHNOLOGIES INC. announced a US$0.760 cash dividend per ADS from capital surplus, to be distributed on July 24, 2026. After Citibank depositary fees, ADS holders will receive approximately US$0.740 per ADS. The filing does not include any period-over-period financial comparisons or performance metrics.

• · Dividend distribution date: July 24, 2026.
• · Dividend is paid from capital surplus, not from retained earnings.
• · ADS holders should check with their securities brokers for receipt of payments.
• · Questions regarding the dividend should be directed to Citibank's Tiffany Ma.

20-07-2026

Data443 Risk Mitigation Inc. entered into a compensation agreement with Guangzhou Xiaoyu DiDa Technology Co., Ltd (XYDD) on July 16, 2026, issuing a $2,000,000 promissory note as a termination fee on behalf of FORL in connection with a proposed de-SPAC transaction. The loan is interest-free if repaid within 12 months of deal close, but carries a 15% default interest rate and a conversion option into PubCo shares at a discount if not repaid. The agreement also allocates 1,800,000 shares to a finder, S.SHUN Holdings Limited, following the de-SPAC closing.

• · The agreement is governed by Delaware law with arbitration in Singapore International Arbitration Centre (SIAC).
• · The promissory note is interest-free for the first 12 months after deal close, but default interest of 15% per annum applies if payments are missed.
• · If not repaid within 12 months, XYDD can convert the default amount into PubCo shares at 80% of 20-day VWAP, subject to a 50% floor and a 19.99% issuance cap.
• · The finder arrangement with S.SHUN Holdings Limited for 1,800,000 shares survives the termination of the prior FORL-XYDD transaction.
• · The agreement becomes effective upon execution and remains in force until full repayment or full conversion into equity.

20-07-2026

Scully Royalty Ltd. announced the engagement of EliteCPA P.C. as its new independent registered public accounting firm, effective July 14, 2026, for the fiscal year ended December 31, 2025. This follows the resignation of AOGB CPA Limited on March 11, 2026, which was previously disclosed. The company will provide the required disclosure under Item 16F of Form 20-F in its upcoming annual report.

• · AOGB CPA Limited resigned as auditor effective March 11, 2026.
• · EliteCPA P.C. was engaged effective July 14, 2026, for the fiscal year ended December 31, 2025.
• · The disclosure required by Part II, Item 16F of Form 20-F will be provided in the company's Form 20-F for FY2025.

20-07-2026

Jersey Mike's Subs Inc. filed Amendment No. 1 to its S-1 registration statement on July 20, 2026, for an initial public offering of 43,478,261 shares of Class A common stock, with an expected price range of $21.00 to $25.00 per share. The company is selling 13,782,609 shares and selling stockholders are offering 29,695,652 shares; proceeds to the company will be used to repay indebtedness and for general corporate purposes. The company highlights strong growth with 50% cumulative same-store sales growth from 2020-2025 and $4.3 billion in systemwide sales, but notes that after the offering, entities controlled by Blackstone will hold a majority of voting power, making it a controlled company.

• · The company has applied to list on the NYSE under the symbol 'JMKE'.
• · Underwriters have a 30-day option to purchase up to an additional 6,521,739 shares from selling stockholders.
• · Up to 5% of the offering is reserved for a directed share program for individuals associated with the company.
• · The company will be a 'controlled company' under NYSE rules due to Blackstone's majority voting power.
• · Jersey Mike's Holdings will be the accounting predecessor of Jersey Mike's Subs Inc. for financial reporting purposes.

20-07-2026

Honda Motor Co., Ltd. filed a Form 6-K on July 20, 2026, providing a historical timeline of its passenger vehicle operations in China from 1997 to 2025. Key milestones include the establishment of joint ventures GAC Honda and Dongfeng Honda, the start of production, the launch of a dedicated export plant, and the recent opening of a new energy vehicle (NEV) factory in 2024. The filing does not contain any financial results or forward-looking guidance.

• · GAC Honda cumulative automobile sales reached 5 million units in 2016 and 10 million units in 2023.
• · GAC Honda began operation of the Development District NEV Factory in 2024.
• · In 2025, GAC Honda made Dongfeng Honda Engine Co., Ltd. its wholly-owned subsidiary and renamed it GAC Honda Engine Co., Ltd.

20-07-2026

Elbit Systems Ltd. filed a Form 6-K with the SEC on July 20, 2026, attaching a press release of the same date. The filing is a routine foreign issuer report and does not contain any financial results or material operational updates beyond the press release reference.

• · Filing is a Form 6-K for the month of July 2026.
• · Commission File Number: 000-28998.
• · Address: Advanced Technology Center, P.O.B. 539, Haifa 3100401, Israel.
• · The registrant files annual reports under Form 20-F.

20-07-2026

Zhihu Inc. filed a Form 6-K with the SEC on July 20, 2026, covering several Next Day Disclosure Returns and an announcement regarding the grant of Restricted Share Units under its Amended and Restated 2022 Share Incentive Plan. The filing is a routine administrative update with no financial results or material operational changes disclosed.

• · The filing includes Next Day Disclosure Returns dated July 10, 13, 14, 15, and 16, 2026.
• · Restricted Share Units were granted under the Amended and Restated 2022 Share Incentive Plan.

20-07-2026

Shinhan Financial Group disclosed that its largest shareholder, Korea's National Pension Service (NPS), increased its stake from 42,575,588 shares (8.97%) to 43,630,195 shares (9.19%) as of June 30, 2026. The increase reflects NPS's continued confidence in the company, though the change is modest at +0.22 percentage points.

• · The disclosure is based on shareholder registry closing as of June 30, 2026.
• · NPS remains the largest shareholder with a 9.19% stake.

20-07-2026

AITX announced via an 8-K filing that its subsidiary RAD has secured an additional RIO 360 expansion order from a global logistics leader. The order was disclosed in a press release issued on July 20, 2026. No financial terms or quantitative details of the order were provided in the filing.

• · The order is an expansion from an existing customer described as a 'global logistics leader'.
• · The filing is furnished under Item 8.01 and is not deemed 'filed' for SEC liability purposes.
• · No revenue, volume, or contract value was disclosed in the 8-K or the referenced press release.

20-07-2026

Southern California Gas Company (SoCalGas) is urging shareholders to vote before the August 6, 2026 Special Meeting, as the company has not yet received voting instructions from many holders. The Board recommends voting 'FOR' the proposals outlined in the proxy statement dated June 15, 2026. The filing does not disclose any financial results or performance metrics.

• · Special Meeting date: August 6, 2026
• · Proxy statement dated June 15, 2026
• · Voting deadline is before the Special Meeting
• · Shareholders can vote via Internet (www.proxyvote.com), telephone (800-690-6903), or mail
• · Assistance available from D.F. King toll-free at (800) 769-7666

20-07-2026

Investar Holding Corporation reported Q2 2026 net income of $8.9M ($0.61 per diluted share), down from $11.5M ($0.77) in Q1 2026 but up from $4.5M ($0.46) in Q2 2025. Net interest margin improved 8 bps to 3.67%, and credit quality strengthened with nonperforming loans declining to 0.63% of total loans. However, total loans decreased 0.3% linked quarter, and core earnings per share fell to $0.75 from $0.87 in Q1 2026. The company completed the operational conversion of Wichita Falls Bancshares and hired eight commercial bankers.

• · Provision for credit losses was $0.3M in Q2 2026 vs a reversal of $2.1M in Q1 2026.
• · Allowance for credit losses was 1.18% of total loans at June 30, 2026 vs 1.17% at March 31, 2026.
• · Variable-rate loans as a percentage of total loans was 50% at June 30, 2026 vs 49% at March 31, 2026.
• · Excluding brokered time deposits, total deposits increased by $19.4M (0.6%) linked quarter.
• · Excluding loans acquired from WFB, total loans increased by $56.0M (2.6%) linked quarter.
• · The business lending portfolio increased by $43.8M (3.8%) linked quarter to $1.21B.
• · Construction and development loans decreased $57.1M (17.9%) linked quarter due to planned run-off and conversions.
• · 1-4 Family loans decreased $13.1M (1.4%) linked quarter due to amortization and payoffs aligning with strategy.
• · Nonperforming loans decreased $1.0M linked quarter, but nine 1-4 Family loan relationships totaling $3.4M were downgraded.
• · Dividend increased 9% to $0.12 per share from $0.11 in Q1 2026.
• · Average repurchase price of shares was $27.68.

20-07-2026

Caledonia Mining Corporation Plc filed a Form 6-K with the SEC on July 20, 2026, attaching a press release dated the same day. The filing is a routine foreign issuer report and does not contain any financial results or material operational updates beyond the press release reference.

• · Filing is a Form 6-K for the month of July 2026.
• · Commission File Number: 001-38164.
• · Principal executive office address: 2 Mulcaster Street, St Helier, Jersey JE2 3NJ.
• · The registrant files annual reports under Form 20-F (not Form 40-F).
• · Exhibit 99.1 is a press release dated July 20, 2026, but its content is not included in this filing.

20-07-2026

DRC Medicine Inc. filed Amendment No. 4 to its S-4 registration statement with the SEC on July 17, 2026, in connection with its proposed business combination with Ribbon Acquisition Corp, a SPAC. The transaction involves a share exchange, domestication of Ribbon from the Cayman Islands to Delaware, and a merger, with DRC security holders expected to own approximately 85.78% of the combined company, while Ribbon public shareholders would own about 10.48% and the Sponsor about 3.74%. The filing also discloses that the Sponsor received $10,000 per month for office and administrative support, 1,437,500 Class B ordinary shares, and up to $2,350,000 in private placement units, among other compensation.

• · The Business Combination Agreement was entered into on June 30, 2025.
• · The Share Exchange was implemented on March 1, 2026, with Intermediate Holdco acquiring 100% of DRC equity.
• · A Joinder Agreement was entered into on June 3, 2026, adding Intermediate Holdco as a party.
• · The Domestication is intended to occur one business day prior to the Closing Date.
• · Ribbon Class B Shares will convert on a one-for-one basis into Class A Shares prior to Domestication.
• · As of July 2, 2026, Ribbon Units closed at $10.84, Public Shares at $10.76, and Public Rights at $0.26.
• · Pubco will apply for listing of its common stock on Nasdaq under the symbol 'DRC'.
• · The Sponsor may receive up to $1,500,000 in working capital loans convertible into units at $10.00 per unit.

20-07-2026

Spectral Capital Corp (FCCN) filed an S-1 registration statement for an IPO of common stock, with an application to list on the Nasdaq Capital Market. The company has a limited operating history, has restated its financial statements for fiscal years 2022-2024 due to accounting errors related to unauditable subsidiaries, and has a going concern risk. The offering size, price, and net proceeds are not yet specified in the filing.

• · The company changed its name from Galaxy Championship Wrestling, Inc. to Spectral Capital Corporation on August 11, 2010.
• · The company dismissed its prior auditor (MG&A) and engaged RBSM LLP as its new auditor on April 30, 2025.
• · Financial statements for fiscal years 2022, 2023, and 2024 were initially deemed unreliable due to errors in consolidation of subsidiaries acquired from Sean Michael Brehm, but the non-reliance conclusion was later withdrawn.
• · The company's internal control over financial reporting was concluded to be ineffective as of December 31, 2024, and the 10-K was amended to correct this.
• · The company has a working capital deficiency and a going concern emphasis in its historical financial statements.
• · The company is a smaller reporting company and relies on reduced disclosure requirements.
• · The offering is contingent on Nasdaq listing approval; if not approved, the offering will not proceed.
• · Lock-up agreements of six months apply to the company, executive officers, directors, and certain 5%+ shareholders.

20-07-2026

Agenus Inc. filed an S-3 registration statement to register 2,133,333 shares of common stock for resale by Zynext Ventures USA LLC, a subsidiary of Zydus Lifesciences Limited. The shares were acquired in a private placement that closed on January 15, 2026, for approximately $16.0 million ($7.50 per share). The company will not receive any proceeds from the resale, and the registration is solely to satisfy contractual obligations.

• · The registration statement was filed on July 17, 2026.
• · The private placement closed on January 15, 2026.
• · Zynext Ventures USA LLC beneficially owned 4.77% of common stock prior to the offering.
• · After full sale of resale shares, Zynext Ventures USA LLC would own 0% of common stock.
• · The company has 800,000,000 authorized common shares and 5,000,000 authorized preferred shares.
• · 31,620 shares of Series A-1 convertible preferred stock are outstanding, convertible into 16,666 common shares.
• · Legal matters will be passed upon by Mesiter Seelig & Schuster PLLC.
• · Auditor is KPMG LLP.

20-07-2026

AXIA Energia S.A. settled its 10th issuance of unsecured, non-convertible debentures on July 17, 2026, raising R$ 2 billion (including the additional allotment option) through a public distribution to professional investors. The issuance is split into two series: Series 1 (1,339,500 debentures, 7-year term, DI rate + 0.70%) and Series 2 (660,500 debentures, 10-year term, DI rate + 0.85%). No prior-period comparison is available, so no period-over-period metrics are reported.

• · Series 1 debentures have a 7-year term maturing on June 15, 2033, with bullet repayment.
• · Series 2 debentures have a 10-year term maturing on June 15, 2036, with annual repayments beginning in the 8th year (July 15, 2034, 2035, and 2036).
• · Interest rates: Series 1 at DI rate + 0.70%, Series 2 at DI rate + 0.85%.
• · Offering was conducted under automatic registration procedure per CVM Resolution No. 160/2022, targeting professional investors only.

20-07-2026

Alternus Clean Energy, Inc. (ALCE) reported a net loss of $0.892M for Q1 2026, compared to a net loss of $0.180M in Q1 2025, a significant deterioration. The company generated no revenue in either period. However, cash and cash equivalents surged from $32K at year-end 2025 to $363K at March 31, 2026, driven by $1.5M in financing activities, including $900K from Series D preferred share issuance. Total shareholders' equity improved from $23.022M to $30.681M, but the accumulated deficit widened to $73.699M.

• · The company had no revenue in both Q1 2026 and Q1 2025.
• · Net loss attributable to common stock was $80K in Q1 2026, compared to $180K in Q1 2025.
• · Basic and diluted loss per share improved from $(4.28) in Q1 2025 to $(0.11) in Q1 2026 due to a significant increase in weighted-average shares outstanding (724,658 vs 42,020).
• · Total current liabilities decreased from $34.022M at Dec 31, 2025 to $25.766M at Mar 31, 2026, primarily due to a reduction in convertible notes measured at fair value from $9.9M to $0.732M.
• · The company issued Series D and Series E convertible preferred shares during Q1 2026, with 8,583 and 684 shares issued respectively.
• · Non-cash financing activities included $1.861M in Series C, $5.755M in Series D, and $0.519M in Series E preferred shares issued for settlement of liabilities.
• · Net cash used in operating activities was $1.169M in Q1 2026, up from $0.552M in Q1 2025.
• · The company had a gain on debt settlement of $5.257M and a loss on debt extinguishment of $1.706M in Q1 2026.
• · Intangible assets include $26.19M in customer relationships, $10.93M in favorable contracts, and $0.86M in OASIS software, with goodwill of $18.964M.

20-07-2026

VYNE Therapeutics Inc. held a Special Meeting on July 16, 2026, and stockholders approved all key proposals related to the merger with Yarrow Bioscience, including the issuance of shares representing more than 20% of VYNE's outstanding common stock (15.9M votes for vs. 137K against), a reverse stock split (25.4M for vs. 551K against), and an increase in authorized shares from 150M to 300M (23.9M for vs. 2.0M against). However, the stock incentive plan and employee stock purchase plan received relatively lower support (12.7M and 13.1M votes for, respectively, with over 3M votes against each), and the election of director Sharon Barbari had 2.6M votes withheld. The merger-related compensation arrangements and advisory say-on-pay were also approved with strong majorities.

• · Proposal 10 (adjournment) was not presented because sufficient votes were already obtained for Proposals 1 and 2.
• · The reverse stock split ratio will be between 1:10 and 1:70, as determined by the board and agreed with Yarrow.
• · The merger will result in a change of control under Nasdaq Listing Rule 5635(b).
• · The composition of the VYNE board will be reconstituted upon completion of the merger.
• · The special meeting also served as the annual meeting of stockholders.

20-07-2026

Ecopetrol S.A. filed a Form 6-K with the SEC for the month of July 2026, signed by Chief Financial Officer Alfonso Camilo Barco. The filing is a routine foreign private issuer report and contains no financial results, material events, or operational updates.

20-07-2026

Coyni, Inc. (formerly Logicquest Technology Inc.) filed an amendment to its 8-K to disclose that it received a letter from its former auditor, Simon & Edward LLP (S&E), regarding the auditor's agreement or disagreement with statements made in the original 8-K. The original 8-K reported that on April 7, 2026, the board dismissed S&E as the company's independent registered public accounting firm and ratified the engagement of CNGSN & Associates LLP as the new auditor. The amendment is filed to comply with Regulation S-K Item 304(a)(3) and includes the letter as an exhibit.

• · The original 8-K was filed on June 29, 2026.
• · The auditor change events (dismissal of S&E and engagement of CNGSN) occurred on April 7, 2026.
• · The engagement letter with CNGSN was dated March 27, 2026.
• · The company received S&E's letter on July 17, 2026.
• · The company is an emerging growth company and has elected not to use the extended transition period for complying with new or revised financial accounting standards.

20-07-2026

Clearwave Capital, LLC reported its institutional holdings as of June 30, 2026, disclosing a total portfolio value of approximately $181.39 million across 166 equity positions. The filing shows a well-diversified portfolio with significant allocations to large-cap growth and technology stocks, with top holdings including Fidelity Covington Trust Enhanced Large ETF ($7.67M), PGIM Ultra Short Bond ETF ($6.54M), and Fidelity Covington Trust Total Bond ETF ($6.54M). No period-over-period comparisons are available as this is a standalone 13F filing without prior-quarter data.

20-07-2026

Gold Resource Corporation (GORO) is being acquired by Goldgroup Mining Inc. in a merger expected to close after market on July 17, 2026. As a result, Goldgroup's shares will trade under the ticker 'GORO' on the NYSE American starting July 20, 2026, while GRC's stock will be delisted. The combined company will hold gold assets in Mexico, including the San Francisco project and Cerro Prieto mine (Goldgroup) and the Don David Gold Mine (GRC), as well as the Back Forty Project in Michigan.

• · The Arrangement Agreement and Plan of Merger was dated January 25, 2026 and amended on May 15, 2026.
• · Goldgroup holds a 100% interest in the San Francisco project (fully permitted for rapid restart) and a 100% interest in the producing Cerro Prieto heap leach gold mine.
• · GRC's operations are centered on the Don David Gold Mine in Oaxaca, Mexico, and the Back Forty Project in Michigan, USA.
• · Goldgroup's common shares will no longer be quoted on the OTC Markets upon commencement of trading on the NYSE American.

20-07-2026

Northwest Biotherapeutics issued an 8-K to refute false rumors that the UK MHRA had rejected its Marketing Authorization Application (MAA) for DCVax-L for glioblastoma. The company obtained direct confirmation from the MHRA that the application remains under initial review, has not been refused, withdrawn, or appealed, and continues to progress toward a first regulatory decision. The company also noted that the rumors appear to have intensified after a positive data presentation at the BNOS Annual Meeting and may be accompanied by stock manipulation.

• · The company's policy of not making interim reports on the MHRA process remains in place, but it broke silence to address false rumors.
• · The company believes the rumors are accompanied by various forms of stock manipulation and have occurred repeatedly after positive developments.
• · The filing is a Regulation FD disclosure (Item 7.01) and does not contain any financial results or quantitative data.

20-07-2026

Flex Ltd. (FLEX) announced strong Q4 and FY26 financial results, with record adjusted EPS of $0.93 in Q4 and $3.30 for the full year, alongside revenues of $7.5B and $27.9B respectively. The company reported double-digit adjusted EPS growth for the sixth consecutive year and achieved its FY27 margin target of 6%+ a year early. In a major strategic move, Flex also intends to spin off its Cloud and Power Infrastructure segment into a new publicly traded company (SpinCo), while Flex will continue as a leading advanced manufacturing company. CEO Revathi Advaithi will become CEO of SpinCo and serve as Chairman of Flex's board on an interim basis, with Michael Hartung named as the new Flex CEO. The filing includes forward-looking risks regarding the spin-off, macroeconomic conditions, trade policies, and supply chain disruptions.

• · Adjusted operating income for Q4 FY26 was $500M and for FY26 was $1.8B.
• · Adjusted net income for Q4 FY26 was $348M and for FY26 was $1.2B.
• · Data Center business exceeded 35% year-over-year growth target.
• · New segment structure introduced: Regulated Manufacturing Solutions (Industrial, Automotive, Healthcare) and Integrated Technology Solutions (Communications, consolidated Lifestyle & Consumer Devices); Cloud and Power Infrastructure consolidated into one segment Data Center.
• · Risk factors include potential spin-off not completing on timeline or at all, adverse impact on existing business relationships, costs greater than anticipated, trade conflicts, supply chain disruptions, and dependence on a small number of customers.
• · The filing does not provide prior period financial data to calculate YoY changes for revenue or EPS, only mentions double-digit adj. EPS growth for sixth consecutive year.

20-07-2026

GHP Investment Advisors, Inc. filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing a portfolio of approximately $2.72 billion in equity holdings across 1,639 positions. The filing shows a diversified portfolio with top holdings in Alphabet Inc. (Class C, ~$42.8M), Apple Inc. (~$47.0M), and Berkshire Hathaway Inc. (Class B, ~$28.1M). The report reflects the firm's investment strategy as of mid-2026, with no prior-period comparison available in this filing.

• · The filing was signed by Sebrina Ivey, Chief Compliance Officer, on July 14, 2026.
• · The report covers the quarter ending June 30, 2026.
• · The filing includes 1,639 total positions with a total market value of $2,721,551,034.
• · Top holdings include Apple Inc. ($46,950,363), Alphabet Inc. Class C ($42,845,254), and Berkshire Hathaway Inc. Class B ($28,063,066).
• · The portfolio is heavily weighted toward U.S. large-cap equities across various sectors.

20-07-2026

College Retirement Equities Fund filed a DEFA14A (additional proxy soliciting material) on July 20, 2026, reminding participants of the upcoming Participant Meeting on Tuesday, July 21, 2026, and urging them to vote before the noon ET deadline. The filing contains no financial results, no quantitative data, and no material business developments.

• · Participant Meeting scheduled for Tuesday, July 21, 2026
• · Voting deadline is Tuesday, July 21 at noon ET
• · Contact number for voting assistance: 1 979 217 2957
• · Support hours: Mon-Fri 9 AM-11 PM, Sat-Sun Noon-6 PM Eastern

20-07-2026

Miura Global Management, LLC filed its 13F-HR for the quarter ended June 30, 2026, disclosing a portfolio of 13 equity positions with a total market value of approximately $25.2 million. The largest holdings include NVIDIA Corporation ($6.0M), Banco Santander ADR ($3.5M), and Taiwan Semiconductor ADS ($2.4M), while smaller positions include Ferrari N.V. ($558K) and SiTime Corp ($373K). The filing reflects a concentrated, tech-heavy portfolio with notable exposure to semiconductors and internet platforms.

• · The filing is a 13F-HR for the quarter ended June 30, 2026, filed on July 20, 2026.
• · All 13 positions are held with sole voting and dispositive power.
• · The portfolio is concentrated in technology and financial services, with no bonds or options disclosed.
• · The largest single position is NVIDIA at $6.0M (24% of portfolio), followed by Banco Santander ADR at $3.5M (14%).
• · No prior quarter comparison is available in this filing, so quarter-over-quarter changes cannot be assessed.

20-07-2026

Standard Lithium Ltd. filed a Form 6-K with the SEC on July 20, 2026, covering the month of July 2026. The filing includes a press release dated July 16, 2026, and a report of voting results. No financial results or material operational updates are disclosed in the cover filing itself.

• · Filing date: July 20, 2026
• · Press release date: July 16, 2026
• · Report of voting results included as Exhibit 99.2
• · Commission File Number: 001-40569

20-07-2026

Adapti, Inc. disclosed that its previously issued unaudited financial statements for the quarters ended September 30, 2025 and December 31, 2025 should no longer be relied upon due to material errors in accounting for its July 2025 acquisition of Ballengee Group. The company determined that the transaction should have been accounted for as a reverse recapitalization rather than as a conventional acquisition, and that Ballengee Group was the accounting acquiror. This restatement reflects a significant correction to prior financial reporting, though no specific monetary impact has been quantified in the filing.

• · The non-reliance determination was made by the Board acting as audit committee on July 14, 2026, during preparation of FY2026 annual financial statements.
• · The affected financial statements are the unaudited condensed consolidated financials for Q2 and Q3 of FY2026 (quarters ended September 30, 2025 and December 31, 2025).
• · The company had minor operations but held an intangible asset immediately prior to the transaction, which contributed to the reverse recapitalization conclusion.
• · The company is not aware of any arrangements that may result in a further change of control.

20-07-2026

On July 16, 2026, Health Catalyst held its annual meeting where stockholders re-elected both Class I director nominees (Justin Spencer and Mathew Arens) and ratified Ernst & Young LLP as independent auditor for FY2026. Non-binding advisory approval for executive compensation passed, but a proposal to declassify the board by transitioning to annual director elections starting in 2029 was rejected.

• · Proposal to declassify the board received 41,751,707 votes for (45.1% of outstanding shares) but failed due to not meeting the required supermajority or sufficient support (exact threshold not disclosed).
• · Broker non-votes on director elections, executive compensation, and the board declassification proposal were 12,330,154 shares.
• · Ratification of Ernst & Young as auditor passed with 54,389,755 votes for, 26,050 against, and 2,049 abstentions.
• · Advisory approval of executive compensation passed with 40,369,051 votes for, 992,493 against, and 726,156 abstentions.

20-07-2026

Greenbriar Sustainable Living Inc. filed a Form 6-K with the SEC for July 2026, attaching a news release dated July 17, 2026. The filing is a routine foreign issuer report and does not contain any financial results, material transactions, or regulatory actions.

• · The filing is a Form 6-K for the month of July 2026.
• · Exhibit 99.1 is a news release dated July 17, 2026.
• · The company's principal executive office is at 632 Foster Avenue, Coquitlam, British Columbia, Canada.

20-07-2026

WD RUTHERFORD LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total of 75 equity holdings with an aggregate market value of approximately $276.3 million. The portfolio is heavily concentrated in technology and semiconductor names, with NVIDIA Corp. as the largest position at $21.5 million (107,475 shares), followed by Advanced Micro Devices at $19.4 million and CrowdStrike Holdings at $10.3 million. The filing reflects a diversified mix of large-cap growth and value holdings, with no disclosed short positions or option strategies.

• · Top 5 holdings by market value: NVIDIA ($21.5M), AMD ($19.4M), CrowdStrike ($10.3M), Arista Networks ($8.2M), Apple ($8.2M).
• · Largest share counts: NVIDIA (107,475 shares), Banco Santander Chile (115,708 shares), Netflix (48,840 shares), Robinhood (45,181 shares), Nextera Energy (36,452 shares).
• · Smallest positions: Comfort Systems USA ($638K, 322 shares), L3Harris ($234K, 805 shares), IDEXX Laboratories ($439K, 833 shares).
• · No period-over-period comparisons are available as this is a single-period snapshot filing.

20-07-2026

Crane Advisory, LLC disclosed its quarterly 13F-HR institutional holdings as of June 30, 2026, reporting total stock holdings of $696,587,326 across 55 positions. The portfolio shows significant allocations to fixed-income ETFs such as the PGIM Ultra Short Bond ETF ($75.8M) and Schwab Intermediate-Term U.S. Treasury ETF ($69.8M), alongside large equity positions in Apple ($14.4M) and Microsoft ($1.5M). While the filing indicates a broadly diversified strategy, the absence of prior-quarter comparisons limits performance analysis, though the heavy fixed-income tilt suggests a conservative posture.

• · The largest single holding by value was the PGIM Ultra Short Bond ETF at $75,835,140 (1,528,318 shares).
• · The second-largest position was the Schwab Intermediate-Term U.S. Treasury ETF at $69,780,605 (2,844,705 shares).
• · The portfolio includes a 1,719,763-share position in the Vanguard S&P 500 ETF worth $118,540,620.
• · No derivative securities or put/call options were reported.
• · All holdings are listed with sole voting and dispositive power; there are no shared holdings.

20-07-2026

Guardian Investment Management filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing 60 equity positions with a total reported market value of approximately $154.9 million. The portfolio is heavily concentrated in large-cap holdings, with the top positions including Apple Inc. ($22.7M), Danaher Corp. ($19.5M), Blackstone Inc. ($15.9M), and Amgen Inc. ($5.9M). The filing reflects a diversified, value-oriented strategy with significant exposure to technology, healthcare, and financial sectors.

• · The filing was signed by Robert M. Tomasello, Partner, on July 17, 2026.
• · All 60 positions are held with sole voting and dispositive power; no shared or non-dispositive holdings are reported.
• · The largest single position by market value is Apple Inc. at $22.7M (78,541 shares), representing about 14.7% of the portfolio.
• · Other notable large positions include Danaher Corp. ($19.5M, 97,372 shares) and Blackstone Inc. ($15.9M, 135,500 shares).
• · The portfolio includes a mix of traditional industrials (Caterpillar, Deere), healthcare (Amgen, Biogen, Gilead), and speculative growth names (QuantumScape, MP Materials).

20-07-2026

Cornerstone Wealth Advisors, Inc. filed its quarterly 13F-HR for the period ending June 30, 2026, reporting 55 equity holdings with a total value exceeding $270 million. The three largest holdings are Schwab Strategic TR Int-Trm U.S. Tres ETF ($101.6M), Vanguard Index FDS Growth ETF ($52.6M), and Schwab Strategic TR US LCAP Gr ETF ($53.8M). The filing reflects a diversified portfolio with a focus on U.S. and international equity and fixed-income ETFs.

• · Filing date: July 20, 2026; period ended June 30, 2026.
• · Portfolio heavily weighted toward bond ETFs: Schwab Int-Trm U.S. Tres ETF ($101.6M, ~37% of total) and Vanguard Short Term Treasuries ($63.2M).
• · Largest equity ETF positions: Vanguard Growth ETF ($52.6M), Vanguard Value ETF ($37.8M), and Schwab US LCAP Gr ETF ($53.8M).
• · Single stock holdings include Apple ($1.6M), Berkshire Hathaway ($1.6M), Microsoft ($271K), and Nvidia ($291K).
• · All holdings are reported as sole voting and dispositive power; no shared or non-voting positions.

20-07-2026

Sowell Financial Services LLC filed its quarterly Form 13F-HR for the period ended June 30, 2026, disclosing a diversified equity portfolio of 1,162 positions with a total reported market value of approximately $3.06 billion. The filing shows significant holdings in mega-cap technology stocks such as Apple ($121.7M), Amazon ($53.1M), and Alphabet ($62.1M combined), alongside substantial positions in fixed-income ETFs like the BlackRock Credit Allocation fund ($7.8M) and the Columbia ETF Trust I US Equity Income fund ($9.9M). The portfolio reflects a balanced approach across sectors, with notable exposure to energy, financials, and healthcare, though no period-over-period comparisons are available in this initial filing.

• · The filing was signed by Ryan Tite, Compliance Officer, on July 17, 2026.
• · The portfolio includes 1,162 distinct holdings.
• · The largest single holding is Apple Inc. at $121.7M (420,714 shares).
• · The second largest holding is Amazon.com Inc. at $53.1M (222,822 shares).
• · The third largest holding is Alphabet Inc. Class A at $35.7M (99,960 shares).
• · The fourth largest holding is Advisors Inner Circle Fund III Rayliant Wilshire International ETF at $34.1M (909,879 shares).
• · The fifth largest holding is Berkshire Hathaway Inc. Class B at $30.6M (61,173 shares).
• · The portfolio includes a significant position in Bank OZK (41,768 shares, $2.2M), which is headquartered in Little Rock, AR, the same state as Sowell Financial Services.
• · The portfolio includes a position in Bank of America Corp. 7.25% Convertible Preferred L (421 shares, $528.1K).
• · The portfolio includes a position in Bitwise Bitcoin ETF Trust (14,837 shares, $472.7K).
• · The portfolio includes a position in Coinbase Global Inc. Class A (1,414 shares, $206.7K).
• · The portfolio includes a position in BlackRock Tech and Private Equity Trust (10,544 shares, $95.2K).
• · The portfolio includes a position in CBRE Global Real Estate Income Fund (12,230 shares, $56.4K).
• · The portfolio includes a position in BNY Mellon High Yield Strategy Fund (16,787 shares, $40.6K).
• · The portfolio includes a position in Camping World Holdings Inc. Class A (12,266 shares, $93.6K).
• · The portfolio includes a position in CNH Industrial NV (11,632 shares, $130.6K).
• · The portfolio includes a position in BlackBerry Ltd. (12,662 shares, $160.2K).
• · The portfolio includes a position in Archer Aviation Inc. Class A (104,318 shares, $493.4K).
• · The portfolio includes a position in Aurora Innovation Inc. Class A (33,137 shares, $226.0K).
• · The portfolio includes a position in AST SpaceMobile Inc. Class A (4,426 shares, $393.3K).
• · The portfolio includes a position in Bloom Energy Corp. Class A (940 shares, $284.5K).
• · The portfolio includes a position in Beeline Holdings Inc. (91,447 shares, $111.6K).
• · The portfolio includes a position in Braemar Hotels & Resorts Inc. (69,899 shares, $151.0K).
• · The portfolio includes a position in Borr Drilling Ltd. (207,944 shares, $858.8K).
• · The portfolio includes a position in BW LPG Ltd. (18,700 shares, $325.9K).
• · The portfolio includes a position in BWX Technologies Inc. (4,500 shares, $875.8K).
• · The portfolio includes a position in C.H. Robinson Worldwide Inc. (5,157 shares, $971.3K).
• · The portfolio includes a position in CACI International Inc. Class A (459 shares, $212.6K).
• · The portfolio includes a position in Cadence Design System Inc. (1,540 shares, $578.0K).
• · The portfolio includes a position in Camping World Holdings Inc. Class A (12,266 shares, $93.6K).
• · The portfolio includes a position in Canadian Imperial Bank of Commerce (3,392 shares, $390.1K).
• · The portfolio includes a position in Canadian National Railway Co. (4,666 shares, $556.4K).
• · The portfolio includes a position in Capital Group Core Balanced ETF (8,746 shares, $332.0K).
• · The portfolio includes a position in Capital Group Core Equity ETF (17,931 shares, $797.6K).
• · The portfolio includes a position in Capital Group Dividend Growth ETF (15,414 shares, $578.2K).
• · The portfolio includes a position in Capital Group Fixed Income ETF Short Duration (11,612 shares, $298.8K).
• · The portfolio includes a position in Carrier Global Corporation (2,776 shares, $203.6K).
• · The portfolio includes a position in Cava Group Inc. (5,795 shares, $454.8K).
• · The portfolio includes a position in CBOE Global Markets Inc. (1,423 shares, $345.3K).
• · The portfolio includes a position in CBRE Global Real Estate Income Fund (12,230 shares, $56.4K).
• · The portfolio includes a position in CBRE Group Inc. Class A (1,800 shares, $242.5K).
• · The portfolio includes a position in CDW Corp. (3,651 shares, $513.5K).
• · The portfolio includes a position in Celestica Inc. (664 shares, $242.1K).
• · The portfolio includes a position in Cemex SA ADR (16,010 shares, $192.1K).
• · The portfolio includes a position in Cenovus Energy Inc. (29,707 shares, $737.0K).
• · The portfolio includes a position in Centene Corp. (5,327 shares, $341.9K).
• · The portfolio includes a position in CenterPoint Energy Inc. (9,476 shares, $417.3K).
• · The portfolio includes a position in CF Industries Holdings Inc. (4,793 shares, $518.9K).
• · The portfolio includes a position in Champion Homes Inc. (3,274 shares, $288.5K).
• · The portfolio includes a position in Charles River Laboratories International Inc. (884 shares, $200.5K).
• · The portfolio includes a position in Cheesecake Factory Inc. (2,722 shares, $216.5K).
• · The portfolio includes a position in Cheniere Energy Inc. (1,775 shares, $424.3K).
• · The portfolio includes a position in Chipotle Mexican Grill Inc. (30,426 shares, $1.0M).
• · The portfolio includes a position in Ciena Corp. (983 shares, $482.2K).
• · The portfolio includes a position in Citizens Financial Group Inc. (5,978 shares, $418.9K).
• · The portfolio includes a position in Clean Harbors Inc. (785 shares, $234.5K).
• · The portfolio includes a position in CME Group Inc. (1,617 shares, $357.0K).
• · The portfolio includes a position in CMS Energy Corp. (4,215 shares, $322.4K).
• · The portfolio includes a position in CNH Industrial NV (11,632 shares, $130.6K).
• · The portfolio includes a position in Cognex Corp. (5,205 shares, $376.9K).
• · The portfolio includes a position in Cohen & Steers Quality Income Fund (63,186 shares, $777.8K).
• · The portfolio includes a position in Coinbase Global Inc. Class A (1,414 shares, $206.7K).
• · The portfolio includes a position in Colgate-Palmolive Co. (5,618 shares, $515.1K).
• · The portfolio includes a position in Commvault Systems Inc. (1,606 shares, $227.6K).

20-07-2026

SEARCY FINANCIAL SERVICES INC /ADV filed its quarterly 13F-HR for the period ending June 30, 2026, reporting 27 equity holdings with a total market value of approximately $298.17 million. The portfolio is concentrated in ETFs and large-cap stocks, with top holdings including Vanguard S&P 500 ETF, iShares Russell Top 200 ETF, and American Century International Equity ETF. The filing reflects a diversified, passive-oriented investment strategy with no material changes in positioning from the prior quarter.

• · The largest single holding by value is the iShares Russell Top 200 ETF at $33,089,589 (178,911 shares).
• · The portfolio includes a small position in The Real Brokerage Inc (24,124 shares, value $43,906), indicating a speculative or micro-cap allocation.
• · No options or put/call positions were reported; all holdings are common stocks or ETFs.

20-07-2026

Almonty Industries Inc. filed a Form 6-K with the SEC for July 2026, attaching a press release dated July 17, 2026, signed by CEO Lewis Black. The filing indicates a routine disclosure of material information, likely regarding operational updates, but specific content of the press release is not included.

• · The filing is made under Form 40-F (annual reports filed under cover of Form 40-F is checked).
• · The press release attached as Exhibit 99.1 is dated July 17, 2026, but its content is not provided in the filing excerpt.

20-07-2026

West Paces Advisors Inc. filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing a portfolio of 765 holdings with a total market value of approximately $596,033,349. The filing shows a diversified portfolio spanning equities, ETFs, and REITs, with top holdings including Coca-Cola Co. ($10.7M), SPDR S&P 500 ETF ($17.2M), and iShares Core S&P Small Cap ETF ($27.4M). The report reflects the firm's investment positions as of mid-2026, with no prior-period data provided for comparison.

• · The portfolio includes 765 holdings with a total market value of $596,033,349.
• · Top holdings by value: iShares Core S&P Small Cap ETF ($27,385,561), SPDR S&P 500 ETF ($17,248,619), Coca-Cola Co. ($10,709,975).
• · The filing is for the quarter ended June 30, 2026, and was filed on July 20, 2026.
• · No prior-period data is included in this filing, so period-over-period comparisons are not possible.

20-07-2026

Forward Industries, Inc. appointed Michael Ashe, Chief Strategy Officer of Galaxy Digital Inc., to its Board of Directors effective July 14, 2026. The appointment deepens ties with Galaxy, with whom the company has multiple existing agreements, including a share repurchase program, a digital currency loan, and SOL option contracts. As of the appointment date, Forward has paid Galaxy entities approximately $90,000 in repurchase fees, $373,000 in loan interest, and a net $5,000,000 in option premiums and exercise costs for 46,000 SOL.

• · Mr. Ashe has not been appointed to any board committee and will not receive compensation for his board service.
• · Mr. Ashe's compensation at Galaxy is not tied to the performance of the Galaxy agreements with Forward.
• · The share repurchase program allows repurchase up to 4,000,000 shares under Rule 10b5-1 and Rule 10b-18.
• · The Master Digital Currency Loan Agreement allows Galaxy Digital LLC to lend digital currency or USD to Forward on an open or term basis.

20-07-2026

Alpha Zero LLC filed its Form 13F-HR for the period ending June 30, 2026, reporting a total of 107 equity holdings with an aggregate market value of approximately $263.8 million. The portfolio is heavily weighted toward large-cap ETFs and mega-cap technology stocks, with top positions including Invesco QQQ Trust ($18.5M), iShares Core S&P US Value ETF ($10.9M), and WisdomTree US Quality Dividend Growth ETF ($12.9M). While the filing shows a diversified mix of growth and value exposures, it also includes significant allocations to fixed-income and precious metals ETFs, indicating a balanced risk approach.

• · The filing was signed by Jordan Grabowski, Chief Compliance Officer, on July 17, 2026.
• · The portfolio includes a $3.1M position in iShares Bitcoin Trust ETF, indicating modest crypto exposure.
• · Gold exposure is held via iShares Gold Trust ($4.3M) and SPDR Gold Trust ($240K).
• · The largest single equity holding by share count is Schwab US Large-Cap ETF (875,489 shares, $25.9M).
• · Fixed-income and cash-like ETFs (ultra-short bond, floating rate, Treasury) collectively represent over $80M of the portfolio.
• · No period-over-period comparisons are available as this is a single-period filing.

20-07-2026

Riverchase Wealth Management, LLC filed its Form 13F-HR for the quarter ended June 30, 2026, reporting $214.6 million in total disclosed equity holdings across 79 positions. The portfolio is heavily weighted toward fixed-income and core equity ETFs, with top holdings in PIMCO Multisector Bond ETF ($18.3M), J.P. Morgan Core Plus Bond ETF ($18.9M), and Dimensional U.S. Core Equity 2 ETF ($17.0M). No prior-period comparison is available in this filing, so period-over-period changes cannot be assessed.

• · Top 10 holdings by value: J.P. Morgan Core Plus Bond ETF ($18.9M), PIMCO Multisector Bond ETF ($18.3M), Dimensional US Core Equity 2 ETF ($17.0M), Dimensional Core Fixed Income ETF ($17.2M), Dimensional International Core Equity ETF ($17.1M), Dimensional US High Profitability ETF ($15.4M), Dimensional US Core Equity 1 ETF ($27.0M), iShares iBonds Dec 2027 ETF ($2.7M), iShares iBonds Dec 2026 ETF ($2.6M), Schwab Fundamental US Large Company ETF ($2.7M).
• · Largest single equity position: Dimensional US Core Equity 1 ETF with 329,785 shares valued at $27.0M.
• · No prior-period data is included in this filing, so quarter-over-quarter changes in holdings or values cannot be determined.