US Pre-Market SEC Filings Roundup — July 14, 2026

13-07-2026

Director DEMILIO MARK S sold 1,309 Common Stock at $167.95 (~$220K). DEMILIO MARK S holds 25,680 shares after the transaction.

• · Director DEMILIO MARK S sold 1,309 Common Stock at $167.95 (~$220K)
• · Director DEMILIO MARK S sold 1,136 Common Stock at $169.00 (~$192K)

13-07-2026

Director Naylor Maile was awarded 60,000 Option (right to buy).

• · Director Naylor Maile was awarded 60,000 Option (right to buy)
• · Director Naylor Maile was awarded 25,000 Option (right to buy)
• · Director Naylor Maile was awarded 25,000 Option (right to buy)

13-07-2026

Director Aghamiri Aidin exercised/converted 25,000 Class A ordinary shares. Aghamiri Aidin holds 25,000 shares after the transaction.

• · Director Aghamiri Aidin exercised/converted 25,000 Class A ordinary shares
• · Director Aghamiri Aidin exercised/converted 25,000 Class B ordinary shares

13-07-2026

President Aiyer Ganesh was awarded 259,516 Restricted Stock Units.

• · President Aiyer Ganesh was awarded 259,516 Restricted Stock Units
• · President Aiyer Ganesh was awarded 100,000 Stock Options (Right to Buy)

13-07-2026

SVP, Chief Commercial Officer Bergwall Timothy sold 2,000 Class A Common Stock at $73.14 (~$146K). Bergwall Timothy holds 63,831.55 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · SVP, Chief Commercial Officer Bergwall Timothy sold 2,000 Class A Common Stock at $73.14 (~$146K)

13-07-2026

AEON Biopharma, Inc. filed an S-1MEF registration statement with the SEC on July 13, 2026, to increase the aggregate offering price of its public offering by $4,528,125. This filing is a Rule 462(b) registration that incorporates by reference the prior S-1 registration statement (File No. 333-297327) and covers additional securities, including common stock or pre-funded warrants with accompanying milestone warrants. The filing is purely procedural to upsize the offering and does not contain any operational or financial performance data.

• · The filing is made under Rule 462(b) and relates to the prior S-1 registration statement (File No. 333-297327) declared effective on July 13, 2026.
• · The additional securities registered represent no more than 20% of the maximum aggregate offering price set forth in Exhibit 107 to the prior registration statement.
• · The offering includes common stock or pre-funded warrants, each accompanied by one two-year milestone warrant and one five-year milestone warrant.
• · The company qualifies as a non-accelerated filer, smaller reporting company, and emerging growth company.

14-07-2026

SemiLEDs Corp (LEDS) reported net income of $178,000 for the nine months ended May 31, 2026, compared to net income of $64,000 in the same period last year, driven by a strong Q3 performance with net income of $1.523 million versus $223,000 in Q3 2025. However, revenue for the nine-month period declined sharply by 57.3% to $12.707 million from $29.784 million, while Q3 revenue fell 48.6% to $9.074 million from $17.651 million year-over-year. Despite the revenue decline, the company improved gross margins and generated $3.761 million in operating cash flow for the nine-month period, up from $1.940 million, while total assets grew to $17.543 million from $15.593 million.

• · Gross profit for Q3 2026 was $2.460 million, up from $0.939 million in Q3 2025, a 162% increase, but for the nine months it was $2.484 million versus $2.202 million.
• · Operating expenses for the nine-month period increased to $2.925 million from $2.811 million.
• · Research and development expenses rose 25.6% in the nine-month period to $0.995 million from $0.792 million.
• · Total current liabilities increased to $13.487 million from $11.383 million, driven by higher accrued expenses.
• · Basic and diluted net income per share for Q3 2026 was $0.18 versus $0.03 in Q3 2025; for the nine months, $0.02 versus $0.01.
• · The company's accumulated deficit narrowed to $189.633 million from $189.811 million as of August 31, 2025.
• · Cash and cash equivalents more than doubled to $5.978 million from $2.593 million at fiscal year-end.

14-07-2026

BP PLC provided guidance for full year 2026 and 2Q26 vs 1Q26 comparisons. Reported upstream production is expected to be lower due to Middle East disruption and seasonal maintenance, while underlying upstream production is expected to be broadly flat. The company plans to reduce hybrid capital through the redemption of €2.5bn of perpetual hybrid bonds without replacement, and expects divestment and other proceeds of $9-10bn, including ~$6bn from the Castrol transaction. However, the guidance highlights headwinds including lower reported production, a $1bn charge for OB&C, and sensitivity of refining margins to Middle East conditions.

• · Underlying upstream production expected to be broadly flat, with oil production & operations broadly flat and gas & low carbon energy lower.
• · Reported upstream production lower due to Middle East disruption and seasonal maintenance in Gulf of America.
• · Customers segment: seasonally higher volumes to be more than offset by a lower midstream result, including potential reversal of 1Q timing effects.
• · Products segment: refining throughput impacted by higher planned turnaround activity and lower throughput at Whiting due to a third-party event in April (now resolved).
• · DD&A expected to be broadly flat.
• · Capital expenditure of $13-13.5bn, evenly weighted through the year.
• · Divestment and other proceeds of $9-10bn, significantly weighted to 2H, including ~$6bn from Castrol transaction.
• · Gulf of America oil settlement payments of ~$1.6bn pre-tax, with $0.4bn in 1Q and $1.1bn in 2Q.

14-07-2026

KT Corp disclosed a plan to dispose of 3,109 common treasury shares at KRW 52,700 per share (estimated total KRW 163,844,300) on July 24, 2026, for delivery of RSUs to employees. The disposal represents a minimal fraction of the company's outstanding shares, and the company's Audit Committee is composed entirely of outside directors.

• · Disposal period is a single day: July 24, 2026.
• · Purpose is delivery of shares under RSU grants using treasury shares.
• · Method of disposal is over-the-counter.
• · Plan for treasury share ownership and disposal was approved on March 31, 2026.
• · Board resolution date is July 14, 2026.
• · Actual disposal amount may vary based on closing price on disposal date.
• · Audit Committee is composed entirely of outside directors.

14-07-2026

Destiny Media Technologies reported a net loss of $213,327 for Q3 FY2026 (three months ended May 31, 2026), widening from a $72,288 loss in the same quarter last year. Revenue declined 8.4% to $1,039,118, while gross margin slipped to 84.0% from 85.7%. Operating expenses rose 4.6% to $1,097,213, driven by higher G&A costs, though sales and marketing spending fell. Cash from operations improved to $355,433 for the nine-month period, but the company's accumulated deficit grew to $6,526,471.

• · Net loss per share (basic and diluted) was $(0.02) for Q3 FY2026 vs $(0.01) in Q3 FY2025.
• · For the nine months ended May 31, 2026, net loss per share was $(0.07) vs $(0.03) in the prior year period.
• · Accounts receivable decreased to $588,245 from $863,422 at August 31, 2025, a 31.9% decline.
• · Deferred revenue fell to $19,027 from $41,041, a 53.6% decrease.
• · Property and equipment net book value dropped to $323,959 from $752,719, primarily due to computer software amortization.
• · Intangible assets net book value declined to $14,412 from $35,282.
• · Stock-based compensation was minimal at $353 for Q3 FY2026, down from $8,929 in Q3 FY2025.
• · No debt or financing activities were reported for either period.

14-07-2026

CleanSpark, Inc. announced a 20-year triple net infrastructure lease with a leading global technology company (high investment grade credit profile) for 175 MW of data center capacity at its Sandersville, Georgia campus. The lease includes annual escalators, two five-year extension options, and is subject to financing, construction, and delivery milestones. Additionally, the tenant signed a letter of intent and exclusivity arrangement covering 718 acres of CleanSpark's Texas portfolio with up to 885 MW of secured and planned power capacity. The agreement is a significant strategic milestone, but failure to meet milestones could result in rent abatements or lease termination.

• · Lease is a triple net lease with annual escalators and an initial term of 20 years.
• · Tenant has two options to extend the lease for five years each.
• · Failure to meet financing, construction, and delivery milestones may result in rent abatements or termination of the lease.
• · The tenant is described as a 'leading global technology company with a high investment grade credit profile' but is not named in the filing.

14-07-2026

Equinor ASA disclosed its daily share buy-back transactions on the Oslo Stock Exchange (OSE) for the period July 6–10, 2026, repurchasing a total of 507,713 shares at a weighted average price of NOK 327.3386 per share, for a total transaction value of approximately NOK 166.2 million. This brings the accumulated buy-backs under the current tranche to 3,261,816 shares at a weighted average price of NOK 334.414

14-07-2026

ING Groep N.V. filed a Form 6-K with the SEC on July 14, 2026, attaching a press release of the same date. The filing is a routine foreign issuer report and does not contain any financial results or material corporate events.

• · The press release is attached as Exhibit 99.1 but its content is not disclosed in the filing.

14-07-2026

Alto Neuroscience, Inc. entered into an underwriting agreement on July 13, 2026, to issue and sell 3,776,436 shares of common stock at $26.48 per share in a registered direct offering, expecting net proceeds of approximately $93.9 million. The company intends to use the proceeds to accelerate clinical development of ALTO-207, including an additional planned Phase 3 trial for treatment-resistant depression, and for working capital. The offering is expected to close on July 14, 2026.

• · The offering is conducted under an effective shelf registration statement on Form S-3 (File No. 333-284667).
• · Underwriters have agreed to reimburse the company for certain expenses in connection with the offering.
• · The underwriting agreement contains customary representations, warranties, covenants, indemnification obligations, and termination provisions.
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new or revised financial accounting standards.

14-07-2026

Nomura Holdings Inc. filed a Form 6-K with the SEC reporting monthly treasury share transactions and share repurchase activity for June 2026. The company disposed of 1,150 treasury shares for a total of ¥67,453, primarily through stock acquisition right exercises (1,100 shares) and less-than-a-full-unit share purchases (50 shares). Under its ongoing buyback authorization, Nomura has repurchased 46,861,200 shares (46.9% of the authorized share count) for ¥59,999,879,300 (100% of the authorized amount), indicating the buyback is complete in value terms but still has room on share count.

• · No treasury shares were disposed for issuance of new shares, cancellation, merger, or restricted stock units in June 2026.
• · No share repurchases were made during the reporting month (June 2026).
• · The buyback authorization period runs from February 17, 2026 to September 30, 2026, excluding ten business days after each quarterly results announcement.

14-07-2026

Gold Sino Assets Ltd and Mr. Chung Yao Yin filed Amendment No. 3 to Schedule 13D, disclosing that following the death of Mr. Yin's father, Mr. Yin's mother assigned her one-third entitlement in Gold Sino shares to Mr. Yin on June 22, 2026. As a result, Mr. Yin may now be deemed to beneficially own 10,598,129 ordinary shares (51.41% of the class), while Gold Sino directly holds 10,103,591 shares (49.01%). The filing also notes Mr. Yin's undertaking to procure equity investments in Gogoro of NTD$2,500 million by December 31, 2026, with the first tranche of 5,300,000 shares for ~US$16.7 million already completed in March 2026.

• · Mr. Yin's mother assigned her one-third entitlement in Gold Sino shares to Mr. Yin on June 22, 2026.
• · Gold Sino holds 9,561,657 ordinary shares directly plus 541,934 warrant shares.
• · Mr. Yin also controls Peng-Lin Investment Co., Ltd., which holds 494,538 ordinary shares.
• · The first equity investment under the Undertaking was completed March 2026: 5,300,000 shares issued to Gold Sino for ~US$16.7 million.
• · No transactions in ordinary shares were effected by the Reporting Persons during the past 60 days.
• · The filing is an initial Schedule 13D for Mr. Yin as an individual reporting person.

14-07-2026

HDFC Bank Limited filed its Integrated Annual Report for the fiscal year ended March 31, 2026, with the SEC via Form 6-K. The filing is a routine disclosure of the annual report and does not contain any financial results or performance data.

• · The Integrated Annual Report covers the financial year ended March 31, 2026.
• · The filing is made under Form 6-K for the month of July 2026.
• · The report was signed on July 11, 2026.

14-07-2026

Himalaya Shipping Ltd. filed a Form 6-K with the SEC on July 14, 2026, attaching a press release as Exhibit 99.1. The filing is a routine foreign issuer report and does not contain any financial results or material operational updates.

• · The filing is a Form 6-K for the month of July 2026.
• · The press release is included as Exhibit 99.1 but its content is not disclosed in the filing header.

14-07-2026

Mercer International Inc. disclosed that its wholly-owned subsidiary Mercer Torgau GmbH & Co. KG is undertaking strategic actions to align capacity and operational profile with current market conditions, including workforce reductions. The company expects an initial reduction of approximately 100 contractor positions in July 2026 and an overall reduction of approximately 350 positions. The actions have commenced and are expected to be completed in stages by the second quarter of 2027.

• · Strategic actions commenced on July 14, 2026 and are expected to be completed in stages by the second quarter of 2027.
• · The press release is furnished as Exhibit 99.1 (not filed) under Regulation FD.

14-07-2026

Tower Semiconductor announced a dual-track strategic capacity expansion in Japan, supported by the Government of Japan, to significantly increase its 300mm Silicon Photonics (SiPho) and Silicon Germanium (SiGe) capacity. Track one repurposes the Arai facility for 300mm SiPho and advanced packaging, with production readiness expected in Q4 2027, and the company updated its 2028 business model targeting $3.6B revenue and $1.2B net profit. Track two involves constructing a new 300mm facility adjacent to Fab 7, expected to be highly accretive from 2029, with a total net investment of approximately $3B (net of $1B in grants from the Government of Japan).

• · Track one production readiness expected in Q4 2027.
• · Track two facility is expected to be highly accretive beginning in 2029.
• · Tower owns 51% of TPSCo, which operates fabs in Japan.
• · The expansion is supported by the Government of Japan (METI).
• · Tower currently operates facilities in Israel (200mm), two in the US (200mm), two in Japan (200mm and 300mm), and shares a 300mm facility in Italy with STMicroelectronics.

14-07-2026

Cambridge Financial Group, LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total portfolio value of approximately $317.6 million across 155 equity holdings. The portfolio is heavily weighted toward ETFs, particularly Dimensional Fund Advisors and Schwab funds, with top individual stock positions in Apple ($5.78M), Berkshire Hathaway ($4.94M combined), and Microsoft ($1.22M). The filing reflects a diversified, multi-asset strategy with significant exposure to U.S. large-cap, international, and emerging market ETFs, though no period-over-period comparison is available to assess performance trends.

• · The portfolio includes a speculative position in Longeveron Inc. (10,500 shares, valued at $7,382), a micro-cap biotech firm.
• · The largest single stock holding by value is Apple Inc. at $5.78M (19,970 shares).
• · The portfolio holds 4 shares of Berkshire Hathaway Class A, valued at approximately $3.0M.
• · The filing was signed by Bonnie Courtney, Operations Manager, CCO, and Partner.
• · No period-over-period comparison is available as this is a single-quarter snapshot.

14-07-2026

Unity Bancorp reported Q2 2026 net income of $14.5M ($1.42 diluted EPS), up 1.3% QoQ from $14.3M ($1.40 diluted EPS) but down 12.2% YoY from $16.5M ($1.61 diluted EPS). Net interest margin improved 3 bps QoQ to 4.56%, while noninterest income fell sharply by $1.0M QoQ due to larger unrealized losses on its Patriot National Bancorp investment and lower loan fee income. Nonaccrual assets rose 7.5% QoQ to $34.5M, with one $15.5M CRE relationship accounting for nearly half.

• · Noninterest income fell 34.5% QoQ to $1.9M, driven by larger unrealized losses on Patriot National Bancorp investment and lower loan fee income.
• · Nonaccrual assets surged 117.7% YoY to $34.5M, with one $15.5M CRE relationship accounting for nearly half.
• · Capital ratios declined QoQ: Common Equity Tier 1 fell 26 bps to 14.19%, Total Capital Ratio fell 30 bps to 15.82%.
• · The company repurchased 6,616 shares at a weighted average price of $49.01 per share during H1 2026.
• · Two new directors appointed to Unity Bank's board in June 2026: Sara M. Sooy and Alfred J. Gaburo.
• · Unity purchased $2.6M of state tax credits in Q2 2026 ($0.2M tax savings) and $5.1M of federal tax credits in Q1 2026 ($0.4M tax savings).
• · Total available funding plus cash on hand represented 125.4% of uninsured or uncollateralized deposits.
• · The effective tax rate was 22.4% for Q2 2026 vs 22.7% for Q1 2026.

14-07-2026

Pacific Airport Group (GPAEF) reported mixed Q2 2026 results. Total revenues increased 3.7% YoY to Ps. 11,289.7 million, driven by a 23.9% surge in non-aeronautical revenues, while aeronautical revenues declined 3.2%. Net income rose 9.0% to Ps. 2,893.5 million. However, total passenger traffic fell 5.6% in both Q2 and H1 2026, with international passengers declining 9.4% in Q2 and 9.5% in H1. The company revised its 2026 growth guidance downward, now expecting passenger traffic to decline 3% to 0% versus 2025.

• · New domestic routes launched June 2026 by Volaris, Aerus, and Viva, including Guadalajara-Queretaro, Tijuana-Merida, and Aguascalientes-Santa Lucia.
• · New international routes launched June 2026: Volaris Guadalajara-Salt Lake City and Guadalajara-Detroit; Southwest Los Cabos-Las Vegas; Wingo Montego Bay-Medellin.
• · CBX (Cross Border Xpress) users at Tijuana declined 9.3% in Q2 2026 and 10.2% in H1 2026.
• · Non-aeronautical revenues from businesses operated directly by the company surged 59.4% in Q2, driven by CBX revenues (Ps. 468.1 million) and cargo operations (+22.0%).
• · Duty-free revenues declined 18.0% in Q2 and 16.9% in H1 2026.
• · Puerto Vallarta international passengers fell sharply: -27.1% in Q2 and -18.2% in H1.
• · Montego Bay (Jamaica) total passengers dropped 21.6% in Q2 and 26.7% in H1.
• · Operating income margin improved to 44.2% in Q2 2026 from 42.1% in Q2 2025.
• · 2026 CAPEX guidance set at Ps. 12.0 billion.
• · Comprehensive income per share (pesos) declined 6.9% in Q2 and 2.2% in H1 2026.

14-07-2026

MacKenzie Realty Capital, Inc. (MKZR) announced the declaration of regular quarterly dividends for its Series A, B, and C preferred shares for the quarter ending September 30, 2026. The Board approved dividends at rates of $0.125 per month for Series A (6% annualized), $0.0625 per month cash plus $0.1875 per month accrued for Series B (12% total return), and $0.1875 per month for Series C (9% annualized). The filing also details the current quarter's dividends paid to shareholders of record as of June 30, 2026, with prorated amounts for later acceptance dates.

• · The Series B preferred shares have a 12% total preferred return on the $25 purchase price, comprising a 3% current cash dividend ($0.75/year) and a 9% accrued return ($2.25/year).
• · Dividends for the quarter ending September 30, 2026, will be paid in October 2026.
• · Shareholders accepted into the fund on later dates (May 1 or June 1) receive prorated dividends for the current quarter.

14-07-2026

Coronado Global Resources Inc. announced the appointment of Barrie van der Merwe, currently CFO, as CEO and Managing Director effective August 1, 2026, succeeding interim CEO Gerry Spindler who will remain as a non-executive director. The company also appointed Sandeep Deoji as interim CFO. The Board stated the need to return the business to profitability and reduce debt, indicating current financial challenges.

• · Barrie van der Merwe has over three decades of mining industry experience and has been CFO since 2025.
• · The Board conducted a thorough recruitment process before appointing van der Merwe.
• · Gerry Spindler, interim CEO and founder, will remain on the Board as a non-executive director.
• · Sandeep Deoji will serve as interim CFO effective August 1, 2026, until a permanent appointment is made.
• · The new CEO's employment includes a 12-month restraint provision and a termination payment of six months' base salary if terminated other than for cause.
• · The company's Chairman stated the business needs to be returned to profitability and reduce debt to open up new strategic options.

14-07-2026

Planet Green Holdings Corp. (PLAG) entered into an ATM Sales Agreement with Curvature Securities, LLC on July 13, 2026, allowing the company to sell up to approximately $8.9 million of its common stock in at-the-market offerings. The company's public float is approximately $26.8 million based on 11.6 million shares held by non-affiliates at a $2.30 closing price. The agreement provides flexibility but does not obligate the company to sell any shares, and no assurance can be given that any sales will occur.

• · The Sales Agreement was entered into on July 13, 2026, and the prospectus supplement is dated the same day.
• · The company's effective shelf registration statement on Form S-3 (File No. 333-294386) was initially filed on March 17, 2026, and declared effective on April 13, 2026.
• · The Agent's commission is 3.0% of gross proceeds, and the company also reimburses the Agent for certain specified expenses.
• · During the 12 calendar months prior to and including the date of this report, the company has not sold any securities in reliance on General Instruction I.B.6 of Form S-3.
• · The company's public float is below $75 million, triggering the one-third public float limitation under General Instruction I.B.6.

14-07-2026

Public Service Company of Colorado (PSCo), a subsidiary of Xcel Energy, filed a natural gas rate case in December 2025 seeking a $190M (11.6%) revenue increase. On July 13, 2026, a non-unanimous settlement was filed with the CPUC, proposing a reduced revenue increase of $123M (7.5%), a lower ROE of 9.2% (vs. 10.75% requested), and an equity ratio of 54.5% (vs. 55% requested). While the settlement represents a compromise, it is opposed by one transportation shipper, and hearings are scheduled for July 2026 with a final CPUC decision expected in Q4 2026.

• · The settlement is non-unanimous; one transportation shipper opposes it.
• · Several parties either do not oppose or take no position on the settlement.
• · Hearings to discuss the settlement are scheduled for July 2026.
• · A CPUC decision and implementation of final rates is anticipated in Q4 2026.
• · The settlement is based on a 2025 historic test year using average rate base with forward-looking known and measurable adjustments.

14-07-2026

Goosehead Insurance entered into an Amended and Restated Stockholders Agreement on July 8, 2026, implementing a court-approved settlement of the Dollens stockholder litigation. The agreement grants Pre-IPO Holders approval rights over major corporate actions and board nominations as long as they hold at least 10% of outstanding common stock. No financial metrics or comparative performance data are reported in this filing.

• · The Pre-IPO Holders may designate nominees for a majority of the board, including the Chairman, until they hold less than 10% of outstanding common stock.
• · The A&R Stockholders Agreement requires Pre-IPO Holder approval for CEO, CFO, COO, General Counsel, and Controller compensation decisions.
• · The original settlement was proposed in August 2023, and the court issued final approval on June 30, 2026.
• · A reversal of the Moelis decision by the Delaware Supreme Court in January 2026 did not alter the company's obligation to finalize the settlement.

14-07-2026

Datavault AI Inc. engaged CBIZ CPAs P.C. as its new independent registered public accounting firm for the quarter ended June 30, 2026, the quarter ending September 30, 2026, and the fiscal year ending December 31, 2026. The company stated that there were no prior consultations with CBIZ on accounting principles or any disagreements or reportable events during the two most recent fiscal years. The change was announced via a press release on July 13, 2026.

• · The engagement date was July 10, 2026.
• · The prior fiscal years covered for no-consultation review were ended December 31, 2025 and December 31, 2024.
• · The company's common stock trades on Nasdaq under symbol DVLT.
• · The press release was issued on July 13, 2026 and is attached as Exhibit 99.1.

14-07-2026

Energy Fuels Inc. filed an 8-K furnishing an investor presentation regarding the expansion of its critical materials operations. The presentation is provided as Exhibit 99.1 and is not deemed filed for SEC liability purposes.

• · The investor presentation is furnished under Item 7.01 Regulation FD Disclosure.
• · The filing date is July 14, 2026, with the earliest event reported on July 13, 2026.
• · The company's common shares trade on NYSE American under symbol UUUU and on Toronto Stock Exchange under symbol EFR.

14-07-2026

News Corp filed an 8-K on July 14, 2026, disclosing its ongoing stock repurchase program authorized up to $1 billion in aggregate for Class A and Class B common stock. The filing includes daily transaction disclosures provided to the Australian Securities Exchange (ASX) as exhibits. The company reiterates forward-looking statements regarding potential repurchases, subject to market conditions and other factors.

• · The repurchase program covers both Class A common stock (NWSA) and Class B common stock (NWS).
• · Disclosures to the ASX are provided on a daily basis as required by ASX rules.
• · The company does not undertake any obligation to update forward-looking statements except as required by law.

14-07-2026

IGC Pharma, Inc. furnished an updated investor presentation on July 13, 2026, which will be used in meetings with investors, analysts, and potential strategic partners. The presentation highlights the Company's Phase 2 CALMA trial of IGC-AD1, but the filing contains no financial results or quantitative performance data. The Company cautions that forward-looking statements involve risks, including the ability to complete trial enrollment, obtain regulatory approvals, and achieve market acceptance.

• · The investor presentation is dated July 2026 and furnished as Exhibit 99.1.
• · The filing is a Regulation FD disclosure and the presentation is not deemed 'filed' for SEC liability purposes.
• · The Company undertakes no obligation to update the presentation except as required by law.
• · Forward-looking statements include risks related to trial enrollment, safety/efficacy, regulatory approvals, and commercialization.

14-07-2026

Rocky Mountain Chocolate Factory, Inc. appointed Allen C. Harper as Interim CEO effective June 30, 2026, with an annual base salary of $140,000 and a special equity incentive grant of $130,000 in RSUs. The appointment is temporary for up to six months until a full-time CEO is named, and no severance is guaranteed unless the Compensation Committee decides otherwise. The filing is an amendment to a prior 8-K, providing the full offer letter details.

• · The offer letter was entered into on July 8, 2026, and the appointment was effective June 30, 2026.
• · Mr. Harper's employment is at-will, and the position is temporary until a full-time CEO is appointed.
• · No severance is payable unless the Compensation Committee determines it is appropriate.
• · The RSUs will vest in six equal monthly installments beginning on the Grant Date (July 8, 2026), subject to continued service.

14-07-2026

OFA Group (OFAL) filed its 10-K annual report for the fiscal year ended March 31, 2026, reporting a 254.88% surge in revenue to $716,885, driven primarily by a massive increase in Design and Fit-out revenue (84.73% of total vs. 39.84% in the prior year). However, the company's net loss widened dramatically by 1,022.57% to $8,022,816, as operating expenses skyrocketed 954.64% to $8,182,363, far outpacing revenue growth. The report also details the company's proprietary software platforms (QikBIM™), a liquidity and capital preservation framework for digital assets, and a significant concentration of revenue from a single client project (Dior Hong Kong Bespoke Lounge Project, 82.38% of total revenue).

• · The company's business registration certificate (60952948-000-01-26-8) is valid from January 31, 2026 to January 30, 2027, issued by the Inland Revenue Department of Hong Kong.
• · The Liquidity and Capital Preservation Framework mandates minimum liquidity reserves of 10-15% of unrestricted cash in U.S. dollars or cash-equivalents, prohibits leverage and margin trading, and includes a rebalancing protocol for BTC and SOL holdings.
• · Digital marketing costs include HKD $7,500/month for social media management, HKD $2,500/month for Facebook ad management, HKD $3,500/month for SEO, and monthly budgets of $500 for Google Ads, $500 for Instagram Ads, and $300 for LinkedIn Ads.
• · The company has prepared an influencer marketing campaign but has not yet launched it.
• · Revenue concentration risk is highlighted: the Dior Hong Kong Bespoke Lounge Project accounted for 82.38% of total revenue in FY2026, up from 19.56% for the Batard Pedder Building project in FY2025.
• · Professional services expenses surged 2,244.06% YoY to $2,665,876, and advertising and marketing expenses increased 2,480.34% YoY to $530,467.
• · Depreciation and amortization expense was $1,606,981 in FY2026 compared to $0 in FY2025.
• · Government subsidies decreased 54.90% YoY to $9,029.
• · Interest expense decreased 71.67% YoY to $13,725, and interest income decreased 52.07% YoY to $464.

14-07-2026

BlueOne Card, Inc. filed its 10-K annual report for the fiscal year ended March 31, 2026, showing a net decrease in cash of $131,141 (ending at $177,159) compared to a net decrease of $29,045 in the prior year. Total assets declined to $12.6M from $15.5M, driven by a $10.8M reduction in other intangible assets, while the accumulated deficit widened to $7.9M from $4.9M. The company continues to generate negative operating cash flow of $571,105, up from $317,295 in the prior year, and relies on financing activities ($770,199) to fund operations.

• · The company's accumulated deficit increased 59.8% to $7,868,199 from $4,922,995.
• · Other intangible assets were fully written down to $0 from $10,782,814, indicating impairment.
• · Software assets increased 175.2% to $12,389,563 from $4,501,321.
• · A new $500,000 loan payable (current portion) was recorded at March 31, 2026, with no such loan in the prior year.
• · Related party payables decreased sharply to $35,897 from $623,828.
• · Deferred revenue declined to $4,645 from $55,252.
• · Non-controlling interest in subsidiary decreased to $4,655,082 from $5,809,030.
• · The company qualifies as an emerging growth company with scaled disclosure requirements.

14-07-2026

Quartzsea Acquisition Corp (QSEAU) reported net income of $573,672 for the three months ended May 31, 2026, compared to a net loss of $(27,147) in the same period last year, driven by interest earned on investments held in the Trust Account. For the six-month period, net income was $1,102,757 versus a net loss of $(58,402) in the prior year. However, the company continues to report losses from operations ($196,589 for Q2) and has an accumulated deficit of $(4,347,391) as of May 31, 2026, reflecting that it is a pre-business-combination SPAC with no operating revenue.

• · The company had no operating revenue and continues to report losses from operations.
• · Cash balance declined sharply from $49,122 (May 31, 2025) to $5,156 (May 31, 2026).
• · Net cash used in operating activities improved to $(200,866) for the six months ended May 31, 2026, from $(621,127) in the prior year period.
• · The company has a Sponsor Support Agreement and Shareholder Support Agreements in place to vote in favor of the business combination with Eight Directions.
• · Certain Eight Directions shareholders will be subject to a 180-day lock-up after closing of the business combination.
• · Total shareholders' deficit increased from $(3,919,690) at November 30, 2025 to $(4,347,078) at May 31, 2026.
• · Remeasurement of carrying value to redemption value was $1,530,146 for the six months ended May 31, 2026, compared to $6,858,776 in the prior year period.

14-07-2026

Director Wong Andrew Luen Cheung was awarded 1,949 Restricted Share Units.

• · Director Wong Andrew Luen Cheung was awarded 1,949 Restricted Share Units

14-07-2026

CCO and GC Wang Yanjun sold 527 Class A ordinary shares at $111.96 (~$59K). 9 transactions reported in total. Wang Yanjun holds 37,000 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · CCO and GC Wang Yanjun sold 527 Class A ordinary shares at $111.96 (~$59K)
• · CCO and GC Wang Yanjun sold 176 Class A ordinary shares at $113.25 (~$19.9K)
• · CCO and GC Wang Yanjun sold 454 Class A ordinary shares at $113.92 (~$51.7K)
• · CCO and GC Wang Yanjun sold 343 Class A ordinary shares at $114.70 (~$39.3K)
• · CCO and GC Wang Yanjun sold 517 Class A ordinary shares at $111.22 (~$57.5K)
• · CCO and GC Wang Yanjun sold 494 Class A ordinary shares at $111.93 (~$55.3K)
• · CCO and GC Wang Yanjun sold 204 Class A ordinary shares at $113.08 (~$23.1K)
• · CCO and GC Wang Yanjun sold 127 Class A ordinary shares at $114.21 (~$14.5K)

14-07-2026

United Microelectronics Corporation (UMC) filed a Form 6-K with the SEC on July 14, 2026, as a routine foreign issuer report. The filing is signed by CFO Chitung Liu and contains no financial results, material events, or operational updates.

14-07-2026

Mint Inc Ltd (MIMI) has called an Extraordinary General Meeting (EGM) and a separate Class Meeting of Class A shareholders for August 18, 2026, to vote on a proposed increase in voting rights for Class B shares from 20 votes to 200 votes per share, and a tenfold increase in authorized share capital from 28 million to 280 million shares. The proposals require separate class consents and corporate approval. The move significantly concentrates voting power in Class B shares while expanding the company's capacity to issue equity.

• · EGM and Class A meeting both scheduled for August 18, 2026 at 10:00 a.m. Hong Kong Time.
• · Proposed increase in authorized shares from 28,000,000 to 280,000,000 shares (10x).
• · Class B shares would see voting rights increase from 20 to 200 votes per share (10x).
• · The proposal requires separate class consents from both Class A and Class B shareholders.