US Pre-Market SEC Filings Roundup — July 06, 2026

06-07-2026

Project Nickel LLC, DAXvest LLC, and Grady Dowling Kittrell filed an amended Schedule 13D disclosing beneficial ownership of 51.87% of MGT Capital Investments, Inc. (MGTI) common stock as of June 30, 2026. The filing details a series of debt-to-equity exchanges culminating in a June 30, 2026 agreement where Project Nickel exchanged a $1,220,240 promissory note for 3,250,000 shares of Series E Convertible Preferred Stock (each convertible into 1,000 common shares) and 750,131,126 newly issued common shares. However, due to a 9.99% beneficial ownership limitation on the preferred stock, no additional common shares are currently deemed beneficially owned from the preferred conversion, and the filing notes that the Reporting Persons have no present plans for actions enumerated in Item 4 of Schedule 13D.

• · The Reporting Persons disclaim beneficial ownership of securities held by Project Nickel except for pecuniary interest purposes.
• · DAXvest LLC is the sole managing member of Project Nickel and has voting and dispositive power over Project Nickel's securities.
• · Grady Dowling Kittrell is the sole member and manager of DAXvest LLC.
• · The Series E Preferred Stock is subject to a 9.99% beneficial ownership limitation, preventing conversion into additional common shares while Project Nickel already exceeds that threshold.
• · The Reporting Persons have no present plans for actions enumerated in Item 4 of Schedule 13D (e.g., extraordinary corporate transactions, changes in board or management).

06-07-2026

Alibaba Group Holding Ltd filed a Form 6-K with the SEC on July 6, 2026, furnishing Next Day Disclosure Returns dated June 29, June 30, July 2, and July 3, 2026, as required by Hong Kong Stock Exchange rules. The filings relate to movements in the company's authorized issued shares or treasury shares, but no specific financial figures or performance metrics are disclosed in this report.

• · Filing is a procedural report (Form 6-K) with no financial results or operational updates.
• · Next Day Disclosure Returns cover four dates: June 29, June 30, July 2, and July 3, 2026.
• · The returns relate to movements in authorized issued shares or treasury shares, but no specific share count changes are provided in this filing.

06-07-2026

VisionWave Holdings, Inc. filed an amended Schedule 13D disclosing a significant increase in its beneficial ownership of SaverOne 2014 Ltd. to 30.30% of ordinary shares (underlying ADSs). Between March 30 and June 26, 2026, VisionWave acquired 181,055 ADSs in open-market transactions for ~$644,491, and on June 26, 2026, received an additional 16,608,240,000 ordinary shares (348,450 ADSs) at $6.93 per ADS under an Exchange Agreement. The filing also notes potential board designation rights and milestone-based additional acquisitions, but no current plans for major corporate actions beyond further possible share purchases.

• · VisionWave's beneficial ownership increased to 30.30% of SaverOne's ordinary shares.
• · The ADS ratio is 43,200 ordinary shares per ADS (effective February 25, 2026).
• · Funds for purchases came from VisionWave's working capital.
• · VisionWave has potential board designation rights and milestone-based additional acquisitions under the Exchange Agreement.
• · No transactions in ordinary shares by VisionWave during the past 60 days except those disclosed.

06-07-2026

BBVA disclosed the execution of the third tranche of its share buyback program for the period July 1-3, 2026, purchasing shares through Citigroup Global Markets Europe AG. The cash amount spent to date on this tranche is €918,347,400.83, representing approximately 62.90% of the maximum cash amount allocated to the third tranche. A minor operational issue caused 4,081 shares to be purchased below the daily minimum amount.

• · The buyback transactions occurred between July 1 and July 3, 2026.
• · The third tranche manager is Citigroup Global Markets Europe AG.
• · An operational problem caused 4,081 shares to be purchased below the daily minimum amount.
• · The ISIN code for BBVA ordinary shares is ES0113211835.
• · The LEI of BBVA is K8MS7FD7N5Z2WQ51AZ71.

06-07-2026

Idaho Copper Corporation priced a firm commitment public offering of 3,712,000 shares of common stock and accompanying warrants at an aggregate price of $4.85 per unit, raising total gross proceeds of $18,003,200. The company will receive net proceeds of approximately $16,742,976 after underwriting discounts and commissions, with a 45-day over-allotment option for up to an additional 556,800 shares and warrants. The offering is intended to advance the CuMo copper-molybdenum-silver project in Idaho, but the company remains an early-stage explorer with no production revenue and faces significant execution and market risks.

• · The company's common stock is listed on NYSE American under symbol 'COPR' and warrants under 'COPR WS'.
• · The offering includes a 45-day over-allotment option for up to 556,800 additional shares and/or warrants.
• · The company completed a 1-for-20 reverse stock split effective December 15, 2025.
• · Authorized shares were increased to 500,000,000 on December 22, 2025.
• · A private placement of convertible notes closed April 17, 2026, raising ~$1.36 million with automatic conversion at the lower of 70% of the offering price or $6.00 per share upon this public offering.
• · The CuMo Project consists of 126 unpatented and 6 patented mining claims covering ~2,640 acres in Boise County, Idaho.
• · A Preliminary Economic Assessment (PEA) was completed in May 2020 by SRK Consulting.
• · The company is investigating ore sorting technologies to potentially separate up to 84% of waste and lower-grade ore, versus the 28% factor used in the 2020 PEA.

06-07-2026

KT Corp announced a mid-term growth strategy to transform into an AX (AI Transformation) platform company, with a total investment of KRW 18 trillion over 3-5 years. The plan includes KRW 4 trillion for cybersecurity and IT systems, KRW 8 trillion for network infrastructure over 3 years, and KRW 6 trillion for AX infrastructure over 5 years (KRW 5 trillion for AI data centers, KRW 1 trillion for submarine cables). The company aims to secure 1GW of AI data center capacity and 90 Tbps of submarine cable capacity by 2031. However, the plan is subject to change based on market conditions and business environment.

• · Implementation timeline from January 1, 2026 to December 31, 2031.
• · Investments already partially executed as of January 1, 2026.
• · Plan subject to change based on market conditions and business environment.

06-07-2026

Sony Group Corp announced a share repurchase program authorizing the buyback of up to 230 million shares (3.89% of outstanding shares) for a maximum total of ¥500 billion, to be executed from May 11, 2026 to May 10, 2027. In the first month of the program (June 1–30, 2026), Sony repurchased 18,006,700 shares for approximately ¥60.2 billion, representing about 12% of the authorized amount. The repurchases are being conducted through open market purchases on the Tokyo Stock Exchange via a discretionary trading contract.

• · The repurchase program covers 3.89% of total outstanding shares (excluding treasury stock).
• · The program runs from May 11, 2026 to May 10, 2027.
• · In the first month (June 2026), Sony repurchased 18,006,700 shares for ¥60,216,974,617, which is about 12% of the maximum authorized amount.
• · Repurchases are conducted via open market purchases on the Tokyo Stock Exchange under a discretionary trading contract.

06-07-2026

AXIA Energia S.A. completed the bookbuilding procedure for its 9th issuance of simple, non-convertible debentures, totaling R$1,000,000,000.00 (one billion reais) with 1,000,000 debentures issued after fully exercising the Additional Lot Option (25% increase from the initial 800,000). The offering was limited to professional investors, and due to excess demand exceeding one-third of the initial lot, no related-party participation was accepted. The debentures carry a fixed interest rate of 8.0036% per annum (252 business days) and a negative redemption premium of -0.4000%.

• · The debentures received a final risk rating of 'brAAA' from Standard & Poor's Ratings do Brasil Ltda. on June 30, 2026.
• · The offering was conducted under the automatic registration procedure with CVM Resolution 160, without prior CVM analysis.
• · The issue date is June 15, 2026.
• · The ISIN code for the debentures is BRAXIADBS0F1.
• · The offering was exclusively for professional investors as defined by CVM Resolution No. 30.
• · No related-party participation was accepted due to excess demand exceeding one-third of the initial offering.

06-07-2026

Li Auto Inc. filed a Form 6-K with the SEC for July 2026, attaching four Next Day Disclosure Returns dated June 29, June 30, July 2, and July 3, 2026. The filing was signed by Director and CFO Tie Li. No financial results or operational metrics were disclosed in the filing itself.

• · The filing includes four Next Day Disclosure Returns covering June 29, June 30, July 2, and July 3, 2026.
• · The report was signed on July 6, 2026.

06-07-2026

Sumitomo Mitsui Financial Group, Inc. (SMFNF) filed a 6-K report on July 6, 2026, detailing a 2-for-1 stock split. The stock split will double the total number of issued shares from approximately 3.83 billion to about 7.65 billion, while the authorized shares remain at 18,000,564,000. This corporate action is neutral in nature, as it does not change the company's market capitalization or underlying value.

• · The stock split is a 2-for-1 split, doubling the number of issued shares.
• · Two slightly different pre-split share counts are provided: 3,827,498,140 and 3,829,143,493, likely reflecting minor timing differences.
• · Authorized shares remain unchanged at 18,000,564,000 after the split.

06-07-2026

Southern California Gas Company is soliciting shareholder votes for a special meeting on August 6, 2026, to approve a proposal that would entitle all holders of SoCalGas preferred stock to a cash payment of $31.00 per share, representing a premium of more than 20% over recent market prices, estimated fair value, and par value. The filing highlights that the preferred stock has delivered negative annualized returns in recent years and has been significantly below the 6% dividend rate over the past five-, 10-, and 15-year periods, with consistently declining trading prices and low liquidity. The board emphasizes that the transaction provides a clear, certain, and attractive cash alternative for shareholders, especially those with smaller positions facing high brokerage costs.

• · The special meeting is scheduled for Thursday, August 6, 2026.
• · Shareholders can vote via the Internet, by phone, by mail, or in person at the meeting.
• · The preferred stock has delivered negative annualized returns in recent years.
• · Annualized returns have been significantly below the 6% dividend rate over the past five-, 10-, and 15-year periods.
• · Trading prices for the preferred stock have consistently declined.
• · Low trading volume and liquidity, combined with relatively high brokerage costs, have made it difficult for shareholders to sell their shares efficiently.
• · D.F. King & Co., Inc. is providing assistance and can be contacted toll free at (800) 769-7666.

06-07-2026

Zhihu Inc. filed a Form 6-K with the SEC on July 6, 2026, attaching four Next Day Disclosure Returns dated June 29, June 30, and two on July 2, 2026. These filings likely relate to routine corporate disclosures or share transactions under Hong Kong listing rules, but no specific financial or operational details are provided in the filing.

• · Four Next Day Disclosure Returns were filed as exhibits: two on July 2, 2026, one on June 30, 2026, and one on June 29, 2026.
• · The filing does not contain any financial results, operational metrics, or material business updates.

06-07-2026

Naveen Tahilyani, Regional CEO for multiple regions including Indonesia, Malaysia, the Philippines, India, and Africa, and Group Agency and Health (PDMR), acquired 41,153 ordinary shares of Prudential plc for nil consideration following the release of a 2025 Restricted Stock Plan award. The transaction occurred on June 30, 2026, on the Hong Kong Stock Exchange.

• · The shares were acquired for nil consideration.
• · The award was made in 2025 under the Prudential Restricted Stock Plan.
• · The transaction was executed by the trustee of the Prudential plc Employee Share Trust.
• · The shares are ordinary shares of 5 pence each (ISIN GB0007099541).

06-07-2026

Meitav Investment House Ltd and its subsidiaries filed an amended Schedule 13G with the SEC, disclosing aggregate beneficial ownership of 2,109,367 ordinary shares of G Willi Food International Ltd, representing 15.16% of the 13,906,412 shares outstanding as of July 2, 2026. The filing details that Meitav Provident Funds & Pension Ltd holds 2,088,254 shares (15.02%) and Meitav Mutual Funds Ltd holds 21,113 shares (0.15%), with all securities held for investment purposes without intent to influence control.

• · The filing is an amendment to Schedule 13G (SC 13G/A), filed under Rule 13d-1(c).
• · Meitav Investment House Ltd disclaims beneficial ownership of securities held in client accounts managed by its subsidiaries, which operate under independent management.
• · The filing explicitly states that the securities were not acquired to change or influence control of the issuer.
• · Meitav Investment House Ltd was formerly known as Meitav Dash Investments Ltd, Meitav DS Investments Ltd, and DS Apex Holdings Ltd.

06-07-2026

Coda Octopus Group, Inc. announced the retirement of Interim CFO Gayle Jardine effective August 3, 2026, and the appointment of Mark Kelly as the new CFO, effective the same date. Mr. Kelly brings extensive finance leadership experience from Medac Pharma, Chubb Insurance, Twist Bioscience, and Charles River Laboratories. He will receive an annual base salary of £165,000 (approximately $218,625) and a restricted stock grant valued at $40,000, subject to vesting and performance milestones.

• · Mark Kelly's appointment is subject to a three-month probationary period, which may be extended by up to two additional months at the company's discretion.
• · The restricted stock grant vests in two equal annual installments commencing October 31, 2027, and is subject to performance milestones.
• · Mr. Kelly qualified as a Chartered Accountant through the Institute of Chartered Accountants of Scotland in 1996 and holds a BA Honours in Accounting and Finance from the University of Strathclyde.

06-07-2026

Greenland Energy Company (GLND) announced on July 3, 2026, that its Board of Directors designated independent director Roderick McIllree as Managing Director, effective immediately. McIllree will provide strategic oversight for the company's Jameson Land Basin project in Greenland, focusing on permitting, regulatory engagement, and stakeholder relations. The designation does not create an employment relationship or change his independent director status, and he will receive no additional salary or employee compensation.

• · The designation is not an appointment as an officer or employee under the company's bylaws or Texas Business Organizations Code.
• · McIllree will not receive any salary, wages, or employee compensation; compensation will be solely in the form of director fees or other non-employee director compensation.
• · The company intends to conduct field activities and drilling permit processes in accordance with applicable Greenland regulations.
• · McIllree's designation does not disqualify him from service on any board committee requiring independence.

06-07-2026

ING Groep N.V. filed a Form 6-K with the SEC on July 6, 2026, attaching a press release of the same date. The filing does not contain any financial results or quantitative data, only a procedural update regarding the foreign issuer report.

• · The filing is a Form 6-K for the month of July 2026.
• · Commission File Number: 001-14642.
• · The press release is attached as Exhibit 99.1.

06-07-2026

ORIX CORP provided an update on its ongoing share repurchase program authorized on May 11, 2026, with a total authorization of up to 100 million shares (approx. 9.1% of outstanding shares) for up to ¥250 billion. As of June 30, 2026, the company had repurchased 6,350,700 shares for ¥39.65 billion, including 4,657,100 shares for ¥29.07 billion repurchased during June 2026. The repurchase program is progressing steadily but remains well below the authorized limits, with only about 6.4% of the authorized shares and 15.9% of the authorized amount utilized in the first five weeks.

• · The repurchase program runs from May 22, 2026 to March 31, 2027, providing ample time to complete the buyback.
• · June 2026 repurchases (4,657,100 shares) were nearly 2.75 times the volume in the initial partial period (May 22-31: 1,693,600 shares), indicating an acceleration in buyback pace.
• · The average repurchase price in June 2026 was approximately ¥6,242 per share, compared to about ¥6,245 per share in the initial period, suggesting consistent pricing.
• · Despite the acceleration, the cumulative repurchase of 6,350,700 shares represents only about 6.4% of the authorized 100 million shares, leaving significant capacity for future buybacks.

06-07-2026

LiveRamp Holdings, Inc. has entered into a definitive merger agreement to be acquired by a subsidiary of Publicis Groupe S.A. for $38.50 per share in cash, with the transaction requiring approval by 66 2/3% of outstanding shares. The special meeting of stockholders is scheduled for August 17, 2026, where stockholders will vote on the merger, director elections, equity plan increase, say-on-pay, auditor ratification, and merger-related compensation. The board unanimously recommends voting 'FOR' all proposals, but stockholders who do not vote in favor and meet appraisal requirements may seek fair value under Delaware law.

• · The merger agreement was entered into on May 16, 2026.
• · The record date for voting is June 18, 2026.
• · The special meeting will be held virtually at www.virtualshareholdermeeting.com/RAMP2026.
• · Stockholders who do not vote in favor and properly demand appraisal may be entitled to fair value under Delaware law.
• · The proxy statement is first being mailed to stockholders on or about July 8, 2026.

06-07-2026

Niu Technologies filed a Form 6-K with the SEC on July 6, 2026, attaching a press release as Exhibit 99.1. The filing was signed by Director and CFO Fion Zhou. No financial figures or performance data were disclosed in the filing itself.

06-07-2026

Clearwater Analytics Holdings, Inc. filed Form 15 to terminate its registration under Section 12(g) of the Securities Exchange Act of 1934, effective July 6, 2026, following its acquisition by GT Silver BidCo, Inc. The company was taken private through a merger completed on June 25, 2026, with Clearwater surviving as a wholly owned subsidiary of Parent. As of the filing date, there was only one holder of record, reflecting the completion of the going-private transaction.

• · The merger agreement was dated December 20, 2025, and the merger became effective June 25, 2026.
• · Clearwater is relying on Rule 12g-4(a)(1) and Rule 12h-3(b)(1)(i) to terminate/suspend reporting obligations.
• · The company's Class A Common Stock (par value $0.001 per share) is the sole class of securities covered by the deregistration.

06-07-2026

Clarivate Plc announced an agreement to sell its Life Sciences and Healthcare business to an affiliate of Altaris, LLC. The transaction is disclosed via a press release and supplemental information furnished with this Form 8-K. No financial terms or performance metrics are provided in this filing, so no positive or negative financial data is available to report.

• · The sale is to an affiliate of Altaris, LLC.
• · The purchase agreement includes customary representations, warranties, and covenants.
• · The company will hold a conference call and post supplemental information on its website.
• · The filing is under Regulation FD (Item 7.01) and is furnished, not filed, for SEC purposes.

06-07-2026

United Microelectronics Corporation (UMC) filed a Form 6-K with the SEC on July 6, 2026, as a routine foreign issuer report. The filing was signed by CFO Chitung Liu and includes an exhibit (99.1) but contains no financial results, operational updates, or material disclosures.

06-07-2026

Northern Minerals & Exploration Ltd. (NMEX) filed a DEF 14A proxy statement for its 2026 Annual Meeting of Stockholders to be held on August 17, 2026. The sole proposal is the election of two directors: incumbent CEO Noel Schaefer (age 71) and recently appointed Jose Berhane Tewolde Serrano (age 42). The company has 120,829,425 shares outstanding as of the June 18, 2026 record date, and its common stock trades on the OTC Pink market under symbol NMEX.

• · The company is a Section 15(d) reporting company under the Exchange Act.
• · Directors are elected by a plurality of votes cast; withhold votes and broker non-votes do not affect the outcome.
• · Noel Schaefer has served as a director since July 6, 2018, and led the restructuring of legacy debt obligations.
• · Jose Berhane Tewolde Serrano was appointed to the board on April 30, 2025, and brings experience in Mexico/Latin America infrastructure and oil & gas.
• · There are no family relationships among directors or executive officers.
• · No dissenters' or appraisal rights are available under Nevada law.
• · The company's fiscal year ends July 31.

06-07-2026

The Gabelli Dividend & Income Trust held its reconvened Annual Meeting on June 29, 2026, where shareholders elected three trustees (Frank J. Fahrenkopf, Jr., Colin J. Kilrain, and Salvatore J. Zizza) to serve until the 2029 Annual Meeting. The election was contested, and each nominee received majority support. Additionally, preferred shareholders separately elected Anthony S. Colavita as trustee. The meeting had been adjourned from May 11, 2026, to solicit additional votes.

• · The Annual Meeting was originally convened on May 11, 2026, and adjourned to June 29, 2026.
• · Anthony S. Colavita was elected by preferred shareholders alone to hold office until 2029.
• · The election of trustees by common and preferred shareholders voting together was contested under the Fund's by-laws.
• · Each of the three elected trustees received a majority of outstanding shares: Fahrenkopf (58,723,425 for), Kilrain (60,361,740 for), Zizza (58,730,870 for).
• · Andre Clemot received 20,721,002 votes for, 278,502 against, and 73,551 withhold/abstain.

06-07-2026

Radware Ltd. announced it will hold a conference call to discuss its second quarter 2026 earnings results. The filing is a Form 6-K submitted to the SEC for the month of July 2026, with the call scheduled for a date to be determined. No financial results or performance metrics are included in this filing.

• · The conference call is for Radware's second quarter 2026 earnings.
• · The filing was made on July 6, 2026.
• · The registrant is Radware Ltd., based in Tel Aviv, Israel.

06-07-2026

BioXcel Therapeutics entered into the Tenth Amendment to its Credit Agreement with Oaktree-led lenders, capitalizing accrued interest and deferring a $9.0M principal and interest payment from June 30 to July 31, 2026. The amendment reduces the minimum liquidity covenant from $12.5M to $7.5M, but requires the company to secure a definitive transaction by July 31, 2026 that repays all obligations or provides alternative capital. The company also agreed to form a strategic process committee with exclusive authority over restructuring or sale, and imposed strict negative covenants, including a compensation freeze and bi-weekly cash flow reporting, reflecting significant financial distress.

• · The company paid a fee of 100 basis points (1.00%) of the outstanding principal amount, paid in kind by adding to principal.
• · The company is prohibited from entering into, terminating, or modifying compensation arrangements with directors, officers, or employees through July 31, 2026.
• · Disbursements for any two-week period cannot exceed 115% of the aggregate budgeted amount for that period.
• · The company must hold weekly meetings with lenders and financial advisors and deliver a 13-week cash flow budget bi-weekly.
• · The company agreed to waive any restrictions on lenders assigning their interests to third parties.

06-07-2026

Inventiva S.A. filed a Form 6-K with the SEC on July 6, 2026, attaching a press release dated July 2, 2026. The filing is a routine foreign issuer report and does not contain any financial results, material events, or quantitative data.

06-07-2026

COTWO ADVISORS PHYSICAL EUROPEAN CARBON ALLOWANCE TRUST (CTWO) reported a net decrease in net assets of $80,054 for the six months ended May 31, 2026, compared to zero activity in the prior period. While the trust saw a net increase of $218,747 in the three-month period, the six-month result was negative due to a $73,331 unrealized loss on EUA investments. Net asset value per share fell from $19.20 at November 30, 2025 to $18.40 at May 31, 2026, a decline of 4.2%.

• · No EUAs were purchased or sold during the six months ended May 31, 2026; holdings remained at 19,700 EUAs.
• · Sponsor's management fees for the six months were $7,031, resulting in a net investment loss of $6,723.
• · Interest income was minimal at $308 for the six-month period.
• · The trust had no financing activities (no capital contributions or redemptions) during the period.
• · The prior period ended May 31, 2025 had no operations (all zeros) as the trust was newly formed.

06-07-2026

Avnet Inc. and its subsidiary Avnet Receivables Corporation entered into Amendment No. 9 to their Fourth Amended and Restated Receivables Purchase Agreement, dated July 1, 2026, with a syndicate of financial institutions led by Wells Fargo Bank, N.A. as Agent. The amendment updates the facility commitments, reallocates purchaser interests, and extends the receivables purchase program, with total commitments of $700 million across five financial institutions. No financial performance metrics or period-over-period comparisons are provided in this filing.

• · The amendment was executed on July 1, 2026, and filed on July 6, 2026.
• · The original agreement was dated August 16, 2018, and has been amended nine times.
• · The facility is governed by New York law and includes a waiver of jury trial.
• · Conditions for effectiveness included receipt of executed counterparts, a Purchaser Fee Letter, a legal opinion, and representations that no Amortization Event or Potential Amortization Event exists.

06-07-2026

Pembina Pipeline Corporation filed a Form 6-K with the SEC on July 6, 2026, covering the month of July 2026. The filing includes a news release dated July 2, 2026, signed by CFO Cameron J. Goldade. No financial results or quantitative data are provided in the filing itself.

• · Filing type is Form 6-K (report of foreign private issuer).
• · The registrant files annual reports under Form 40-F.
• · The news release (Exhibit 99.1) is dated July 2, 2026.

06-07-2026

Verses AI Inc. announced the resignations of CFO James Christodoulou (June 26, 2026) and Interim CEO David Scott (June 30, 2026), which align with the previously announced discontinuation of its AI research and development activities. The company is pursuing financing and strategic opportunities to maximize shareholder value, but warns there is no assurance of any transaction or that operations will continue.

• · The resignations are effective June 26, 2026 (CFO) and June 30, 2026 (Interim CEO).
• · The company has discontinued its artificial intelligence research and development activities.
• · There is no assurance that any financing or strategic transaction will be completed or that the company will continue operations.

06-07-2026

Virax Biolabs Group Ltd reported revenue of $12,423 for FY2026, up 96.2% from $6,331 in FY2025, but still a dramatic decline from $156,419 in FY2024. The company narrowed its net loss to $5,032,184 from $6,067,232 in FY2025, driven by a $900,240 income tax benefit and a $529,045 foreign currency gain. However, operating loss widened to $6,399,730 from $6,076,802 as R&D spending surged 84% to $3,738,358, while general and administrative expenses fell 33% to $2,669,062.

• · Revenue remains minimal at $12,423, down 92% from $156,419 in FY2024.
• · Gross profit turned positive to $7,690 in FY2026 from a gross loss of $53,067 in FY2025.
• · Cash provided by financing activities was $7,087,688 in FY2026, up 22% from $5,807,166 in FY2025.
• · Cash used in operating activities increased slightly to $4,621,892 from $4,563,576.
• · Inventories dropped to $0 as of March 31, 2026 from $94,675 a year earlier.
• · Accumulated deficit grew to $29,612,994 from $24,589,244.
• · The company raised $2,782,707 from shares issued for cash and $4,413,758 from a PIPE transaction in FY2026.
• · Weighted average shares outstanding more than doubled to 397,590 from 149,214, contributing to a lower loss per share of $12.64 vs $40.62.

06-07-2026

ITG, Inc. filed an Amended and Restated Certificate of Incorporation on July 6, 2026, reclassifying its existing common stock into a dual-class structure with 1 billion Class A shares and 200 million Class B shares, and authorizing 5 million preferred shares. The Class B shares are non-dividend, non-liquidating, and subject to strict transfer restrictions, tied one-to-one to Common Units in ITG Parent LLC. This restructuring appears to consolidate control among existing LLC owners while providing a path for Class B holders to exchange their units for Class A shares.

• · The reclassification was effective upon filing with the Delaware Secretary of State on July 6, 2026.
• · Each share of Old Common Stock (par value $0.01) was automatically reclassified into one share of Class A Common Stock.
• · Class B Common Stock can only be issued to and held by Permitted Class B Owners (Existing Opco LLC Owners and their Permitted Transferees).
• · Class B shares carry one vote per share but no dividend rights and no liquidation rights.
• · Class B shares are subject to strict transfer restrictions; any transfer in violation is void and the shares become non-voting.
• · The Company must reserve sufficient Class A shares to exchange all outstanding Common Units (excluding those held by the Company).
• · Preferred Stock terms are to be fixed by the Board at issuance.

06-07-2026

Vale S.A. announced the schedule for its 2Q26 earnings releases: the production and sales report on July 21, 2026, and the financial performance report on July 30, 2026, followed by a conference call/webcast on July 31, 2026. The filing provides only forward-looking dates and contact details, with no financial results or performance data included.

• · 2Q26 production and sales report: July 21, 2026 (after market close)
• · 2Q26 financial performance report: July 30, 2026 (after market close)
• · Conference call/webcast: July 31, 2026 at 11h00 Brasília / 10h00 New York / 15h00 London
• · Webcast will be in English with simultaneous Portuguese translation
• · Contact email: Vale.RI@vale.com

06-07-2026

Black Hawk Acquisition Corp filed an S-4/A registration statement in connection with its proposed business combination with Vesicor Therapeutics, a preclinical-stage biopharmaceutical company. The filing details a shareholder vote on the merger, redemption procedures, and the company's financial position, including $22.7 million remaining in the trust account after 69.2% of public shares were redeemed. However, Black Hawk faces a Nasdaq delisting risk due to its market value of listed securities falling below the $50 million requirement, and the target company Vesicor has no revenue and is still in the preclinical planning phase with no approved products.

• · Black Hawk has no revenue and has incurred losses since inception.
• · Vesicor is an early development stage biopharmaceutical company with no approved products and is still in preclinical planning phase.
• · Vesicor expects to commence preclinical and IND-enabling studies in Q4 2026 and possibly start regulatory approval process in 2027.
• · Black Hawk received a Nasdaq MVLS deficiency notice on March 31, 2026, and has until September 28, 2026 to regain compliance.
• · The June Convertible Note carries 6% interest; the September, February, and May Convertible Notes each carry 10% interest.
• · Shares issued upon conversion of convertible notes will have significantly higher value upon consummation of the Business Combination.

06-07-2026

Duke Energy Corp filed an 8-K furnishing a Fact Sheet regarding a 2026 Partial Stipulation for its Duke Energy Carolinas subsidiary. The filing is a Regulation FD disclosure and does not contain financial results or quantitative data.

• · The filing is an 8-K under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Exhibits).
• · The Fact Sheet (Exhibit 99.1) is furnished, not filed, and not subject to Section 18 liability.
• · No financial statements or quantitative metrics were provided in the filing.

06-07-2026

FreeCast, Inc. (CAST) announced a $23.7 million private placement of common stock and pre-funded warrants to new institutional and existing long-term investors. The offering, expected to close on July 2, 2026, will provide working capital and general corporate purposes. While the financing strengthens the company's financial foundation, it also dilutes existing shareholders and the securities are not initially registered under the Securities Act.

• · Pre-funded warrants have an exercise price of $0.0001 per share and do not expire until exercised.
• · The offering is exempt from registration under Section 4(a)(2) of the Securities Act and/or Regulation D.
• · FreeCast has agreed to file a resale registration statement with the SEC covering the shares sold in the offering.
• · The company's technology integrates live TV, streaming services, on-demand programming, free ad-supported channels, and digital media into a unified interface.

06-07-2026

Banco Santander (Brasil) S.A. held an Extraordinary General Meeting on July 2, 2026, with 95.56% of voting capital represented. Shareholders fixed the Board of Directors at 12 members and elected two new independent directors, Márcio de Andrade Schettini and Oscar Rodríguez Herrero, for terms until the 2027 Ordinary General Meeting. The meeting was routine governance with no financial results or performance metrics disclosed.

• · The meeting was called via notices published in Valor Econômico on June 3, 4, and 5, 2026.
• · New directors will only take office after authorization by the Central Bank of Brazil.
• · The board term runs until the 2027 Ordinary General Meeting.
• · The current board includes 12 members, with Deborah Stern Vieitas as President (independent) and Javier Maldonado Trinchant as Vice-president.

06-07-2026

Futurewave Acquisition Corporation completed its initial public offering (IPO) of 8,625,000 units at $10.00 per unit, generating $86.25 million in gross proceeds. Simultaneously, the sponsor purchased 255,500 private placement units for $2.555 million. The net proceeds of $86.25 million have been placed in a trust account for the benefit of public shareholders, marking a key step toward funding a future business combination.

• · The IPO included 1,125,000 units issued upon full exercise of the underwriters' over-allotment option.
• · Each unit consists of one ordinary share ($0.0001 par value), one right to receive one-fourth of one ordinary share upon a business combination, and one redeemable warrant (exercise price $11.50 per share).
• · The trust account is maintained by Continental Stock Transfer & Trust Company as trustee.
• · An audited balance sheet as of June 26, 2026 is included as Exhibit 99.1.

06-07-2026

News Corp disclosed its ongoing stock repurchase program, authorized to buy back up to $1 billion in aggregate of its Class A and Class B common stock. The company provided daily transaction disclosures to the Australian Securities Exchange as required by ASX rules. No specific repurchase amounts or performance metrics were reported in this filing.

• · The repurchase program covers both Class A common stock (ticker NWSA) and Class B common stock (ticker NWS).
• · Disclosures to the ASX are made on a daily basis for any transactions under the program.
• · The filing includes forward-looking statements regarding the company's intent to repurchase shares from time to time.

06-07-2026

Mitesco, Inc. (MITI) secured a $30 million equity line of credit from longtime investor C/M Capital Partners, L.P., intended to fund strategic technology acquisitions and accelerate growth in data center, AI, and real estate software verticals. The facility supplements $10 million in existing obligations and carries a 10% market discount pricing with a 2% fee. However, the company faces dilution risk from the discounted equity issuance, and its past healthcare business activities remain a drag, as some funds may be used to retire bridge debt and historical obligations.

• · The equity line of credit allows Mitesco to draw funding on its own schedule over up to 36 months.
• · Pricing for stock issued is generally at a 10% discount to market, subject to adjustment under certain conditions.
• · The company expects to file a registration statement shortly to make shares free-trading.
• · Some funding may be allocated to retiring bridge debt and historical obligations from the now-discontinued healthcare business.
• · The company's investor contact is Jimmy Caplan (512) 329-9505 / jimmycaplan@me.com; company contact is Brian Valania (610) 888-7509 / bvalania@centcoreusa.com.

06-07-2026

T. Rowe Price OHA Select Private Credit Fund issued $400M in 6.500% Notes due 2031, raising net proceeds of approximately $391.4M. The notes are unsecured and rank pari passu with existing unsecured debt but junior to secured obligations. Proceeds will be used for investments, reducing borrowings, and general corporate purposes.

• · The Notes mature on July 2, 2031, and interest is payable semi-annually on January 2 and July 2, commencing January 2, 2027.
• · The Fund may redeem the Notes in whole or in part at any time at redemption prices set forth in the Indenture.
• · The Indenture includes covenants requiring compliance with asset coverage requirements under the Investment Company Act of 1940, even if the Fund is no longer subject to those requirements.
• · Upon a change of control repurchase event, the Fund must offer to repurchase the Notes at 100% of principal plus accrued interest.
• · The Notes were offered under Rule 144A and Regulation S, and have not been registered under the Securities Act.
• · The Fund entered into a Registration Rights Agreement obligating it to file an exchange offer registration statement or a shelf registration statement for the Notes.

06-07-2026

NXT Energy Solutions Inc. filed a Form 6-K with the SEC on July 6, 2026, covering the month of July 2026. The filing includes a press release (Exhibit 99.1) and is signed by Eugene Woychyshyn, Vice President of Finance & CFO. No financial results or period-over-period comparisons are provided in this filing.

• · Filing is a Form 6-K (Report of Foreign Private Issuer) for the month of July 2026.
• · The registrant files annual reports under Form 20-F, not Form 40-F.
• · The press release (Exhibit 99.1) is referenced but its content is not included in the filing text.

06-07-2026

Equinor ASA completed a share capital reduction of NOK 415 million, reducing its share capital from NOK 6,392 million to NOK 5,977 million through the cancellation of 166,058,472 shares. The reduction was registered as effective on July 2, 2026, following the expiration of the creditor notice period. The company's share capital now stands at NOK 5,976,872,600 divided into 2,390,749,040 shares with a nominal value of NOK 2.50 each.

• · The capital reduction was resolved at the annual general meeting on May 12, 2026.
• · The nominal value per share remains NOK 2.50.
• · The reduction was registered with the Norwegian Register of Business Enterprises on July 2, 2026.

06-07-2026

Boltwood Capital Management filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing a total of 192 equity holdings with an aggregate market value of approximately $436.4 million. The portfolio is heavily weighted toward fixed-income and multi-asset ETFs, with the largest single position being the FlexShares Iboxx 3-Year Target Duration TIPS Index Fund ($23.8 million), followed by Schwab International Equity ETF ($31.4 million) and iShares MBS ETF ($13.2 million). Top individual stock holdings include Apple ($11.2 million), Alphabet Class A ($9.7 million), and NVIDIA ($11.1 million), reflecting a diversified approach across sectors and geographies.

06-07-2026

Viking Acquisition Corp. II priced its initial public offering of 20,000,000 units at $10.00 per unit, raising $200,000,000. Each unit consists of one Class A ordinary share and one-third of one warrant, with the warrants exercisable at $11.50 per share. The sponsor purchased 7,666,667 founder shares for only $25,000 ($0.00326 per share), creating immediate and substantial dilution for public shareholders, and the sponsor's total stake (including private placement units) will represent 25.6% of outstanding shares, giving management a strong incentive to complete a deal even if it is unprofitable for public investors.

• · The company has 24 months from the closing of this offering to consummate an initial business combination.
• · Warrants become exercisable on the later of 30 days after the initial business combination or 12 months from the closing of this offering, and expire five years after the business combination.
• · Public shareholders have redemption rights upon completion of the initial business combination, but holders of more than 15% of the shares sold in the offering are restricted from redeeming more than 15% without the company's prior consent if a shareholder vote is held.
• · Prior to the initial business combination, only holders of Class B ordinary shares have the right to vote on the appointment and removal of directors; Class A shareholders have no such voting rights.
• · The sponsor's founder shares were purchased at a nominal price of $0.00326 per share, resulting in immediate and substantial dilution for public shareholders.
• · The anti-dilution rights on the Class B ordinary shares may cause conversion at a greater than one-to-one ratio, further diluting public shareholders.
• · The company may issue additional ordinary shares or preference shares to complete the business combination, which would also dilute existing shareholders.

06-07-2026

Columbus Circle Capital Corp II (CMII) filed a 425 (M&A communication) in connection with its proposed business combination with Elroy Air, Inc., which values the company at roughly $1 billion. The filing includes social media posts and a podcast transcript where CEO Andrew Clare highlights surging defense demand for autonomous cargo drones, but also acknowledges key challenges: scaling production, capital efficiency, and the higher reliability required for autonomous flight versus ground vehicles. The filing presents a balanced view of strong customer interest alongside execution risks.

• · Elroy Air is a 10-year-old company; Andrew Clare joined as CEO about two years ago.
• · CEO Clare previously served as CTO of Nuro and led Tesla's Model X program through production scale and global expansion.
• · The company focuses on autonomous cargo (not passenger) vertical takeoff and landing hybrid electric aircraft for middle-mile logistics.
• · Key customers mentioned: US Army, FedEx, World Food Program.
• · CEO notes that military logistics optimization focuses on reliability and risk management, while commercial (e.g., FedEx) focuses on cost optimization.
• · The aircraft uses a separate cargo container (like a truck trailer) rather than packing cargo directly into the aircraft.
• · The filing includes social media posts from July 1, 2026, and a podcast transcript from June 30, 2026.