US Pre-Market SEC Filings Roundup — July 02, 2026

01-07-2026

Forgent Power Solutions filed an S-1MEF registration statement on July 1, 2026 to register an additional 9,947,500 shares of Class A common stock, including 1,297,500 shares subject to the underwriters' over-allotment option. The filing is a follow-on to the company's prior S-1 registration (No. 333-297123) and is intended solely to upsize the offering by up to 20% of the maximum aggregate offering price. The filing also confirms the registration will become effective upon filing with the SEC.

• · The S-1MEF filing incorporates by reference the prior S-1 (File No. 333-297123) declared effective on July 1, 2026.
• · The filing fee is to be paid by wire transfer no later than the close of business on July 2, 2026.
• · The company is an emerging growth company and a non-accelerated filer.
• · Company headquarters: 11500 Dayton Parkway, Dayton, MN 55369.

01-07-2026

BUTLER HELEN RANKIN was awarded 1,431 Class A Common Stock. BUTLER HELEN RANKIN holds 185,068 shares after the transaction.

• · BUTLER HELEN RANKIN was awarded 1,431 Class A Common Stock

01-07-2026

Director AW VICTOR was awarded 11,000 ORDINARY SHARES OF RECTITUDE HOLDINGS LTD. at $1.15 (~$12.7K). AW VICTOR holds 11,000 shares after the transaction.

• · Director AW VICTOR was awarded 11,000 ORDINARY SHARES OF RECTITUDE HOLDINGS LTD. at $1.15 (~$12.7K)

01-07-2026

Director Ortiz Christine was awarded 846 Common stock, par value $0.001. Ortiz Christine holds 25,857 shares after the transaction.

• · Director Ortiz Christine was awarded 846 Common stock, par value $0.001

01-07-2026

Kamal Seyed Ghaffarian and his entities (Ghaffarian Enterprises, LLC and GM Enterprises, LLC) collectively own 38,429,036 shares (19.7%) of Intuitive Machines, Inc. Class A Common Stock as of June 29, 2026. However, in the last 60 days, Ghaffarian Enterprises sold 709,545 shares through a Rule 10b5-1 trading plan, with recent sales at declining prices—including 141,909 shares on June 29, 2026 at a weighted average price of $20.24-$20.80, down sharply from earlier sales in May and June that ranged from $25 to $43 per share.

• · Ghaffarian Enterprises sold 709,545 shares in total over five separate transactions between May 4 and June 29, 2026.
• · The June 29, 2026 sale of 141,909 shares had a weighted average price of $20.24-$20.80, significantly lower than the May 18 sale at $33.27-$37.99 and the June 1 sale at $38.50-$43.03.
• · Dr. Ghaffarian disclaims beneficial ownership of shares held by Ghaffarian Enterprises and GM Enterprises despite being deemed to share voting and dispositive power.
• · The 10b5-1 trading plan was adopted on December 4, 2025.

01-07-2026

D. E. Shaw & Co., L.P. filed an amendment to its Schedule 13D for Gossamer Bio, Inc., disclosing aggregate beneficial ownership of 40,630,726 common shares, representing 8.3% of the outstanding shares as of June 5, 2026. The filing details a series of share sales by affiliated entities (Valence and Cogence) over the past 60 days, with prices ranging from $0.165 to $0.182 per share, indicating a reduction in the fund's position.

• · D. E. Shaw entities sold a total of approximately 5.3 million shares between June 12 and July 1, 2026, at weighted average prices between $0.165 and $0.182 per share.
• · The largest single-day sale was by Valence on June 26, 2026, of 1,013,110 shares at $0.165 per share.
• · The filing references a Transaction Support Agreement dated May 18, 2026, and an Indenture governing Senior Secured First Lien Convertible Notes due 2030, indicating recent debt financing.

01-07-2026

Director DURKIN MARIAN M was awarded 152 Common Stock. DURKIN MARIAN M holds 11,676 shares after the transaction.

• · Director DURKIN MARIAN M was awarded 152 Common Stock

01-07-2026

Director Imperial Joanne Carol exercised/converted 2,022 Common Stock at $7.58 (~$15.3K). Imperial Joanne Carol holds 3,709 shares after the transaction.

• · Director Imperial Joanne Carol exercised/converted 2,022 Common Stock at $7.58 (~$15.3K)
• · Director Imperial Joanne Carol exercised/converted 2,022 Restricted Stock Unit (RSU)

01-07-2026

On July 1, 2026, Fairmount Funds Management LLC and its affiliates (the Reporting Persons) converted 42,641 shares of Series B Preferred Stock into 3,553,410 shares of Oruka Therapeutics, Inc. common stock, then immediately sold that block of shares at $84.43 per share for approximately $300 million. The sale reduced the group's aggregate beneficial ownership from 23.5% (based on the April 30, 2026 outstanding share count of 60,312,101) to 19.5% (based on the updated outstanding count of 74,733,166), though the group retains significant holdings including 3,705,262 shares of common stock, 19,022 option shares, 2,973,894 Pre-Funded Warrants, and 94,497 shares of Series B Preferred Stock (convertible into 7,874,739 common shares). The filing does not disclose any comparable prior‑period data, so period‑over‑period trends in ownership cannot be assessed.

• · The group’s aggregate beneficial ownership decreased from 23.5% (based on 60,312,101 shares outstanding on April 30, 2026) to 19.5% (based on 74,733,166 shares outstanding on July 1, 2026).
• · The conversion was effected for no cash consideration under the Certificate of Designation.
• · The Pre‑Funded Warrants and Series B Preferred Stock are subject to beneficial ownership limitations of 9.99% and 19.99%, respectively, which will automatically reduce to 9.99% when Fairmount’s aggregate ownership falls to 9.0% or less.
• · Fund II still holds 2,323,770 Pre‑Funded Warrants that are excluded from beneficial ownership due to the 9.99% limitation.
• · Peter Harwin disclaims beneficial ownership of the 19,022 option shares, as they are held for the benefit of a Fairmount Fund.

01-07-2026

Bhisham Khare, CEO of Aeries Technology, Inc., filed an amended Schedule 13D reporting a beneficial ownership increase to 544,828 Class A Ordinary Shares (9.1% of outstanding shares). The increase was driven by a stock option grant of 125,000 shares at $5.984 per share, which vested immediately on May 28, 2026. The filing also reflects deemed beneficial ownership of 106,398 shares issuable under an exchange agreement related to ATG shares held by the ESOP Trust.

• · The stock option granted on May 28, 2026 vested immediately on the grant date.
• · The exchange agreement allows Khare to exchange up to 100% of his 59,110 ATG shares for 1.8 Class A Ordinary Shares per ATG share, with exercise conditions deemed met on March 26, 2024.
• · The filing is an amendment to the Schedule 13D originally filed on June 20, 2024, and previously amended on June 25, 2024 and September 10, 2025.
• · The increase in beneficial ownership percentage exceeded 1% due to the stock option grant.

01-07-2026

CEO & PRESIDENT Thakar Sumedh S sold 10,000 Common Stock at $140.00 (~$1.4M). Thakar Sumedh S holds 196,686 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · CEO & PRESIDENT Thakar Sumedh S sold 10,000 Common Stock at $130.00 (~$1.3M)
• · CEO & PRESIDENT Thakar Sumedh S sold 10,000 Common Stock at $135.00 (~$1.35M)
• · CEO & PRESIDENT Thakar Sumedh S sold 10,000 Common Stock at $140.00 (~$1.4M)

01-07-2026

Director CHENAULT KENNETH I sold 8,346 Class A Common Stock at $150.00 (~$1.25M). CHENAULT KENNETH I holds 40,879 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · Director CHENAULT KENNETH I exercised/converted 8,346 Class A Common Stock at $59.91 (~$500K)
• · Director CHENAULT KENNETH I sold 8,346 Class A Common Stock at $150.00 (~$1.25M)
• · Director CHENAULT KENNETH I exercised/converted 8,346 Stock Option

01-07-2026

Director Wider Todd sold 50,000 Common Stock at $6.25 (~$313K). Wider Todd holds 672,247 shares after the transaction.

• · Director Wider Todd sold 50,000 Common Stock at $6.25 (~$313K)
• · Director Wider Todd sold 50,000 Common Stock at $6.12 (~$306K)

01-07-2026

Chairman and CEO Pham Quang X sold 7,400 Common Stock at $3.03 (~$22.4K). Pham Quang X holds 98,589 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · Chairman and CEO Pham Quang X sold 7,400 Common Stock at $3.03 (~$22.4K)

07-02-2025

NITCHES INC filed its 10-K/A for the year ended August 31, 2023, reporting a 495% revenue increase to $4,224 from $710 in 2022, but gross profit remained deeply negative at ($17,130) versus ($4,639) in 2022. The company's net loss narrowed slightly to ($827,018) from ($834,134), while cash and cash equivalents plummeted from $71,392 to just $344, and total liabilities surged from $34,000 to $535,190, leading to a stockholders' deficit of ($356,586) compared to positive equity of $183,431 in 2022.

• · Operating expenses decreased 49% year-over-year to $426,070, mainly due to a reduction in SG&A expenses from $832,183 to $420,811.
• · Derivative liability of $384,524 was recognized in fiscal 2023 (none in 2022).
• · Loans and notes payable (short-term) were $137,610 at August 31, 2023, up from $0 in 2022.
• · Net loss per share improved to ($255.02) from ($366.17) as weighted average shares increased to 3,243 from 2,278.
• · Common stock issued for services increased by 3,333 shares (value $200,000) in fiscal 2023.
• · Cash used in operating activities was ($462,901) in 2023, compared to ($482,951) in 2022.
• · Total stockholders' equity turned from positive $183,431 to a deficit of ($356,586).

02-07-2026

Coca-Cola Europacific Partners plc (CCEP) announced the second and final tranche of its €1bn share buyback programme, with up to €500mn to be repurchased from July 6 to December 18, 2026. The first tranche of €500mn was completed on April 24, 2026. The programme aims to reduce issued share capital and return capital to shareholders, with Goldman Sachs acting as riskless principal on both US and London trading venues.

• · The second tranche is expected to run from July 6, 2026 to December 18, 2026, but may complete earlier.
• · All shares repurchased under the programme will be cancelled.
• · Goldman Sachs will act as riskless principal, making purchases independently of the Company.
• · The maximum number of shares purchasable in the second tranche is 42,289,442, which is the remaining authority after the first tranche.
• · CCEP is listed on Euronext Amsterdam, NASDAQ (Nasdaq 100), London Stock Exchange, and Spanish Stock Exchanges under symbol CCEP.

02-07-2026

Smith & Nephew plc has applied to the London Stock Exchange for the admission of 150,000 ordinary shares of US20¢ each under a block admission, expected to be admitted on 6 July 2026. The shares will be issued to settle awards under the company's employee share plans and will rank pari passu with existing ordinary shares.

• · The shares are of US20¢ each.
• · Admission is expected on 6 July 2026.
• · The shares will be issued to settle awards under employee share plans.
• · The shares will rank pari passu with existing ordinary shares.
• · LEI: 213800ZTMDN8S67S1H61

02-07-2026

HUTCHMED (China) Ltd announced that the China National Medical Products Administration (NMPA) has approved ORPATHYS® (savolitinib) for the treatment of gastric cancer patients with MET amplification. This approval expands the drug's label and represents a key regulatory milestone for the company in China.

• · The approval is specifically for gastric cancer patients with MET amplification.
• · The filing is a Form 6-K submitted to the SEC on July 2, 2026.

02-07-2026

Ryde Group Ltd issued 10.5 million Class B ordinary shares to founder and CEO Terence Zou after he met performance-based milestones tied to three capital raises totaling $28.9 million. Following the issuance, Zou holds 30.2 million Class B shares, representing 16.74% of total share capital but 66.79% of voting power, significantly concentrating control.

• · Class B shares carry 10 votes per share, while Class A shares carry 1 vote per share.
• · Class B ordinary shares are not listed on the NYSE American market.
• · The issuance was authorized by the Board of Directors on October 10, 2025.
• · Performance milestones included three separate capital raises: $2M registered direct offering (Dec 3, 2025), $12M private offering (Dec 9, 2025), and $14.9M private offering (Apr 13, 2026).

02-07-2026

Noah Holdings Limited filed a Form 6-K with the SEC on July 2, 2026, announcing a grant of restricted share units. The filing was signed by CFO Qing Pan and provides no financial results or operational updates.

• · The filing is a routine report of a foreign private issuer under Rule 13a-16 or 15d-16.
• · The registrant's principal executive office is located at 333 North Bridge Road, #05-11 Odeon 333, Singapore 188721.

02-07-2026

Wipro Limited filed a 6-K with the SEC on July 2, 2026, attaching a letter submitted to stock exchanges on June 30, 2026. The filing is a routine regulatory submission with no financial results or material operational updates disclosed.

• · The filing references a letter to stock exchanges dated June 30, 2026, but the content of that letter is not included in the 6-K.
• · No financial data, performance metrics, or forward-looking statements are provided in this filing.

02-07-2026

Woodside Energy Group Ltd filed a Form 6-K with the SEC on July 2, 2026, reporting the resignation of a director via an ASX announcement. No financial figures or operational metrics were disclosed in this filing.

• · The filing is a Form 6-K for the month of July 2026.
• · The attached ASX announcement is dated July 2, 2026, and titled 'Director resignation'.
• · The filing was signed by Damien Gare, Corporate Secretary.

02-07-2026

Polibeli Group Ltd entered into a non-binding MOU with Authaikam Company Limited to evaluate a potential AI computing center opportunity in Thailand, with a planned power capacity of up to 100 MW. The project is at a preliminary stage with no capital commitment made, and any future development is subject to due diligence, approvals, and definitive agreements.

• · The MOU was entered into on June 30, 2026.
• · The MOU is non-binding except for customary provisions on confidentiality, compliance, governing law, and dispute resolution.
• · The project is at a preliminary evaluation stage with no decision to proceed or commit capital.
• · Any future project is subject to satisfactory due diligence, commercial and technical feasibility, internal approvals, financing availability, and regulatory approvals.

02-07-2026

Ryanair reported a record 21.2 million guests in June 2026, a 7% increase from 19.9 million in June 2025, surpassing its previous monthly record of 21.0 million set in August 2025. The load factor remained flat at 95% year-over-year, while rolling 12-month traffic grew 5% to 211.8 million guests.

• · Ryanair operated over 116,800 flights in June 2026.
• · The previous monthly record was 21.0 million guests in August 2025.
• · Rolling 12-month load factor remained flat at 94% year-over-year.

02-07-2026

Molecular Partners AG filed a Form 6-K with the SEC on July 2, 2026, attaching a press release issued the same day. The filing is a routine foreign private issuer report and does not contain any financial results or material operational updates.

02-07-2026

Idaho Copper Corporation announced the pricing of an $18 million underwritten public offering of common stock and warrants at $4.85 per share, with a 45-day over-allotment option for up to 556,800 additional shares. The offering is expected to close on July 6, 2026, and the shares will begin trading on the NYSE American on July 2, 2026. Proceeds will fund an updated Preliminary Economic Assessment, initial Prefeasibility Study work, and general corporate purposes.

• · The CuMo project is one of the largest undeveloped copper deposits in the western hemisphere and likely the largest undeveloped molybdenum deposit in the world.
• · The project contains significant amounts of silver, rhenium, and tungsten.
• · The registration statement on Form S-1 (File No. 333-290746) became effective on July 1, 2026.
• · ThinkEquity is acting as sole book-running manager for the offering.
• · The company's ticker symbols on NYSE American are COPR and COPR WS.

02-07-2026

StableCoinX Inc. filed an 8-K with audited financial statements for the period July 7, 2025 (inception) through December 31, 2025, reporting $0 in revenue and total assets, a net loss of $48,563, and negative stockholder's deficit of ($48,563). The company has a pending business combination with TLGY Acquisition Corporation and StablecoinX Assets Inc., with an extended outside date of July 21, 2026. However, the auditor's report includes a going concern qualification, noting substantial doubt about the company's ability to continue if it cannot complete the SPAC merger or raise additional funds within one year.

• · The company was incorporated on July 7, 2025, and its fiscal year ends December 31.
• · As of December 31, 2025, the company had 1 share of Class B common stock issued and outstanding and zero shares of Class A common stock.
• · Total operating expenses for the period were $48,563, all classified as general and administrative.
• · Accrued expenses of $18,900 and accrued expenses - related party of $29,663 comprised total liabilities.
• · The Business Combination Agreement has been amended twice to extend the outside date, currently set at July 21, 2026.
• · SC Assets' Decentralized Verifier Node (DVN) went live in November 2025; a subsequent DVN Services Agreement with Ethena Opco Ltd. on April 14, 2026 provides for a service fee of 1 basis point on bridged volume.
• · SC Assets' Validator Services went live in October 2025 and relies on a perpetual non-exclusive royalty-free software license with Schulz von Jacob Ltd., which is owned by the CTO of SC Assets.
• · The company's auditor, WithumSmith+Brown, PC, has served as auditor since 2025.
• · No cash was held at beginning or end of the period; net cash from operating, investing, and financing activities was all $0.
• · The company has no revenue and no operating history prior to 2025.

02-07-2026

AB Private Credit Investors Corporation filed definitive additional proxy materials (DEFA14A) on July 2, 2026, providing inbound call scripts for its proxy voting line. The materials include messages for after-hours calls, queue hold, and a post-meeting notice indicating the Annual Meeting of Stockholders scheduled for August 3, 2026 has concluded. The filing is procedural and contains no financial data or substantive business updates.

• · The Annual Meeting of Stockholders was scheduled for August 3, 2026 and has concluded.
• · Proxy voting line hours are Monday through Friday, 10:00 a.m. to 11:00 p.m. Eastern time.
• · The filing is definitive additional materials (not preliminary).
• · No fee was required for this filing.

02-07-2026

Ares Acquisition Corporation III adopted amended and restated memorandum and articles of association on June 29, 2026, effective the same day, to facilitate its business combination strategy. The amendments include provisions for a 30-month extended period to complete a business combination, working capital withdrawals from the trust account, and conversion rights for Class B shares. The company has authorized share capital of US$999,999 divided into 9 billion Class A ordinary shares, 900 million Class B ordinary shares, and 99.99 million preference shares.

• · The company is a blank check company formed for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses.
• · The business combination must involve target businesses with an aggregate fair market value of at least 80% of the assets held in the Trust Account (excluding amounts disbursed for working capital and deferred underwriting discounts).
• · The company has 24 months from the closing of its IPO to complete a business combination, with an automatic extension of up to 30 months if a letter of intent is entered into.
• · Working capital withdrawals from the trust account are limited to $500,000 per year, with only $250,000 (plus rollover of unused interest) available in the six-month period beginning 24 months after the IPO if a letter of intent has been executed.
• · The company may redeem public shares if a business combination is not completed within the required timeframe.

02-07-2026

Mobility Global Inc. completed its separation from S&P Global Inc., distributing 100% of shares to S&P Global stockholders on a one-for-one basis effective July 1, 2026, and began trading on the NYSE under the ticker 'MBGL'. Leadership, including CEO Bill Eager, CFO Matt Calderone, and Chairman Joe Hinrichs, highlighted the company's financial strength, trusted brands (CARFAX, automotiveMastermind, Polk Automotive Solutions, Market Scan), and century-long credibility. Risks remain high as the company now operates as an independent public company with no historical standalone performance, significant debt obligations, and exposure to cybersecurity, litigation, and macroeconomic volatility—all detailed in the forward-looking statement risk factors.

• · The distribution was based on a record date of June 15, 2026, with each S&P Global stockholder receiving one share of Mobility Global common stock per share held.
• · Fractional shares were not distributed; they will be sold in the open market and stockholders will receive a cash payment.
• · Mobility Global will incur significant costs to create the infrastructure necessary as an independent public company and may experience operational disruptions.
• · The company will have debt obligations that could restrict business flexibility and increase cost of debt funding.
• · The separation may not qualify as tax-free for U.S. federal income tax purposes, potentially leading to significant tax liabilities for S&P Global and/or its stockholders.
• · The company has no history of operating as an independent company, and its historical financial information is not necessarily representative of future results.
• · Risk factors include potential loss of key customer groups, failure to develop new products, cybersecurity threats, and intellectual property challenges.
• · A large number of shares may be eligible for future sale, which could depress the market price, and the stock may not be included in major indices like the S&P 500.

02-07-2026

Nuveen Select Tax-Free Income Portfolio (NXP) filed a definitive proxy statement (DEF 14A) for its annual meeting of shareholders to be held virtually on August 13, 2026. The meeting will include the election of four Class II Board Members by all shareholders. The record date for voting is June 22, 2026, and the proxy materials are being mailed on or about July 7, 2026.

• · The annual meeting will be held virtually at www.meetnow.global/MQ6NNYJ on August 13, 2026 at 2:00 p.m. Central time.
• · Shareholders of record as of June 22, 2026 are entitled to vote.
• · Shareholders can vote by mail, telephone, or over the Internet; instructions are provided on the proxy card.
• · If no choice is specified on a returned proxy, shares will be voted FOR the election of nominees.
• · A quorum requires a majority of shares entitled to vote, except for preferred-only elections where 33⅓% of preferred shares constitutes a quorum.

02-07-2026

S&P Global Inc. completed the separation of its Mobility division into an independent public company, Mobility Global Inc. (NYSE: MBGL), effective July 1, 2026. Stockholders received one share of Mobility Global for each S&P Global share held on the record date of June 15, 2026, with fractional shares sold for cash. The company expects to release recast financials on July 6, 2026, reflecting the spin-off, but no financial performance data for the current or prior period is provided in this filing.

• · The separation was completed on July 1, 2026, after 15 months of preparation.
• · Mobility Global common stock began regular-way trading on NYSE under ticker 'MBGL' on July 1, 2026.
• · Distribution of 100% of Mobility Global shares was made to S&P Global stockholders as of 12:01 a.m. New York City time on July 1, 2026.
• · Record date for the distribution was June 15, 2026.
• · Fractional shares were not distributed; instead, they will be sold in the open market with cash proceeds paid to stockholders.
• · S&P Global expects to issue a press release on July 6, 2026, providing recast financial information for full year 2025, the four quarters of 2025, and Q1 2026.
• · Financial advisors: Morgan Stanley, Goldman Sachs, Citigroup, Evercore. Legal advisors: Davis Polk & Wardwell and Baker McKenzie.

02-07-2026

Nuveen Taxable Municipal Income Fund (NBB) filed a definitive proxy statement (DEF 14A) for its annual meeting of shareholders to be held virtually on August 13, 2026. Shareholders will vote on the election of four Class II Board Members for NBB and several other Nuveen funds. The record date for voting is June 22, 2026, and the proxy materials are being mailed on or about July 7, 2026.

• · The annual meeting will be held virtually on August 13, 2026 at 2:00 p.m. Central time via live webcast at www.meetnow.global/MQ6NNYJ.
• · Shareholders of record as of June 22, 2026 are entitled to vote.
• · For NBB, shareholders will elect four (4) Class II Board Members (common shares only; preferred shares not applicable).
• · For eight other funds (including AMT-Free Credit Income, AMT-Free Quality, Dynamic Municipal, Credit Income, Municipal High Income, New York AMT-Free, New York Quality Income, and Quality Income), holders of Preferred Shares will separately elect two Board Members.
• · A quorum for the preferred-only election requires 33⅓% of the Preferred Shares entitled to vote.
• · Shareholders holding shares through an intermediary must register at least three business days before the meeting by submitting a legal proxy to Computershare.
• · Proxies may be revoked by written notice, later-dated proxy, or by attending and voting at the virtual meeting.

02-07-2026

Nuveen Select Maturities Municipal Fund (NIM) filed a definitive proxy statement (DEF 14A) for its annual meeting of shareholders to be held virtually on August 13, 2026. The meeting will include the election of four Class II Board Members by all shareholders. The record date for voting is June 22, 2026.

• · The annual meeting will be held virtually on August 13, 2026 at 2:00 p.m. Central time.
• · Shareholders of record as of June 22, 2026 are entitled to vote.
• · Shareholders can vote by mail, telephone, or over the Internet.
• · The proxy statement is being mailed to shareholders on or about July 7, 2026.
• · If no choice is specified on a proxy, shares will be voted FOR the election of nominees.
• · A majority of shares entitled to vote constitutes a quorum for the meeting.

02-07-2026

Nuveen Quality Municipal Income Fund (NAD) filed a definitive proxy statement (DEF 14A) on July 2, 2026, for its virtual annual meeting of shareholders to be held on August 13, 2026. Shareholders will vote on the election of six Board Members, including four Class II members elected by common and preferred shareholders voting together, and two members elected solely by preferred shareholders. The filing covers 15 Nuveen municipal funds in a joint proxy statement, with no financial results or performance metrics disclosed.

• · The annual meeting will be held virtually on August 13, 2026 at 2:00 p.m. Central time.
• · Record date for shareholders entitled to vote is June 22, 2026.
• · Proxy statement first mailed to shareholders on or about July 7, 2026.
• · Shareholders can vote by mail, telephone, or over the Internet.
• · For NAD, a quorum requires a majority of shares entitled to vote for common/preferred matters, and 33⅓% of preferred shares for the preferred-only election.
• · If no choice is specified on a proxy, shares will be voted FOR the election of nominees.