US Pre-Market SEC Filings Roundup — September 02, 2026

01-09-2026

President & Immunovant CEO Venker Eric sold 166,182 Common Shares at $35.63 (~$5.92M). 4 transactions reported in total. Venker Eric holds 1,599,154 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · President & Immunovant CEO Venker Eric exercised/converted 200,000 Common Shares at $3.85 (~$770K)
• · President & Immunovant CEO Venker Eric sold 166,182 Common Shares at $35.63 (~$5.92M)
• · President & Immunovant CEO Venker Eric sold 33,818 Common Shares at $36.44 (~$1.23M)
• · President & Immunovant CEO Venker Eric exercised/converted 200,000 Stock Option (Right to Buy)

01-09-2026

Chief Accounting Officer Jewell Renee Marie-Bentley was awarded 108,604 Class A Common Stock. Jewell Renee Marie-Bentley holds 108,604 shares after the transaction.

• · Chief Accounting Officer Jewell Renee Marie-Bentley was awarded 108,604 Class A Common Stock

01-09-2026

Interim CEO Benton Ryan A had withheld for taxes 10,093 Common Stock at $3.36 (~$33.9K). Benton Ryan A holds 903,523 shares after the transaction.

• · Interim CEO Benton Ryan A was awarded 19,060 Common Stock
• · Interim CEO Benton Ryan A had withheld for taxes 10,093 Common Stock at $3.36 (~$33.9K)

01-09-2026

Chief Technology Officer Eng Julie Sheridan had withheld for taxes 12,862 Common Stock at $295.39 (~$3.8M). 5 transactions reported in total. Eng Julie Sheridan holds 41,027 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · Chief Technology Officer Eng Julie Sheridan was awarded 5,373 Common Stock
• · Chief Technology Officer Eng Julie Sheridan was awarded 11,960 Common Stock
• · Chief Technology Officer Eng Julie Sheridan had withheld for taxes 12,862 Common Stock at $295.39 (~$3.8M)
• · Chief Technology Officer Eng Julie Sheridan sold 7,047 Common Stock at $276.83 (~$1.95M)
• · Chief Technology Officer Eng Julie Sheridan sold 6,030 Common Stock at $270.69 (~$1.63M)

01-09-2026

President/CEO/Chairman Dunbar David A. sold 9,000 Common Stock at $290.82 (~$2.62M). Dunbar David A. holds 75,973 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · President/CEO/Chairman Dunbar David A. sold 4,000 Common Stock at $290.81 (~$1.16M)
• · President/CEO/Chairman Dunbar David A. sold 9,000 Common Stock at $290.82 (~$2.62M)

01-09-2026

Director Anderman David was awarded 165,829 Common Stock. Anderman David holds 189,054 shares after the transaction.

• · Director Anderman David was awarded 165,829 Common Stock

01-09-2026

PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen sold 500 Common Stock at $940.95 (~$470K). Wupen Yuen holds 117,627 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen sold 500 Common Stock at $940.95 (~$470K)
• · PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen sold 500 Common Stock at $895.00 (~$448K)
• · PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen sold 500 Common Stock at $901.04 (~$451K)

01-09-2026

SVP of Product and Innovation Croke Gary sold 629 Common Stock at $19.69 (~$12.4K). Croke Gary holds 42,479 shares after the transaction.

• · SVP of Product and Innovation Croke Gary was awarded 1,208 Common Stock
• · SVP of Product and Innovation Croke Gary sold 629 Common Stock at $19.69 (~$12.4K)

01-09-2026

Chief Marketing Officer Pestridge Simon James had withheld for taxes 3,679 Class C Common Stock. Pestridge Simon James holds 233,729 shares after the transaction.

• · Chief Marketing Officer Pestridge Simon James had withheld for taxes 3,679 Class C Common Stock

01-09-2026

EVP, GC & Secretary Foster Mark E. sold 2,000 Common Stock at $55.39 (~$111K). Foster Mark E. holds 51,617 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · EVP, GC & Secretary Foster Mark E. sold 2,000 Common Stock at $55.39 (~$111K)

01-09-2026

Chief Operating Officer Carter Denise P. bought 20,490 ADSs at $4.88 (~$100K). Carter Denise P. holds 37,709 shares after the transaction.

• · Chief Operating Officer Carter Denise P. bought 20,490 ADSs at $4.88 (~$100K)

01-09-2026

Director Polinsky David was awarded 5,083 Stock Option (Right to buy).

• · Director Polinsky David was awarded 5,083 Stock Option (Right to buy)

01-09-2026

CEO and Chairman Chesky Brian gifted 76,500 Class A Common Stock. Chesky Brian holds 10,425,185 shares after the transaction.

• · CEO and Chairman Chesky Brian gifted 76,500 Class A Common Stock

01-09-2026

10% owner TAGLICH ROBERT bought 999 Common Stock at $5.52 (~$5.52K). TAGLICH ROBERT holds 455,338 shares after the transaction.

• · 10% owner TAGLICH ROBERT bought 1 Common Stock at $5.00 (~$5)
• · 10% owner TAGLICH ROBERT bought 999 Common Stock at $5.52 (~$5.52K)

02-09-2026

On September 1, 2026, Chairman, President, CEO and Interim CFO Scott Gallagher purchased 400,000 shares of Waste Energy Corp. common stock in open-market transactions using personal funds, at prices of $0.0029 and $0.0028 per share. The purchase increased his direct beneficial ownership from 1,305,714 shares to 1,705,714 shares. The company disclosed the insider purchase via an 8-K filing because Gallagher is still obtaining updated EDGAR filing credentials and intends to file a Form 4 promptly.

• · The purchase was made in open-market transactions using personal funds.
• · Gallagher is completing the process of obtaining updated EDGAR filing credentials and will file a Form 4 promptly.
• · The company has no securities registered under Section 12(b) of the Exchange Act (trading symbol N/A).

02-09-2026

HDFC Bank Limited filed a Form 6-K with the SEC for the month of September 2026, as a routine periodic report by a foreign private issuer. The filing contains no substantive financial or operational disclosures, only the standard cover page and signature block. The report was signed by Company Secretary Ajay Agarwal on September 1, 2026.

• · Filing is a Form 6-K for the month of September 2026.
• · Commission File Number: 001-15216.
• · Registrant address: HDFC Bank House, Senapati Bapat Marg, Lower Parel, Mumbai 400 013, India.
• · The registrant files annual reports under Form 20-F.
• · The report was signed on September 1, 2026.

02-09-2026

SK Telecom Co., Ltd. disclosed that officers and employees disposed of 1,061 common shares on August 31, 2026, at an aggregate disposal price of 99,946,200 Won (approximately $74,000 USD). Separately, the company reported direct acquisitions of 1,731,081 common shares (0.81% of total shares) valued at 86,937 million Won, with no acquisitions through brokers. The filing reflects routine insider transactions and shareholding updates with no material financial impact.

• · Disposal price per share was 94,200 Won.
• · No acquisitions were made through a broker (value and shares both zero).
• · Total direct acquisition value was 86,937 million Won.

02-09-2026

ICICI Bank disclosed provisional and unaudited data on its utilization of the RBI's swap facility for FCNR(B) deposits up to August 31, 2026. Gross mobilization under the facility was approximately USD 17.88 billion (₹1,702 billion), against which the Bank's international branches and subsidiaries provided loans of about USD 9.00 billion (₹856 billion) and standby letters of credit of about USD 3.63 billion (₹346 billion). Separately, the Bank issued approximately USD 3.55 billion (₹338 billion) in USD-denominated bonds during July-August 2026. The disclosure is routine regulatory reporting and does not contain any negative or flat performance metrics.

• · The disclosure is provisional and unaudited.
• · The Bank previously intimated the bond issuance on various dates.
• · ₹ amounts are convenience translations at the exchange rate prevailing on August 31, 2026.

02-09-2026

Vertiv Holdings Co declared a quarterly cash dividend of $0.0625 per share of Class A common stock, payable on September 24, 2026, to stockholders of record as of September 14, 2026. The dividend was announced via a press release on September 2, 2026, and is a routine capital return event with no negative or flat metrics reported.

• · Dividend record date: September 14, 2026
• · Dividend payment date: September 24, 2026
• · Press release attached as Exhibit 99.1

02-09-2026

United Microelectronics Corporation (UMC) filed a Form 6-K with the SEC on September 2, 2026, as a routine foreign issuer report. The filing was signed by CFO Chitung Liu and contains no financial results, material events, or operational updates beyond the administrative submission.

02-09-2026

Meitav Investment House Ltd filed an amended Schedule 13G disclosing aggregate beneficial ownership of 2,295,892 ordinary shares (16.50%) of G Willi Food International Ltd as of August 31, 2026. The filing is a routine disclosure of a passive investment by Meitav and its subsidiaries, with the filer certifying the securities were not acquired to influence control.

• · 21,431 ordinary shares (0.15%) held by Meitav Mutual Funds Ltd.
• · 2,274,461 ordinary shares (16.36%) held by Meitav Provident Funds & Pension Ltd.
• · Filer certifies passive investment intent; no group exists with other entities for control purposes.

02-09-2026

Zepp Health Corporation filed a Form 6-K with the SEC on September 2, 2026, reporting its unaudited financial results for the second quarter of 2026. The filing is signed by CFO Leon Deng and indicates the company will continue to file annual reports under Form 20-F. No specific financial figures or performance metrics are included in the filing itself, which only serves as a cover for the earnings release attached as Exhibit 99.1.

• · The filing is a Form 6-K for the month of September 2026
• · Commission File Number: 001-38369
• · Principal executive offices address: Edisonweg 44 – B08, 4207 HG Gorinchem, The Netherlands
• · The company indicates it files annual reports under Form 20-F (not Form 40-F)
• · Exhibit 99.1 contains the full unaudited Q2 2026 financial results press release

02-09-2026

BW LPG Ltd disclosed the key terms of a bond offering, conducted concurrently with a placement of existing shares (the 'Concurrent Delta Placement') by certain bond subscribers to hedge market risk. The company received no proceeds from the share placement, which is a routine capital markets transaction.

• · The bond offering was conducted concurrently with the Concurrent Delta Placement.
• · The sole placement agent conducted the share placement on behalf of certain bond subscribers.
• · The share placement was used by subscribers to hedge market risk related to the bonds.
• · BW LPG received no proceeds from the Concurrent Delta Placement.

02-09-2026

Two Israeli education fund management companies, Kranot Hishtalmut Le Morim Ve Gananot Hevera Menahelet Ltd. and Kranot Hishtalmut Le Morim Tichoniim Hevera Menahelet Ltd., filed a Schedule 13G disclosing combined beneficial ownership of 811,583 ordinary shares of TAT Technologies Ltd., representing 6.25% of shares outstanding as of August 24, 2026. The filing is a passive investment disclosure under Rule 13d-1(c), with the filers disclaiming beneficial ownership and stating the shares are held for the benefit of education fund members. No negative or declining metrics are present; the filing reflects a routine ownership disclosure.

• · The filing is made under Rule 13d-1(c), indicating passive investment intent.
• · The reporting persons disclaim beneficial ownership of the securities.
• · The securities are held for the benefit of members of education funds managed by the reporting companies.
• · The management companies operate independently and make independent voting and investment decisions.
• · The filing includes a Joint Filing Agreement dated September 2, 2026.

02-09-2026

Woodside Energy Group Ltd filed a Form 6-K with the SEC on September 2, 2026, attaching an ASX announcement titled 'Appendix 3Y (Non-Executive Directors)'. The filing is a routine foreign private issuer report disclosing changes in director interests, with no financial results or material operational updates.

• · The filing is a Form 6-K for the month of September 2026.
• · The attached ASX announcement is dated September 2, 2026, and relates to non-executive directors.
• · The registrant's principal executive offices are at Mia Yellagonga, 11 Mount Street, Perth, Western Australia 6000.

02-09-2026

Alterity Therapeutics Ltd filed a Form 6-K with the SEC for September 2026, primarily to disclose a change in a director's interest notice related to Stamler. The filing also incorporates this report by reference into several of the company's existing registration statements. No financial results or operational updates were provided.

• · The filing incorporates this Form 6-K by reference into Registration Statements on Form S-8 (Nos. 333-251073, 333-248980, 333-228671) and Form F-3 (Nos. 333-274816, 333-251647, 333-231417, 333-250076).
• · The company is described as a 'development stage enterprise'.

02-09-2026

Campalier, S.A. de C.V. and Luis German Campos Orozco filed Amendment No. 2 to their Schedule 13D, disclosing beneficial ownership of 20,278,497 ordinary shares (51.36%) of Betterware de Mexico. The filing notes that the percentage decreased from the prior filing due to share dilution from the Tupperware Acquisition, not from any sales by the Reporting Persons. In the past 60 days, Campalier made open-market purchases totaling 75,762 shares at weighted-average prices between $16.411 and $17.00.

• · On July 6, 2026, a trust holding 19,597,829 shares beneficially owned by Mr. Campos was dissolved, and all shares reverted to Campalier with no consideration paid.
• · The Tupperware Acquisition closed on June 2, 2026, resulting in the issuance of 2,241,133 new ordinary shares.
• · The decrease in ownership percentage is solely due to dilution from the Tupperware Acquisition, not from any sale by the Reporting Persons.

02-09-2026

Super Hi International Holding Ltd. filed a Form 6-K with the SEC on September 2, 2026, disclosing changes to its joint company secretary, authorized representative, and chief financial officer, along with a waiver from strict compliance with Listing Rules 3.28 and 8.17. The filing is a routine corporate governance update and contains no financial figures.

• · Change of Joint Company Secretary, Authorized Representative and Chief Financial Officer
• · Waiver from strict compliance with Listing Rules 3.28 and 8.17

02-09-2026

VolitionRx Ltd issued approximately 4.7 million shares of common stock to Lind Global Asset Management XII LLC in seven separate transactions between August 27 and August 31, 2026, to satisfy aggregate conversion obligations of approximately $1.725 million under existing senior secured convertible promissory notes. The shares were issued without registration, relying on exemptions under Section 3(a)(9), Section 4(a)(2), and Rule 506 of Regulation D. This multi-tranche conversion underscores ongoing financing through Lind while reflecting potential dilution for existing shareholders.

• · Total shares issued across all seven tranches: approximately 4,698,628 shares.
• · Aggregate conversion obligations satisfied in this period: $1,725,000.
• · The shares were issued under exemptions including Section 3(a)(9), Section 4(a)(2), and Rule 506 of Regulation D.
• · No paid commissions were involved in these issuances.
• · The original promissory notes were issued under a securities purchase agreement dated May 15, 2025 (as amended and restated on January 7, 2026).

02-09-2026

On September 1, 2026, Brad Hively notified Starling Oncology, Inc. (formerly The Oncology Institute, Inc.) of his decision not to stand for re-election to the Board at the 2027 annual meeting. He will continue as a director until the meeting but immediately stepped down as Vice Chairman and from the Compliance Committee. The departure is not due to any disagreement with the company.

• · Brad Hively will continue to serve as a director until the 2027 annual meeting of stockholders.
• · Effective immediately, he is no longer Vice Chairman of the Board or a member of the Compliance Committee or any other Board committees.
• · The decision is not the result of any disagreement with the company regarding operations, policies, or practices.

02-09-2026

Quantumsphere Acquisition Corp terminated its Agreement and Plan of Merger with SACH Pte. Ltd., originally dated October 3, 2025, due to the target company's failure to cure defaults within the required 30-day period following a Notice of Default issued on July 14, 2026. The Purchaser Parties reserve all rights to seek damages and other legal relief. This termination likely ends the proposed business combination, potentially impacting the SPAC's ability to complete a de-SPAC transaction.

• · Merger Agreement dated October 3, 2025
• · Notice of Default issued July 14, 2026
• · 30-day cure period expired without remedy
• · Termination effective September 1, 2026
• · Purchaser Parties reserve rights to seek damages, costs, expenses, and other legal/equitable relief

02-09-2026

Skyworks Solutions extended the expiration date of its exchange offers for Qorvo's outstanding 4.375% Senior Notes due 2029 and 3.375% Senior Notes due 2031 from September 1, 2026 to September 11, 2026. The exchange offers are part of Skyworks' pending merger with Qorvo, which Skyworks hopes to close within the calendar year and is preparing to close as early as within the fiscal year. However, the company cautioned that there can be no assurances the closing will occur on this timeline, and all other terms and conditions of the exchange offers remain unchanged.

• · The exchange offers were previously scheduled to expire at 5:00 p.m., New York City time, on September 1, 2026.
• · The new expiration date is 5:00 p.m., New York City time, on September 11, 2026.
• · The registration statement on Form S-4 was declared effective on May 29, 2026.
• · Any further extension of the Expiration Date will be announced by press release and may not be accompanied by an additional Form 8-K.