US Pre-Market SEC Filings Roundup — August 31, 2026

31-08-2026

SLB Limited announced it has signed an agreement to acquire Kelvion, a global provider of thermal management and heat exchange technologies, from Apollo-managed funds and funds advised by Triton. The total consideration is approximately $3.4 billion in cash plus the assumption of approximately $0.7 billion of debt. The acquisition is subject to regulatory approvals and other closing conditions.

• · The acquisition is from Apollo-managed funds (majority owner) and funds advised by Triton (minority interest).
• · The transaction is expected to close subject to regulatory approvals and other customary closing conditions.
• · The filing includes forward-looking statements and a cautionary note regarding risks and uncertainties.

31-08-2026

Waste Energy Corp. filed additional soliciting materials (DEFA14A) regarding a proposed increase in authorized common stock from 400,000,000 to 1,600,000,000 shares, subject to stockholder consent. The filing also corrects an error in the preliminary consent solicitation statement: the conversion of accrued compensation for W. Scott McBride was $30,000 (not $27,500), resulting in 6,000,000 shares at $0.005 per share. The Authorized Share Amendment is not yet approved and will not become effective until stockholder consent is obtained and the amendment is filed under Nevada law.

• · The preliminary consent solicitation statement was filed with the SEC on August 28, 2026.
• · The record date for written consents will be stated in the definitive Consent Solicitation Statement.
• · The Company and its directors and executive officers may be deemed participants in the solicitation.
• · The Authorized Share Amendment requires stockholder consent and filing under Nevada law to become effective.
• · No shares for the McBride conversion have been issued as of the filing date.

31-08-2026

SAIC reported Q2 FY2027 revenues of $1.88B, up 6% YoY with 5.3% organic growth, and net income of $102M. However, net income declined 20% YoY, adjusted diluted EPS fell 17% to $3.01, and adjusted EBITDA margin contracted 20 bps to 10.3%. The company raised its full-year guidance for revenue, adjusted EBITDA, and adjusted diluted EPS, while reiterating free cash flow guidance above $600M.

• · Net bookings of $1.2B resulted in a quarterly book-to-bill ratio of 0.6 and trailing twelve months ratio of 0.8.
• · Backlog at quarter end was $22.1B, of which $3.8B was funded.
• · Subsequent to quarter end, SAIC amended the MARPA facility to increase the aggregate limit from $300M to $400M.
• · The company repurchased $90M of shares and paid $16M in dividends during the quarter.
• · Weighted-average diluted shares outstanding decreased to 42.8M from 46.8M YoY due to share repurchases.
• · FY2027 guidance raised: revenue $7.2B-$7.3B (from $7.0B-$7.2B), adjusted EBITDA $750M-$755M (from $720M-$730M), adjusted diluted EPS $10.65-$10.75 (from $9.90-$10.10).
• · Organic growth guidance narrowed to (2%)-(0%) from (4%)-(2%).
• · Adjusted EBITDA margin guidance raised to 10.3%-10.5% from 10.1%-10.3%.
• · Free cash flow guidance reiterated at >$600M.
• · Subsequent awards include a $740M DHS recompete contract and a position on the $14B COMET IDIQ contract.

31-08-2026

Herbalife Ltd. announced that CEO Stephan Gratziani will transition from his role effective October 31, 2026. The filing does not disclose a successor or provide any financial details, leaving the leadership transition as the sole material event.

• · CEO transition effective October 31, 2026
• · No successor named in the filing
• · Filing made under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers)

31-08-2026

Nova Minerals Corp issued a press release on August 31, 2026, announcing its attendance at a roundtable with the U.S. Department of Energy. The filing is a Regulation FD disclosure and does not contain any financial results or quantitative performance data. No positive or negative financial metrics are reported.

• · The press release is attached as Exhibit 99.1 to the 8-K filing.
• · The filing is furnished under Item 7.01 and is not deemed filed for Section 18 purposes.
• · Nova Minerals is an emerging growth company as defined under the Securities Act.

31-08-2026

NACCO Industries presented its August 2026 investor update, highlighting a diversified natural resource platform with expected recurring EBITDA of $50M per year from current businesses. The company reported total liquidity of $114.6M ($45.5M cash + $69.1M revolver availability) and total debt of $120.1M as of June 30, 2026. However, the outlook is mixed: while contract mining and minerals & royalties are steady to improving, the Mississippi Lignite (MLMC) outlook is reduced due to variable plant availability, and the solar development platform has been removed from expectations entirely due to changing market and regulatory dynamics.

• · Dividend increased 4% in 2026 and approximately 33% over the last 5 years.
• · Contract mining platform has 34 draglines and 22 mining locations, with 10-year growth of 225% and 200% respectively.
• · Minerals & Royalties platform has a $20M annual investment target; closed on less than 1% of opportunities screened.
• · Ecological Solutions (Mitigation Resources) expected to achieve profitability in 2027.
• · Solar development platform removed from expectations due to changing market and regulatory dynamics.
• · MLMC (Mississippi Lignite) outlook reduced due to variable plant availability and contractual price mechanics.
• · Texas reclamation work ends Q3 2026.
• · Consistent dividend payments since 1956.

31-08-2026

USA Rare Earth, Inc. held a special meeting on August 28, 2026, where shareholders approved the issuance of 126,849,307 shares of common stock in connection with a merger involving Middlebury Merger Sub, Ltd., SVRE Holdings Ltd., and Serra Verde Rare Earths Ltd. The adjournment proposal was also approved. The share issuance proposal received 108,248,297 votes in favor, 1,403,269 against, and 16,879,393 abstentions, indicating strong shareholder support but with a notable number of abstentions.

• · The special meeting was held on August 28, 2026, with a record date of July 22, 2026.
• · The merger involves the issuance of 126,849,307 shares of common stock.
• · Shareholders also approved the adjournment proposal to solicit additional proxies if needed.
• · The share issuance proposal had 16,879,393 abstentions, representing about 13.3% of votes cast (excluding abstentions).

31-08-2026

Aon plc announced a definitive agreement to acquire USI from KKR and other shareholders for $17.0 billion, establishing a premier platform in the large and growing U.S. middle-market segment. The transaction is expected to deliver $395 million in annual run-rate net adjusted EBITDA impact from revenue and cost synergies and to be accretive to adjusted EPS in 2028. Following the close, USI Chairman and CEO Mike Sicard will serve as President of Aon plc and global CEO of Middle Market.

• · Transaction expected to close in Q4 2026, subject to regulatory approvals and customary conditions.
• · Aon expects to fund the transaction with new debt raised across a range of maturities, maintaining its current credit ratings (Baa2 with Moody's, A- with S&P).
• · Aon does not expect to repurchase shares in the near-term as it prioritizes debt repayment.
• · The transaction has been unanimously approved by the Boards of Directors of both Aon and USI.
• · Aon will host a conference call on August 31, 2026, from 8:00-8:45 AM ET.
• · USI is the tenth largest U.S. insurance broker.
• · The acquisition extends Aon's direct access to the E&S segment, which represents 26% of U.S. commercial P&C premiums.
• · Aon expects the acquisition to be accretive to adjusted EPS in 2028 and thereafter.

31-08-2026

ZTO Express (Cayman) Inc. filed a Form 6-K for August 2026, submitting five Next Day Disclosure Returns dated August 25 through August 31, 2026, as exhibits. The filing is a routine foreign issuer report and does not contain any financial results, major corporate actions, or regulatory actions.

• · Filed on August 31, 2026
• · Five Next Day Disclosure Returns submitted as exhibits covering August 25, 26, 27, 28, and 31, 2026
• · No financial data or operational metrics disclosed in this filing

31-08-2026

Ranger Energy Services (NYSE: RNGR) announced it has entered into an agreement to acquire the U.S. coiled tubing assets of STEP Energy Services for approximately $27.5 million in total consideration ($22.5 million cash and $5.0 million equity). The acquisition is expected to close on or about September 11, 2026, and positions Ranger as the second-largest U.S. coiled tubing operator. The deal is expected to be earnings accretive in 2027, with anticipated 2027 EBITDA of more than $10 million including at least $2.5 million of first-year cost synergies, and pro forma revenue of $80–$90 million. However, 2026 cash flows are expected to be lower due to approximately $10 million of first-quarter post-close borrowings for working capital and pre-close capital commitments, and the transaction is subject to customary closing conditions including third-party consents.

• · The acquisition includes 13 full coiled tubing spreads, related equipment and inventory, and certain property and vehicle lease obligations.
• · Ranger expects to hire approximately 220 coiled tubing professionals and support staff.
• · The transaction is expected to close on or about September 11, 2026, subject to customary closing conditions and third-party consents.
• · Post-close borrowings are expected to be approximately $30 million, maintaining a strong balance sheet.
• · 2026 cash flows are expected to be lower due to approximately $10 million of first-quarter post-close borrowings for working capital and pre-close capital commitments.
• · The acquisition is expected to be earnings accretive in 2027, with nominal 2026 uplift as integration begins.

31-08-2026

Zedge announced a $7.5 million insider investment led by Vice Chairman Howard Jonas and the appointment of Morris Berger as CEO effective October 1, 2026, to accelerate its DataSeeds.AI business. The company reported Q3 FY2026 free cash flow of $1.2 million, up 55% YoY, and $19.7 million in cash with no debt. However, the company suspended its share repurchase program, and the investment includes 90% warrant coverage with a five-year term, potentially dilutive to shareholders.

• · Morris Berger previously served as CEO of Zedge early in its history and was CEO of IDT Entertainment when it was formed in 2003.
• · DataSeeds fulfilled its first six-figure order in fiscal 2026 from a leading global technology company.
• · DataSeeds recently signed its first deal for model evaluations.
• · The investment is expected to close within 10 days of the announcement.
• · Warrants will not be exercisable until stockholder approval and six months from issuance.
• · The company will not pay investment banking or placement agent fees for the investment.
• · The company suspended purchases under its existing share repurchase program but intends to continue paying its quarterly cash dividend.
• · Zedge is evaluating expansion into egocentric data (narrated and annotated first-person video).

31-08-2026

KKR & Co. Inc. filed an 8-K on August 31, 2026, disclosing a presentation on its website regarding the sale of USI Insurance Services to Aon plc. The filing is a Regulation FD disclosure and does not contain any financial results or period-over-period comparisons.

• · The presentation is accessible at https://ir.kkr.com/events-presentations/
• · The filing is under Item 7.01 Regulation FD Disclosure and is not deemed filed for Section 18 purposes
• · KKR's common stock trades on NYSE under symbol KKR

31-08-2026

Northann Corp. received a delisting notice from NYSE American on August 21, 2026, and has requested an oral hearing to appeal the determination. Additionally, the company appointed TQ International as its new independent auditor on August 26, 2026, following the resignation of LAO Professionals in June 2026. The filing highlights significant regulatory and governance challenges, including the delisting threat and a change in certifying accountant.

• · The delisting notice was received on August 21, 2026, and the hearing request was submitted on August 28, 2026.
• · LAO Professionals resigned as independent auditor on June 8, 2026.
• · TQ International was appointed on August 26, 2026, and will audit FY2025 financials and review interim periods ended March 31, 2026 and June 30, 2026.

31-08-2026

BBVA disclosed that as of August 28, 2026, it has purchased shares worth €501,239,492.82 under the first tranche of its buyback program, representing 50.12% of the maximum cash amount allocated for that tranche. The buyback program was approved by the Board on July 29, 2026, and the first tranche is managed by HSBC Continental Europe. No negative or flat metrics are present in this update.

• · The buyback program was approved by BBVA's Board of Directors on July 29, 2026.
• · The First Tranche manager is HSBC Continental Europe.
• · Transactions were executed between August 24 and August 28, 2026.
• · ISIN Code of BBVA ordinary shares: ES0113211835.
• · LEI of BBVA: K8MS7FD7N5Z2WQ51AZ71.

31-08-2026

GameStop Corp. announced preliminary Q2 2026 results showing a decline in net sales (expected $780M-$800M vs $972.2M prior year) due to the prior-year launch of Nintendo Switch 2, store closures, and France divestiture. However, operating income surged to $150M-$170M from $66.4M, and net income rose to $290M-$310M from $168.6M, driven by a $238M gain from converting its eBay Inc. derivative into a direct equity investment, partially offset by a $75M loss on digital assets. Cash and marketable securities dropped to $5.05B-$5.07B from $8.694B, reflecting the eBay conversion and other uses.

• · The company converted its previously disclosed derivative position related to eBay Inc. into a direct equity investment during the quarter.
• · Net income includes approximately $238 million of net gains from the eBay derivative and equity investment, partially offset by a $75 million loss on digital assets and related receivables.
• · As of August 1, 2026, GameStop held approximately 43.4 million shares of eBay common stock with a fair value of approximately $4.947 billion.
• · The company plans to release complete Q2 results on September 8, 2026.
• · The preliminary results are provided in connection with amendments to its convertible notes exchange announced separately.

31-08-2026

SemiLEDs Corporation held its 2026 Annual Meeting on August 28, 2026, where stockholders elected five directors and ratified the appointment of DLEE Accountancy, Inc. as the independent auditor for fiscal year ending August 31, 2026. All director nominees received overwhelming support with over 99% of votes cast in favor, and the auditor ratification passed with 99.6% of votes cast in favor. No negative or flat metrics were present in the voting results.

• · Broker non-votes totaled 809,885 shares for each director election proposal.
• · The auditor ratification proposal was considered a routine matter, allowing brokers to vote without instructions from beneficial owners, resulting in zero broker non-votes.
• · All directors were elected for a one-year term ending at the 2027 Annual Meeting.

31-08-2026

Kazia Therapeutics filed a Form 6-K with the SEC on August 31, 2026, detailing the terms of a Pre-Funded Warrant. The warrant has a nominal exercise price of $0.0001 per ADS and includes standard anti-dilution provisions for stock dividends and splits, while explicitly stating that the holder has no stockholder rights until exercise.

• · The Pre-Funded Warrant exercise price is set at $0.0001 per ADS, subject to adjustment for share splits, dividends, and similar transactions.
• · The warrant includes standard anti-dilution provisions for stock dividends, subdivisions, combinations, and reclassifications.
• · Holders of the warrant have no voting, dividend, or other stockholder rights until the warrant is exercised and shares are issued.

31-08-2026

Zhihu Inc. filed a Form 6-K with the SEC for August 2026, attaching several Next Day Disclosure Returns and an amended charter for its Nomination Committee. The filing is a routine regulatory submission by the foreign private issuer, with no financial results or material operational updates disclosed.

• · Filing includes Next Day Disclosure Returns dated August 24, 25, 26, 27, and 28, 2026.
• · Amended and Restated Charter of the Nomination Committee was also filed as an exhibit.

31-08-2026

Ellomay Capital Ltd. announced that Midroog Ltd. reaffirmed its Baa1.il rating with a Stable outlook for the company. The reaffirmation reflects continued creditworthiness, but the filing also highlights significant forward-looking risks including geopolitical tensions, interest rate increases, and operational disruptions.

• · Midroog Ltd. is an Israeli rating company affiliated with Moody's Investors Services.
• · The rating report was issued in Hebrew and an unofficial English translation will be posted on the company's website.
• · The filing includes extensive forward-looking risk factors: changes in electricity prices and demand, regulatory changes, increases in interest rates and inflation, supply and price changes for resources (waste, natural gas, oil), impact of war and hostilities in Israel and Gaza and between Israel and Iran, continued military conflict between Russia and Ukraine, technical/operational disruptions, inability to obtain financing, exchange rate changes, development delays, permit failures, climate change, and general market/political/economic conditions in Israel, Spain, Italy, and the United States.

31-08-2026

AITX issued a press release on August 31, 2026, announcing that its subsidiary RAD recorded a 32-unit order intake in August across five solutions. The filing is a routine disclosure under Item 8.01 and does not contain any financial results or period-over-period comparisons.

• · The press release is titled 'AITX’s RAD Records 32-Unit August Order Intake Across Five Solutions'.
• · The filing is furnished, not filed, under the Exchange Act.

31-08-2026

JATT III Acquisition Corp, a blank-check SPAC, priced its $60M initial public offering of 6M ordinary shares at $10.00 per share, with shares expected to trade on Nasdaq under 'JTTT' starting August 26, 2026. The offering closed on August 27, 2026, and the company has a 45-day over-allotment option for up to 900,000 additional shares. The SPAC has not yet identified a target but intends to focus on healthcare and biotechnology businesses, with no substantive discussions initiated.

• · The SPAC is a newly organized Cayman Islands exempted company with no business combination target selected.
• · The company intends to focus on healthcare and biotechnology, particularly data-driven approaches like machine learning and computational biology.
• · Underwriters have a 45-day option to purchase up to 900,000 additional shares to cover over-allotments.
• · The registration statement was declared effective by the SEC on August 25, 2026.

31-08-2026

HUTCHMED announced positive results from the SANOVO trial, which demonstrated a significant progression-free survival (PFS) benefit of ORPATHYS® (savolitinib) plus TAGRISSO® (osimertinib) in treatment-naïve patients with MET-overexpressing EGFR-mutated lung cancer in China. The trial met its primary endpoint, showing a clinically meaningful improvement in PFS for the combination therapy versus TAGRISSO® alone. No negative or flat metrics were reported in this filing.

• · The trial targeted treatment-naïve patients with MET-overexpressing EGFR-mutated lung cancer in China.
• · The combination therapy of ORPATHYS® plus TAGRISSO® showed significant progression-free survival benefit compared to TAGRISSO® alone.
• · No specific numerical data (e.g., hazard ratio, median PFS) were disclosed in this filing.

31-08-2026

IperionX Limited filed a Form 6-K with the SEC on August 31, 2026, attaching a press release as Exhibit 99.1. The filing is a routine foreign issuer report and does not contain any financial results or material operational updates.

31-08-2026

KE Holdings Inc. filed a Form 6-K with the SEC for August 2026, attaching Next Day Disclosure Returns dated August 26, 27, and 28, 2026. The filing is a routine foreign issuer report and does not contain any financial results or material operational updates.

• · The filing includes three Next Day Disclosure Returns dated August 26, 27, and 28, 2026.
• · The report is signed by CFO XU Tao on August 31, 2026.

31-08-2026

Kennedy Lewis Capital Company filed a tender offer to repurchase up to 5.0% of its outstanding common shares (1,879,571 shares) at net asset value as of September 30, 2026. The offer is open to holders of Class I, Class D, and Class S shares, with the company's largest shareholder, Kennedy Lewis Core Lending CaISTRS Fund LP, holding 32.08% of shares but not intending to tender. The shares are not traded on any market, and the company is not required to conduct tender offers, though the advisor expects to recommend quarterly repurchases.

• · The tender offer expires on September 30, 2026, unless extended.
• · Purchase price will be net asset value as of the Valuation Date (September 30, 2026 or later if extended).
• · No officers, trustees, or affiliates (except possibly those deemed affiliates solely due to share ownership) intend to tender shares.
• · The company may borrow funds to finance the repurchase, subject to applicable law.
• · The company's audited annual financial statements as of December 31, 2025 are incorporated by reference.

31-08-2026

POSCO HOLDINGS INC. filed its Form 6-K with the SEC for August 2026, furnishing the English-language translation of its Interim Report (2Q) for the year 2026. The filing provides unaudited financial results for the second quarter, but the document itself contains no specific financial figures or performance data beyond the cover page and signature block.

• · The filing is a Form 6-K for the month of August 2026.
• · The attached Exhibit 99.1 is an English-language translation of POSCO HOLDINGS INC.'s Interim Report (2Q) for the year 2026.
• · The report is signed by Han, Young Ah, Executive Vice President.

31-08-2026

Alterity Therapeutics Ltd filed a Form 6-K on August 31, 2026, disclosing the execution of a $4.2 million options underwriting agreement. The company remains a development-stage enterprise with no approved products or revenue, and the underwriting proceeds are intended to support ongoing operations and clinical development. No prior-period financial data is available for comparison, preventing assessment of period-over-period trends.

31-08-2026

Honda Motor Co., Ltd. and Nissan Motor Co., Ltd. have entered into a joint development agreement to standardize multiple electronic control units (ECUs) and related software for next-generation software-defined vehicles (SDVs). The standardized E/E architecture is planned for application in both companies' SDVs from fiscal year 2029 onward. The transaction is not expected to have a material impact on Honda's consolidated financial results for the fiscal year ending March 31, 2027.

• · The E/E architecture incorporating the jointly developed ECUs and software is planned for application in both companies' next-generation SDVs from fiscal year 2029 onward.
• · The agreement covers multiple core ECUs, the in-vehicle operating system, key parts of the middleware, and vehicle control software.
• · The companies aim to leverage combined engineering expertise to improve efficiency, accelerate innovation, and enhance competitiveness through reduced development costs and greater economies of scale.
• · This transaction is not anticipated to have a material impact on Honda's consolidated financial results for the fiscal year ending March 31, 2027.

31-08-2026

BioMarin Pharmaceutical Inc. announced a global settlement with Ascendis Pharma A/S resolving all pending patent-related proceedings concerning Ascendis's Yuviwel. Under the agreement, Ascendis will pay BioMarin a royalty of 20% of net sales of Yuviwel in the U.S. (retroactive to first commercial sale) and 18% of net sales in the EU, Brazil, and South Korea until May 2030. The settlement includes a license for BioMarin's patents related to Yuviwel for all current and potential indications, including achondroplasia and hypochondroplasia, and covers use in combination with other medicines.

• · The settlement resolves disputes before the U.S. International Trade Commission (ITC), and litigation in Brazil, Denmark, Germany, South Korea, and the Northern District of California.
• · BioMarin will dismiss the pending Section 337 investigation before the ITC.
• · The agreement recognizes the value of BioMarin's innovations in C-type natriuretic peptide (CNP) technology, including VOXZOGO.
• · BioMarin has nine commercial therapies and a strong clinical and preclinical pipeline.

31-08-2026

Gilat Satellite Networks announced a private placement of $100 million in convertible notes to Israeli institutional investors, expected to close on September 1, 2026. The notes carry a 3.75% annual interest rate, a 60% conversion premium (initial conversion price of $16.00 per share vs. last sale of $9.94), and mature on September 1, 2031. Proceeds will fund general corporate purposes, with a focus on accelerating investments in next-generation satellite and space technologies, multi-orbit, mobility, ground, and defense capabilities. The offering is made only in Israel under Regulation S and is not registered with the SEC.

• · The notes are senior unsecured obligations with interest payable annually starting September 1, 2027.
• · If the sale price per Ordinary Share does not average at least $15.00 for a consecutive 30-day period ending 18 months after issuance, the interest rate increases by 1.25%.
• · Gilat may force conversion if the sale price equals or exceeds $20.00 for 10 consecutive trading days, subject to conditions including a 12-month lock-up and SEC registration or free tradability.
• · The offering is made only in Israel under Regulation S and is not registered with the SEC; a registration statement for resale must be filed within 12 months after closing.
• · The notes will not be offered or sold to U.S. persons during the 40-day distribution compliance period.

31-08-2026

HDFC Bank Limited filed a Form 6-K with the SEC for the month of August 2026, as a routine periodic report by a foreign private issuer. The filing is signed by Company Secretary Ajay Agarwal and includes an exhibit index referencing a disclosure document. No specific financial results, material events, or performance metrics were disclosed in this filing.

• · The filing is a Form 6-K, a report of foreign private issuer under SEC Rule 13a-16 or 15d-16.
• · Commission File Number: 001-15216.
• · The registrant's address is HDFC Bank House, Senapati Bapat Marg, Lower Parel, Mumbai 400 013, India.
• · The registrant indicates it files annual reports under Form 20-F, not Form 40-F.
• · The filing date is August 31, 2026, and the signing date is August 29, 2026.
• · Exhibit 99 is referenced as 'Disclosure' but no further details are provided in the extracted text.

31-08-2026

Breeze Acquisition Corp. II (BREZ) disclosed a material error in its previously issued audited balance sheet as of May 14, 2026, related to the accounting for fees owed to legal advisors under an Engagement Letter. The company will restate its financials to remove $1,957,000 in accrued expenses, $93,000 in additional paid-in capital, and reclassify $1,150,000 in offering costs as a receivable from the Sponsor. The company also identified a material weakness in internal controls over financial reporting related to contract review, and management is implementing remediation procedures.

• · The restatement affects the audited balance sheet as of May 14, 2026, originally filed in a Form 8-K on June 2, 2026.
• · The material weakness relates to inadequate controls over reviewing service contracts to identify the counterparty and determine if an obligation exists.
• · The company inappropriately recorded an obligation that did not exist and disbursed cash under that obligation.
• · The restated financials will be filed in an amendment to this 8-K and in the Q2 2026 10-Q.
• · The Audit Committee discussed the matter with independent auditor CBIZ CPAs P.C.

31-08-2026

Trilogy Metals Inc. executed definitive agreements with the U.S. Department of War for a strategic equity investment of approximately US$35.6 million to advance the Upper Kobuk Mineral Projects in Alaska. The DOW will invest US$17.8 million in Trilogy Metals for units and pay US$17.8 million to South32 for existing shares and a call option, with all proceeds reinvested in the joint venture Ambler Metals. The transaction is expected to close in September 2026 and will give the DOW approximately 10% ownership of Trilogy Metals on a non-diluted basis.

• · The DOW will have the right to designate one independent director to Trilogy's board until October 6, 2028, and a non-voting board observer as long as it holds at least 8,000,000 common shares.
• · Trilogy Metals has agreed not to incur third-party indebtedness over US$1 billion without DOW approval until January 1, 2029 or a change of control.
• · The DOW has a call option to acquire 6,161,678 common shares from South32 at US$0.01 per share, exercisable after completion of Phase 1 of Ambler Road or a change of control.
• · South32's beneficial ownership will drop from 10.7% to 6.0% of Trilogy Metals after the transaction.
• · The Ambler Access Project is a proposed 211-mile industrial road from the Ambler Mining District to the Dalton Highway, held by AIDEA.
• · The UKMP land package spans approximately 190,929 hectares and includes the Arctic VMS deposit and the Bornite carbonate replacement deposit.

31-08-2026

Deckers Outdoor Corporation entered into a First Amendment to its Credit Agreement, increasing commitments and extending the maturity date, while also releasing Deckers Benelux B.V. as a borrower. The amendment became effective on August 27, 2026, with no defaults or events of default continuing. No specific financial figures or period-over-period comparisons were disclosed in this filing.

• · The amendment increased the Commitments and extended the Maturity Date under the Credit Agreement dated December 19, 2022.
• · Deckers Benelux B.V. was released as a borrower under the Credit Agreement.
• · All conditions precedent for the amendment's effectiveness were satisfied or waived as of August 27, 2026.
• · No Default or Event of Default has occurred and is continuing after giving effect to the amendment.

31-08-2026

Sweetgreen, Inc. adopted a new Severance Plan effective August 27, 2026, covering its executive officers. CEO Jonathan Neman and Chief Concept Officer Nicolas Jammet are designated as Tier I participants (1.5x salary on change-in-control termination), while CFO Jamie McConnell and COO Jason Cochran are Tier II participants (1x salary). The plan provides enhanced severance benefits, including lump-sum payments, COBRA premium coverage, and accelerated equity vesting, with more generous terms during a change-in-control period. No financial impact or performance metrics were disclosed.

• · The Severance Plan was approved by the Compensation Committee and independent directors on August 27, 2026.
• · Tier I participants (Neman, Jammet) receive 1.5x salary + pro-rata bonus + 18 months COBRA + full accelerated vesting on change-in-control termination.
• · Tier II participants (McConnell, Cochran) receive 1x salary + pro-rata bonus + 12 months COBRA + full accelerated vesting on change-in-control termination.
• · Outside a change-in-control period, Tier I gets 1x salary + pro-rata bonus + 12 months COBRA; Tier II gets 0.5x salary + pro-rata bonus + 6 months COBRA.
• · The plan supersedes severance provisions in existing employment agreements unless otherwise stated in a participation agreement.

31-08-2026

Forum Energy Technologies, Inc. filed an 8-K on August 28, 2026, disclosing the issuance of a legal opinion from Gibson, Dunn & Crutcher LLP in connection with a prospectus supplement filed under its existing S-3 registration statement. The filing is procedural and does not contain any financial results, operational updates, or material business developments.

• · The prospectus supplement was filed under registration statement on Form S-3 (File No. 333-298624).
• · The opinion of Gibson, Dunn & Crutcher LLP is filed as Exhibit 5.1.
• · The consent of Gibson, Dunn & Crutcher LLP is included in Exhibit 5.1.

31-08-2026

Director RAKOLTA JOHN JR bought 20,000 Common Shares at $73.23 (~$1.46M). RAKOLTA JOHN JR holds 622,197.004 shares after the transaction.

• · Director RAKOLTA JOHN JR bought 20,000 Common Shares at $73.23 (~$1.46M)
• · Director RAKOLTA JOHN JR bought 136 Common Shares at $73.52 (~$10K)

31-08-2026

VP Quality Brenner Yael exercised/converted 10,000 Ordinary Shares at $6.25 (~$62.5K). 9 transactions reported in total. Brenner Yael holds 6,266 shares after the transaction.

• · VP Quality Brenner Yael exercised/converted 10,000 Ordinary Shares at $6.25 (~$62.5K)
• · VP Quality Brenner Yael had withheld for taxes 2,776 Ordinary Shares at $8.58 (~$23.8K)
• · VP Quality Brenner Yael exercised/converted 10,000 Ordinary Shares at $6.25 (~$62.5K)
• · VP Quality Brenner Yael had withheld for taxes 2,776 Ordinary Shares at $8.58 (~$23.8K)
• · VP Quality Brenner Yael exercised/converted 10,000 Ordinary Shares at $6.25 (~$62.5K)
• · VP Quality Brenner Yael had withheld for taxes 2,776 Ordinary Shares at $8.58 (~$23.8K)
• · VP Quality Brenner Yael exercised/converted 10,000 Employee Stock Option (right to buy)
• · VP Quality Brenner Yael exercised/converted 10,000 Employee Stock Option (right to buy)

31-08-2026

CMO Sever Michal sold 38 Ordinary Shares at $52.98 (~$2.01K). Sever Michal holds 17,233 shares after the transaction.

• · CMO Sever Michal sold 38 Ordinary Shares at $52.98 (~$2.01K)

31-08-2026

Chief Operating Officer Malka Gabriel sold 6,500 Ordinary shares at $30.00 (~$195K). Malka Gabriel holds 47,922 shares after the transaction.

• · Chief Operating Officer Malka Gabriel sold 6,500 Ordinary shares at $30.00 (~$195K)

31-08-2026

CFO Schmid Group N.V. Schuetz Arthur Josef Hermann bought 15,200 Ordinary Shares at $3.23 (~$49.1K). Schuetz Arthur Josef Hermann holds 29,512 shares after the transaction.

• · CFO Schmid Group N.V. Schuetz Arthur Josef Hermann bought 15,200 Ordinary Shares at $3.23 (~$49.1K)

31-08-2026

COO Ye Gang sold 15,575 Class A ordinary shares at $120.30 (~$1.87M). 6 transactions reported in total. Ye Gang holds 298,792 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · COO Ye Gang sold 12,972 Class A ordinary shares at $117.24 (~$1.52M)
• · COO Ye Gang sold 6,656 Class A ordinary shares at $117.92 (~$785K)
• · COO Ye Gang sold 372 Class A ordinary shares at $118.99 (~$44.3K)
• · COO Ye Gang sold 577 Class A ordinary shares at $118.13 (~$68.2K)
• · COO Ye Gang sold 13,848 Class A ordinary shares at $119.35 (~$1.65M)
• · COO Ye Gang sold 15,575 Class A ordinary shares at $120.30 (~$1.87M)

31-08-2026

10% owner A-6684 Ltd. bought 5,000 Common Shares at $0.45 (~$2.25K). A-6684 Ltd. holds 727,100 shares after the transaction.

• · 10% owner A-6684 Ltd. bought 5,000 Common Shares at $0.45 (~$2.25K)

31-08-2026

Director AULT MILTON C III sold 2,000 Common Stock at $1.56 (~$3.12K).

• · Director AULT MILTON C III sold 2,000 Common Stock at $1.56 (~$3.12K)