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US Pre-Market SEC Filings Roundup — August 20, 2026

USA Before-Market Intelligence

By Gunpowder Editorial ·

50 high priority 50 total filings analysed

Executive Summary

Overnight SEC filings reveal a mixed but actionable landscape. Insider activity is notable: significant buying at Li Bang International and Chicago Atlantic BDC, while heavy selling at Cerebras Systems, Equity Residential, and Netlist signals caution.

A major development is JBS's non-binding proposal to acquire the remaining ~18% of Pilgrim's Pride, implying a value of ~$28.49 per share, which could drive PPC shares. Knorex reported a sharp revenue decline of 44.2% YoY and a widening net loss, flagging operational distress. Office Properties Income Trust's emergence from bankruptcy with Redwood Capital's 18% stake and board rights presents a potential restructuring opportunity. AST SpaceMobile's broad insider awards suggest confidence in future growth. Overall, the data highlights selective opportunities in special situations and insider conviction, while warning of deteriorating fundamentals in some names.

Materiality, sentiment, and priority are scored by Gunpowder’s analysis pipeline. How we score filings →

Filing types in this digest: Form 4 · Schedule 13D · 20-F · 425

Tracking the trend? Catch up on the prior US Pre-Market SEC Filings Roundup digest from August 19, 2026.

Investment Signals (12)

  • Li Bang International ↓ (BULLISH)
    ▲

    CEO and Director bought shares at $3.40, totaling ~$300K, signaling strong insider confidence

  • Chicago Atlantic BDC ↓ (BULLISH)
    ▲

    10% owner John Mazarakis bought 60,000 shares at $9.44 (~$566K), a significant vote of confidence

  • JBS N.V. ↓
    ▲

    Non-binding proposal to acquire remaining ~18% of Pilgrim's Pride at ~$28.49/share, a potential premium to market [BULLISH for PPC]

  • Cerebras Systems ↓ (BEARISH)
    ▲

    CEO sold ~$1.03M of stock at ~$220, with multiple transactions, indicating possible valuation concerns

  • Equity Residential ↓ (BEARISH)
    ▲

    Multiple executives sold shares, including COO (~$503K) and EVP Legal (~$1.07M), while receiving awards—net negative signal

  • Netlist ↓ (BEARISH)
    ▲

    CFO sold 100,000 shares (~$691K) under a 10b5-1 plan, a notable reduction in holdings

  • Heartflow ↓ (BEARISH)
    ▲

    CMO sold 9,219 shares at $41.23 (~$380K) after exercising options at $19, locking in gains

  • AST SpaceMobile ↓ (BULLISH)
    ▲

    Multiple executives awarded large stock grants (e.g., EVP 200,000 shares, CEO 150,000), indicating alignment with long-term growth

  • Office Properties Income Trust ↓ (BULLISH)
    ▲

    Redwood Capital increased stake to 18% post-bankruptcy and gained board rights, signaling confidence in restructuring

  • Knorex ↓ (BEARISH)
    ▲

    Revenue declined 44.2% YoY, net loss widened 96.2%, and customer concentration risk remains high

  • Microchip Technology ↓ (NEUTRAL)
    ▲

    Multiple executives exercised options at $80.26, but no sales—neutral to slightly positive as they hold shares

  • Intrusion ↓ (BULLISH)
    ▲

    CEO and CFO exercised options at $0.80, showing commitment despite low stock price

Risk Flags (8)

  • Knorex/Financial↓ [HIGH RISK]
    ▼

    Revenue down 44.2% YoY, net loss widened 96.2%, G&A expenses tripled, largest customer down 70%

  • Equity Residential/Insider Selling↓ [MEDIUM RISK]
    ▼

    Multiple executives sold shares, including COO and EVP Legal, totaling ~$1.6M, while receiving awards—potential overvaluation

  • Cerebras Systems/Insider Selling↓ [MEDIUM RISK]
    ▼

    CEO sold ~$1.03M at ~$220, with 26 transactions, suggesting possible peak valuation

  • Netlist/Insider Selling↓ [MEDIUM RISK]
    ▼

    CFO sold 100,000 shares (~$691K) under 10b5-1, reducing holdings by ~16%

  • Tivic Health (Valion Bio)/Dilution [HIGH RISK]
    ▼

    3i LP sold 2.77M shares over three days at declining prices, and conversion of preferred stock adds dilution

  • Office Properties Income Trust/Bankruptcy↓ [MEDIUM RISK]
    ▼

    Emerged from Chapter 11; while Redwood's stake is positive, the company's financial health remains uncertain

  • Heartflow/Insider Selling↓ [LOW RISK]
    ▼

    CMO sold shares after exercising options, but under 10b5-1 plan, reducing potential conflict

  • Faraday Future/Compensation↓ [LOW RISK]
    ▼

    Multiple executives awarded RSUs, but company's viability remains questionable

Opportunities (8)

  • JBS/Pilgrim's Pride↓ (OPPORTUNITY)
    ◆

    Non-binding proposal to acquire remaining stake at ~$28.49/share; if approved, PPC shareholders could see a premium

  • Office Properties Income Trust↓ (OPPORTUNITY)
    ◆

    Redwood Capital's 18% stake and board rights could drive value creation post-bankruptcy; watch for operational improvements

  • Li Bang International↓ (OPPORTUNITY)
    ◆

    Insider buying at $3.40 suggests undervaluation; monitor for further purchases or positive news

  • Chicago Atlantic BDC↓ (OPPORTUNITY)
    ◆

    Insider purchase at $9.44 indicates confidence; BDC yields may be attractive

  • AST SpaceMobile↓ (OPPORTUNITY)
    ◆

    Large insider awards signal growth prospects; company is a leader in satellite-to-phone technology

  • Microchip Technology↓ (OPPORTUNITY)
    ◆

    Insider option exercises at $80.26, but no sales; could indicate confidence in future performance

  • Intrusion↓ (OPPORTUNITY)
    ◆

    Insider option exercises at $0.80 show commitment; potential turnaround play if cybersecurity demand rises

  • Better Home & Finance↓ (OPPORTUNITY)
    ◆

    Activist investor holds 4.7% stake; potential for strategic changes or board influence

Sector Themes (5)

  • Insider Buying in Small Caps
    ◆

    Li Bang and Chicago Atlantic BDC saw insider purchases, suggesting value in underfollowed names [Theme]

  • Insider Selling in Tech
    ◆

    Cerebras, Heartflow, and Netlist insiders sold shares, possibly due to valuation concerns or diversification [Theme]

  • Real Estate Insider Activity
    ◆

    Equity Residential insiders sold shares, while Office Properties Income Trust attracted a major investor post-bankruptcy, indicating sector divergence [Theme]

  • Special Situations
    ◆

    JBS-PPC merger proposal and Office Properties restructuring highlight opportunities in M&A and distressed assets [Theme]

  • Compensation Awards in Growth Companies
    ◆

    AST SpaceMobile and Faraday Future issued large equity awards, aligning management with long-term goals but diluting shareholders [Theme]

Watch List (7)

  • JBS/Pilgrim's Pride↓
    👁

    Monitor for further negotiations and special committee response; potential binding agreement [Date: TBD]

  • Office Properties Income Trust↓
    👁

    Watch for Redwood Capital's board actions and operational improvements post-bankruptcy [Date: TBD]

  • Knorex↓
    👁

    Monitor for customer diversification efforts and cost controls; annual report filed, watch for future guidance [Date: TBD]

  • Cerebras Systems↓
    👁

    Watch for continued insider selling and any impact on stock price [Date: TBD]

  • Equity Residential↓
    👁

    Monitor insider selling trends and any changes in guidance or dividend policy [Date: TBD]

  • AST SpaceMobile↓
    👁

    Watch for commercial launch updates and revenue generation progress [Date: TBD]

  • Tivic Health (Valion Bio)
    👁

    Monitor for further dilution and 3i LP's trading activity [Date: TBD]

Filing Analyses (50)
Li Bang International Corp Inc. 4 positive materiality 6/10

19-08-2026

Chief Executive Officer Huang Feng bought 73,147 Class B ordinary shares at $3.40 (~$249K). Huang Feng holds 73,788 shares after the transaction.

  • · Chief Executive Officer Huang Feng bought 73,147 Class B ordinary shares at $3.40 (~$249K)
MICROCHIP TECHNOLOGY INC 4 neutral materiality 4/10

19-08-2026

SR. CORP VP, WW CLIENT ENGMT Krawczyk Joseph R II exercised/converted 757 Common Stock at $80.26 (~$60.8K). 15 transactions reported in total. Krawczyk Joseph R II holds 16,558 shares after the transaction.

  • · SR. CORP VP, WW CLIENT ENGMT Krawczyk Joseph R II exercised/converted 340 Common Stock at $80.26 (~$27.3K)
  • · SR. CORP VP, WW CLIENT ENGMT Krawczyk Joseph R II had withheld for taxes 146 Common Stock at $80.26 (~$11.7K)
  • · SR. CORP VP, WW CLIENT ENGMT Krawczyk Joseph R II exercised/converted 664 Common Stock at $80.26 (~$53.3K)
  • · SR. CORP VP, WW CLIENT ENGMT Krawczyk Joseph R II had withheld for taxes 285 Common Stock at $80.26 (~$22.9K)
  • · SR. CORP VP, WW CLIENT ENGMT Krawczyk Joseph R II exercised/converted 757 Common Stock at $80.26 (~$60.8K)
  • · SR. CORP VP, WW CLIENT ENGMT Krawczyk Joseph R II had withheld for taxes 325 Common Stock at $80.26 (~$26.1K)
  • · SR. CORP VP, WW CLIENT ENGMT Krawczyk Joseph R II exercised/converted 231 Common Stock at $80.26 (~$18.5K)
  • · SR. CORP VP, WW CLIENT ENGMT Krawczyk Joseph R II had withheld for taxes 99 Common Stock at $80.26 (~$7.95K)
EQUITY RESIDENTIAL 4 negative materiality 7/10

19-08-2026

Executive Vice President & COO Manelis Michael L sold 7,825 Common Shares Of Beneficial Interest at $64.31 (~$503K). Manelis Michael L holds 44,713 shares after the transaction.

  • · Executive Vice President & COO Manelis Michael L was awarded 8,836 Common Shares Of Beneficial Interest
  • · Executive Vice President & COO Manelis Michael L sold 7,825 Common Shares Of Beneficial Interest at $64.31 (~$503K)
  • · Executive Vice President & COO Manelis Michael L was awarded 27,021 Restricted Units
MICROCHIP TECHNOLOGY INC 4 neutral materiality 4/10

19-08-2026

SR CORPORATE VP, OPERATIONS Bunker Mathew B exercised/converted 1,365 Common Stock at $80.26 (~$110K). 15 transactions reported in total. Bunker Mathew B holds 20,190 shares after the transaction.

  • · SR CORPORATE VP, OPERATIONS Bunker Mathew B exercised/converted 1,198 Common Stock at $80.26 (~$96.2K)
  • · SR CORPORATE VP, OPERATIONS Bunker Mathew B had withheld for taxes 334 Common Stock at $80.26 (~$26.8K)
  • · SR CORPORATE VP, OPERATIONS Bunker Mathew B exercised/converted 1,365 Common Stock at $80.26 (~$110K)
  • · SR CORPORATE VP, OPERATIONS Bunker Mathew B had withheld for taxes 381 Common Stock at $80.26 (~$30.6K)
  • · SR CORPORATE VP, OPERATIONS Bunker Mathew B exercised/converted 221 Common Stock at $80.26 (~$17.7K)
  • · SR CORPORATE VP, OPERATIONS Bunker Mathew B had withheld for taxes 62 Common Stock at $80.26 (~$4.98K)
  • · SR CORPORATE VP, OPERATIONS Bunker Mathew B exercised/converted 464 Common Stock at $80.26 (~$37.2K)
  • · SR CORPORATE VP, OPERATIONS Bunker Mathew B had withheld for taxes 130 Common Stock at $80.26 (~$10.4K)
EQUITY RESIDENTIAL 4 neutral materiality 6/10

19-08-2026

President & CEO Schall Benjamin was awarded 30,240 Restricted Units at $0.50 (~$15.1K). 5 transactions reported in total.

  • · President & CEO Schall Benjamin was awarded 76,606 Restricted Units
  • · President & CEO Schall Benjamin was awarded 33,569 Restricted Units
  • · President & CEO Schall Benjamin was awarded 30,240 Restricted Units at $0.50 (~$15.1K)
  • · President & CEO Schall Benjamin was awarded 78,156 Restricted Units
  • · President & CEO Schall Benjamin was awarded 50,040 Restricted Units
Tivic Health Systems, Inc. SC 13D/A mixed materiality 8/10

19-08-2026

3i, LP and affiliated entities filed an amended Schedule 13D disclosing beneficial ownership of 2,050,200 shares of Valion Bio, Inc. (formerly Tivic Health Systems, Inc.), representing 9.9% of the outstanding common stock. The filing details a series of recent conversions of preferred stock and a new $1.5 million investment on August 17, 2026, under which 3i, LP received 1,500 shares of Series B Preferred Stock and warrants to purchase 1,153,847 shares. However, the filing also reveals that 3i, LP sold 2,770,592 shares of common stock between August 17-19, 2026 at declining prices ($0.1798 to $0.1269 per share), indicating active trading and potential dilution concerns.

  • · The company changed its name from Tivic Health Systems, Inc. to Valion Bio, Inc. (date of name change: September 10, 2019).
  • · 3i, LP sold 927,850 shares on August 17, 2026 at $0.1798 per share; 847,064 shares on August 18, 2026 at $0.1622 per share; and 995,678 shares on August 19, 2026 at $0.1269 per share.
  • · The conversion price for Series C Preferred Stock converted on August 17, 2026 was $0.39 per share.
  • · The warrant exercise price is $0.23708 per share.
  • · The Issuer and 3i, LP are continuing to negotiate additional tranches of funding, but no definitive agreements are in place.
Centuri Holdings, Inc. 4/A neutral materiality 4/10

19-08-2026

See Remarks Hunter Danielle E. was awarded 20,193 Common Stock. This amends a previously filed Form 4. Hunter Danielle E. holds 30,710 shares after the transaction.

  • · See Remarks Hunter Danielle E. was awarded 20,193 Common Stock
  • · See Remarks Hunter Danielle E. was awarded 10,517 Common Stock
EQUITY RESIDENTIAL 4 neutral materiality 5/10

19-08-2026

Executive Vice President & CDO Birenbaum Matthew H. was awarded 13,208 Restricted Units at $0.50 (~$6.6K). 5 transactions reported in total. Birenbaum Matthew H. holds 274,149 shares after the transaction.

  • · Executive Vice President & CDO Birenbaum Matthew H. was awarded 35,946 Common Shares Of Beneficial Interest
  • · Executive Vice President & CDO Birenbaum Matthew H. was awarded 13,208 Restricted Units at $0.50 (~$6.6K)
  • · Executive Vice President & CDO Birenbaum Matthew H. was awarded 13,292 Restricted Units
  • · Executive Vice President & CDO Birenbaum Matthew H. was awarded 15,018 Restricted Units
  • · Executive Vice President & CDO Birenbaum Matthew H. was awarded 31,525 Restricted Units
Centuri Holdings, Inc. 4/A neutral materiality 4/10

19-08-2026

See Remarks Youngblood Kelly was awarded 85,401 Common Stock. This amends a previously filed Form 4. Youngblood Kelly holds 85,401 shares after the transaction.

  • · See Remarks Youngblood Kelly was awarded 85,401 Common Stock
EQUITY RESIDENTIAL 4 neutral materiality 4/10

19-08-2026

EVP & CI & GO Breslin Sean J. was awarded 10,856 Restricted Units at $0.50 (~$5.43K). 5 transactions reported in total.

  • · EVP & CI & GO Breslin Sean J. was awarded 26,500 Restricted Units
  • · EVP & CI & GO Breslin Sean J. was awarded 12,052 Restricted Units
  • · EVP & CI & GO Breslin Sean J. was awarded 10,856 Restricted Units at $0.50 (~$5.43K)
  • · EVP & CI & GO Breslin Sean J. was awarded 28,056 Restricted Units
  • · EVP & CI & GO Breslin Sean J. was awarded 31,525 Restricted Units
Heartflow, Inc. 4 negative materiality 5/10

19-08-2026

Chief Medical Officer Rogers Campbell sold 9,219 Common Stock at $41.23 (~$380K). Rogers Campbell holds 86,459 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

  • · Chief Medical Officer Rogers Campbell exercised/converted 9,219 Common Stock at $19.00 (~$175K)
  • · Chief Medical Officer Rogers Campbell sold 9,219 Common Stock at $41.23 (~$380K)
  • · Chief Medical Officer Rogers Campbell exercised/converted 9,219 Stock Options
EQUITY RESIDENTIAL 4 neutral materiality 5/10

19-08-2026

Executive Vice President & CFO O'Shea Kevin P. was awarded 9,586 Restricted Units at $0.50 (~$4.79K). 5 transactions reported in total.

  • · Executive Vice President & CFO O'Shea Kevin P. was awarded 23,341 Restricted Units
  • · Executive Vice President & CFO O'Shea Kevin P. was awarded 10,639 Restricted Units
  • · Executive Vice President & CFO O'Shea Kevin P. was awarded 9,586 Restricted Units at $0.50 (~$4.79K)
  • · Executive Vice President & CFO O'Shea Kevin P. was awarded 24,771 Restricted Units
  • · Executive Vice President & CFO O'Shea Kevin P. was awarded 28,522 Restricted Units
MICROCHIP TECHNOLOGY INC 4 neutral materiality 5/10

19-08-2026

CHIEF OPERATING OFFICER Simoncic Richard J exercised/converted 1,222 Common Stock at $80.26 (~$98.1K). 12 transactions reported in total. Simoncic Richard J holds 134,668 shares after the transaction.

  • · CHIEF OPERATING OFFICER Simoncic Richard J exercised/converted 702 Common Stock at $80.26 (~$56.3K)
  • · CHIEF OPERATING OFFICER Simoncic Richard J had withheld for taxes 298 Common Stock at $80.26 (~$23.9K)
  • · CHIEF OPERATING OFFICER Simoncic Richard J exercised/converted 1,222 Common Stock at $80.26 (~$98.1K)
  • · CHIEF OPERATING OFFICER Simoncic Richard J had withheld for taxes 518 Common Stock at $80.26 (~$41.6K)
  • · CHIEF OPERATING OFFICER Simoncic Richard J exercised/converted 269 Common Stock at $80.26 (~$21.6K)
  • · CHIEF OPERATING OFFICER Simoncic Richard J had withheld for taxes 114 Common Stock at $80.26 (~$9.15K)
  • · CHIEF OPERATING OFFICER Simoncic Richard J exercised/converted 849 Common Stock at $80.26 (~$68.1K)
  • · CHIEF OPERATING OFFICER Simoncic Richard J had withheld for taxes 360 Common Stock at $80.26 (~$28.9K)
MICROCHIP TECHNOLOGY INC 4 neutral materiality 5/10

19-08-2026

President, CEO and Chair of Bd Sanghi Steve exercised/converted 28,853 Common Stock at $80.26 (~$2.32M). Sanghi Steve holds 9,435,057 shares after the transaction.

  • · President, CEO and Chair of Bd Sanghi Steve exercised/converted 28,853 Common Stock at $80.26 (~$2.32M)
  • · President, CEO and Chair of Bd Sanghi Steve had withheld for taxes 11,931 Common Stock at $80.26 (~$958K)
  • · President, CEO and Chair of Bd Sanghi Steve exercised/converted 28,853 Restricted Stock Units
Li Bang International Corp Inc. 4 positive materiality 4/10

19-08-2026

Director Li Funa bought 15,088 Class B ordinary shares at $3.40 (~$51.3K). Li Funa holds 15,220 shares after the transaction.

  • · Director Li Funa bought 15,088 Class B ordinary shares at $3.40 (~$51.3K)
Artiva Biotherapeutics, Inc. 4 negative materiality 2/10

19-08-2026

Chief Medical Officer Banerjee Subhashis sold 429 Common Stock at $12.00 (~$5.15K). Banerjee Subhashis holds 144,963 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

  • · Chief Medical Officer Banerjee Subhashis exercised/converted 429 Common Stock at $1.92 (~$824)
  • · Chief Medical Officer Banerjee Subhashis sold 429 Common Stock at $12.00 (~$5.15K)
  • · Chief Medical Officer Banerjee Subhashis exercised/converted 429 Employee Stock Option (Right to Buy)
EQUITY RESIDENTIAL 4 neutral materiality 4/10

19-08-2026

EVP & General Counsel Fenster Scott was awarded 24,019 Restricted Units.

  • · EVP & General Counsel Fenster Scott was awarded 24,019 Restricted Units
MICROCHIP TECHNOLOGY INC 4 neutral materiality 5/10

19-08-2026

SENIOR CORPORATE VP AND CFO Bjornholt James Eric exercised/converted 1,355 Common Stock at $80.26 (~$109K). 12 transactions reported in total. Bjornholt James Eric holds 32,685 shares after the transaction.

  • · SENIOR CORPORATE VP AND CFO Bjornholt James Eric exercised/converted 776 Common Stock at $80.26 (~$62.3K)
  • · SENIOR CORPORATE VP AND CFO Bjornholt James Eric had withheld for taxes 333 Common Stock at $80.26 (~$26.7K)
  • · SENIOR CORPORATE VP AND CFO Bjornholt James Eric exercised/converted 1,355 Common Stock at $80.26 (~$109K)
  • · SENIOR CORPORATE VP AND CFO Bjornholt James Eric had withheld for taxes 581 Common Stock at $80.26 (~$46.6K)
  • · SENIOR CORPORATE VP AND CFO Bjornholt James Eric exercised/converted 252 Common Stock at $80.26 (~$20.2K)
  • · SENIOR CORPORATE VP AND CFO Bjornholt James Eric had withheld for taxes 108 Common Stock at $80.26 (~$8.67K)
  • · SENIOR CORPORATE VP AND CFO Bjornholt James Eric exercised/converted 638 Common Stock at $80.26 (~$51.2K)
  • · SENIOR CORPORATE VP AND CFO Bjornholt James Eric had withheld for taxes 274 Common Stock at $80.26 (~$22K)
NETLIST INC 4 negative materiality 6/10

19-08-2026

EVP and CFO SASAKI GAIL M sold 100,000 Common Stock at $6.91 (~$691K). SASAKI GAIL M holds 534,594 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

  • · EVP and CFO SASAKI GAIL M sold 100,000 Common Stock at $6.91 (~$691K)
BILL Holdings, Inc. 4 neutral materiality 5/10

19-08-2026

Chief Financial Officer Jain Rohini was awarded 35,262 Performance Stock Units.

  • · Chief Financial Officer Jain Rohini was awarded 35,262 Performance Stock Units
BILL Holdings, Inc. 4 neutral materiality 5/10

19-08-2026

Chief Product Officer Cieri Michael was awarded 19,590 Performance Stock Units.

  • · Chief Product Officer Cieri Michael was awarded 19,590 Performance Stock Units
BILL Holdings, Inc. 4 neutral materiality 6/10

19-08-2026

CEO Lacerte Rene A. was awarded 52,893 Performance Stock Units.

  • · CEO Lacerte Rene A. was awarded 52,893 Performance Stock Units
EQUITY RESIDENTIAL 4 negative materiality 4/10

19-08-2026

Senior Vice President & CAO Willson Sean Thomas sold 250 Common Shares Of Beneficial Interest at $64.32 (~$16.1K). Willson Sean Thomas holds 18,288 shares after the transaction.

  • · Senior Vice President & CAO Willson Sean Thomas was awarded 3,994 Common Shares Of Beneficial Interest
  • · Senior Vice President & CAO Willson Sean Thomas was awarded 2,052 Common Shares Of Beneficial Interest
  • · Senior Vice President & CAO Willson Sean Thomas sold 250 Common Shares Of Beneficial Interest at $64.32 (~$16.1K)
Goosehead Insurance, Inc. 4 neutral materiality 3/10

19-08-2026

Executive Chairman Jones Mark Evan gifted 100 Class A Common Stock. Jones Mark Evan holds 38,751 shares after the transaction.

  • · Executive Chairman Jones Mark Evan gifted 100 Class A Common Stock
EQUITY RESIDENTIAL 4 negative materiality 6/10

19-08-2026

EVP, Legal Affairs SCHULMAN EDWARD M sold 16,595 Common Shares Of Beneficial Interest at $64.29 (~$1.07M). 6 transactions reported in total. SCHULMAN EDWARD M holds 48,776 shares after the transaction.

  • · EVP, Legal Affairs SCHULMAN EDWARD M sold 16,595 Common Shares Of Beneficial Interest at $64.29 (~$1.07M)
  • · EVP, Legal Affairs SCHULMAN EDWARD M was awarded 12,124 Restricted Units
  • · EVP, Legal Affairs SCHULMAN EDWARD M was awarded 5,566 Restricted Units
  • · EVP, Legal Affairs SCHULMAN EDWARD M was awarded 5,016 Restricted Units at $0.50 (~$2.51K)
  • · EVP, Legal Affairs SCHULMAN EDWARD M was awarded 12,960 Restricted Units
  • · EVP, Legal Affairs SCHULMAN EDWARD M was awarded 24,019 Restricted Units
OFFICE PROPERTIES INCOME TRUST 4 negative materiality 4/10

19-08-2026

10% owner REDWOOD CAPITAL MANAGEMENT, LLC sold 175,734 Common Shares of Beneficial Interest at $19.03 (~$3.34M). REDWOOD CAPITAL MANAGEMENT, LLC holds 3,961,992 shares after the transaction.

  • · 10% owner REDWOOD CAPITAL MANAGEMENT, LLC sold 20,686 Common Shares of Beneficial Interest at $19.03 (~$394K)
  • · 10% owner REDWOOD CAPITAL MANAGEMENT, LLC sold 175,734 Common Shares of Beneficial Interest at $19.03 (~$3.34M)
INTRUSION INC 4 neutral materiality 6/10

19-08-2026

Chief Executive Officer Scott Anthony exercised/converted 62,894 Common Stock at $0.80 (~$50K). Scott Anthony holds 847,196 shares after the transaction.

  • · Chief Executive Officer Scott Anthony exercised/converted 62,894 Common Stock at $0.80 (~$50K)
  • · Chief Executive Officer Scott Anthony was awarded 62,894 Warrant at $0.13 (~$7.86K)
INTRUSION INC 4 neutral materiality 5/10

19-08-2026

Chief Financial Officer PINSON KIMBERLY exercised/converted 18,334 Common Stock at $0.80 (~$14.6K). PINSON KIMBERLY holds 137,601 shares after the transaction.

  • · Chief Financial Officer PINSON KIMBERLY exercised/converted 18,334 Common Stock at $0.80 (~$14.6K)
  • · Chief Financial Officer PINSON KIMBERLY was awarded 18,334 Warrant at $0.13 (~$2.29K)
EQUITY RESIDENTIAL 4 neutral materiality 4/10

19-08-2026

EVP, Human Capital & Admin Walsh Alaine Susan was awarded 1,422 Restricted Units at $0.50 (~$711). 5 transactions reported in total.

  • · EVP, Human Capital & Admin Walsh Alaine Susan was awarded 3,363 Restricted Units
  • · EVP, Human Capital & Admin Walsh Alaine Susan was awarded 1,575 Restricted Units
  • · EVP, Human Capital & Admin Walsh Alaine Susan was awarded 1,422 Restricted Units at $0.50 (~$711)
  • · EVP, Human Capital & Admin Walsh Alaine Susan was awarded 3,667 Restricted Units
  • · EVP, Human Capital & Admin Walsh Alaine Susan was awarded 9,007 Restricted Units
Cerebras Systems Inc. 4 negative materiality 7/10

19-08-2026

CEO, President Feldman Andrew D. sold 4,666 Class A Common Stock at $220.43 (~$1.03M). 26 transactions reported in total. Feldman Andrew D. holds 66,853 shares after the transaction.

  • · CEO, President Feldman Andrew D. sold 2 Class A Common Stock at $214.85 (~$430)
  • · CEO, President Feldman Andrew D. sold 1,327 Class A Common Stock at $215.67 (~$286K)
  • · CEO, President Feldman Andrew D. sold 2,264 Class A Common Stock at $216.40 (~$490K)
  • · CEO, President Feldman Andrew D. sold 1,684 Class A Common Stock at $217.58 (~$366K)
  • · CEO, President Feldman Andrew D. sold 2,093 Class A Common Stock at $218.54 (~$457K)
  • · CEO, President Feldman Andrew D. sold 2,374 Class A Common Stock at $219.58 (~$521K)
  • · CEO, President Feldman Andrew D. sold 4,666 Class A Common Stock at $220.43 (~$1.03M)
  • · CEO, President Feldman Andrew D. sold 4,273 Class A Common Stock at $221.47 (~$946K)
INTRUSION INC 4 neutral materiality 5/10

19-08-2026

Director LEVECCHIO ANTHONY J exercised/converted 8,334 Common Stock at $0.80 (~$6.63K). LEVECCHIO ANTHONY J holds 180,421 shares after the transaction.

  • · Director LEVECCHIO ANTHONY J exercised/converted 8,334 Common Stock at $0.80 (~$6.63K)
  • · Director LEVECCHIO ANTHONY J was awarded 8,334 Warrant at $0.13 (~$1.04K)
EQUITY RESIDENTIAL 4 neutral materiality 4/10

19-08-2026

EVP, Portfolio & Asset Mgmt Thomas Pamela Rogers was awarded 37,875 Common Shares Of Beneficial Interest. Thomas Pamela Rogers holds 85,543 shares after the transaction.

  • · EVP, Portfolio & Asset Mgmt Thomas Pamela Rogers was awarded 37,875 Common Shares Of Beneficial Interest
  • · EVP, Portfolio & Asset Mgmt Thomas Pamela Rogers was awarded 18,850 Common Shares Of Beneficial Interest
OFFICE PROPERTIES INCOME TRUST SC 13D/A neutral materiality 8/10

19-08-2026

Redwood Capital Management and its affiliates filed a Schedule 13D/A disclosing beneficial ownership of 3,961,992 common shares (18.0%) of Office Properties Income Trust (OPIRQ), which emerged from Chapter 11 bankruptcy on June 17, 2026. The shares were received as part of a reorganization plan consideration that also included $82,814,000 aggregate principal amount of 10.000% senior secured notes due 2031. Redwood Capital obtained board designation rights (up to two trustees if ownership ≥10%) and appointed Jonathan Kolatch to the board, while also securing a board observation rights agreement (triggered at ≥15% ownership).

  • · The Issuer filed for Chapter 11 bankruptcy on October 30, 2025, and the Plan was confirmed on April 22, 2026.
  • · Redwood Capital's board designation right is governed by the Fourth Amended and Restated Bylaws adopted on the Effective Date.
  • · Redwood Capital did not initially designate a second trustee or appoint a board observer.
  • · The Reporting Persons have the power to vote or direct the vote and to dispose or direct the disposition of all 3,961,992 common shares.
AST SpaceMobile, Inc. 4 neutral materiality 4/10

19-08-2026

Chief Accounting Officer Bernal Maya was awarded 20,000 Class A Common Stock. Bernal Maya holds 132,449 shares after the transaction.

  • · Chief Accounting Officer Bernal Maya was awarded 20,000 Class A Common Stock
AST SpaceMobile, Inc. 4 neutral materiality 4/10

19-08-2026

CFO and CLO Johnson Andrew Martin was awarded 75,000 Class A Common Stock. Johnson Andrew Martin holds 556,484 shares after the transaction.

  • · CFO and CLO Johnson Andrew Martin was awarded 75,000 Class A Common Stock
AST SpaceMobile, Inc. 4 neutral materiality 4/10

19-08-2026

Chief Operating Officer Gupta Shanti B. was awarded 75,000 Class A Common Stock. Gupta Shanti B. holds 474,980 shares after the transaction.

  • · Chief Operating Officer Gupta Shanti B. was awarded 75,000 Class A Common Stock
AST SpaceMobile, Inc. 4 neutral materiality 3/10

19-08-2026

President Wisniewski Scott was awarded 75,000 Class A Common Stock. Wisniewski Scott holds 782,443 shares after the transaction.

  • · President Wisniewski Scott was awarded 75,000 Class A Common Stock
AST SpaceMobile, Inc. 4 neutral materiality 4/10

19-08-2026

EVP and Chief of Staff Turco Christopher Edward was awarded 200,000 Class A Common Stock. Turco Christopher Edward holds 200,500 shares after the transaction.

  • · EVP and Chief of Staff Turco Christopher Edward was awarded 200,000 Class A Common Stock
FARADAY FUTURE INTELLIGENT ELECTRIC INC. 4 neutral materiality 5/10

19-08-2026

Global President Wang Jiawei was awarded 13,105 Restricted Stock Units.

  • · Global President Wang Jiawei was awarded 13,105 Restricted Stock Units
FARADAY FUTURE INTELLIGENT ELECTRIC INC. 4 neutral materiality 5/10

19-08-2026

Chief Financial Officer Meka Koti Reddy was awarded 6,699 Restricted Stock Units.

  • · Chief Financial Officer Meka Koti Reddy was awarded 6,699 Restricted Stock Units
FARADAY FUTURE INTELLIGENT ELECTRIC INC. 4 neutral materiality 6/10

19-08-2026

Global CEO Jia Yueting was awarded 21,842 Restricted Stock Units.

  • · Global CEO Jia Yueting was awarded 21,842 Restricted Stock Units
Better Home & Finance Holding Co SC 13D neutral materiality 5/10

19-08-2026

Global Investment Ventures LLC and Anthony R. Bobulinski filed a Schedule 13D disclosing beneficial ownership of 624,198 Class A common shares of Better Home & Finance Holding Co, representing approximately 4.7% of the outstanding shares. The shares were acquired for investment purposes at an aggregate cost of approximately $12 million. The filing notes that the Reporting Persons were previously part of a consent solicitation effort to remove five directors, but that effort was disbanded after failing to secure a majority of voting power, and they are no longer participants in that solicitation.

  • · The Reporting Persons disclaim any group status with the Activant Parties and state that any potential group ceased to exist no later than August 17, 2026.
  • · The Reporting Persons are not currently acting together with any other person for acquiring, holding, voting or disposing of shares.
  • · No transactions in the shares were identified during the past 60 days.
  • · This Schedule 13D is stated to be the Reporting Persons' initial and final filing with respect to the shares.
NOCERA, INC. 4 neutral materiality 5/10

19-08-2026

Chief Executive Officer (Asia) TENG SONG-YUAN was awarded 20,000 Common Stock. TENG SONG-YUAN holds 60,000 shares after the transaction.

  • · Chief Executive Officer (Asia) TENG SONG-YUAN was awarded 20,000 Common Stock
NOCERA, INC. 4 neutral materiality 5/10

19-08-2026

Chief Executive Officer JIN ANDY CHING-AN was awarded 20,000 Common Stock. JIN ANDY CHING-AN holds 50,000 shares after the transaction.

  • · Chief Executive Officer JIN ANDY CHING-AN was awarded 20,000 Common Stock
Chicago Atlantic BDC, Inc. 4 positive materiality 7/10

19-08-2026

10% owner Mazarakis John bought 60,000 Common Stock at $9.44 (~$566K). Mazarakis John holds 60,000 shares after the transaction.

  • · 10% owner Mazarakis John bought 60,000 Common Stock at $9.44 (~$566K)
AST SpaceMobile, Inc. 4 neutral materiality 4/10

19-08-2026

Chief Technology Officer Yao Huiwen exercised/converted 40,000 Class A Common Stock at $0.06 (~$2.56K). Yao Huiwen holds 74,750 shares after the transaction.

  • · Chief Technology Officer Yao Huiwen exercised/converted 40,000 Class A Common Stock at $0.06 (~$2.56K)
  • · Chief Technology Officer Yao Huiwen exercised/converted 40,000 AST LLC Incentive Equity Options
AST SpaceMobile, Inc. 4 neutral materiality 4/10

19-08-2026

Chief Executive Officer Avellan Abel Antonio was awarded 150,000 Class A Common Stock. Avellan Abel Antonio holds 78,692,209 shares after the transaction.

  • · Chief Executive Officer Avellan Abel Antonio was awarded 150,000 Class A Common Stock
FARADAY FUTURE INTELLIGENT ELECTRIC INC. 4 neutral materiality 5/10

19-08-2026

Director Jiang Xiao was awarded 5,825 Restricted Stock Units.

  • · Director Jiang Xiao was awarded 5,825 Restricted Stock Units
KNOREX LTD. 20-F negative materiality 9/10

19-08-2026

KNOREX Ltd. reported a net loss of $11.55M for the year ended December 31, 2025, widening 96.2% from a loss of $5.88M in 2024. Revenue declined 44.2% to $6.04M from $10.82M, largely due to an over-70% drop in business from its largest customer, which still accounted for 40.6% of 2025 revenue. While gross profit fell 34.9% and gross margin improved slightly, operating losses surged 70.5% as G&A expenses nearly tripled.

  • · Revenue by geography shifted: US share dropped from 96.3% in 2024 to 82.8% in 2025, while Singapore rose from 3.7% to 17.2%.
  • · The largest customer contract runs on a 12-month renewable term with a 180-day termination notice.
  • · G&A expenses ballooned 186% to $4.82M, the biggest negative change among all expense categories.
  • · Other expense increased 546.6% to $2.05M, indicating significant non-operating costs.
  • · The agreement with the largest customer allows termination with 180 days' notice, creating revenue discontinuity risk.
JBS N.V. 425 neutral materiality 9/10

19-08-2026

JBS N.V. has submitted a non-binding proposal to acquire the remaining ~18% of Pilgrim's Pride Corporation (PPC) common stock it does not already own, offering a fixed exchange ratio of 2.086 JBS Class A common shares per PPC share. Based on closing prices on August 18, 2026, the implied value is approximately $28.49 per PPC share. The proposal is subject to approval by a special committee of independent PPC directors and a majority of minority shareholder votes, and there is no guarantee a binding agreement will be reached.

  • · The proposal is non-binding and subject to negotiation of definitive documentation.
  • · JBS states it has no interest in selling its current PPC stake or participating in an alternative change-of-control transaction.
  • · The proposal is not subject to a due diligence condition and does not require JBS shareholder approval.
  • · JBS expects a special committee of independent PPC directors, advised by independent legal and financial advisors, to evaluate the proposal.
  • · The transaction would require approval of a majority of votes cast by PPC shares not owned by JBS or its affiliates.

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