US SEC Filings Daily Market Digest — August 21, 2026

21-08-2026

ICICI Bank Limited filed a Form 6-K with the SEC on August 21, 2026, disclosing that the presentation made by Managing Director & CEO Sandeep Bakhshi at the 32nd Annual General Meeting is available on the bank's investor relations website. The filing is a routine disclosure under Indian listing regulations and does not contain any financial results or quantitative data.

21-08-2026

Hafnia Limited filed a Form 6-K with the SEC on August 21, 2026, announcing that its Q2 2026 financial results presentation will be held on August 28, 2026. The filing itself does not contain any financial figures or performance data, only the notice of the upcoming presentation.

• · The Q2 2026 financial results presentation is scheduled for August 28, 2026.
• · The filing is a Form 6-K under Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934.
• · The registrant files annual reports under Form 20-F.

21-08-2026

Simulations Plus, Inc. filed supplemental proxy materials (DEFA14A) for its August 27, 2026 special meeting to approve a merger with SP Evolution HoldCo II, LLC. The supplement addresses shareholder lawsuits and demand letters alleging disclosure deficiencies in the original proxy statement, including omissions related to financial projections, Morgan Stanley's fairness analysis, and potential conflicts of interest. While the company denies the allegations, it voluntarily added disclosures to moot the claims, including details on nondisclosure agreements, standstill provisions, and the absence of post-closing employment arrangements with Altaris.

• · The special meeting is scheduled for August 27, 2026, at 5:00 p.m. Eastern Time.
• · Two lawsuits were filed on August 5, 2026: Jones v. Simulations Plus, Inc., et al. (Index No. 654587/2026) and Stevens v. Simulations Plus, Inc., et al. (Index No. 654592/2026).
• · The median analyst price target for the company's shares as of June 15, 2026, was $24.00, with a range of $16.00 to $31.00.
• · Morgan Stanley's DCF analysis used a terminal EBITDA exit multiple range of 4.0x to 10.0x.
• · The comparable companies analysis showed EV/2026 NTM Adjusted EBITDA multiples ranging from 2.3x (Definitive Healthcare) to 11.8x (Veeva Systems).
• · The company received 15 demand letters from purported shareholders, but management believes the allegations are without merit.

21-08-2026

Ryde Group Ltd has called an extraordinary general meeting (EGM) for September 29, 2026 to seek shareholder approval for several major corporate actions, including a 1-for-150 reverse share split to be effective December 4, 2026, an increase in authorized share capital, and adoption of amended articles of association. The reverse split is a significant structural change that will drastically reduce the number of outstanding shares, typically aimed at boosting the per-share price to meet exchange listing requirements. The filing also corrects clerical numbering errors in the company's current articles of association, with no substantive changes.

• · EGM will be held at 9:00 a.m. Singapore time on September 29, 2026 at 7500A Beach Road, #16-310, The Plaza, Singapore 199591.
• · Record date for voting entitlement is August 13, 2026 (U.S. Eastern Time).
• · The reverse share split applies to both Class A and Class B ordinary shares.
• · The company is using a notice-and-access model for distributing EGM materials, with mailing commencing on or about August 21, 2026.
• · A corrected copy of the third amended and restated memorandum and articles of association (Current M&A) is furnished as Exhibit 99.5, correcting clerical paragraph numbering errors with no substantive changes.

21-08-2026

KB Financial Group Inc. disclosed that its largest shareholder, the Korean National Pension Service, reduced its stake from 32,734,500 shares (9.23%) to 32,622,276 shares (9.20%) as of August 7, 2026. The change represents a very slight decrease of 0.03 percentage points in ownership, with total shares outstanding remaining unchanged at 354,687,734.

• · The decrease in shares held by the largest shareholder was 112,224 shares.
• · The total number of outstanding shares remained constant at 354,687,734 between the two dates.
• · The filing was made under Form 6-K for the month of August 2026.

21-08-2026

21-08-2026

ZKH Group Ltd filed a Form 6-K with the SEC on August 21, 2026, attaching a press release as Exhibit 99.1. The filing is a routine foreign issuer report and does not contain any financial results or material operational updates.

• · The filing is a Form 6-K for the month of August 2026.
• · The press release (Exhibit 99.1) is referenced but its content is not included in the filing text.
• · The report is signed by CFO Qian Wang.

21-08-2026

Streamex Corp. reported its first-ever revenue of $0.1M from gold lease income in Q2 2026, marking a key milestone for its tokenized gold platform. The company ended the quarter with a strong liquidity position of $41.8M and no debt, but operating cash burn was $1.6M per month (including $0.5M in non-recurring items). Management will host a call to discuss results, introduce a new permissionless gold offering (GLDC), and outline the product roadmap.

• · First-ever revenue of $0.1M from gold lease income in Q2 2026.
• · Operating cash burn of $1.6M per month in Q2, including $0.5M in non-recurring items.
• · Expected operating cash burn of ~$1.1M per month in Q3 2026 (excluding non-recurring items).
• · No outstanding debt as of June 30, 2026.
• · Management to introduce GLDC (permissionless gold offering) on the earnings call.
• · Company ended Q2 with $41.8M total liquidity, $32.8M working capital, and $147.1M total equity.

21-08-2026

OneConstruction Group Ltd (ONEG) announced the resignation of director Ms. Suet In Chung effective August 21, 2026, due to other commitments, with no disagreement with the company. The board simultaneously appointed Mr. Xiangming Kong as an independent non-executive director, chair of the compensation committee, and member of the audit and nominating committees. Mr. Kong brings nearly two decades of international capital markets and investment management experience, including roles at KPMG, HSBC, ICBC International, and CITIC CLSA.

• · Ms. Chung's resignation was effective immediately on August 21, 2026, and was not due to any disagreement with the company.
• · Mr. Kong holds multiple professional qualifications: CFA, CPA Australia, CAIA, CESGA, FCMA, and CGMA.
• · Mr. Kong graduated with Distinction from the Executive Diploma in Financial Strategy program at the University of Oxford.

21-08-2026

Alterity Therapeutics Ltd filed a Form 6-K with the SEC on August 21, 2026, submitting an application for quotation of securities (ATH). The filing is a routine foreign private issuer report and does not contain any financial results or material business developments.

• · The Form 6-K is incorporated by reference into several existing SEC registration statements (Forms S-8 and F-3).
• · The filing includes an exhibit: Application for quotation of securities - ATH.

21-08-2026

C21 Investments Inc. filed its Form 6-K with the SEC for the month of August 2026, including interim financial statements and management discussion and analysis for the three months ended June 30, 2026. The filing was signed by CFO Michael Kidd and includes certifications from the CEO and CFO.

• · Filing includes interim financial statements for the quarter ended June 30, 2026.
• · Exhibits include CEO and CFO certifications under applicable securities laws.
• · Commission file number: 000-55982.

21-08-2026

Jefferson Capital, Inc. subsidiary issued $100M in 8.250% Senior Notes due 2030 to repay revolving credit facility borrowings and for general corporate purposes. The notes mature May 15, 2030, pay semi-annual interest, and are guaranteed by three intermediate holding companies. The offering was conducted as a private placement under Rule 144A/Regulation S.

• · The notes are unsecured senior obligations guaranteed by three intermediate holding companies.
• · Interest payable semi-annually on May 15 and November 15, starting November 15, 2026.
• · Issuer may redeem notes at any time on or after May 15, 2027 at specified prices; prior to that date, redemption requires a make-whole premium.
• · Up to 40% of the notes may be redeemed before May 15, 2027 with net cash proceeds from equity offerings at 108.250% of principal.
• · The indenture contains customary events of default and negative covenants.
• · The notes have not been registered under the Securities Act and are offered only to QIBs and non-U.S. persons.

21-08-2026

Seabridge Gold Inc. filed a Form 6-K with the SEC for August 2026, attaching a news release dated August 20, 2026. The filing is a routine foreign private issuer report and does not contain financial results or material operational updates.

21-08-2026

Integrated Wellness Acquisition Corp (WELUF) filed its 10-K annual report for the year ended December 31, 2025, showing a net loss of $1,004,004 compared to a net loss of $100,031 in 2024—a 903% year-over-year increase in losses. Total assets grew 7.7% to $15,312,736, driven by higher cash held in trust ($15,310,131 vs. $14,215,318), but the company remains in a shareholders' deficit of ($13,314,157), which deepened by 17.5%. Operating expenses decreased 29.6% to $1,456,944, but interest earned on trust cash fell sharply by 77.0% to $452,940, contributing to the wider net loss.

• · Cash held in trust account increased 7.7% to $15,310,131, but the company had zero cash on hand as of Dec 31, 2025 (vs. $5,141 in 2024).
• · Total current liabilities rose 27.0% to $9,291,762, driven by a 130.4% jump in accounts payable ($959,007 vs. $416,319) and a 23.2% increase in accrued expenses ($2,395,067 vs. $1,943,887).
• · Promissory note – Suntone grew 33.5% to $3,914,459, while the related party promissory note remained flat at $1,790,000.
• · Deferred underwriting commissions of $4,025,000 remained unchanged from 2024.
• · Basic and diluted net loss per share for non-redeemable Class B shares was ($0.52) in 2025 vs. ($0.51) in 2024, essentially flat.
• · Basic and diluted net income per share for redeemable Class A shares was $0.41 in 2025 vs. $0.33 in 2024, an increase of 24.2%.
• · Weighted average shares outstanding of redeemable Class A shares fell 71.1% from 4,104,151 in 2024 to 1,185,481 in 2025, reflecting redemptions.

21-08-2026

ODDITY Tech Ltd. appointed David S. Cohen as an independent Class II director and Audit Committee member, effective August 20, 2026. Mr. Cohen brings over 32 years of experience from Morgan Stanley Investment Management, where he served as Managing Director until his retirement in January 2026. The appointment strengthens board independence and audit oversight, but no financial metrics or performance changes were disclosed in this filing.

• · Mr. Cohen was appointed as a Class II independent director with an initial term expiring at the 2028 annual general meeting.
• · No family relationships or related party transactions requiring disclosure exist between Mr. Cohen and the Company.
• · The Form 6-K is incorporated by reference into the Company's Registration Statements on Form S-8 (File Nos. 333-296510 and 333-274796).

21-08-2026

Grupo Aeromexico filed a Form 6-K on August 21, 2026, attaching a press release dated August 20, 2026, regarding a court decision on the Aeromexico-Delta Antitrust Immunity (ATI) agreement. The filing does not disclose the court's ruling or any financial impact, but the matter is material to the company's strategic alliance with Delta Air Lines.

• · The press release is titled 'Aeromexico Announces Court Decision on Aeromexico-Delta ATI'.
• · The filing is incorporated by reference into the company's Form S-8 registration statement (No. 333-294354).
• · The company's principal executive offices are at Avenida Paseo de la Reforma 243, 25th Floor, Col. Cuauhtemoc, Cuauhtemoc 06500 Mexico City, Mexico.

21-08-2026

Braskem S.A. responded to a B3 request for clarification regarding a news report that it is preparing to file for an out-of-court reorganization to restructure US$10.3 billion in debt. The company confirmed ongoing discussions with financial creditors and advisors, and that it has received non-binding proposals for a potential capital structure restructuring, including possible capitalization and asset collateral. However, no final decision has been reached, and the company remains committed to seeking a consensual solution while continuing normal operations.

• · The company has retained specialized financial and legal advisors since September 2025 to assess capital structure alternatives.
• · A 60-day stay of enforcement actions was granted by a Brazilian court on June 25/26, 2026, and a U.S. court granted a preliminary automatic stay on June 30, 2026, pending recognition of the Brazilian proceeding.
• · The stay period is expiring, and the company is evaluating potential measures for creditor protection.
• · Creditor proposals include possible capitalization and granting of security interests over assets as collateral.

21-08-2026

Bleichroeder Acquisition Corp. II announced a reminder for its extraordinary general meeting on August 25, 2026, to vote on the business combination with Pasqal Holding SAS. Shareholders of record as of August 5, 2026, are entitled to vote. The filing includes extensive forward-looking statements and risk factors, but no specific financial figures or period-over-period comparisons are provided.

• · Extraordinary general meeting scheduled for August 25, 2026.
• · Record date for shareholders to vote is August 5, 2026.
• · The registration statement was declared effective by the SEC on August 5, 2026.
• · The filing includes a joint press release dated August 20, 2026.
• · The company's securities trade on Nasdaq under symbols BBCQU (units), BBCQ (Class A ordinary shares), and BBCQW (warrants).
• · Warrants are exercisable at $11.50 per share.

21-08-2026

Endeavour Silver Corp. filed a Form 6-K with the SEC on August 21, 2026, attaching a press release dated August 20, 2026. The filing is a routine foreign issuer report for the month of August 2026, with no specific financial or operational details disclosed in the filing itself.

• · Filing type: Form 6-K (Foreign Private Issuer Report)
• · Filing date: August 21, 2026
• · Press release date: August 20, 2026
• · Commission file number: 001-33153
• · Registrant files annual reports under Form 40-F

21-08-2026

News Corp filed an 8-K on August 21, 2026, disclosing its daily repurchase activity under its existing $1 billion stock buyback program, as required by Australian Securities Exchange rules. The filing reiterates the company's ongoing authorization to repurchase up to $1 billion in aggregate of its Class A and Class B common stock, but does not provide any new financial results or material changes in operations.

• · The repurchase program covers both Class A common stock (ticker NWSA) and Class B common stock (ticker NWS).
• · The filing includes forward-looking statements regarding the company's intent to repurchase shares from time to time, subject to market conditions and securities laws.
• · Exhibits 99.1 and 99.2 contain the daily transaction disclosures provided to the ASX.

21-08-2026

Tian'an Technology Group Ltd reported a net loss of $7,876 for the six months ended June 30, 2026, compared to net income of $20,115 in the same period last year. Total revenue declined 8% to $433,784 from $471,198, while gross profit fell 28% to $116,846 from $162,878. The company swung from operating income of $20,628 to an operating loss of $6,784, and cash flow from operations turned positive at $445,297 versus a use of $2,597 in the prior period.

• · Revenue from related parties dropped to $0 in H1 2026 from $10,259 in H1 2025.
• · Cost of revenue increased to $316,938 from $300,395, while related party cost of revenue fell to $0 from $7,925.
• · Selling and marketing expenses decreased to $24,952 from $26,860; general and administrative expenses decreased to $98,678 from $115,390.
• · Other expense, net widened to $1,130 from $538.
• · Foreign currency translation adjustment was a loss of $1,992 in H1 2026 versus a gain of $320 in H1 2025.
• · Advances to suppliers surged to $493,923 from $178,059, a major use of cash.
• · Net cash used in financing activities increased to $351,082 from $115,919, driven by higher repayments to related parties ($393,442 vs $157,185).
• · Accumulated deficits deepened to ($707,565) at June 30, 2026 from ($699,689) at December 31, 2025.
• · The company's effective ownership structure: Tian'an Technology Group Ltd is 89% owned by Mr. Heng Fei Yang.
• · Henan Qige Power Artificial Intelligence Technology Co., Ltd. was incorporated on September 25, 2024, focusing on AI software development and healthcare services.

21-08-2026

LivePerson has adjourned its Special Meeting of Stockholders to September 2, 2026, to secure additional votes for the proposed merger with SoundHound AI. While over 97% of preliminary votes cast are in favor, the transaction requires approval from a majority of all outstanding shares, and the company is currently a few percentage points short of that threshold. The company is urging stockholders to vote, highlighting strong support but a need for broader participation.

• · The Special Meeting was adjourned from August 20, 2026 to September 2, 2026 at 10:00 AM ET.
• · The transaction requires approval from a majority of all outstanding shares, not just votes cast.
• · The company is 'a few percentage points away' from reaching the required threshold.
• · The adjourned meeting will be held virtually via live audio webcast at www.virtualshareholdermeeting.com/LPSN2026SM.

21-08-2026

AGI Inc (AGBK) announced via a Form 6-K filing that S&P Global Ratings has upgraded its credit rating to 'brAA' from a prior level. The upgrade reflects improved creditworthiness and was disclosed in a press release dated August 20, 2026. No negative or flat metrics were reported in this filing.

• · The rating upgrade was to 'brAA' on the Brazilian national scale.
• · The filing was made as a Form 6-K with the SEC for the month of August 2026.
• · The company's principal executive office is in Campinas, SP, Brazil.

21-08-2026

Methanex Corp announced that its 50%-owned joint venture Natgasoline LLC has priced $290.95M in new tax-exempt bonds (2026 Bonds) to refinance existing 2018 bonds of the same principal amount. The refinancing extends the mandatory tender date to 2036 and final maturity to 2046, with a 4.75% coupon, and defers amortization payments that began in October 2025, providing greater cash flow flexibility for the joint venture.

• · The 2026 Bonds have a mandatory tender date of August 1, 2036 and final maturity of August 1, 2046.
• · The 2018 Bonds were subject to semi-annual amortization through a sinking fund redemption initiated on October 1, 2025.
• · Closing of the bond offering is expected on or about August 28, 2026, subject to customary conditions.
• · Proceeds will be loaned to Natgasoline LLC to repay the existing 2018 bonds.

21-08-2026

ASP Isotopes Inc. (ASPI) provided an update on its proposed merger of its Renergen subsidiary into ENDRA Life Sciences Inc. to create the first helium pure-play on NASDAQ. Renergen has started Phase 1 production of helium and LNG in South Africa, with first customer shipments expected in September 2026. However, the company faces significant execution risks, including a 44-month build timeline for Phase 2, reliance on $750M in debt financing, and exposure to volatile helium and LNG prices.

• · Renergen's helium concentration is 3% vs. typical US natural gas at 0.04%.
• · Phase 1 started production in August 2026; first customer shipments expected September 2026.
• · Phase 2 construction takes 44 months; first production expected in 2030, full year in 2031.
• · Global helium market is ~$3B; prices have risen from ~$200/MCF to $400-500/MCF, with spot prices above $2,000.
• · 50% of global helium supply is currently unavailable due to Qatar facility damage and Russian export controls.
• · Renergen's 1P reserves are comparable in size to the entire US helium reserve.
• · The asset is designated as strategic by both South African and US governments.
• · Phase 1 at higher prices ($800-1,000/MCF) could generate $15-20M gross profit instead of $11M.

21-08-2026

BSTR Holdings, Inc. and related parties have terminated their business combination agreement with Cantor Equity Partners I, Inc. (CEPO), originally signed July 16, 2025 and amended March 25, 2026. Under the termination agreement, the Seller (BSTR Holdings (Cayman)) will pay CEPO a total of $15 million in cash — $10 million by September 19, 2026 and $5 million by December 1, 2026. The parties have mutually released each other from all liabilities related to the transaction, and the pending S-4 registration statement will be withdrawn.

• · The business combination agreement was originally dated July 16, 2025 and amended on March 25, 2026.
• · On July 8, 2026, CEPO announced discussions of a revised structure and that the transaction would not close on original terms.
• · The termination was effective August 20, 2026 pursuant to Section 10.1(a) of the BCA.
• · All ancillary documents (including subscription agreements) automatically terminated.
• · The engagement letters with Cantor Fitzgerald & Co. were also terminated with mutual releases.
• · Pubco and Newco intend to withdraw the Form S-4 registration statement initially filed May 14, 2026.
• · The termination payment is to be made in two installments: $10M by Sep 19, 2026 and $5M by Dec 1, 2026.

21-08-2026

Brookfield Renewable Partners L.P. filed a Form 6-K with the SEC on August 21, 2026, covering the month of August 2026. The filing includes a press release dated August 20, 2026, as Exhibit 99.1. No financial results or material changes are disclosed in the filing itself.

• · The filing is a routine foreign issuer report under Rule 13a-16 or 15d-16.
• · The press release is dated August 20, 2026, and is included as Exhibit 99.1.
• · The registrant's principal executive office is in Hamilton, Bermuda.

21-08-2026

Sysco Corporation filed its 10-K annual report for fiscal year ending June 27, 2026, reporting consolidated sales of $84,553M, up 3.9% from $81,370M in fiscal 2025. Net earnings declined 3.9% to an unspecified dollar amount, and operating income margin contracted slightly to 3.7% from 3.8%, reflecting higher interest expense (+12.9%) and flat operating income growth (+0.2%). While the International Foodservice Operations segment grew sales 7.6% and SYGMA operating income rose 16.0%, the U.S. Foodservice Operations segment saw near-flat operating income (+0.1%) and the 'Other' segment sales declined 0.5%.

• · The 'Other' segment includes non-core sales such as textile/amenity hotel supplies, janitorial products, medical supplies.
• · International Foodservice Operations contributed 19.0% of total sales in FY2026 vs 18.3% in FY2025.
• · Global Support Center operating loss deepened to $1,010M in FY2026 from $873M in FY2025.
• · Interest expense as a percentage of sales rose to 0.9% in FY2026 from 0.8% in FY2025, an increase of 12.9%.
• · U.S. Foodservice Operations operating margin narrowed to 6.0% in FY2026 from 6.2% in FY2025.
• · Adjusted operating income (Non-GAAP) for U.S. Foodservice was $3,657M, up only 0.7% vs 0.1% on a GAAP basis.
• · Basic and diluted EPS both declined 1.9% in FY2026.
• · The company has an Interim CFO (Brandon E. Sewell) appointed in 2026.

21-08-2026

Interpace Biosciences held its 2026 annual meeting on August 20, 2026, where stockholders approved all seven proposals, including an amended charter, a reverse stock split authorization (range 1:2 to 1:10), new equity and employee stock purchase plans, director elections, executive compensation, and auditor ratification. All director nominees received strong support, though Joseph D. Keegan, Ph.D., Fortunato Ron Rocca, and Stephen J. Sullivan each had over 808,000 withheld votes, indicating notable dissent. The reverse stock split authorization passed with 26,180,980 votes for and only 397,262 against, but the exact ratio and timing remain at the board's discretion.

• · All seven proposals were approved by stockholders.
• · The reverse stock split authorization allows a ratio from one-for-two to one-for-ten, with the exact ratio and timing to be determined by the board within one year.
• · Three director nominees (Keegan, Rocca, Sullivan) each received over 808,000 withheld votes, representing about 3.2% of total shares outstanding (assuming ~25 million shares), indicating notable shareholder dissent.
• · The auditor ratification received the highest support with 26,442,760 votes for and only 134,660 against.
• · Broker non-votes were present on all proposals except the reverse stock split and auditor ratification.

21-08-2026

Liberty Broadband Corp filed an 8-K on August 21, 2026, reporting the termination of a material agreement and the adoption of new bylaws for a wholly owned subsidiary, Fusion Merger Sub 2, Inc., indicating an upcoming merger or acquisition. The filing includes standard corporate governance provisions for the merger subsidiary but provides no financial details or performance metrics.

• · The filing includes Items 1.02 (Termination of a Material Agreement), 2.01 (Completion of Acquisition or Disposition of Assets), 3.01 (Notice of Delisting or Failure to Satisfy a Continued Listing Rule), 3.03 (Material Modification to Rights of Security Holders), 5.01 (Changes in Control of Registrant), 5.02 (Departure of Directors or Certain Officers), 5.03 (Amendments to Articles of Incorporation or Bylaws), and 9.01 (Financial Statements and Exhibits).
• · The bylaws establish the registered office at 251 Little Falls Drive, Wilmington, Delaware, with Corporation Service Company as registered agent.
• · The board of directors initially consists of one person and may be fixed thereafter by the board.
• · Stockholder meetings require a majority of voting power for a quorum; directors are elected by plurality vote.

21-08-2026

Liberty Latin America Ltd. disclosed via Form 8-K that its wholly-owned subsidiary, Liberty Communications PR Holding LP (Liberty PR), made available its financial report for the quarter ended June 30, 2026, on the company's investor relations website. The filing is a routine Regulation FD disclosure and does not contain any specific financial results or material operational updates.

• · The financial report for Liberty PR for the quarter ended June 30, 2026, was made available on August 20, 2026.
• · Liberty PR is a wholly-owned subsidiary of Liberty Latin America Ltd.
• · The filing is furnished under Item 7.01 and is not deemed 'filed' for SEC purposes.

21-08-2026

Blue Moon Metals Inc. filed a Form 6-K with the SEC on August 21, 2026, reporting that on August 20, 2026, it filed a press release with Canadian securities regulators via SEDAR+. The filing is a routine foreign issuer report and does not contain any financial results or material operational updates.

• · The press release was filed on SEDAR+ on August 20, 2026.
• · The filing is under Commission File Number 001-43058.
• · The company's principal executive office is at 220 Bay Street, Suite 550, Toronto, Ontario, M5J 2W4, Canada.
• · The registrant files annual reports under Form 40-F.

21-08-2026

Virtuix Holdings Inc. reported a net loss of $7.2M for the June 2026 quarter, more than tripling from a $2.3M loss a year earlier, as sales slumped 25.7% to $767,300. While gross margin improved (29.6% vs. 17.1% in Q2 2025), operating expenses nearly doubled to $4.1M due to a surge in G&A costs. The company's cash position dropped 21.4% to $7.4M, and it recorded significant debt-related charges, including a $2.5M interest expense and $584K financing expense.

• · Restatement: The March 31, 2026 balance sheet was revised to reclassify $2,709,817 as derivative liabilities and adjust current portion of notes payable by ($758,466), increasing total liabilities by $1,951,351.
• · Interest expense surged to $2,539,592 in Q2 FY26 from $119,299 in Q2 FY25.
• · Debt-related non-cash charges included $2,052,255 amortization of discount on notes payable and $584,150 warrant modification expense.
• · The company derecognized a $40,619 equity method investment during the quarter.
• · Q2 FY26 cash used in operations was $3,294,829, more than double $1,491,122 in Q2 FY25.
• · Q2 FY26 net cash provided by financing activities was $1,278,657, down from $1,600,504 in Q2 FY25.
• · Total assets fell to $12,580,486 from $14,761,370 (March 31, 2026), a decline of 14.7%.
• · EIDL loan and lease liabilities remained relatively stable.

21-08-2026

Northann Corp. announced the resignation of Lin Li as CEO, President, Secretary, Treasurer, and director, effective August 13 and 18, 2026. The Board appointed Kurtis W. Winn as President, Secretary, and Treasurer, and François Vachon as CEO and director. Mr. Vachon will receive a base salary of $7,000 per month for the first three months and $10,000 per month thereafter, with a one-year term and no equity or bonus compensation.

• · Mr. Vachon has over 20 years of financial-services-industry experience, specializing in corporate governance, compliance and risk management.
• · Mr. Vachon studied Business Administration and Management at Laval University and holds FLMI and ACS designations from LOMA.
• · Mr. Vachon is not entitled to an annual bonus, equity award, or other stock-based compensation in connection with his appointment.
• · The Board may consider a future equity award under the Company’s equity incentive plan, subject to separate Board approval and any stockholder or NYSE American approval.
• · Mr. Vachon’s primary responsibilities include establishing and maintaining compliance with NYSE American standards, strengthening public-company governance, overseeing remediation of delinquent Exchange Act reports, and supervising relations with the independent auditor and listing adviser.

21-08-2026

GBank Financial Holdings reported a sharp sequential rebound in Q3 FY26 (June quarter) net income to $5.462M from $1.315M in Q2, driven by a surge in non-interest income and lower non-interest expense. However, asset quality deteriorated significantly: non-performing assets rose to $58.179M (4.06% of total assets) from $37.396M (2.75%) in the prior quarter, and nonaccrual loans jumped to $51.648M from $32.141M. For the six-month period, net income fell to $6.777M from $9.225M a year earlier, while pre-provision net revenue was essentially flat ($13.721M vs $13.826M).

• · Adjusted diluted EPS excluding unusual items was $0.38 for Q3 Jun 30, 2026, compared to $0.31 in Q2 Mar 31, 2026, and $0.34 in Q3 Jun 30, 2025.
• · For the six months ended Jun 30, 2026, adjusted diluted EPS excluding unusual items was $0.69, flat versus $0.69 in the prior-year period.
• · Net charge-offs for Q3 Jun 30, 2026 were $1.167M, down from $1.457M in Q2 Mar 31, 2026.
• · Loans past due 30-89 days and accruing rose to $12.202M as of Jun 30, 2026 from $9.843M as of Dec 31, 2025.
• · The allowance for credit losses (ACL) to nonaccrual loans (excluding guaranteed) fell sharply to 65% as of Jun 30, 2026 from 136% as of Dec 31, 2025.
• · SBA loan originations were $131.420M in Q3 Jun 30, 2026, down from $189.851M in Q2 Mar 31, 2026.
• · Gain on loan sales margin improved to 5.04% in Q3 Jun 30, 2026 from 4.79% in Q2 Mar 31, 2026.
• · Total assets grew to $1.4317B as of Jun 30, 2026 from $1.3595B as of Dec 31, 2025.

21-08-2026

Largo Inc. filed a Form 6-K with the SEC on August 21, 2026, submitting a news release dated August 20, 2026, as an exhibit. The filing is a routine foreign issuer report and does not contain any financial results, material events, or performance data.

• · Filing is a Form 6-K for the month of August 2026.
• · The exhibit is a news release dated August 20, 2026.
• · The registrant files annual reports under Form 40-F.

21-08-2026

Prospect Capital reported mixed results for the fiscal quarter and year ended June 30, 2026. Net Investment Income (NII) declined slightly to $77.7M ($0.15/share) from $79.0M ($0.17/share) in the prior-year quarter, while the company posted a net loss of $(38.1)M ($(0.08)/share) compared to a net loss of $(226.4)M ($(0.50)/share) a year ago. NAV per share fell to $5.71 from $6.56 a year ago, though the company highlighted a successful exit of Valley Electric for ~$328M (20.5% IRR) and continued portfolio rotation toward first-lien senior secured loans (72.5% of cost, up 840 bps from June 2024).

• · Interest as % of Total Investment Income declined to 90.1% in Q4 FY2026 from 94.9% in Q4 FY2025 and 93.4% in Q3 FY2026.
• · Net of Cash Debt to Total Assets increased to 28.6% as of June 30, 2026 from 27.0% as of March 31, 2026, but decreased from 30.4% a year ago.
• · Interest Coverage improved to 366% in Q4 FY2026 from 351% in Q4 FY2025 and 356% in Q3 FY2026.
• · Unsecured and Non-Recourse Debt as % of Total Debt remained at 100.0% for all periods shown.
• · Portfolio included only 2.3% (by fair value) in software companies vs. 22% average for BDCs per Oppenheimer.
• · Middle market investments comprised 91% of $166.3M originations in the June 2026 quarter.
• · Since IPO through June 30, 2026, Prospect has invested ~$23B in over 450 investments and exited over 350.
• · Exited investments since IPO produced a gross IRR of ~12% on $13.4B invested capital and $17.2B proceeds.
• · Middle market lending exited investments since 2004 produced a gross IRR of ~14.4% on $11.5B invested and $14.7B proceeds, with a 0.2% annualized realized loss rate.
• · Senior management and employees own 26.7% of common shares outstanding, ~$0.8B of common equity at NAV.
• · Aggregate investment in NPRC included a $185M unrealized gain as of June 30, 2026.
• · Remaining real estate property portfolio (52 properties) paid an income yield of 5.3% for the quarter.
• · Pro forma for Valley Electric sale, drawn revolver amount would have been $322.7M instead of $562.3M.
• · Distributions declared for September and October 2026 are $0.0350 per share each month, down from $0.045 per month in prior quarters (implied).
• · Cumulative distributions per share since inception through October 2026 declared distribution: $22.14.

21-08-2026

Director Remy Donald Michael bought 540 Class A Common Stock at $5.25 (~$2.84K). Remy Donald Michael holds 62,462 shares after the transaction.

• · Director Remy Donald Michael bought 540 Class A Common Stock at $5.25 (~$2.84K)
• · Director Remy Donald Michael bought 365 Class A Common Stock at $5.40 (~$1.97K)

21-08-2026

21-08-2026

CCO and GC Wang Yanjun sold 618 Class A ordinary shares at $117.75 (~$72.8K). 9 transactions reported in total. Wang Yanjun holds 27,600 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · CCO and GC Wang Yanjun sold 253 Class A ordinary shares at $115.91 (~$29.3K)
• · CCO and GC Wang Yanjun sold 282 Class A ordinary shares at $116.97 (~$33K)
• · CCO and GC Wang Yanjun sold 417 Class A ordinary shares at $117.90 (~$49.2K)
• · CCO and GC Wang Yanjun sold 272 Class A ordinary shares at $119.01 (~$32.4K)
• · CCO and GC Wang Yanjun sold 276 Class A ordinary shares at $119.58 (~$33K)
• · CCO and GC Wang Yanjun sold 362 Class A ordinary shares at $116.09 (~$42K)
• · CCO and GC Wang Yanjun sold 493 Class A ordinary shares at $117.18 (~$57.8K)
• · CCO and GC Wang Yanjun sold 618 Class A ordinary shares at $117.75 (~$72.8K)

21-08-2026

Dingdong (Cayman) Ltd reported Q2 2026 results with GMV up 11.8% YoY to RMB7,265.3M and net income of RMB271.7M, marking the tenth consecutive quarter of profitability. However, the company's continuing operations posted a net loss of RMB63.2M, widening from a loss of RMB23.7M in Q2 2025, and total operating costs and expenses surged 81.7% YoY to RMB143.4M. The balance sheet shows a significant increase in short-term borrowings to RMB1,646.8M from RMB871.5M at year-end 2025, while total assets held for sale rose to RMB6,178.3M.

• · Gross margin improved to 29.6% in Q2 2026 from 28.8% in Q2 2025.
• · Fulfillment expenses as a percentage of total revenues decreased to 18.6% from 21.7%.
• · Sales and marketing expenses as a percentage of total revenues increased slightly to 1.9% from 1.7%.
• · Cash and cash equivalents increased from RMB45.7M (Dec 2025) to RMB1,421.2M (June 2026) in the continuing operations balance sheet.
• · Total shareholders' equity increased from RMB1,040.8M to RMB1,423.7M.
• · Accumulated deficit improved from RMB13,163.2M to RMB12,731.4M.

21-08-2026

Theravance Biopharma is seeking shareholder approval for its merger with a parent company (Merger Sub) at an Extraordinary General Meeting scheduled for September 18, 2026. The merger is expected to close in the second half of 2026, subject to shareholder approval and other conditions. Shareholders are also being asked to approve, on a non-binding advisory basis, merger-related executive compensation and, if necessary, an adjournment of the meeting.

• · Extraordinary General Meeting will be held on September 18, 2026 at 1:30 p.m. Pacific Time at 901 Gateway Boulevard, South San Francisco, California.
• · Record date for voting is July 31, 2026; proxy deadline is 11:59 p.m. Pacific Time on September 17, 2026.
• · Merger Proposal requires approval by a special resolution (at least two-thirds of votes cast).
• · Advisory Merger-Related Compensation Proposal and Adjournment Proposal require a simple majority of votes cast.
• · Directors and executive officers intend to vote all their shares FOR all proposals.
• · Shareholders have dissenters' rights under Section 238 of the Cayman Islands Companies Act.
• · The merger is expected to close in the second half of 2026.
• · The company's discussions with the FDA regarding ampreloxetine may not be fruitful, and FDA may not grant new drug approval.