US SEC Filings Daily Market Digest — August 13, 2026

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AQR Capital Management, LLC and its parent AQR Capital Management Holdings, LLC disclosed a 6.66% beneficial ownership stake in Ultragenyx Pharmaceutical Inc. as of June 30, 2026, representing 6,560,809 shares of common stock. The filing is a routine Schedule 13G by a passive investment manager, indicating no intent to influence control of the company.

• · Share type: Common Stock, par value $0.001, CUSIP: 90400D108
• · Filing made under Rule 13d-1(b) (passive investor exemption)
• · AQR Capital Management, LLC is a wholly owned subsidiary of AQR Capital Management Holdings, LLC
• · No shares owned directly by AQR Capital Management Holdings, LLC
• · Filing date: August 13, 2026; event date: June 30, 2026

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Tempest Therapeutics, Inc. filed an 8-K on August 13, 2026, reporting financial results under Item 2.02 (Results of Operations and Financial Condition) and Item 9.01 (Financial Statements and Exhibits). The filing covers a periodic update on financial performance, but specific quantitative data such as revenue, earnings, cash position, and period-over-period comparisons are NOT_DISCLOSED in the provided summary. Without financial metrics, the filing is purely informational with no actionable positive or negative performance indicators.

• · Event type: Financial Results
• · Date: August 13, 2026
• · Source: us_sec (SEC filing)
• · File size: 462 KB
• · AccNo: 0001193125-26-349374
• · Sector: Not specified
• · Items: 2.02 and 9.01 (multi-item filing)
• · All key financial metrics (revenue, earnings, cash, debt, guidance): NOT_DISCLOSED in summary

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The filing is a Schedule 13G/A submitted by Saba Capital Management, L.P. on August 13, 2026, reporting a 5.0% passive stake in Voya Asia Pacific High Dividend Equity Income Fund (IAE). The filing indicates a decrease in ownership from the prior 6.0% reported, suggesting partial distribution of the position. While the filing confirms passive intent, the reduction in stake signals a potential shift in conviction or rebalancing by the institutional holder.

• · Saba Capital Management, L.P. filed an amendment (13G/A) to its original Schedule 13G.
• · The filing date is August 13, 2026, with accession number 0000895421-26-000272.
• · The filing size is 12 KB, indicating a standard amendment with no additional exhibits or complex disclosures.
• · The fund's sector is not specified in the filing.

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Remora Capital Corp filed its 10-Q for the quarter ended June 30, 2026, reporting net investment income of $3.6M for Q2 and $7.1M for the first half of 2026. Net assets applicable to common shares increased to $203.7M from $177.1M at year-end 2025, driven by $29.2M in share issuance proceeds. However, the portfolio experienced net unrealized depreciation of $1.9M in Q2 and $2.4M year-to-date, and net asset value per common share declined to $9.85 from $9.98 at December 31, 2025.

• · All portfolio securities are classified as Level 3 within the fair value hierarchy, indicating significant unobservable inputs were used for valuation.
• · Qualifying assets represented 100% of total assets as of June 30, 2026, with no non-qualifying assets.
• · The company had $49.8M outstanding on its credit facility as of June 30, 2026, down from $75.0M at year-end 2025, a reduction of $25.2M.
• · Cash and cash equivalents plus restricted cash totaled $11.3M at June 30, 2026, down from $14.6M at December 31, 2025.
• · Total operating expenses for Q2 2026 were $2.8M, reduced by $0.4M in fee waivers to net expenses of $2.4M.
• · The company paid $6.9M in dividends during the first half of 2026.
• · Common shares outstanding increased by 2.9 million shares during H1 2026, primarily from share issuance proceeds of $29.2M.

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Crossingbridge Advisors, LLC filed its Form 13F-HR for the period ending June 30, 2026, reporting total holdings of approximately $566.98 million across 152 positions. The portfolio is heavily concentrated in SPACs and acquisition companies, with the largest single position being a convertible bond in Ziff Davis Inc. valued at $34.08 million. The filing shows a significant allocation to special purpose acquisition companies (SPACs) and early-stage acquisition vehicles, indicating a speculative investment strategy.

• · The portfolio includes 152 positions with a total market value of $566,984,189.
• · The largest holding is Ziff Davis Inc. 1.75% Convertible Bond due November 1, 2026, with a principal amount of $34,278,000 and market value of $34,080,835.
• · Other significant positions include Agriculture & Natural Solutions ($18.40M), WEN Acquisition Corp-A ($15.18M), and M3-Brigade Acquisition V-A ($15.06M).
• · The portfolio is heavily weighted toward SPACs and acquisition companies, with over 100 such positions.
• · Notable non-SPAC holdings include Euronet Worldwide ($9.86M), Comcast Corp ($613,750), Builders FirstSource ($1.12M), and Mattel Inc ($416,400).
• · The filing includes a put option on BBBY (Bed Bath & Beyond) with a strike price of $7.50 expiring January 15, 2027, valued at $1,764,250.
• · The portfolio also includes warrants in Aspire Biopharma Holdings and Xsolla SPAC 1.
• · All positions are reported as sole voting and dispositive power.

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Trek Financial, LLC filed its quarterly Form 13F-HR for the period ending June 30, 2026, reporting approximately $2.01 billion in total equity holdings across 504 positions. The portfolio is heavily weighted toward technology and ETF holdings, with top positions including Apple Inc. ($30.4M), BlackRock iShares U.S. Equity ETFs ($27.8M), and Adobe Inc. ($13.1M). The filing reflects a diversified strategy with significant exposure to gold miners (I-80 Gold Corp at $17.7M) and defined-outcome ETFs from Innovator ETFs Trust.

• · The filing was signed by Thomas Shea, Chief Compliance Officer, on August 12, 2026.
• · The firm was formerly known as BCJ Capital Management, LLC until February 15, 2019.
• · The portfolio includes a large allocation to Innovator ETFs Trust defined-outcome ETFs across multiple series and expiration months.
• · Significant positions in gold-related equities: I-80 Gold Corp (12,292,390 shares, $17.7M), Dakota Gold Corp (1,352,953 shares, $5.8M), Agnico Eagle Mines (74,463 shares, $11.6M), Franco Nevada Corp (60,000 shares, $12.5M).
• · Top technology holdings include Apple Inc. (104,919 shares), Adobe Inc. (63,726 shares), Advanced Micro Devices (23,381 shares), and Applied Materials (16,711 shares).
• · The filing does not include any period-over-period comparisons, so no growth or decline metrics are available.

13-08-2026

Global Water Resources reported strong Q2 2026 results with total revenue up 24.8% YoY to $17.8 million, driven by $2.1 million in unregulated ICFA revenue, the Tucson Water acquisition, organic connection growth, and higher rates. Net income rose 70.4% to $2.7 million, and adjusted EBITDA increased 14.6% to $7.9 million. However, adjusted net income declined to $1.3 million from $1.6 million due to higher depreciation, and total operating expenses rose 14.1% YoY, with depreciation alone up 32.7%.

• · Total operating expenses rose 14.1% YoY to $13.3 million, driven by a 32.7% increase in depreciation, amortization and accretion ($4.4 million vs $3.3 million).
• · Operations and maintenance expenses increased 16.3% YoY to $4.6 million, with higher personnel costs (medical), utilities/chemicals/repairs, and a $0.1 million loss on disposal of utility plant.
• · General and administrative expenses decreased 1.9% YoY to $4.3 million, reflecting lower hiring/moving costs and professional fees, partially offset by higher rent and insurance.
• · Other expense increased $0.4 million to $0.8 million due to higher interest expense from a new term loan and lower interest income.
• · The company declared monthly cash dividends of $0.02533 per share ($0.30396 annualized).
• · A settlement agreement was filed with the ACC to bifurcate rate cases for GW-Santa Cruz (proposed $2.3 million revenue increase, effective Nov 1, 2026) and GW-Palo Verde (withdrawal, refile in 2027).
• · GW-Palo Verde committed to a $0.4 million annual temporary bill credit increase until the next rate case.
• · The company secured an extension of its $20 million revolving line of credit to May 18, 2028.
• · TSMC announced an additional $100 billion investment in Arizona, bringing total planned investment to $265 billion.
• · Arizona employment is projected to grow 1.2% annually through 2034, four times the national average.

13-08-2026

Liftoff Mobile, Inc. reported a net loss of $4.2M for Q2 2026, a significant improvement from a $23.8M loss in Q2 2025, while revenue grew 35.4% YoY to $219.5M. For the first half of 2026, the company achieved net income of $45.1M versus a $19.9M loss in the prior year period, driven by strong operating leverage. However, the company recorded a $17.5M contingent consideration revaluation loss and a $7.4M loss on debt extinguishment in the quarter, and income from operations swung from near break-even to $77.4M.

• · The company completed an initial public offering (IPO) during the quarter, issuing 21,850,000 shares of common stock for net proceeds of $472,397.
• · All 425,000 shares of Series A Redeemable Convertible Preferred Stock were converted into 24,011,299 shares of common stock upon the IPO.
• · Long-term debt was reduced by $418,438 in principal payments during H1 2026, from $1,801,150 to $1,392,149.
• · Stock-based compensation expense surged to $26,634 in H1 2026 from $4,022 in H1 2025, a 562% increase.
• · The company recorded a $17,529 contingent consideration revaluation loss in Q2 2026 (vs. a $3,300 gain in Q2 2025).
• · Income tax expense was $23,461 in Q2 2026 compared to a $4,048 benefit in Q2 2025.
• · Total assets increased to $2,065,962 as of June 30, 2026 from $1,901,329 at December 31, 2025.
• · The company's accumulated deficit improved to $910,871 from $955,971 at year-end 2025.

13-08-2026

Gardner Russo & Quinn LLC filed its Q2 2026 13F-HR, reporting total holdings of approximately $8.93 billion across 85 equity positions. The portfolio is heavily concentrated in consumer staples and large-cap growth names, with top holdings including Alphabet Inc. Cl C ($1.08B), Berkshire Hathaway Inc. Cl A ($1.07B), and Philip Morris International ($819.7M). The filing does not include prior-period data, so period-over-period comparisons are not available.

• · The fund holds 85 equity positions with a total market value of $8,925,889,600 as of June 30, 2026.
• · Top 10 holdings by value: Alphabet Cl C ($1.08B), Berkshire Hathaway Cl A ($1.07B), Philip Morris ($819.7M), Mastercard ($781.9M), Heineken Holding ($679.6M), Nestle ADR ($545.8M), Berkshire Hathaway Cl B ($540.1M), Sunbelt Rentals ($441.2M), Netflix ($407.7M), Martin Marietta ($406.8M).
• · The portfolio is heavily weighted toward consumer staples and large-cap value/growth, with significant international exposure (e.g., Heineken, Nestle, Richemont, Eurofins, Pernod Ricard).
• · No period-over-period comparison data is available in this filing, so changes in positions or values cannot be assessed.

13-08-2026

Aldebaran Financial Inc. filed its quarterly 13F-HR for the period ended June 30, 2026, reporting total holdings of approximately $123.16 million across 82 equity and ETF positions. Major new or increased positions include Fortinet Inc. ($9.24 million), SPDR S&P 1500 ETF ($9.93 million), and Walmart Inc. ($3.05 million). The portfolio shows a strong tilt toward technology, financials, and consumer defensive sectors, with top holdings such as Berkshire Hathaway ($7.83 million), Apple ($7.11 million), and Amazon ($5.25 million). No significant declines or flat performance were noted as the filing only lists current quarter holdings without prior comparison.

• · All holdings are reported as sole voting and dispositive authority.
• · Largest single position by value is SPDR S&P 1500 ETF at $9.93 million (109,406 shares).
• · Top technology holdings include Microsoft ($3.58M), NVIDIA ($4.56M), and Alphabet Class C ($4.27M).
• · Consumer defensive exposures include Coca-Cola ($1.41M), Procter & Gamble ($1.34M), and Walmart ($3.05M).
• · Financial sector holdings include Berkshire Hathaway ($7.83M), JPMorgan Chase ($4.04M), and Regions Financial ($425K).
• · Energy holdings include Exxon Mobil ($690K), Cheniere Energy ($1.24M), and Energy Transfer ($483K).
• · The portfolio includes 20+ ETFs covering broad market, sector, and dividend strategies.
• · Notable mid-cap and small-cap ETF positions: SPDR S&P MidCap 400 ($204K), SPDR S&P 600 Small Cap ($867K).

13-08-2026

King Resources, Inc. reported a net loss of $962,587 for the quarter ended June 30, 2026, a significant increase from a net loss of $307,611 in the same quarter last year. Revenue dropped to zero from $19,221 in the prior-year quarter, and operating expenses more than tripled to $973,650, driven by a surge in sales and marketing expenses. The company's cash position improved to $22,969 from $8,789 at the end of March 2026, but total liabilities exceeded total assets, resulting in a stockholders' deficit of $1,292,906.

• · Sales and marketing expenses increased to $868,296 from $251,074 YoY.
• · General and administrative expenses increased to $105,354 from $64,225 YoY.
• · Stock-based compensation expense of $854,700 was recognized in Q1 FY2027.
• · The company recorded a gain of $45,385 from forgiveness of related party debts and a loss of $34,322 on closure of a subsidiary.
• · Total current liabilities increased to $1,542,588 from $1,465,519 at March 31, 2026.
• · Accumulated deficit widened to $10,590,144 from $9,627,557.
• · Net cash used in operating activities was $43,562, slightly higher than $42,933 in the prior year.
• · Cash provided by financing activities was $57,445 from advances from related parties.
• · The company has significant risks related to its Hong Kong operations and PRC regulations.

13-08-2026

CMC Financial Group filed its quarterly 13F-HR for the period ending June 30, 2026, reporting 45 equity holdings with a total market value of approximately $51.6 million. The portfolio is diversified across sectors including technology, ETFs, and materials, with top holdings in T. Rowe Price Capital Appreciation Premium ETF ($7.85M), Thor Financial Technologies Index Rotation ETF ($4.90M), and Fidelity Large Cap Core ETF ($4.75M). The filing reflects a balanced institutional portfolio with significant ETF exposure and selective individual stock positions.

• · Top 5 holdings by value: T. Rowe Price Capital Appreciation Premium ETF ($7.85M), Thor Financial Technologies Index Rotation ETF ($4.90M), Fidelity Large Cap Core ETF ($4.75M), Pacer US Cash Cows 100 ETF ($5.01M), VanEck Gold Miners ETF ($3.47M)
• · Largest single stock position: Apple Inc ($1.67M, 5,772 shares)
• · Significant ETF exposure: 14 of 45 holdings are ETFs, representing a large portion of portfolio value
• · Notable sector bets: uranium/nuclear (Global X Uranium ETF $603K, Exchange Traded Concepts Tru Range Nuclear RE ETF $639K), gold miners (VanEck Gold Miners ETF $3.47M), silver (Amplify Junior Silver Mine ETF $4.16M)
• · Technology holdings include: NVIDIA ($238K), Microsoft ($884K), Intel ($296K), CrowdStrike ($329K), Dell ($360K)
• · No period-over-period comparison data available as this is a single-quarter snapshot filing

13-08-2026

Siren, L.L.C. filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing a concentrated portfolio of 119 equity holdings with a strong focus on biotechnology and pharmaceutical companies. The fund's largest positions include Scholar Rock Holding Corp ($526.6M), Kymera Therapeutics Inc ($336.7M), Erasca Inc ($208.8M), Veradermics Inc ($203.5M), and Tango Therapeutics Inc ($193.2M), reflecting a high-conviction, growth-oriented biotech strategy. The filing also reveals smaller positions in mega-cap tech names like Alphabet ($32.2M), Microsoft ($22.9M combined), and NVIDIA ($19.0M), indicating a balanced but heavily biotech-centric approach.

• · The fund holds 119 equity positions as of June 30, 2026.
• · The portfolio is heavily concentrated in biotechnology and pharmaceutical companies, with the top 10 holdings by market value all being biotech/pharma firms.
• · The largest position by share count is Lexicon Pharmaceuticals Inc at 44,303,518 shares, valued at $106.3M.
• · Siren holds call options on Apple Inc (23,000 shares) and Microsoft Corp (24,000 shares), indicating a bullish options strategy on these mega-cap tech stocks.
• · The fund has a small position in Tesla Inc (3,500 shares, valued at $1.47M), suggesting a cautious or minimal exposure to the EV maker.
• · Notable mega-cap tech holdings include Alphabet Inc ($32.2M), Microsoft Corp ($22.9M combined), NVIDIA Corp ($19.0M), and Broadcom Inc ($9.4M).
• · The filing includes a disclaimer that the reporting manager may not have formal investment discretion over all securities and may be part of a group exercising discretion, referencing Invus Financial Advisors, LLC and Invus Group, LLC as other managers.
• · The fund holds several early-stage or pre-commercial biotech companies with high share counts but relatively lower market values, such as Gossamer Bio Inc (5,208,968 shares, $0.86M) and Invivyd Inc (5,000,000 shares, $4.36M).

13-08-2026

CIM, LLC filed its Form 13F-HR for the quarter ended June 30, 2026, disclosing equity holdings valued at approximately $773.3 million. The portfolio is concentrated in large-cap technology and industrial names, with top holdings including NVIDIA Corporation ($43.9M), ASML Holding NV ($29.6M), and Alphabet Inc. Class A ($28.0M). The filing reflects a diversified mix of common stocks, ETFs, and a small number of call options, with no prior-period comparison data available to assess changes in positioning.

• · The filing includes 171 equity positions with a total market value of $773,292,511.
• · Top 5 holdings by value: NVIDIA Corp ($43,860,730), ASML Holding NV ($29,570,423), Alphabet Inc. Class A ($28,044,989), Cummins Inc. ($24,065,231), and EMCOR Group Inc. ($23,575,681).
• · The portfolio includes call options on Novo-Nordisk A/S (100 shares) and PayPal Holdings Inc. (2,300 shares).
• · ETF holdings are significant, including iShares Core 1-5 Year USD Bond ETF ($26.7M), Invesco Senior Loan ETF ($11.3M), and iShares MBS ETF ($9.5M).
• · No prior-period comparison data is available in this filing to assess quarter-over-quarter changes.
• · All holdings are reported as sole voting and dispositive power, except for minor shared dispositive power on a few positions (e.g., Alphabet Inc. Class A, International Business Machines Corp, JPMorgan Chase & Co, NVIDIA Corp, Vanguard S&P 500 ETF).

13-08-2026

Amova Asset Management Americas, Inc. filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing equity holdings with a total reported market value of approximately $7.75 billion across 168 positions. The portfolio is heavily concentrated in mega-cap technology stocks, with the top ten holdings accounting for 48% of the total value, led by Tesla ($402.5M), AMD ($433.2M), and NVIDIA ($206.9M). No prior-period comparison is available in this filing, preventing period-over-period analysis of changes.

• · The filing was signed by Chief Compliance Officer Gary L. Beckham on August 13, 2026, as a live 13F-HR submission.
• · Amova Asset Management Americas, Inc. (formerly Nikko Asset Management Americas, Inc. until 2010) is a Delaware corporation with fiscal year end March 31.
• · The firm is affiliated with Sumitomo Mitsui Trust Group, Inc. (CIK 0001475365, SEC file no. 028-14527) and Amova Asset Management Co., Ltd. (CIK 0001425864).
• · Total number of equity entry lines in the securities table is 168.
• · Apple Inc and Microsoft Corp positions are very small: Apple $1,136,124 (3,930 shares), Microsoft $643,401 (1,726 shares).
• · Mega-cap tech (NVIDIA, AMD, Tesla, Amazon, Alphabet, Broadcom, Meta, Robinhood, Coinbase, Shopify) dominates, representing approximately 48% of total portfolio market value.
• · Notable smaller positions include Reddit Inc ($310,593), UMB Financial Corp ($44,113), Chord Energy Corp ($37,370), and Hanover Insurance Group ($87,167).
• · The largest single position by market value is Robinhood Markets at $487.1 million, followed by AMD at $433.2 million and Tesla at $402.5 million.
• · No period-over-period comparison is possible as the filing contains only the June 30, 2026 data without prior-period holdings.

13-08-2026

Oribel Capital Management, LP reported its Q2 2026 13F holdings as of June 30, 2026, with total disclosed equity assets of approximately $3.29 billion across 143 positions. The fund maintained a heavily hedged portfolio, with many positions paired with put options, and showed significant exposure to technology and industrial sectors. No prior-period comparison data is available in this filing, so period-over-period changes cannot be assessed.

• · The fund held 143 positions with a total market value of $3,294,316,897.
• · The largest single position by value was Analog Devices Inc. at $144,411,012 (363,600 shares, paired with puts).
• · Other top holdings include iShares Trust MSCI USA Momentum Factor ETF ($98,186,512), Texas Instruments Inc. ($64,621,576), and 3M Co. ($67,063,122).
• · The fund employed a significant hedging strategy, with many equity positions paired with put options (e.g., 3M, AMD, Amazon, Analog Devices, API Group, ATI, Axon, Baker Hughes, BorgWarner, Carpenter Technology, Cerebras, Cisco, Cloudflare, CrowdStrike, Datadog, DigitalOcean, Dynatrace, Ecolab, F5, Flex, Fortinet, ICON, IBM, Jabil, Keysight, Littelfuse, Lowe's, Mastercard, MKS, MongoDB, Palo Alto Networks, Qualcomm, Ralliant, Republic Services, Sanmina, ServiceNow, Take-Two, Texas Instruments, Thermo Fisher, Varonis, Visa, Waste Connections, Zoom).
• · The fund also held call options on many names, including Accenture, Adobe, AMD, Atlassian, Autodesk, Automatic Data Processing, Baker Hughes, Celestica, Charter Communications, Check Point Software, Cognizant, Danaher, Dynatrace, Equifax, FactSet, Fox Corp, Garmin, GE Vernova, Halliburton, HP, Illinois Tool Works, Intercontinental Exchange, Intuit, IQVIA, iShares MSCI Taiwan ETF, iShares MSCI USA Momentum Factor ETF, Johnson Controls, McKesson, Microsoft, Mirion Technologies, Netskope, NVIDIA, Oklo, Palantir, PayPal, Rollins, S&P Global, Salesforce, Sanmina, SAP, Seagate, ServiceNow, SLB, Snowflake, UL Solutions, Varonis, Western Digital, Workday, and Zscaler.
• · Notable new positions or significant call activity include Netskope Inc. (984,200 call shares), Dynatrace Inc. (737,500 call shares), Cognizant Technology Solutions (654,500 call shares), and API Group Corp. (603,600 shares + puts).
• · The fund had exposure to nuclear energy via Oklo Inc. (118,500 call shares) and AI-related names such as Cerebras Systems (22,100 shares + puts) and NVIDIA (46,900 shares + 355,300 calls).

13-08-2026

Northwest & Ethical Investments L.P. filed its Form 13F-HR for the quarter ended June 30, 2026, reporting $4.296 billion in total equity holdings across 522 positions. The portfolio is heavily weighted toward U.S. and Canadian equities, with top holdings including Alphabet Inc. (Class C, $107.3M), Apple Inc. ($112.9M), Amazon.com Inc. ($61.6M), Broadcom Inc. ($82.7M), and American Century ETF Trust AvanRe International ETF ($158.3M). The filing does not provide prior-period comparisons, so no period-over-period performance analysis is available.

• · The filing includes 522 positions with a total reported value of $4,296,128,189.
• · All holdings are listed as sole voting and sole dispositive power, indicating direct control.
• · The portfolio includes a small number of call options (Cenovus Energy Inc., Gildan Activewear Inc., Hudbay Minerals Inc.) and convertible notes (Etsy Inc., Guardant Health Inc.).
• · No prior-period comparison data is provided in this filing, so quarter-over-quarter changes cannot be assessed.
• · The filing was signed by Yasmin Lalani, SVP, Chief Legal Officer and Chief Governance Officer, on August 12, 2026.

13-08-2026

Mason Investment Advisory Services, Inc. filed its quarterly 13F-HR for the period ending June 30, 2026, reporting total holdings of approximately $2.63 billion across 84 equity positions. The portfolio is heavily weighted toward ETFs, with the top holdings including the iShares MSCI USA Value ETF ($893M), American Century ETFs (combined ~$855M), and T. Rowe Price Growth ETF ($258M). The filing shows a diversified, value-oriented strategy with significant exposure to U.S. large-cap value, small-cap value, and international small-cap funds.

• · The filing is a 13F combination report, indicating Mason Investment Advisory Services manages over $100M in Section 13(f) securities.
• · All 84 positions are listed with sole voting and dispositive power, suggesting direct control over the holdings.
• · The largest single equity position by value is iShares MSCI USA Value ETF at $893.4M, representing about 34% of the total portfolio.
• · The portfolio includes a small position in Precigen Inc (10,000 shares, $57,000), a biotech stock, which is the only individual biotech holding.
• · The filing lists two other managers (Aperio Group, LLC and BlackRock, Inc.) as other managers included in the report, indicating some holdings may be managed by these firms on behalf of Mason.

13-08-2026

Cladis Investment Advisory, LLC filed its quarterly 13F-HR for the period ended June 30, 2026, reporting a total portfolio value of approximately $213.98 million across 173 holdings. The portfolio is heavily weighted toward mega-cap technology stocks, with top positions including Apple ($15.3M), NVIDIA ($9.4M), and Amazon ($5.1M), alongside significant sector ETF allocations. The filing reflects a diversified strategy with exposure to energy, financials, and healthcare, but no period-over-period comparison data is available to assess performance trends.

• · Top 10 holdings by value: Apple ($15.3M), NVIDIA ($9.4M), Amazon ($5.1M), GE Vernova ($5.7M), GE Aerospace ($5.6M), Eli Lilly ($5.0M), Taiwan Semi ($4.9M), Advanced Micro Devices ($4.1M), Caterpillar ($4.2M), Invesco QQQ ($4.4M).
• · Largest position by share count: AT&T (86,465 shares), followed by Ford Motor (114,315 shares) and QXO Inc. (120,965 shares).
• · Significant sector ETF holdings include Select Sector SPDR Technology ($1.2M), Vanguard Financials ETF ($1.5M), and iShares Future AI & Tech ETF ($1.4M).
• · Gold exposure via SPDR Gold Trust ($262k) and several gold mining equities (Agnico Eagle, Kinross, Newmont, B2Gold, New Found Gold).
• · No period-over-period comparison data is available in this filing, so trends cannot be assessed.

13-08-2026

NBZ Investment Advisors LLC filed its 13F-HR for the quarter ended June 30, 2026, reporting a total portfolio value of approximately $256.5 million across 86 equity holdings. The firm's largest positions include SPDR Series Trust (S&P 500 ETF) at $34.7 million, Amplify ETF CWP Enhanced Dividend at $24.2 million, and Innovator ETFs Trust Defined WLT Shield at $16.8 million. The filing shows a diversified portfolio with significant exposure to ETFs and major tech stocks like Apple, Microsoft, and Nvidia.

• · The filing includes 86 holdings with a total market value of $256,494,559.
• · Top holdings by value: SPDR S&P 500 ETF ($34.7M), Amplify CWP Enhanced Dividend ETF ($24.2M), Innovator Defined WLT Shield ETF ($16.8M), T Rowe Price US Equity Research ETF ($15.6M), and GraniteShares US ETF ($15.5M).
• · The firm holds call options on Amazon (400 shares), Broadcom (200 shares), Meta Platforms (100 shares), Microsoft (200 shares), Nvidia (600 shares), and Pinnacle Financial Partners (600 shares).
• · Notable equity positions include Apple (15,287 shares, $4.4M), Microsoft (4,037 shares, $1.5M), Nvidia (14,934 shares, $3.0M), Alphabet Class C (9,238 shares, $3.3M), and Amazon (2,140 shares, $0.5M).
• · The portfolio includes a small position in Space Exploration Technologies Corp (SpaceX) Class A common stock (1,561 shares, $266,712).
• · The filing was signed by Richard I. Zivi, Jr., Managing Member, on August 13, 2026.

13-08-2026

Arvin Capital Management LP disclosed its Q2 2026 13F-HR filing, reporting holdings valued at approximately $766 million across 51 equity and option positions as of June 30, 2026. The portfolio shows significant exposure to TransAlta Corp ($51.8M), GXO Logistics ($30.3M), and Rocket Cos ($29.7M), with notable call options on Akamai, Alibaba, and Microsoft. The filing does not provide prior-period comparative data, so no period-over-period changes can be assessed.

• · Largest single holding: TransAlta Corp common stock valued at $51.8M (3,742,183 shares).
• · Notable put options include Invesco QQQ Trust ($29.5M), iShares MSCI USA Momentum Factor ETF ($17.1M), iShares Russell 2000 ETF ($7.2M), Netflix ($2.97M), PDD Holdings ($10.3M), and VanEck Semiconductor ETF ($7.9M).
• · Largest call option positions: Amentum Holdings ($9.3M), Equifax ($19.0M), Microsoft ($38.8M), Sea Ltd ($9.6M), TransAlta ($4.6M), Union Pacific ($23.9M), Vistra ($19.0M), and Wayfair ($13.9M).
• · Smallest common stock holdings by value: Alibaba ADS ($319K), Ducommun ($2.5M), Netflix ($257K), Seagate Technology ($6.7M), and Talen Energy ($4.3M).
• · No period-over-period comparisons are available since the filing only reports current quarter holdings.

13-08-2026

Nuveen Global Cities REIT, Inc. reported net income of $12.5M for Q2 2026, reversing a $2.1M net loss in Q2 2025, driven by strong realized and unrealized gains from real estate-related securities and improved rental revenue. However, the REIT struggled with rising interest expense ($9.9M vs $11.4M YoY for Q2), a growing accumulated deficit ($645.2M vs $597.8M at Dec 2025), and a net redemption of common stock totaling $155.7M in H1 2026 (vs $131.2M in H1 2025), indicating persistent investor outflows despite operational improvements.

• · Total assets increased 3.1% from $2.73B at Dec 31, 2025 to $2.81B at June 30, 2026.
• · Total liabilities increased 8.0% from $991.7M at Dec 31, 2025 to $1.07B at June 30, 2026.
• · Common stock repurchases exceeded issuances in H1 2026 ($143.4M repurchased vs $125.4M issued), net cash outflow ~$18.0M.
• · Contributions from non-controlling interests surged to $26.8M in H1 2026 from $0.6M in H1 2025, a 45x increase.
• · Interest expense declined 12.5% YoY for Q2, but borrowing under credit facility increased to $91.0M in H1 2026 from $40.0M in H1 2025.
• · Realized/unrealized gain from real estate-related securities was $11.4M in Q2 2026 vs a loss of $1.5M in Q2 2025.

13-08-2026

Liberty One Investment Management, LLC filed its Form 13F-HR for the quarter ended June 30, 2026, reporting a diversified equity portfolio with top holdings in UnitedHealth Group ($30.4M), Eli Lilly ($29.2M), Cardinal Health ($27.2M), Johnson & Johnson ($27.1M), and Alliant Energy ($26.4M). The filing includes both wholly-owned (SOLE) and shared-definitive (DFND) positions across 219 securities, with significant exposure to healthcare, utilities, consumer staples, and technology sectors. No prior-period comparison data is available in this filing, so period-over-period trends cannot be assessed.

• · The filing is for the quarter ended June 30, 2026, submitted on August 12, 2026.
• · All reported positions are listed as SOLE (sole voting and dispositive power) or DFND (shared-definitive).
• · The largest SOLE position by market value is UnitedHealth Group at $30,445,623 (73,252 shares).
• · The largest SOLE position by share count is AT&T with 986,517 shares valued at $20,420,911.
• · The portfolio includes significant ETF holdings, including Two Roads Shared Trust LIBE ON SPEC ETF (637,845 shares, $17,280,369) and LIBE ON DIVI ETF (412,347 shares, $10,980,389).
• · No prior-period comparison data is available in this filing, so period-over-period trends cannot be assessed.
• · The filing does not contain any negative or flat performance metrics as it is a snapshot of holdings without historical context.

13-08-2026

Traction Financial Partners, LLC filed its quarterly 13F-HR report with the SEC for the period ending June 30, 2026, disclosing a portfolio of 61 equity holdings valued at approximately $188.3 million. The firm's largest positions include the Invesco QQQ Trust ($21.1M), SPDR S&P 500 ETF ($22.4M), and First Trust Rising Dividend Achievers ETF ($19.5M), indicating a focus on broad market and dividend-oriented ETFs. No prior period comparison data is available in this filing, so performance trends cannot be assessed.

• · The portfolio is heavily weighted toward ETFs (over 50 distinct ETFs) rather than individual stocks.
• · Individual stock holdings are limited to 7 names: Alphabet, Amazon, Apple, NVIDIA, Tesla, Walmart, and a small position in a VanEck semiconductor ETF.
• · The largest individual stock position is Apple Inc. at $744,044 (2,571 shares).
• · Tesla Inc. is the smallest individual stock holding at $315,029 (749 shares).
• · The firm holds a significant municipal bond ETF position: Vanguard Tax-Exempt Bond ETF ($3.35M) and First Trust Managed Municipal ETF ($1.11M).
• · No options, warrants, or convertible securities are reported; all positions are common stock or ETF shares.
• · All holdings are listed with sole voting and dispositive power, indicating no shared control.

13-08-2026

IF Advisors, LLC filed its Form 13F-HR for the quarter ended June 30, 2026, reporting total holdings of approximately $152.1 million across 60 equity and ETF positions. The portfolio is heavily weighted toward Vanguard and Schwab index funds, with the top holding being Vanguard Large-Cap ETF at $18.3 million. The filing reflects a diversified, passive-oriented investment strategy with a focus on U.S. large-cap, international developed markets, and fixed-income ETFs.

• · The portfolio is concentrated in ETFs, with the top 10 holdings accounting for approximately $85.9 million (56% of total value).
• · The largest single stock holdings are Berkshire Hathaway ($5.9M), Exxon Mobil ($1.5M), Tesla ($1.2M), NVIDIA ($0.5M), and Alphabet ($0.45M).
• · Fixed-income exposure includes municipal bond ETFs (JPMorgan Ultra-Short Municipal Income ETF $3.5M, iShares Short-Term National Muni Bond ETF $2.0M, Vanguard Short-Term Tax-Exempt Bond ETF $2.0M) and Treasury ETFs (iShares 3-7 Year Treasury Bond ETF $4.2M, iShares 1-3 Year Treasury Bond ETF $3.0M, iShares 7-10 Year Treasury Bond ETF $1.4M).
• · International exposure is significant: Vanguard FTSE Developed Markets ETF ($16.3M), Schwab International Equity ETF ($3.5M), iShares MSCI EAFE Value ETF ($5.4M), and emerging market ETFs totaling ~$1.5M.
• · The filing does not include any period-over-period comparisons, so no trends or changes in holdings can be assessed.

13-08-2026

Star Mountain Lower Middle-Market Capital Corp filed its 10-Q for the quarter ended June 30, 2026, reporting net investment income of $4.1M (down 32% YoY) and total net assets of $231.7M (down 2.3% from Dec 2025). The company launched a new Class SP share class with $108.6M in net assets transferred from Class I, while total net assets declined due to share repurchases and distributions. Net asset value per share for Class I fell slightly to $23.34 from $23.48 at year-end 2025.

• · The company issued a $25.0M Unsecured Note during H1 2026, with $387,003 in interest payable as of June 30, 2026.
• · Interest and other financing fees more than doubled to $2.7M in Q2 2026 from $1.3M in Q2 2025, driven by higher debt balances.
• · Net realized loss on non-controlled/non-affiliate investments was $7.8M for H1 2026 vs a $4.4M gain in H1 2025.
• · The company repurchased $11.8M of shares in H1 2026, slightly down from $11.9M in H1 2025.
• · Cash flow from operations was negative $25.6M in H1 2026, compared to positive $24.1M in H1 2025, primarily due to increased investment purchases.
• · Affiliate investments decreased from $62.9M at Dec 31, 2025 to $59.3M at June 30, 2026, driven by a $7.1M reduction in Lasalle Staffing.
• · The company had $5.9M in redemptions payable and $5.6M in distributions payable as of June 30, 2026.

13-08-2026

One Capital Management, LLC filed its 13F-HR for the quarter ended June 30, 2026, reporting a total of 532 holdings with a combined market value of approximately $3.64 billion. The portfolio is heavily weighted toward large-cap equities and fixed-income ETFs, with top positions in NVIDIA ($98.8M), Microsoft ($53.1M), Alphabet Inc. C ($42.9M), and iShares Broad USD High Yield Corp Bond ETF ($96.2M). The filing reflects a diversified, income-oriented strategy with significant allocations to technology, healthcare, and energy sectors.

• · The filing includes 532 holdings with a total market value of $3,639,130,834.
• · Top 10 holdings by market value: NVIDIA ($98.8M), iShares Broad USD High Yield Corp Bond ETF ($96.2M), Microsoft ($53.1M), Alphabet Inc. C ($42.9M), SPDR Bloomberg 1-3 Month T-Bill ETF ($37.0M), iShares International Select Dividend ETF ($35.3M), Meta Platforms ($28.3M), CrowdStrike ($22.1M), Chevron ($21.7M), JPMorgan Chase ($20.7M).
• · The portfolio includes a mix of equity ETFs, fixed-income ETFs, and individual stocks across sectors such as technology, healthcare, energy, financials, and utilities.
• · Notable holdings include Ford Motor Co. (622,046 shares), Green Plains Inc. (205,859 shares), Enbridge Inc. (198,657 shares), and MetLife Inc. (176,402 shares).
• · The filing was signed by Curtis Wheeler, Chief Compliance Officer, on August 13, 2026.

13-08-2026

Fidelis Capital Partners, LLC filed its 13F-HR for the quarter ended June 30, 2026, reporting total holdings of approximately $1.74 billion across 540 positions. The filing shows a diversified portfolio with top holdings in Apple Inc. ($83.5M), Alphabet Inc. ($76.5M combined), Amazon.com Inc. ($32.3M), and Advanced Micro Devices Inc. ($12.3M). The report reflects the firm's investment strategy as of mid-2026, with significant exposure to technology, healthcare, and energy sectors.

• · The filing includes 540 positions with a total market value of $1,736,486,367.
• · Top holdings by value: Apple Inc. ($82,923,196), Alphabet Inc. Class A ($43,676,632), Alphabet Inc. Class C ($32,864,029), Amazon.com Inc. ($32,276,901), Advanced Micro Devices Inc. ($12,294,960).
• · Significant holdings in energy sector: Exxon Mobil Corp. ($15,429,612), Chevron Corporation ($6,056,249), ConocoPhillips ($1,649,362), Energy Transfer LP ($2,248,607).
• · Healthcare exposure includes Eli Lilly & Co. ($13,746,667), AbbVie Inc. ($9,734,895), Amgen Inc. ($2,940,052), Bristol-Myers Squibb Co. ($1,613,014).
• · Technology holdings include Broadcom Inc. ($25,494,094), Cisco Systems Inc. ($9,388,930), Intel Corp. ($4,875,740), International Business Machines Corp. ($6,321,227).
• · Financial sector holdings include Bank of America Corp. ($14,068,788), Goldman Sachs Group Inc. ($12,078,012), Citigroup Inc. ($1,960,560).
• · The filing does not provide period-over-period comparisons, so no changes in positions or values can be assessed.

13-08-2026

Douglass Winthrop Advisors, LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total of 308 equity holdings with an aggregate market value of approximately $5.80 billion. The portfolio is heavily concentrated in large-cap technology, financial, and consumer staples names, with top holdings including Berkshire Hathaway (Class B), Microsoft, Amazon, Alphabet (Class C), and Apple. The filing reflects a diversified, long-term-oriented investment strategy with significant positions in both growth and value-oriented securities.

• · The filing includes 308 equity positions, all held with sole voting and dispositive power.
• · Top 10 holdings by market value: Berkshire Hathaway (Class B) ~$453M, Microsoft ~$292M, Amazon ~$295M, Alphabet (Class C) ~$466M, Apple ~$211M, Mastercard ~$200M, Deere & Co ~$203M, Markel Group ~$157M, Martin Marietta Materials ~$125M, Monster Beverage ~$126M.
• · Notable smaller positions include Bitcoin-related ETFs: ARK 21Shares Bitcoin ETF ($237K) and iShares Bitcoin ETF ($671K).
• · Two holdings (International Briquette Holding and MyeCheck Inc) are reported with a market value of $0, indicating potentially worthless or fully written-down positions.
• · The portfolio includes a mix of common stocks, ADRs, ETFs, and limited partnership interests.

13-08-2026

Morse Asset Management, Inc disclosed its Q2 2026 equity holdings in a Form 13F-HR filing as of June 30, 2026. The fund's top holdings by market value include Amazon.com, Boeing, Alphabet, Microsoft, and Eli Lilly. The portfolio also features significant positions in Micron Technology, Vertiv Holdings, and PIMCO Dynamic Income Fund. No prior period data is included in the filing, so period-over-period comparisons are not available; sentiment is neutral.

• · The filing contains 415 distinct equity positions.
• · Minor positions with market value less than $10 include: Verizon (5 dollars), Consolidated Edison (6 dollars), American Battery Technology (190 dollars), and Playboy (122 dollars).
• · Zero-share positions were reported for Verizon and Consolidated Edison.
• · Largest position by market value is Micron Technology at $30.19M (26,154 shares), followed by Amazon.com at $20.97M (87,976 shares) and Alphabet at $20.52M (57,406 shares).
• · The portfolio includes several ETFs: Invesco QQQ Trust, iShares MSCI Emerging Markets ETF, SPDR S&P 500 ETF, and iShares Russell 2000 ETF, among others.
• · Material holdings in energy-related names include SPDR Gold Shares ($3.57M), VanEck Gold Miners ETF ($0.82M), and Valero Energy ($0.94M).
• · The fund holds a position in Celsius Holdings ($2,928 value) and CleanSpark ($5,093 value).

13-08-2026

Provectus Biopharmaceuticals reported a net loss of $988,716 for Q2 2026, a significant improvement from the $1,852,081 loss in Q2 2025, driven by a 49.5% reduction in operating expenses. However, the company recorded zero grant revenue in Q2 2026 versus $57,480 in the prior year, and its accumulated deficit deepened to $265,126,832. Cash increased sharply to $1,156,915 from $251,291 at year-end 2025, primarily due to $1,621,050 in financing proceeds, but the company remains in a stockholders' deficit of $6,287,564.

• · Convertible notes payable (including related parties) increased to $3,310,000 at June 30, 2026 from $2,610,000 at December 31, 2025.
• · Total liabilities rose to $7,761,065 at June 30, 2026 from $7,000,220 at December 31, 2025.
• · Net cash used in operating activities improved to $715,814 in H1 2026 from $1,616,571 in H1 2025.
• · The company had no restricted cash at June 30, 2026, compared to $30,542 at June 30, 2025.
• · Non-cash conversion of 2025 Notes and related accrued interest to Series D-1 Preferred Stock totaled $1,074,935 in H1 2026.
• · Conversion of accrued directors' fees to Series D-1 Preferred Stock amounted to $542,501 in H1 2026.

13-08-2026

NewGen Asset Management Ltd filed its 13F-HR for the quarter ended June 30, 2026, reporting 34 equity holdings with a total market value of approximately $242.7 million. The portfolio is concentrated in natural resources (mining, silver, gold, uranium), energy infrastructure, and select technology/industrial names, with notable call option positions in Agnico Eagle Mines, Amplify Junior Silver Mine ETF, iShares Silver Trust, Precision Drilling, and Thomson Reuters. The filing reflects a value-oriented, resource-heavy strategy with significant exposure to precious metals and energy.

• · Largest single position by value: MDA Space Ltd at $29.9M (725,000 shares).
• · Second largest: iShares Silver Trust call option at $21.4M (400,000 shares).
• · Third largest: Highlander Silver Corp at $19.5M (4,180,000 shares).
• · Call options held in Agnico Eagle Mines (50,000 shares, $7.8M), Amplify Junior Silver Mine ETF (500,000 shares, $13.0M), iShares Silver Trust (400,000 shares, $21.4M), Precision Drilling (133,600 shares, $10.2M), and Thomson Reuters (100,000 shares, $8.2M).
• · Convertible note positions: Progress Software Corp 3.500% due 3/0 ($4.7M) and Winnebago Industries 3.250% due 1/1 ($1.9M).
• · No period-over-period comparisons available as this is a single-quarter snapshot.

13-08-2026

Topsail Wealth Management, LLC filed its Form 13F-HR for the quarter ended June 30, 2026, reporting total holdings valued at approximately $78.3 million across 297 positions. The portfolio is heavily weighted toward large-cap U.S. equities and ETFs, with top holdings including Apple Inc. ($7.6M), Microsoft Corp. ($6.4M), Alphabet Inc. (combined Class A and C, ~$5.6M), and Amazon.com Inc. ($2.9M). The filing reflects a diversified, core-satellite strategy with significant allocations to Dimensional ETF Trust and First Trust exchange-traded funds.

• · The filing was signed by Matthew Snipes, Chief Compliance Officer, on August 13, 2026.
• · The portfolio includes 297 positions with a total market value of $783,268,207.
• · The largest single stock holding by value is Cincinnati Financial Corp. at $55,385,223 (297,642 shares).
• · The largest ETF holding by value is the Dimensional ETF Trust US Equity Market ETF at $10,492,564 (128,052 shares).
• · The portfolio includes a significant allocation to First Trust exchange-traded funds across multiple strategies (e.g., sector alphaDEX, Dorsey Wright, Vest buffered outcome ETFs).
• · The portfolio also holds a position in Gambling.com Group Limited (148,512 shares, value $282,173).
• · No period-over-period comparisons are available as this is a single-quarter filing without prior quarter data.

13-08-2026

Entruity Wealth, LLC filed its quarterly 13F-HR for the period ended June 30, 2026, reporting total holdings of approximately $154.6 million across 54 equity positions. The portfolio is heavily weighted toward Capital Group fixed-income and equity ETFs, with top holdings including Capital Group Dividend Value ETF ($21.3M), Capital Group US Multi-Sector Income ETF ($17.4M), and Capital Group Core Equity ETF ($9.1M). The filing shows a diversified mix of U.S. large-cap stocks, sector ETFs, and precious metals trusts, but no period-over-period comparison data is available to assess performance trends.

• · Top holding by value: Capital Group Dividend Value ETF at $21,285,256 (431,925 shares).
• · Second largest holding: Capital Group US Multi-Sector Income ETF at $17,429,314 (637,736 shares).
• · Third largest: Capital Group Core Equity ETF at $9,091,174 (204,388 shares).
• · Largest single stock position: Apple Inc. at $3,872,792 (13,384 shares).
• · Precious metals exposure: Sprott Physical Silver Trust ($6,820,668; 361,456 shares) and Sprott Physical Gold Trust ($4,294,718; 142,351 shares).
• · Smallest position: XCF Global Inc Class A at $5,566 (12,610 shares).
• · No period-over-period comparison data is available in this filing.

13-08-2026

Curry Webb Wealth Management LLC filed its Form 13F-HR for the quarter ended June 30, 2026, reporting $241.5 million in total disclosed equity holdings across 67 positions. The portfolio is heavily weighted toward ETFs, with the top three holdings—iShares Core S&P 500 ETF ($40.8M), Vanguard Admiral 500 Growth Index ($23.4M), and Invesco S&P 1000 Dynamic ETF ($21.0M)—accounting for over 35% of total assets. No period-over-period comparisons are available in this initial filing, so performance trends cannot be assessed.

• · The filing is Curry Webb Wealth Management's initial 13F filing (no prior quarter data available for comparison).
• · All 67 positions are held with sole voting and dispositive power.
• · The portfolio is ETF-dominated; only 10 individual stocks appear (HBAN, LLY, AAPL, C, MBIN, GOOGL, AMZN, NVDA, MSFT, MCD, GOOG, META, WMT, COF).
• · Largest single stock holding is Eli Lilly & Co. at $2.6M (2,140 shares).
• · Gold-related holdings total approximately $10.2M across SPDR Gold Shares, SPDR Gold MiniShares, iShares Gold Trust, and ETFS Physical Gold.
• · Fixed-income ETFs (ultra-short, aggregate bond, treasury) total roughly $22.5M, indicating a modest allocation to income.
• · No short positions or put/call options are reported.

13-08-2026

ArchPoint Investors filed its 13F-HR for the quarter ended June 30, 2026, reporting a portfolio value of approximately $473.4M. The portfolio is diversified across equities, ETFs, and commodities, with top holdings including Alphabet ($120.3M), Amazon ($32.9M), and Cisco ($15.1M). The filing shows new positions in Arm Holdings and Climb Bio, indicating a shift toward technology and biotechnology exposure, while maintaining significant allocations to index ETFs and energy infrastructure.

• · Portfolio value of approximately $473.4M as of June 30, 2026.
• · Total of 80 holdings reported.
• · New positions include Arm Holdings (1,600 shares) and Climb Bio (128,900 shares).
• · Top holdings by value: Alphabet ($120.3M), Amazon ($32.9M), Cisco ($15.1M), Vanguard Total Stock Market ETF ($24.3M), Vanguard 500 Growth Index ($22.5M).
• · Significant exposure to energy infrastructure (Dorchester Minerals, Enterprise Products, Cheniere, Tortoise Energy, SPDR O&G) and commodity trusts (Sprott Physical Gold & Silver, SPDR Gold).
• · Over $63M combined in Vanguard index ETFs (S&P 500, Total Stock Market, Growth, Value, Real Estate).
• · Biotech and healthcare positions include AbCellera, Climb Bio, Regenxbio, Solid Biosciences, and SPDR Biotech ETF.

13-08-2026

Soundwatch Capital LLC filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing 53 equity holdings with a total market value of approximately $1.5 billion. The portfolio is heavily concentrated in large-cap U.S. equities and ETFs, with top positions in iShares Core S&P 500 ETF, SPDR S&P 500 ETF, Apple, and Vanguard ESG U.S. Stock ETF. The filing reflects a diversified, index-oriented strategy with a notable tilt toward technology and quality-growth factors.

• · The portfolio includes 53 holdings, with the top two positions (iShares Core S&P 500 ETF and SPDR S&P 500 ETF) together representing over $781 million, roughly 52% of total disclosed value.
• · Technology exposure is significant: Apple, Microsoft, NVIDIA, Applied Materials, Intel, Texas Instruments, and multiple tech-focused ETFs are held.
• · The fund holds a substantial position in Vanguard ESG U.S. Stock ETF ($24.0M), indicating an ESG-conscious allocation.
• · Gold exposure is present via SPDR Gold Minis ETF ($211,813).
• · The filing was signed by Jan Bos, Chief Investment Strategist, on August 12, 2026.
• · The report covers the quarter ended June 30, 2026, and was filed on August 13, 2026.

13-08-2026

Eight 31 Financial, LLC filed its Q2 2026 13F-HR, reporting a portfolio value of approximately $168.2 million across 66 equity holdings. The firm's largest positions include iShares bond ETFs (IBONDS Dec 2030 at $10.1M, IBONDS 28 TRM TS at $9.5M), Vanguard S&P 500 ETF ($15.5M), and Exxon Mobil ($7.4M). The filing reflects a diversified, income-oriented strategy with significant exposure to fixed-income ETFs and energy equities.

• · The portfolio is heavily weighted toward iShares fixed-income ETFs, with the top 5 bond ETFs alone totaling over $45 million.
• · Energy sector exposure is significant: Exxon Mobil ($7.4M), HighPeak Energy ($2.3M), EOG Resources ($1.5M), Diamondback Energy ($0.9M), and Viper Energy ($2.2M).
• · The largest single equity position is Vanguard S&P 500 ETF at $15.5M, followed by iShares iBond Dec 2030 ETF at $10.1M.
• · Notable holdings include Triumph Financial ($6.8M), Apple ($6.9M), and Cullen/Frost Bankers ($1.3M).
• · The filing includes a small position in Trump Media & Technology Group ($0.1M).
• · No prior-period comparison data is available in this filing, so period-over-period changes cannot be assessed.

13-08-2026

North Ground Capital filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing 33 equity holdings with a total market value of approximately $83.35 million. The portfolio is heavily concentrated in business development companies (BDCs), mortgage REITs, and closed-end funds, with top positions in FS Specialty Lending Fund ($9.1M), Carlyle Secured Lending ($6.5M), and MSC Income Fund ($6.2M). No period-over-period comparison data is available in this filing, so performance trends cannot be assessed.

• · Top five holdings by market value: FS Specialty Lending Fund ($9.1M), Carlyle Secured Lending ($6.5M), MSC Income Fund ($6.2M), BrightSpire Capital ($6.0M), and Crescent Capital BDC ($5.7M).
• · Smallest disclosed positions: Investcorp Credit Management BDC ($32,760), Destra Multi-Alternative Fund ($224,400), and Japan Smaller Capitalization Fund ($117,800).
• · All holdings are listed with sole voting and dispositive power; no shared or non-dispositive positions reported.
• · The fund's largest share counts are in BrightSpire Capital (1,092,000 shares), Clough Global Opportunities (728,000 shares), and Runway Growth Finance (728,000 shares).