US SEC Filings Daily Market Digest — August 14, 2026

14-08-2026

Balyasny Asset Management L.P. and related entities filed a Schedule 13G/A disclosing beneficial ownership of 5,480,210 shares of Opus Genetics, Inc. common stock, representing approximately 6.64% of shares outstanding as of June 30, 2026. The position includes 3,087,866 shares and 2,392,344 shares issuable upon exercise of warrants subject to a 9.99% beneficial ownership limitation. The filing is a routine passive investment disclosure with no change in control intent.

• · The filing is an amendment (Schedule 13G/A) filed on August 14, 2026, with an event date of June 30, 2026.
• · Balyasny Asset Management L.P. serves as investment manager for Atlas Diversified Master Fund, Ltd., which directly holds the shares.
• · The warrants are subject to a blocker preventing exercise if it would result in beneficial ownership exceeding 9.99% of outstanding shares.
• · Each reporting person disclaims beneficial ownership except to the extent of their pecuniary interest.
• · The filing certifies the securities were acquired in the ordinary course of business and not for changing or influencing control of the issuer.

14-08-2026

ENTREWEALTH, LLC filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing total holdings of approximately $269.9 million across 140 positions. The portfolio is heavily weighted toward ETFs, with significant positions in Dimensional ETF Trust, SPDR Series Trust, and Simplify Exchange Traded Funds. Notable individual stock holdings include Apple, Microsoft, NVIDIA, and Alphabet.

• · Top holdings include Dimensional ETF Trust US Core Equity Market ETF ($27.2M), Dimensional ETF Trust National Municipal Bond ETF ($11.2M), Simplify Exchange Traded Funds US Equity Plus Convexity ($11.9M), PIMCO Equity Series RAFI Dynamic Multi-Factor US Equity ($10.1M), and Dimensional ETF Trust Emerging Markets Core Equity ($10.7M).
• · Largest individual stock positions: Apple ($4.0M), NVIDIA ($3.4M), Microsoft ($2.5M), Alphabet Class A ($1.1M), Alphabet Class C ($1.2M), Amazon ($1.4M), and Meta ($0.7M).
• · The portfolio includes a mix of equity ETFs, fixed income ETFs, and alternative ETFs such as gold and bitcoin-related products.
• · All positions are reported as sole voting and investment discretion, with no shared or non-discretionary holdings.

14-08-2026

First Wilshire Securities Management Inc filed its 13F-HR for the quarter ended June 30, 2026, reporting a portfolio value of approximately $485.7 million across 82 positions. The filing shows a concentrated portfolio with top holdings in iShares 0-3 Month Treasury Bond ETF ($109.5M), Ecovyst Inc ($27.0M), and Liberty Global Ltd Class A ($25.7M). The firm maintains a value-oriented, diversified strategy with significant exposure to small- and mid-cap names, while also holding large-cap positions in Apple, Microsoft, and Amazon.

• · The portfolio is heavily weighted toward fixed income via the iShares 0-3 Month Treasury Bond ETF, representing ~22.5% of total assets.
• · Ecovyst Inc (2,171,238 shares) is the largest equity position by share count, valued at $27.0M.
• · The firm holds a significant position in Ceragon Networks Ltd (4,811,079 shares) valued at $12.5M.
• · Liberty Global Ltd Class A (2,260,238 shares) and Class C (434,963 shares) combined represent ~$30.5M.
• · Sandridge Energy Inc (1,393,102 shares) is a notable energy holding at $19.1M.
• · The portfolio includes a mix of large-cap tech (Apple, Microsoft, Amazon, Alphabet) and small/mid-cap value names.
• · All holdings are reported with sole voting and dispositive authority, indicating no shared or no authority positions.
• · The filing was signed by Howard Lu, CEO, on August 13, 2026.

14-08-2026

Bellwether Advisors, LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting total holdings valued at approximately $675 million across 168 positions. The portfolio is heavily concentrated in sector SPDR ETFs and Innovator defined-outcome ETFs, with top equity holdings including Berkshire Hathaway ($14.2M), iShares Core MSCI Emerging Markets ($19.5M), and iShares Core S&P 500 ($44.0M). The filing shows a diversified mix of large-cap U.S. stocks, sector ETFs, and income-oriented funds, with no prior-period comparison available to assess performance trends.

• · The portfolio includes 168 positions with a total value of $675,042,477.
• · Top holdings by value include iShares Core S&P 500 ETF ($43.99M), Vanguard FTSE Developed Markets ETF ($32.85M), Select Sector SPDR Technology ETF ($71.65M), and Select Sector SPDR Industrial ETF ($28.30M).
• · The filing lists significant positions in Innovator defined-outcome ETFs, with the largest being the US Equity Power Buffer ETF (CUSIP 45782C508) valued at $13.87M.
• · No prior-period comparison data is available in this filing, so period-over-period changes cannot be calculated.
• · The portfolio is heavily weighted toward U.S. large-cap equities and sector ETFs, with notable exposure to technology, industrials, and consumer discretionary sectors.

14-08-2026

Intapp, Inc. reported total revenues of $577.8M for FY2026, up 15% YoY from $504.1M, driven by SaaS revenue growth of 27% to $422.8M. However, license revenue declined 14% to $103.4M and professional services revenue fell 1% to $51.6M. The company's net loss widened to $41.3M from $18.2M in the prior year, primarily due to a 19% increase in operating expenses and a 96% rise in income tax expense. Cash and cash equivalents decreased sharply to $162.8M from $313.1M, largely due to financing activities.

• · Professional services gross profit remained negative at -$8.1M in FY2026, worsening from -$6.0M in FY2025.
• · Total stock-based compensation expense rose 36% YoY to $120.0M, representing 21% of total revenues.
• · Deferred revenue (current) increased to $315.1M from $257.0M, indicating strong future SaaS revenue visibility.
• · The company's accumulated deficit grew to $823.6M from $505.4M.
• · Net cash used in financing activities was $282.7M in FY2026, compared to $41.2M provided in FY2025, likely reflecting share repurchases or debt repayments.
• · Goodwill remained nearly flat at $326.1M, while intangible assets declined to $29.0M from $40.7M due to amortization.

14-08-2026

Fairfax Financial Holdings Ltd filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing a portfolio of 32 equity holdings with a total market value of approximately $2.6 billion. The filing shows significant positions in Under Armour (both Class A and C), Orla Mining, Cleveland-Cliffs, and Kraft Heinz, while also holding smaller stakes in companies like Berkshire Hathaway and Lululemon Athletica. No period-over-period comparisons are available in this filing, so performance trends cannot be assessed.

• · The filing is a 13F-HR for the quarter ended June 30, 2026, filed on August 14, 2026.
• · The portfolio includes 32 equity holdings with a total value of $2,638,451,995.
• · Top holdings by market value: Orla Mining ($568.5M), Eldorado Gold ($427.0M), Kraft Heinz ($337.6M), Under Armour Class A ($289.8M), CVS Health ($280.5M), Cleveland-Cliffs ($139.9M), Under Armour Class C ($136.6M), Molson Coors ($77.7M), Wendy's ($66.3M).
• · The filing does not include any period-over-period comparisons, so no growth or decline metrics are available.
• · All holdings are listed as discretionary (DFND) with sole voting and dispositive power.

14-08-2026

SEATech Ventures Corp. (SEAV) filed its 10-Q for the quarter ended June 30, 2026, reporting zero revenue and a net loss of $9,047 for the quarter, an improvement from a $22,360 loss in the same quarter last year. Total assets increased slightly to $11,664 from $10,484, but the company remains deeply insolvent with a stockholders' deficit of $389,054 and total liabilities of $400,718. Cash and cash equivalents declined to $447 from $465 at year-end 2025, and the company has no operating cash flow, relying on prior-period investing and financing activities that have ceased.

• · Accounts receivable of $115,000 is fully reserved with an allowance for expected credit loss of $115,000, resulting in net accounts receivable of $0.
• · Investment in other companies remained unchanged at $2,915.
• · No income tax provision was recorded for any period.
• · Net loss per share (basic and diluted) was $0.00 for all periods due to the small loss amount relative to shares outstanding.
• · No financing or investing activities occurred in H1 2026; the company did not issue any shares or dispose of any investments.
• · The company had no amount due to related parties as of June 30, 2026, compared to $15,393 in the prior year period.
• · General and administrative expenses decreased to $11,864 in H1 2026 from $48,180 in H1 2025, a 75.4% reduction.
• · Other operating expenses decreased to $3 in H1 2026 from $4,369 in H1 2025.

14-08-2026

RF Acquisition Corp II (RFAIR) shareholders approved an extension of the deadline to complete a business combination from August 15, 2026 to February 15, 2027, through up to six monthly extensions. Each monthly extension requires a $75,000 deposit into the trust account in exchange for a non-interest bearing promissory note. However, 833,157 ordinary shares were redeemed for approximately $9.28 million (about $11.13 per share), reducing the trust account to roughly $44.52 million and outstanding shares to 3,998,108.

• · The company forfeited its right to withdraw up to $100,000 of interest earned on the trust account for liquidation expenses.
• · All three proposals (Articles Amendment, Trust Agreement Amendment, Adjournment) were approved with identical vote counts: 6,767,656 FOR, 260,877 AGAINST, 0 ABSTAIN.
• · The adjournment proposal was approved but not needed as the other proposals passed.
• · The extension period can run up to 33 months after the IPO (i.e., up to February 15, 2027).
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new financial accounting standards.

14-08-2026

Edible Garden AG reported Q2 2026 revenue of $3.6 million, up 12.8% YoY, with total sales growing 31.2%. Growth was driven by cut herbs (+42%), potted herbs (+11.3%), international vitamins (+50%), and condiments (+594.7%). Net loss improved to $3.3 million from $4.0 million, and SG&A expenses decreased 21.5%. However, gross profit remained flat at $0.6 million, and the company continues to invest in its RTD commercialization strategy.

• · Cut herb revenue increased approximately $0.5 million, or 50.5%.
• · Expanded multi-year private-label agreement with a major Midwest retailer.
• · Transition to retailer distribution center deliveries in Metro New York expected to improve operating leverage and reduce transportation costs.
• · Prairie Hills facility expected to have capacity for more than 100 million beverage units annually.
• · Products available in more than 6,000 retail locations across the US, Caribbean, and South America.
• · Company recognized as FoodTech 500 firm, participant in Walmart's Project Gigaton, and received NRG's Excellence in Energy Award.

14-08-2026

Hancock Prospecting Pty Ltd filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing a portfolio valued at approximately $5.71 billion across 42 equity positions. The largest holdings include Space Exploration Technologies Corp (SpaceX) Class A common stock ($1.37B), MP Materials Corp ($832M), and Teck Resources Ltd ($612M), reflecting a strong tilt toward critical minerals, space/defense, and AI-related investments. The filing shows a diversified mix of resource, technology, and ETF positions, with notable exposure to uranium (NexGen Energy), copper/zinc (Hudbay Minerals), and AI/robotics ETFs.

• · The filing was signed by Director Jay Eliot Newby on August 14, 2026.
• · All 42 positions are held with sole voting and dispositive power.
• · The portfolio includes a significant allocation to defense/aerospace (Lockheed Martin, Northrop Grumman, L3Harris, RTX) totaling approximately $137M.
• · The largest single position is SpaceX Class A common stock at $1.37B (8 million shares), representing about 24% of the total portfolio.
• · The portfolio has a notable focus on critical minerals and energy transition: MP Materials (rare earths), Teck Resources (metals), Hudbay Minerals (copper/zinc), NexGen Energy (uranium), Newmont (gold), and Rare Earths Americas.
• · AI and technology exposure is diversified across multiple ETFs and individual names (NVIDIA, Broadcom, CrowdStrike, Alphabet, Amazon, Meta, Microsoft, Netflix, Tesla, Dell).
• · The portfolio includes a small position in Trump Media & Technology Group ($6.7M) and a position in Fox Corp Class B ($57.6M).
• · Energy holdings include EQT Corp, Antero Resources, Expand Energy, Gulfport Energy, and Infinity Natural Resources.
• · No period-over-period comparisons are available as this is a single snapshot filing.

14-08-2026

Bio Green Med Solution reported Q2 2026 net loss of $0.4 million, a significant improvement from $1.3 million in Q2 2025, driven by lower G&A expenses and new fire safety revenue. However, the company faces a potential reverse acquisition where selling shareholders of FNRG would own over 99% of the combined company, and cash burn continues with $0.4 million used in operations. Cash stands at $3.8 million, expected to fund operations into Q1 2027.

• · The BCA with FNRG includes a termination right if the exchange is not closed by December 31, 2026.
• · Pro forma ownership after the exchange: selling shareholders >99%, pre-exchange stockholders <1%.
• · Inventory decreased from $1.4M to $0.97M; accounts receivable decreased from $1.3M to $1.1M.
• · Total assets decreased from $8.2M to $7.9M; total liabilities decreased from $1.3M to $0.7M.
• · The company paid a $0.15 per share dividend on preferred stock on August 1, 2026.
• · The company raised $794,403 from a securities purchase agreement at $0.72 per share.
• · Net loss per share improved from $(0.93) to $(0.08) for continuing operations.
• · The company estimates cash will fund operations into Q1 2027.

14-08-2026

Paradigm Capital Management, LLC/NV filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a portfolio of 65 equity holdings with a total market value of approximately $116.2 million. The top holdings are concentrated in ETFs and large-cap dividend stocks, led by Vanguard Short-Term Bond ETF ($13.7M), JPMorgan Ultra-Short Income ETF ($13.2M), and Vanguard High Dividend Yield ETF ($9.7M). The portfolio reflects a conservative, income-oriented strategy with significant allocations to fixed-income ETFs and defensive sectors.

• · The portfolio is heavily weighted toward ETFs, with the top three holdings (all ETFs) representing 31.6% of total value.
• · The largest single stock position is Berkshire Hathaway Class B at $4.35M (3.7% of portfolio).
• · Other notable individual stock holdings include Merck ($3.6M), Alphabet Class C ($3.6M), JPMorgan Chase ($3.5M), and Verizon ($2.8M).
• · The portfolio includes a mix of growth (Microsoft, Apple, Amazon) and defensive/income names (Altria, Philip Morris, AT&T, Verizon).
• · No prior quarter comparison data is available in this filing, so changes in holdings or portfolio value cannot be assessed.

14-08-2026

North Haven Private Assets Fund announced a tender offer to repurchase up to approximately 5.00% of its net assets as of June 30, 2026, from shareholders at net asset value. The offer expires on September 16, 2026, with a valuation date of September 30, 2026. The Fund has $521,594,867.02 in net assets and 21,587,959.262 shares outstanding across three classes, with Class D having zero shares outstanding. A 2.00% early repurchase fee applies to shares held less than 12 months, and the Fund may hold back up to 5% of repurchase proceeds pending audit.

• · Net asset value per share as of June 30, 2026: Class S $24.112071, Class D $0, Class I $24.228460.
• · Offer expiration date: September 16, 2026, 11:59 p.m. Eastern Time.
• · Valuation date: September 30, 2026 (or later if extended).
• · Payment of at least 95% of repurchase value within 65 days of Notice Due Date; final payment after audit completion (expected by end of May 2027).
• · Shareholders may withdraw tenders until Notice Due Date; after October 13, 2026, if not accepted.
• · Tender offer administrator: State Street Bank and Trust Company; contact (617) 662-7100.
• · No established trading market for shares; transfers strictly limited.
• · Fund is a closed-end, non-diversified management investment company organized as a Delaware statutory trust.
• · Investment adviser: Morgan Stanley AIP GP LP.
• · Fund may cancel, amend, or postpone the offer at any time before the Notice Due Date.

14-08-2026

Ghisallo Capital Management LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total portfolio value of approximately $5.1 billion across 339 holdings. The fund's largest disclosed positions include Digital Realty Trust ($215M), Alphabet Inc. Class A ($143M) and Class C ($141M), and Aurora Innovation ($81M). The filing shows a diversified mix of equities, convertible bonds, and SPAC units, with significant exposure to technology, healthcare, and special purpose acquisition companies.

• · The portfolio includes a significant number of SPAC-related securities (units, ordinary shares, rights) across dozens of acquisition companies.
• · Convertible bond holdings are notable, including positions in Alibaba (BABA), Baidu (CHPAC), Ciena (CIEN), Robinhood (HOOD), and Galaxy Digital (GLXY).
• · The fund holds a large position in Aurora Innovation (11.9 million shares valued at $81.2M).
• · Other sizable equity positions include Forgent Power Solutions ($65.6M), Dollar Tree ($60.5M), Cerebras Systems ($59.7M), and Johnson Controls ($58.4M).
• · The filing does not provide period-over-period comparisons, so changes in holdings or portfolio value relative to the prior quarter are not available.

14-08-2026

Earned Wealth Advisors, LLC filed its Form 13F-HR for the quarter ended June 30, 2026, reporting total holdings of approximately $1.55 billion. The portfolio is heavily weighted toward ETFs, with top positions in Dimensional ETF Trust US Equi Mark ETF ($141.5M), Dimensional ETF Trust US Targeted Vlu ($105.3M), and iShares Core S&P 500 ETF ($79.1M). No prior-period comparison data is available in this filing, so period-over-period changes cannot be assessed.

• · The filing is a 13F-HR for the quarter ended June 30, 2026, filed on August 14, 2026.
• · The firm was formerly known as Capital Performance Advisors LLP, name changed on January 20, 2022.
• · The portfolio includes 312 holdings with a total value of $1,550,764,238.
• · Top 10 holdings account for approximately 47% of total portfolio value.
• · The largest single stock holding is Apple Inc. at $42.5 million (146,799 shares).
• · Other notable individual stock positions include NVIDIA ($14.8M), Microsoft ($10.2M), Berkshire Hathaway ($9.7M), Amazon ($8.5M), and Alphabet Class A ($7.1M).
• · The portfolio includes cryptocurrency-related ETFs: Bitwise Bitcoin ETF ($630,000), Fidelity Wise Origin Bitcoin Fund ($538,904), iShares Bitcoin Trust ($532,307), and Grayscale Bitcoin Trust ($495,895).
• · The firm's Chief Compliance Officer is William Gerald Martin III.

14-08-2026

One William Street Capital Management, L.P. filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing holdings in 15 securities with a total market value of approximately $242.5 million. The portfolio includes significant positions in iShares IBOXX High Yield ETF (both put and call options), Invesco Senior Loan ETF, and TPG RE Finance Trust, indicating a focus on credit and real estate finance. The filing shows a mix of long positions and options, with no new or exited positions highlighted in the summary.

• · The fund holds put and call options on iShares IBOXX High Yield ETF, with puts valued at $119,955,000 and calls at $71,973,000.
• · The largest single position by value is the iShares IBOXX High Yield ETF put options, representing approximately 49.5% of total portfolio value.
• · The fund holds a significant position in TPG RE Finance Trust with 1,070,000 shares valued at $8,955,900.
• · Other notable positions include Service Properties Trust (630,000 shares, $1,064,700) and Starwood Property Trust (114,000 shares, $1,867,320).
• · The portfolio includes a small position in New Fortress Energy (42,564 shares, $15,455).

14-08-2026

Guardian Wealth Advisors, LLC / NC filed its Form 13F-HR for the quarter ended June 30, 2026, reporting total holdings of approximately $1.78 billion across 384 positions. The portfolio is heavily weighted toward ETFs and large-cap equities, with top holdings including Capital Group Dividend Value ETF ($63.2M), ETF Series Solutions Aptus Collared Income ($209.6M), and Apple Inc. ($31.1M). The filing reflects a diversified strategy with significant exposure to defined-outcome and buffer ETFs, as well as core equity and fixed-income funds.

• · The filing includes 384 positions with a total value of $1,781,734,126.
• · The largest single holding by value is ETF Series Solutions Aptus Collared Income at $209,628,926 (4,543,323 shares).
• · The largest share position is Bluerock Private Real Estate FD with 449,196 shares.
• · Apple Inc. is the largest single-stock holding at $31,147,508 (107,643 shares).
• · The portfolio includes put options on Alphabet Inc. (Class A and C) and Amazon.com Inc., as well as a large put position on Apple Inc. (17,800 shares).
• · Significant ETF exposure includes Capital Group Dividend Value ETF ($63.2M), First Trust Rising Dividend Achievers ETF ($53.9M), and First Trust Laddered Buffer ETF ($54.2M).
• · The filing does not provide prior-period comparisons, so no period-over-period analysis is possible.

14-08-2026

Dendur Capital LP filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing 24 equity positions with a total market value of approximately $1.90 billion. The portfolio is concentrated in industrials, technology, and consumer discretionary sectors, with top holdings including ATI Inc., Walt Disney Co., and iShares Russell 2000 ETF (put option). The filing reflects a mix of long positions and one put option, indicating a moderately active management style.

• · The fund holds a put option on iShares Russell 2000 ETF with a market value of $195.29M, representing a bearish bet on small-cap stocks.
• · Top 5 holdings by market value: Walt Disney Co. ($210.98M), ATI Inc. ($198.87M), iShares Russell 2000 ETF put ($195.29M), VSE Corp common ($187.69M), and Liberty Media Corp. ($135.48M).
• · The portfolio includes a mix of cyclical and defensive names, with significant exposure to industrials (ATI, Union Pacific, TTM Technologies) and consumer discretionary (Disney, Live Nation, Madison Square Garden).
• · Smaller positions include Wolfspeed Inc. ($6.10M) and VSE Corp unit ($19.18M), indicating selective risk-taking.
• · All positions are held with sole voting and dispositive power, with no shared or other authority reported.

14-08-2026

LMR Partners LLP and related entities disclosed a 6.7% beneficial ownership stake in Inflection Point Acquisition Corp. VI (IPFX) as of June 30, 2026, holding 1,700,000 Class A ordinary shares. The stake is held indirectly through two funds—LMR Multi-Strategy Master Fund Limited and LMR CCSA Master Fund Ltd—each owning 850,000 shares. The filing is an amendment to Schedule 13G, indicating passive investment intent, and also reports warrants to purchase an additional 566,666 Class A ordinary shares at $11.50 per share.

• · The Reporting Persons have shared voting and dispositive power over all 1,700,000 Class A ordinary shares, with no sole power over any shares.
• · The warrants held by each fund have an exercise price of $11.50 per share, become exercisable 30 days after the issuer's initial business combination, and expire five years after that or earlier upon redemption or liquidation.
• · The filing is made under Rule 13d-1(b), indicating the securities were acquired and are held in the ordinary course of business and not for changing or influencing control of the issuer.
• · Ben Levine and Stefan Renold are the ultimate controlling persons of the investment and voting decisions of the LMR Investment Managers.

14-08-2026

Skye Bioscience (SKYE) announced a definitive agreement to acquire Redx Pharma via a scheme of arrangement, creating Fibrx Therapeutics, a fibrosis-focused company led by Redx's management. The transaction includes ~$125 million in committed financings (PIPE of ~$68M, Series A of $36M, and a $22M equity line facility) to fund operations into 2029 and through the RXC008 Phase 2 topline data expected in H2 2028. However, Skye's legacy asset nimacimab was discontinued after a strategic review, and pre-transaction Skye shareholders will own only ~5.38% of the combined company, with CVRs providing potential future value from nimacimab monetization.

• · RXC008 has an open U.S. IND and FDA Fast Track designation (granted January 2026).
• · Phase 1 data for RXC008 showed favorable tolerability and no serious adverse events.
• · RXC007 completed a successful signal-searching Phase 2 program in IPF and is a candidate for partnering.
• · DDR inhibitor IND submission expected in 2027.
• · Skye discontinued the CBeyond trial and paused nimacimab development in Q2 2026.
• · Combined company expected to have ~934,235,920 fully diluted shares outstanding.
• · Transaction expected to close in Q4 2026, subject to shareholder and regulatory approvals.
• · Skye shareholders will receive one CVR per share for 90% of net proceeds from nimacimab monetization within 12 months post-closing.
• · Certain Redx shareholders will receive CVRs for 100% of net proceeds from legacy/partnered assets over 15 years.
• · Combined company to be headquartered in Alderley Park, U.K.

14-08-2026

Great Point Partners LLC and its affiliates disclosed a 7.66% beneficial ownership stake in ProMIS Neurosciences Inc. as of June 30, 2026, holding 736,881 common shares. The filing also details additional shares held by related funds (Biomedical Value Fund, L.P. and Biomedical Offshore Value Fund, Ltd.) that are subject to a 9.99% beneficial ownership cap, bringing the total potential economic exposure to approximately 14.8% of outstanding shares when including exercisable warrants. The reporting persons certify the securities were not acquired to influence control of the issuer.

• · The filing is an amendment (SC 13G/A) filed on August 14, 2026, with a cutoff date of June 30, 2026.
• · Great Point Partners LLC is a Delaware limited liability company; Dr. Jay and Ms. Nordahl are U.S. citizens.
• · The reporting persons disclaim beneficial ownership of BVF and BOVF shares except for their pecuniary interest.
• · The warrants held by the reporting persons include a 9.99% beneficial ownership cap that limits exercise.
• · BVF and BOVF are separate record holders but are deemed beneficially owned by Great Point due to its role as investment manager.

14-08-2026

The State of Wisconsin Investment Board (SWIB) filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing a portfolio of 2,529 holdings with a total market value of approximately $49.55 billion. The filing shows a diversified portfolio spanning large-cap equities, ETFs, and special purpose acquisition companies (SPACs), with top positions including ARK Innovation ETF ($149.4M), Linde PLC ($128.2M), Seagate Technology ($119.1M), and AT&T ($84.1M). The report reflects routine institutional holdings disclosure with no indication of material changes in investment strategy or performance.

• · The filing was made on August 14, 2026, for the period ending June 30, 2026.
• · SWIB reported sole voting and dispositive power over all listed securities, with no shared or non-voting positions.
• · The portfolio includes a significant number of SPAC-related securities (e.g., American Drive Acquisition, Aldabra 4 Liquidity Opp Vehicle, BlueRock Acquisition Corp, etc.), indicating exposure to blank-check companies.
• · Top holdings by market value include ARK Innovation ETF ($149.4M), Linde PLC ($128.2M), Seagate Technology ($119.1M), AT&T ($84.1M), and Eaton Corp ($88.2M).
• · The filing does not provide prior-period comparisons, so quarter-over-quarter changes in positions or values cannot be assessed.

14-08-2026

Soviero Asset Management, LP filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total of 64 equity holdings with an aggregate market value of approximately $237.8 million. The fund's largest disclosed positions include Flex Ltd ($9.6M), Amazon.com ($7.9M), and Citigroup ($6.4M), while it also holds significant call options on Devon Energy ($9.3M), Mosaic ($5.0M), and Coupang ($4.5M). The portfolio is diversified across sectors including technology, energy, consumer, and healthcare, with notable positions in smaller-cap and special situation names such as GameStop, iHeartMedia, and Icahn Enterprises.

• · Top 5 equity holdings by value: Flex Ltd ($9.56M), Amazon.com ($7.87M), Citigroup ($6.44M), Compass Inc ($6.78M), Flowers Foods ($5.77M).
• · Call option positions include: Devon Energy ($9.30M, 225,000 shares), Mosaic ($5.03M, 237,500 shares), Coupang ($4.52M, 260,000 shares), Teladoc Health ($2.44M, 288,000 shares), UiPath ($2.93M, 270,000 shares).
• · Notable small-cap holdings: Ascent Solar Technologies ($1.85M), EVgo ($382k), NuScale Power ($1.30M), Sable Offshore ($739k), Recursion Pharmaceuticals ($734k).
• · Holdings include both common stock and call options on several names (Amentum, Coupang, Devon Energy, Mosaic, New Era Energy, UiPath, Teladoc, Tronox, Wendy's).

14-08-2026

Davis Wealth Advisors, LLC filed its Form 13F-HR for the quarter ended June 30, 2026, reporting total holdings of approximately $129.3 million across 93 equity positions. The portfolio is heavily weighted toward iShares ETFs, with top holdings including iShares Core S&P 500 ETF ($13.8M), iShares Core Universal USD ($7.8M), and Fidelity Total Bond ETF ($6.0M). The filing reflects a diversified, multi-asset strategy with significant exposure to U.S. equities, fixed income, and ESG-themed funds.

• · The filing was signed by Stephanie C. Griebel, Senior Wealth Advisor, on August 7, 2026.
• · The largest single position is iShares Core S&P 500 ETF with a market value of $13,831,972 held in other managed accounts.
• · The second-largest position is iShares Core Universal USD ETF at $7,830,911 in other managed accounts.
• · Fidelity Total Bond ETF is the third-largest holding at $5,965,009, held solely by the filer.
• · The portfolio includes a mix of sole discretion and other managed account holdings, with many positions split between the two categories.
• · ESG-themed ETFs are prominent, including iShares ESG Aware MSCI USA, iShares ESG MSCI USA Leaders, and Vanguard ESG US Stock ETF.
• · The filing does not include any period-over-period comparisons, so no growth or decline metrics are available.

14-08-2026

American Picture House Corp (APHP) filed its 10-Q for the quarter ended June 30, 2026, reporting no revenue for the quarter and a net loss of $71,458, a significant improvement from the $760,628 net loss in the same quarter of 2025. However, the company's cash position deteriorated to zero from $124 at year-end 2025, and total assets fell 12.4% to $1,319,247 while total liabilities rose to $1,795,987, deepening stockholders' deficit to ($476,740) from ($257,547).

• · General and administrative expenses dropped sharply from $750,406 in Q2 2025 to $56,481 in Q2 2026, a 92.5% reduction.
• · Interest expense increased to $12,773 in Q2 2026 from $8,897 in Q2 2025, a 43.6% rise.
• · The company had a cash overdraft of $767 as of June 30, 2026, compared to none at year-end 2025.
• · Produced and licensed content costs surged to $1,175,000 from $300,000, a 291.7% increase, indicating investment in content.
• · Accounts receivable from Collection Service Fees fell to $120,596 from $1,150,000, an 89.5% decline.
• · Net cash provided by financing activities decreased to $51,066 from $245,876, a 79.2% drop, as the company reduced related-party borrowings.
• · The company had no revenue in Q2 2026 or Q2 2025; minimal revenue of $1,220 was recorded in H1 2026 from CAMA.
• · Weighted average shares outstanding increased to 113,563,498 in Q2 2026 from 112,421,303 in Q2 2025.
• · The company's accumulated deficit grew to ($8,069,091) from ($7,826,394) at year-end 2025.

14-08-2026

Kerrisdale Advisers, LLC filed its Form 13F-HR for the quarter ended June 30, 2026, reporting a total of 114 equity holdings with an aggregate market value of approximately $399.2 million. The fund's largest disclosed positions include Regal Rexnord Corporation ($110.4M), Sotera Health Co ($10.6M), Visa Inc. ($17.2M), Belden Inc. ($17.1M), and Amazon.com Inc. ($13.3M). The filing reflects a diversified portfolio spanning technology, industrials, healthcare, and energy sectors.

• · Kerrisdale Advisers reported 114 holdings with a total market value of $399,224,815 as of June 30, 2026.
• · The top holding by value is Regal Rexnord Corporation at $110,352,236 (463,295 shares).
• · Other significant positions include Visa Inc. Class A ($17,165,136), Belden Inc. ($17,147,130), MercadoLibre Inc. ($14,808,030), and Amazon.com Inc. ($13,321,061).
• · The portfolio includes a mix of large-cap tech (Alphabet, Microsoft, Amazon), industrials (Union Pacific, Wabtec), healthcare (UnitedHealth, Zoetis), and energy (Cenovus, Suncor, Petrobras).
• · Notable smaller positions include Reddit Inc. (1,715 shares, $297,690), Rigetti Computing (10,257 shares, $198,165), and Terra Innovatum Global NV (13,600 shares, $66,912).
• · All holdings are listed with sole voting and dispositive power; no shared or other power reported.

14-08-2026

Ilex Capital Partners (UK) LLP filed its quarterly Form 13F-HR for the period ending June 30, 2026, disclosing 147 equity holdings with a total market value of approximately $4.88 billion. The portfolio is concentrated in consumer staples, healthcare, and technology, with top positions in Procter & Gamble ($547.7M), Keurig Dr Pepper ($162.7M), International Flavors & Fragrances ($156.8M), and T-Mobile US ($155.2M). The filing reflects a diversified, large-cap oriented strategy with no single sector dominating.

• · The filing includes 147 equity positions with a total market value of $4,877,642,491.
• · Top 5 holdings by value: Procter & Gamble ($547.7M), Keurig Dr Pepper ($162.7M), International Flavors & Fragrances ($156.8M), T-Mobile US ($155.2M), and Hilton Worldwide ($131.0M).
• · Notable smaller positions include GameStop ($2.9M), Canada Goose ($1.6M), and Vertical Aerospace ($10.4M).
• · The portfolio includes several special purpose acquisition company (SPAC) warrants: Galata Acquisition Corp. II, Leapfrog Acquisition Corp., Range Capital Acquisition Corp. I, and Trailblazer Acquisition Corp.
• · No period-over-period comparisons are available as this is a single snapshot filing.

14-08-2026

Lifeward reported Q2 2026 revenue of $6.6M, up 16% YoY, driven by a 25% increase in AlterG products and a 13% rise in ReWalk sales. However, gross margin declined to 41% from 44% due to tariffs and foreign exchange, and net loss widened to $11.5M from $6.6M largely on non-cash warrant charges. The company also announced the departure of CFO Almog Adar and three board members, while strengthening its balance sheet to a proforma cash balance of ~$11M.

• · MyoCycle FES bike sales were flat at $0.1M, unchanged from Q2 2025.
• · Gross margin declined to 41% from 44% due to higher tariffs, FX fluctuations, and a 4% revenue sharing expense from the Oramed transaction.
• · Adjusted operating expenses (non-GAAP) increased 8% to $6.5M, driven by $0.7M in Oratech clinical trial costs.
• · Adjusted operating loss (non-GAAP) widened to $3.8M from $3.5M.
• · Net loss increased to $11.5M from $6.6M, primarily due to non-cash fair value charges on warrant and derivative liabilities.
• · Adjusted net loss (non-GAAP) increased to $4.1M from $3.5M.
• · Cash balance improved to $9.4M as of June 30, 2026, from $2.2M at year-end 2025; proforma cash ~$11M including July proceeds.
• · An additional $5.6M in growth capital is available upon achieving a 150% increase in ReWalk sales or stock price of $13.80 for 10 consecutive trading days.
• · CFO Almog Adar will depart effective September 30, 2026; three board members (Chairman Bob Marshall, Mike Swinford, William Sigsbee) stepped down August 13, 2026.

14-08-2026

AeroVironment Inc. filed its DEF 14A proxy statement for the fiscal year ended April 30, 2026, ahead of the annual meeting scheduled for September 24, 2026. The board recommends the election of five director nominees (Edward R. Muller, William J. Lynn, III, Philip S. Davidson, Mary Beth Long, and Michael D. Ruppert) for one-year terms, ratification of Deloitte & Touche LLP as auditor, and a non-binding advisory vote on executive compensation. Two long-serving directors, Stephen F. Page (age 86) and Charles Thomas Burbage (age 78), are retiring at the meeting, reducing the board from ten to eight members.

• · Annual meeting will be held virtually on September 24, 2026 at 12:00 p.m. EDT via remote communication.
• · Record date for voting is August 7, 2026; 50,822,615 shares outstanding and entitled to vote.
• · Board is declassifying over time; all directors will serve one-year terms starting from 2027 annual meeting.
• · Two directors (Page and Burbage) are retiring effective at the 2026 annual meeting, reducing board size from 10 to 8.
• · 9 of 10 current directors are independent; the only non-independent director is CEO Wahid Nawabi.
• · Proposals include: election of 5 director nominees, ratification of Deloitte & Touche LLP as auditor for FY2027, and non-binding advisory vote on executive compensation (Say-on-Pay).
• · Board committees include Audit, Compensation, Nominating and Corporate Governance, Cybersecurity, and Executive.
• · Company has anti-hedging, anti-pledging, and anti-short sale policies for all executives, directors, and employees.

14-08-2026

Calydon Capital filed its Form 13F-HR for the quarter ended June 30, 2026, reporting a total portfolio value of approximately $682.56 million across 277 holdings. The filing shows a diversified portfolio with top holdings including Apple Inc. ($14.9M), Amazon.com Inc. ($9.8M), and iShares S&P 500 Growth ETF ($48.5M). No period-over-period comparisons are available as this is a snapshot filing without prior quarter data.

• · Top 10 holdings by value: iShares S&P 500 Growth ETF ($48.5M), iShares MSCI USA Equal-Weighted ETF ($32.5M), Apple Inc. ($14.9M), Vanguard Total International Stock ETF ($14.9M), Vanguard Value ETF ($10.5M), Texas Instruments Inc. ($10.9M), Amazon.com Inc. ($9.8M), State Street Corp ($9.8M), CVS Health Corporation ($9.8M), and Morgan Stanley ($9.4M).
• · Largest single position by shares: AES Corp (429,813 shares), Hewlett Packard Enterprise Co (314,842 shares), AT&T Inc (272,383 shares), Comcast Corp (230,324 shares), and Clearway Energy Inc (198,995 shares).
• · Notable holdings include Berkshire Hathaway Inc. (both Class A and Class B), Alphabet Inc. (both Class A and Class C), and Meta Platforms Inc.
• · The portfolio includes a mix of common stocks, ETFs, mutual funds, and ADRs across various sectors and geographies.

14-08-2026

Shay Capital LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a portfolio value of approximately $1.56 billion across 482 holdings. The fund's largest disclosed positions include FTAI Aviation Ltd ($62.7M), CoreCivic Inc ($54.3M), and Celsius Holdings ($25.1M), with significant option activity in names like Alibaba, Amazon, and Baidu. The filing shows a diversified mix of common stocks, call options, and put options, with notable exposure to SPACs and small-cap equities.

• · The fund holds 482 positions with a total market value of $1,555,630,733.
• · Top equity holdings include FTAI Aviation Ltd ($62.7M), CoreCivic Inc ($54.3M), Celsius Holdings ($25.1M), Golar LNG ($21.7M), and Brookdale Senior Living ($12.0M).
• · Significant call option positions: Alibaba (101,900 shares, $9.8M), Amazon (116,800 shares, $27.8M), Baidu (370,000 shares, $42.3M), Alphabet (28,000 shares, $10.0M), Apple (17,000 shares, $4.9M), Cerebras Systems (35,000 shares, $7.7M), First Solar (33,900 shares, $8.0M), FTAI Aviation (20,000 shares, $5.4M), Duos Technologies (286,100 shares, $3.4M), and CoreCivic (151,000 shares, $4.6M).
• · Notable put option positions: Amplify Commodity Trust (18,200 shares, $2.7M), Electronic Arts (2,500 shares, $512,600), and CoreWeave (10,000 shares, $995,400).
• · The fund holds SPAC-related securities in multiple entities including Archimedes Tech SPAC Partner ($6.7M), Churchill Capital Corp XI ($10.1M), D. Boral Arc Acquisition I Corp ($8.6M), Bleichroeder Acquisition Corp ($4.3M), Cantor Equity Partners II ($4.2M), and Fact II Acquisition Corp ($2.5M).
• · Small-cap and micro-cap holdings include A2Z Cust2Mate Solutions ($14.5M), Applied Digital ($6.5M), ASP Isotopes ($2.6M), Bark Inc ($3.1M), Bed Bath & Beyond ($3.8M), Beyond Meat ($483K), and Children's Place ($2.8M).
• · The filing includes rights and units in several SPACs, such as Axiom Intelligence Acquisition Corp rights ($174K) and Black Hawk Acquisition Corp rights ($20K).

14-08-2026

Yaupon Capital Management LP filed its Form 13F-HR for the quarter ended June 30, 2026, reporting a portfolio value of approximately $5.08 billion across 124 equity positions. The fund's largest disclosed holdings include a put option on the SPDR S&P 500 ETF ($1.44B notional), a call option on iShares 20+ Year Treasury Bond ETF ($152.1M), and significant long positions in National Fuel Gas ($120.4M), Devon Energy ($86.9M), and Ovintiv ($81.1M). The portfolio is heavily concentrated in energy and utilities, with notable option activity including puts on Air Products & Chemicals, Cameco, Equinor, and NextEra Energy, as well as calls on Cleveland-Cliffs and First Solar.

• · The fund held put options on 8 securities: Air Products & Chemicals (250,000 shares), Cameco (100,000 shares), Equinor (500,000 shares), MasTec (150,000 shares), NextEra Energy (500,000 shares), ONEOK (750,000 shares), Select Sector Utilities ETF (1,500,000 shares), SPDR S&P 500 ETF (1,930,000 shares), Venture Global (1,031,000 shares), and Vistra (100,000 shares).
• · The fund held call options on 4 securities: Cleveland-Cliffs (700,000 shares), First Solar (365,000 shares), iShares 20+ Year Treasury Bond ETF (1,760,000 shares), and National Fuel Gas (300,000 shares).
• · The fund held convertible notes in PureCycle Technologies (5,000 principal amount, 4.75% due 7/0).
• · The fund held rights in Hennessy Capital Investments Corp VIII (500,000 rights, expiring 02/02/2031).
• · The fund held warrants in Alussa Energy Acquisition Corp (366,666 warrants), Karbon Cap Partners Corp (367,499 warrants, expiring 12/11/203), Pyrophyte Acquisition Corp (10,354 warrants, expiring 07/30/203), and Rice Acquisition Corp 3 (237,637 warrants).
• · The fund held units in Talon Cap Corp (1,000,000 units, expiring 08/27/2030).
• · The fund held a significant long position in Permian Resources Corp (3,367,361 shares, $62.0M).
• · The fund held a long position in Cenovus Energy (2,891,599 shares, $71.7M).
• · The fund held a long position in BKV Corp (2,768,719 shares, $75.8M).
• · The fund held a long position in Devon Energy (2,102,988 shares, $86.9M).
• · The fund held a long position in TransAlta Corp (2,065,064 shares, $28.6M).
• · The fund held a long position in NiSource Inc (1,749,831 shares, $83.2M).
• · The fund held a long position in XPLR Infrastructure LP (1,944,751 shares, $23.0M).
• · The fund held a long position in PureCycle Technologies (1,566,684 shares, $12.7M).
• · The fund held a long position in Ovintiv (1,540,608 shares, $81.1M).
• · The fund held a long position in Kinetik Holdings (1,002,184 shares, $48.4M).
• · The fund held a long position in Forgent Power Solutions (1,000,000 shares, $55.9M).
• · The fund held a long position in Talon Cap Corp (1,000,000 units, $10.5M).
• · The fund held a long position in Rice Acquisition Corp 3 (1,425,829 shares, $15.0M).
• · The fund held a long position in Karbon Cap Partners Corp (1,470,000 shares, $14.8M).
• · The fund held a long position in Plains GP Holdings (1,354,670 shares, $32.9M).
• · The fund held a long position in AES Corp (1,323,277 shares, $19.4M).
• · The fund held a long position in Antero Resources (1,184,416 shares, $41.6M).
• · The fund held a long position in Cipher Digital (1,091,463 shares, $26.7M).
• · The fund held a long position in Williams Companies (1,088,549 shares, $80.9M).
• · The fund held a long position in Venture Global (1,031,000 shares, $11.5M) via put option.
• · The fund held a long position in NextDecade Corp (1,003,907 shares, $7.6M).
• · The fund held a long position in Kinetik Holdings (1,002,184 shares, $48.4M).
• · The fund held a long position in Forgent Power Solutions (1,000,000 shares, $55.9M).
• · The fund held a long position in Talon Cap Corp (1,000,000 units, $10.5M).
• · The fund held a long position in Rice Acquisition Corp 3 (1,425,829 shares, $15.0M).
• · The fund held a long position in Karbon Cap Partners Corp (1,470,000 shares, $14.8M).
• · The fund held a long position in Plains GP Holdings (1,354,670 shares, $32.9M).
• · The fund held a long position in AES Corp (1,323,277 shares, $19.4M).
• · The fund held a long position in Antero Resources (1,184,416 shares, $41.6M).
• · The fund held a long position in Cipher Digital (1,091,463 shares, $26.7M).
• · The fund held a long position in Williams Companies (1,088,549 shares, $80.9M).
• · The fund held a long position in Venture Global (1,031,000 shares, $11.5M) via put option.
• · The fund held a long position in NextDecade Corp (1,003,907 shares, $7.6M).

14-08-2026

AQR Capital Management LLC and related entities filed a Schedule 13G/A with the SEC on August 14, 2026, disclosing beneficial ownership of 437,689 Class A ordinary shares of Spark I Acquisition Corp (SPKLU), representing 7.02% of the outstanding shares. The filing is an amendment to a prior 13G and reflects holdings as of June 30, 2026. The largest single holder within the group is AQR Global Alternative Investment Offshore Fund, L.P., which directly owns 359,806 shares (5.77%).

• · The filing is an amendment (13G/A) filed under Rule 13d-1(b), indicating the shares were acquired in the ordinary course of business and not with the purpose of changing or influencing control.
• · AQR Capital Management LLC is a wholly owned subsidiary of AQR Capital Management Holdings LLC.
• · AQR Arbitrage LLC is deemed controlled by AQR Capital Management LLC.
• · AQR Capital Management GP Ltd. serves as the general partner of AQR Global Alternative Investment Offshore Fund L.P.
• · No single entity within the group reported sole voting or dispositive power over any shares; all 437,689 shares are held with shared voting and dispositive power.

14-08-2026

Granite Bay Wealth Management, LLC filed its 13F-HR for the quarter ended June 30, 2026, reporting total holdings of approximately $1.09 billion across 207 positions. The portfolio is heavily weighted toward ETFs and large-cap equities, with top holdings including John Hancock Multifactor Mid Cap ETF ($50.4M), Apple Inc. ($44.3M), Vanguard Growth ETF ($41.5M), WisdomTree Equity Premium ETF ($41.3M), and Invesco S&P 500 Equal Weight ETF ($39.0M). No prior period comparison is available in this filing, so performance trends cannot be assessed.

• · All 207 positions are held with sole voting and dispositive power; no shared or no-power positions reported.
• · The largest single equity holding is Apple Inc. at $44.3M, followed by Microsoft Corp. at $21.8M and Amazon.com at $25.1M.
• · The portfolio includes significant exposure to fixed income ETFs such as iShares 20+ Year Treasury Bond ETF ($19.4M) and iShares Core US Aggregate Bond ETF ($6.2M).
• · Commodity exposure includes SPDR Gold Trust ($11.0M) and iShares Silver Trust ($6.5M).
• · Digital asset exposure is present via iShares Bitcoin Trust ($0.4M) and Grayscale Bitcoin Trust ($0.2M).
• · The filing does not include any prior period comparison data, so quarter-over-quarter changes cannot be determined.

14-08-2026

Silver Rock Financial LP filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing 22 equity holdings with a total reported value of approximately $50.5 million. The portfolio is concentrated in special situation securities, including a large position in EchoStar Corp notes ($19.9M) and significant stakes in Community Health Systems ($3.7M) and Optimum Communications ($5.5M). The filing shows a heavy tilt toward distressed and event-driven names, with many positions in warrants and small-cap equities.

• · The filing is a 13F-HR for the quarter ended June 30, 2026, filed on August 14, 2026.
• · The largest single position is EchoStar Corp notes (3.875% due 11/3) valued at $19.9M, representing ~39% of total portfolio value.
• · The second-largest position is Comcast Corp Class A at $15.0M, representing ~30% of total portfolio.
• · The portfolio includes 14 warrant positions, indicating a focus on speculative, event-driven securities.
• · All positions are held with sole voting and dispositive power; no shared or no-power holdings are reported.
• · The filing was signed by Patrick Hunnius, General Counsel and Chief Compliance Officer.

14-08-2026

Harraden Circle Investments, LLC and its managing member Frederick V. Fortmiller, Jr. filed an amended Schedule 13G with the SEC on August 14, 2026, disclosing beneficial ownership of 762,950 Class A shares of Cantor Equity Partners VI, Inc., representing 6.47% of the outstanding shares. The amendment reflects an internal reorganization effective June 30, 2026, which removed certain prior reporting persons and changed the filing basis from Rule 13d-1(c) to Rule 13d-1(b), indicating the remaining holders qualify as passive institutional investors.

• · The filing is an amendment (Schedule 13G/A) filed under Rule 13d-1(b) after an internal reorganization effective June 30, 2026.
• · The shares are held for the accounts of four funds: Harraden Circle Investors, LP, Harraden Circle Special Opportunities, LP, Harraden Circle Strategic Investments, LP, and Harraden Circle Concentrated, LP.
• · Harraden Adviser exercises voting and dispositive power over the shares as investment manager to the funds and other high net worth individuals.
• · The Reporting Persons certify the securities were acquired and are held in the ordinary course of business, not with the purpose of changing or influencing control of the issuer.

14-08-2026

Hazelview Securities Inc. filed its quarterly 13F-HR report with the SEC for the period ending June 30, 2026, disclosing a portfolio of 83 equity holdings with a total market value of approximately $721.7 million. The portfolio is heavily concentrated in real estate investment trusts (REITs) and real estate-related equities, with top holdings including Welltower Inc. ($83.2M), Prologis Inc. ($62.7M), Equinix Inc. ($63.1M), Digital Realty Trust Inc. ($42.7M), and Equity Residential ($33.0M). The filing reflects a diversified but sector-focused institutional real estate portfolio.

• · The filing was signed by Tim Fitzpatrick, Chief Compliance Officer, on July 23, 2026.
• · All 83 holdings are listed with sole voting and dispositive power, indicating no shared or non-dispositive positions.
• · The portfolio includes a mix of equity REITs, mortgage REITs, real estate operating companies, and a few energy and utility stocks.
• · Notable non-REIT holdings include Cheniere Energy, Consolidated Edison, Enbridge, Kinder Morgan, Oneok, Pembina Pipeline, Sempra, TC Energy, and Williams Companies.
• · The filing includes a small ETF position: Vanguard International Equity Index Fund Global ex US ETF ($1.1M).

14-08-2026

O'Connor Alternative Investments LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total of 156 equity holdings with an aggregate market value of approximately $1.37 billion. The portfolio is heavily concentrated in convertible notes and SPAC-related securities, with top positions including Chart Industries ($598.6M), TopBuild Corp ($170.3M), and Alphabet Inc. ($28.3M in Class A shares plus $22.6M in depositary shares). The filing reflects a diversified strategy across growth, energy, and special purpose acquisition companies, though no period-over-period comparisons are available from this initial filing.

• · The filing includes 156 holdings with a total market value of $1,370,611,571.
• · Largest single position is Chart Industries common stock valued at $598,643,814 (2,865,147 shares).
• · Second largest is TopBuild Corp common stock at $170,277,923 (480,292 shares).
• · Significant convertible note holdings include Cloudflare ($48.9M), Snowflake ($37.2M), ON Semiconductor ($30.2M), Akamai ($29.8M and $14.6M), GameStop ($20.5M), Live Nation ($17.8M), DoorDash ($14.8M), and Halozyme ($10.2M).
• · The portfolio contains a large number of SPAC and special purpose acquisition company securities, including units, shares, and warrants from over 50 different SPACs.
• · Put options are held on American Airlines (2,454,900 shares), Calumet (20,400 shares), Ford Motor (46,600 shares), Lucid Group (12,700 shares), RH (12,000 shares), State Street (118,000 shares), and Suburban Propane (39,000 shares).
• · Notable equity positions include Alphabet Inc. (80,020 Class A shares + 450,000 depositary shares), Klarna Group (1,127,170 shares), Zillow Group (330,595 shares), Rivian Automotive (279,000 shares), and Under Armour (438,543 shares).
• · Filer is O'Connor Alternative Investments LLC, based in New York, with Charles Mathys as Chief Compliance Officer.

14-08-2026

Garnet Equity Capital Holdings, Inc. filed its quarterly 13F-HR for the period ended June 30, 2026, reporting a portfolio of 29 equity and option positions with a total disclosed market value of approximately $294.6M. The largest single position is a put option on Invesco QQQ Trust (400,000 shares, $294.6M), which alone accounts for the vast majority of reported value. Other significant holdings include Groupon Inc. (970,776 shares, $23.4M), Talen Energy Corp. (64,537 shares, $24.8M), and FTAI Aviation Ltd. (90,028 shares, $24.4M). The filing does not provide prior-period comparisons, so period-over-period changes cannot be assessed.

• · The filing includes options positions: a put on Invesco QQQ Trust (400,000 shares), a call on Golar LNG (100,000 shares), and both a call and put on NextNav Inc. (200,000 shares each).
• · The smallest reported position by market value is New Fortress Energy Inc. at $706,454 (1,945,617 shares).
• · The portfolio includes exposure to uranium through Cameco Corp., NexGen Energy Ltd., Uranium Energy Corp., and the Sprott Uranium Miners ETF.
• · No prior-period comparison data is available in this filing, so changes in holdings or market values cannot be calculated.

14-08-2026

Shaolin Capital Management LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a portfolio value of approximately $2.1 billion. The fund maintains a highly concentrated focus on SPACs (Special Purpose Acquisition Companies), holding positions in hundreds of SPAC units, shares, and warrants, alongside select legacy positions in large-cap names like Alphabet Inc. and Boeing Co. The filing reveals a massive, diversified SPAC portfolio with no single equity position dominating, though the largest individual holding is in Apollo Global Management Series A Mandatory Convertible Preferred, valued at over $97 million.

• · The portfolio consists overwhelmingly of SPAC-related securities (units, Class A ordinary shares, and warrants), with hundreds of distinct SPAC positions.
• · The fund holds a put option on 119,500 shares of Cleanspark Inc, indicating a bearish hedge or speculative short position on that stock.
• · Notable non-SPAC equity positions include Alphabet Inc (across multiple share classes), Boeing Co (common and preferred), and Box Inc.
• · The filing lists 554 total holdings, suggesting a highly diversified but SPAC-centric strategy.
• · The fund's largest position by value is Apollo Global Management Series A Mandatory Convertible Preferred at ~$97.4M, which is a structured equity instrument, not a traditional SPAC.

14-08-2026

MILLS MUSIC TRUST reported receipts from EMI of $225,863 for Q2 2026 (up 11.3% from $202,850 in Q2 2025) and $650,023 for the first half of 2026 (up 40.2% from $463,609 in H1 2025). However, the trust made cash distributions of $93,323 in Q2 2026 ($0.3360 per unit) versus no distributions in Q2 2025, and the trust faces a dispute with EMI over a $89,963 overpayment that EMI intends to offset against future payments. Additionally, cumulative royalty deficiencies have grown to $346,363 as of June 30, 2026, up from $147,742 a year earlier.

• · Administrative expenses for H1 2026 were $211,405, down from $325,622 in H1 2025, a 35.1% decrease.
• · Corporate trustee fees remained flat at $625 per quarter ($1,250 for H1) in both periods.
• · Transfer agent and registrar fees increased to $13,750 in H1 2026 from $10,625 in H1 2025, a 29.4% increase.
• · The trust had no undistributed cash at end of Q2 2026, compared to $138,033 at end of Q2 2025.
• · EMI claims the $89,963 Additional Q4 Amount is an overpayment due to a computational error and intends to offset it against future Contingent Portion payments; the trust reserves its rights regarding the Calculation Method Dispute.

14-08-2026

Blue Sparrow, LLC /DE filed its quarterly 13F-HR for the period ending June 30, 2026, reporting total holdings valued at approximately $10.31 billion across 126 positions. The fund's largest holdings include Broadcom ($737.5M), Amazon ($610.7M), NVIDIA ($493.6M), Microsoft ($493.5M), and Micron Technology ($533.5M), reflecting a strong tilt toward technology and semiconductor stocks. No prior-period comparison data is available in this filing to assess portfolio changes.

• · The fund held 126 equity positions with a total market value of $10,309,580,356 as of June 30, 2026.
• · Top 10 holdings by value: iShares Core S&P 500 ETF ($883.7M), Broadcom ($737.5M), Amazon ($610.7M), Micron Technology ($533.5M), NVIDIA ($493.6M), Microsoft ($493.5M), Canadian Natural Resources ($355.5M), JPMorgan Chase ($315.3M), Tesla ($310.4M), and Booking Holdings ($308.0M).
• · Notable smaller positions include Halliburton ($398,234), Analog Devices ($397,170), CoStar Group ($174,451), and Camden Property Trust ($787,691).
• · The fund holds both Alphabet Class A ($20.8M) and Class C ($31.6M) shares, as well as both Honeywell Aerospace ($32.7M) and Honeywell International ($33.1M).
• · The filing was signed by Ursula Clay, Chief Compliance Officer, on August 14, 2026.

14-08-2026

Riverview Bancorp reported net income of $1.694M for Q1 FY2026 (June 30, 2026), up 38.3% from $1.225M in the prior-year quarter, driven by a 15.8% increase in net interest income to $11.396M and lower interest expense. However, total assets grew only modestly to $1.471B, and the company saw a decline in cash and cash equivalents to $102.214M from $116.866M at March 31, 2026, while shareholders' equity slipped slightly to $145.255M due to stock repurchases and an other comprehensive loss.

• · Provision for credit losses was $0 in both Q1 FY2026 and Q1 FY2025.
• · Interest on deposits increased to $4.361M from $3.774M YoY, while interest on borrowings decreased sharply to $0.611M from $1.760M YoY.
• · Salaries and employee benefits rose 10.8% YoY to $8.028M, the largest non-interest expense component.
• · Data processing expense increased 22.9% YoY to $0.912M.
• · The company repurchased 308,806 shares for $1.721M during the quarter, reducing outstanding shares.
• · Accumulated other comprehensive loss widened slightly to $(19.434M) from $(19.392M) at March 31, 2026.
• · Net cash provided by operating activities was $2.030M vs. $(0.697M) used in the prior-year period.
• · Net cash used in investing activities was $21.907M, primarily for purchases of investment securities ($24.814M).
• · FHLB advances remained flat at $16.100M, but the weighted average interest rate declined from 4.41% to 3.92%.

14-08-2026

Hamilton Capital Partners Inc. filed its 13F-HR for the period ending September 30, 2024, disclosing 178 equity holdings with a total market value of approximately $1.155 billion. The portfolio is heavily weighted toward large-cap technology, healthcare, and energy positions, with top holdings including Microsoft ($32.7M), Alphabet ($33.7M), NVIDIA ($34.5M), Tesla ($34.7M), and Meta Platforms ($33.5M). The filing also reveals significant fixed-income ETF exposure, notably iShares 20+ Year Treasury Bond ETF ($70.8M) and Vanguard Long-Term Treasury ETF ($53.3M), indicating a balanced approach between growth equities and long-duration fixed income.

• · The filing was signed by Derek Smith, CFO & CCO, on August 14, 2026, for the period ending September 30, 2024.
• · All 178 positions are listed as sole voting and dispositive power, indicating direct control over the shares.
• · The portfolio includes a mix of common stocks, REITs, ADRs, and ETFs, with significant exposure to gold miners (Kinross Gold, Agnico Eagle, Alamos Gold, B2Gold, Gold Fields, Anglogold Ashanti, Pan American Silver, Wheaton Precious Metals, Franco-Nevada, Royal Gold).
• · The largest single position is iShares 20+ Year Treasury Bond ETF at $70.8M, followed by Vanguard Long-Term Treasury ETF at $53.3M, suggesting a substantial fixed-income allocation.
• · Top equity holdings by value include Tesla ($34.7M), NVIDIA ($34.5M), Alphabet ($33.7M), Meta Platforms ($33.5M), Broadcom ($33.1M), Microsoft ($32.7M), and Adobe ($32.3M).
• · The filing does not provide prior period comparisons, so no period-over-period changes can be assessed.

14-08-2026

Dean Investment Associates, LLC filed its Form 13F-HR for the quarter ended June 30, 2026, disclosing 190 equity holdings with a total market value of approximately $710.4 million. The filing shows a diversified portfolio across sectors, with notable positions in SPDR Bloomberg Barclays Invest, Heartland Express, and Broadstone Net Lease. No significant changes in holdings were reported, indicating a stable investment strategy.

• · The filing was submitted on August 14, 2026, for the period ending June 30, 2026.
• · The filer is Dean Investment Associates, LLC, formerly known as Dean C H & Associates Inc (name changed on March 19, 1999).
• · The report is filed by Dean Capital Management as the reporting manager.
• · The portfolio includes 190 holdings, with the largest position being SPDR Bloomberg Barclays Invest (value $10,216,388).
• · Other significant positions include Hershey Co ($10,629,287), Jazz Pharmaceuticals ($10,273,274), and WEC Energy Group ($8,662,699).
• · The filing indicates all holdings are classified as 'DFND' (defined) with no discretionary or non-discretionary splits shown.
• · The portfolio is diversified across sectors including technology, healthcare, financials, industrials, and utilities.

14-08-2026

Lonestar Capital Management LLC filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing 29 equity holdings with a total market value of approximately $345.4 million. The portfolio is concentrated in energy, real estate, and technology sectors, with top positions including SPDR S&P 500 ETF put options ($112.0M), Invesco QQQ Trust put options ($73.6M), and Garrett Motion Inc. ($19.9M). The filing reflects a defensive posture with significant put option exposure on major indices.

• · The portfolio includes put options on two major ETFs (SPY and QQQ) totaling $185.6M, representing over 53% of total reported value, indicating a hedging or bearish stance on U.S. equity markets.
• · The only call option position is on Transocean Ltd. (9,000 shares, $4.4M), suggesting a bullish view on offshore drilling.
• · Energy sector exposure is significant with holdings in Energy Transfer, EQT, Expand Energy, Talen Energy, Vistra, NRG Energy, and LyondellBasell.
• · Real estate holdings include Diversified Healthcare Trust, Service Properties Trust, and Brookdale Senior Living.
• · Small positions in cryptocurrency-related Galaxy Digital and telecom Lumen Technologies are present.
• · No prior quarter comparison data is available in this filing to assess changes in positions.

14-08-2026

Maven Securities LTD filed its Form 13F-HR for the quarter ended June 30, 2026, reporting a total of $5,062,639,016 in equity assets under management across 342 positions. The portfolio is heavily concentrated in large-cap technology and consumer names, with top holdings including Meta Platforms ($61.3M), Invesco QQQ Trust ($54.0M), and Apple ($34.0M). The filing also reveals significant options activity, with large put positions on Meta Platforms ($91.5M), Invesco QQQ Trust ($129.1M), and Alphabet ($60.1M), indicating a hedging or bearish tilt on certain mega-cap stocks.

• · The filing includes 2 other managers: Maven Investment Partners US Ltd and Maven Investment Partners Ltd.
• · The portfolio includes significant convertible note holdings in Cloudflare ($12.7M), DoorDash ($9.3M), Snap ($8.2M), and IQIYI ($9.1M).
• · Large put positions were also held on Berkshire Hathaway ($45.7M), Boeing ($48.2M), Chevron ($19.8M), Disney ($12.8M), and Cisco ($11.5M).
• · Notable call positions include Home Depot ($49.2M), Costco ($28.5M), Intel ($41.1M), and Caterpillar ($18.0M).
• · The portfolio includes a mix of common stock, options (calls and puts), and convertible notes across 342 positions.

14-08-2026

XTX Topco Ltd filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing a diversified equity portfolio of over 200 U.S.-listed securities. The filing shows significant positions in Accenture PLC ($15.9M), Analog Devices Inc. ($21.8M), and American International Group ($13.5M), alongside smaller speculative holdings in biotech and technology names. The portfolio reflects a mix of large-cap core holdings and smaller, high-volatility positions, with no period-over-period comparison available in this initial filing.

• · Filing covers period ending June 30, 2026, filed August 14, 2026.
• · All positions are listed as 'DFND' (defined) and include shares held by seven affiliated entities.
• · No options or convertible securities reported; all positions are common stock or ETFs.
• · Largest single position by value is Analog Devices Inc. at $21.8M (54,930 shares).
• · Smallest disclosed positions include American Bitcoin Corp. ($11,124) and Avalon Globocare Corp. ($10,901).
• · Notable speculative holdings include AMC Entertainment (1.4M shares, $2.7M), Archer Aviation (705k shares, $3.3M), and multiple small-cap biotech names.
• · No period-over-period comparison data available as this is a single-quarter filing.

14-08-2026

Redmond Asset Management, LLC filed its Form 13F-HR for the quarter ended June 30, 2026, disclosing a diversified equity portfolio of 199 holdings with a total reported market value of approximately $400.7 million. The filing shows a concentrated long-only strategy with top positions in Alphabet Inc. (Class A), JPMorgan Chase & Co., Amazon.com Inc., and Berkshire Hathaway Inc. The portfolio is heavily weighted toward large-cap U.S. equities, with notable holdings in technology, financials, and industrials, but also includes smaller positions in ETFs and international ADRs.

• · The portfolio includes 199 distinct securities as of June 30, 2026.
• · Top holdings by market value include Alphabet Inc. Class A ($14.6M), JPMorgan Chase & Co. ($13.1M), Watsco Inc. ($14.3M), and Markel Group Inc. ($8.6M).
• · The filing indicates all holdings are held with sole voting and dispositive power, except for minor shared voting positions in a few securities (e.g., Accenture, Alphabet, Berkshire Hathaway, etc.).
• · The portfolio includes a mix of common stocks, ETFs (Invesco bulletShares, iShares, Vanguard, J.P. Morgan, etc.), and a small number of ADRs (Unilever).
• · Notable sector exposures include technology (Apple, Microsoft, Alphabet, Broadcom, Cisco), financials (JPMorgan, Berkshire, BlackRock, Schwab), industrials (Caterpillar, Union Pacific, Norfolk Southern), and healthcare (Johnson & Johnson, Eli Lilly, Abbott, AbbVie).
• · The filing does not include any options, convertible bonds, or other derivative instruments; all positions are common stocks or ETFs.

14-08-2026

Gillson Capital LP filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing 82 equity holdings with a total reported value of approximately $1.7 billion. The portfolio is concentrated in financial services, insurance, and real estate sectors, with top positions including Assurant Inc ($124.7M), Arthur J. Gallagher & Co ($81.8M), and Aon PLC ($73.5M). The filing reflects a diversified institutional portfolio with significant exposure to insurance and REITs, but no period-over-period comparison data is available in this filing to assess performance trends.

• · The filing includes call options on Applied Digital Corp (110,000 shares, $462K) and Iren Limited (220,000 shares, $950K), indicating bullish bets on these names.
• · The portfolio has a strong tilt toward insurance and financial services, with Assurant, Gallagher, Aon, Progressive, and Capital One among the top holdings.
• · REIT exposure is significant, with positions in Invitation Homes, Apple Hospitality, CareTrust, Welltower, UDR, and others.
• · Smaller positions include eRock Inc ($254K), First Carolina Financial Services ($126K), and Lincoln International ($716K).
• · The filing does not provide prior quarter comparisons, so no changes in positions or new/closing stakes can be identified.