Executive Summary
W.G. Shaheen & Associates DBA Whitney & Co filed its Q2 2026 13F-HR on July 28, 2026, revealing a concentrated, mega-cap-centric long equity portfolio with top holdings in Apple, NVIDIA, Alphabet, Amazon, and Newmont Corp.
The filing is a static snapshot as of June 30, 2026, and lacks aggregate portfolio NAV or total value, preventing precise period-over-period percentage comparisons at the portfolio level. However, the disclosed share counts and the presence of both net increases and decreases in positions (via 'VOTING AUTH/OTHER' fields) indicate active portfolio rebalancing during the quarter. The firm's heavy weighting in technology and AI-exposed names (Apple, NVIDIA, Alphabet, Amazon) suggests a bullish tilt toward secular growth themes, while a significant position in gold miner Newmont Corp introduces a defensive/commodity hedge. No forward-looking guidance, insider transactions, or capital allocation actions are present in this filing type, limiting forward-looking insights. The key takeaway is a high-conviction, large-cap growth portfolio with a notable commodity hedge, reflecting a cautious optimism on tech leadership while hedging against macro uncertainty.
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Filing types in this digest: 13F
Tracking the trend? Catch up on the prior USA Institutional Investor Activity digest from July 16, 2026.
Investment Signals (10)
- Whitney & Co (BULLISH)▲
Top holding Apple (588,020 shares) signals strong conviction in consumer tech and services ecosystem, despite broader market rotation concerns
- Whitney & Co (BULLISH)▲
Large NVIDIA position (195,914 shares) reflects sustained AI infrastructure demand thesis, aligning with sector-wide capital expenditure trends
- Whitney & Co (BULLISH)▲
Alphabet CL C (157,550 shares) and Amazon (157,545 shares) holdings indicate confidence in digital advertising and cloud computing growth trajectories
- Whitney & Co (BULLISH)▲
Newmont Corp (155,956 shares) as a top-5 holding suggests a strategic hedge against inflation and geopolitical risk, given gold's safe-haven status
- Whitney & Co (NEUTRAL)▲
Active position changes (net increases/decreases) in the quarter imply tactical rebalancing, potentially capturing short-term alpha
- Whitney & Co (NEUTRAL)▲
Absence of aggregate portfolio value limits ability to assess concentration risk, but top-5 holdings likely represent >30% of portfolio
- Whitney & Co (NEUTRAL)▲
Filing date (July 28) is the last permissible day for Q2 13F, indicating no urgency to disclose, but still timely for investors
- Whitney & Co (BULLISH)▲
No disclosed short positions or derivatives in the 13F, suggesting a pure long-only equity strategy
- Whitney & Co (NEUTRAL)▲
The firm's focus on mega-cap tech aligns with institutional crowding, reducing idiosyncratic risk but increasing correlation to market beta
- Whitney & Co (BULLISH)▲
Newmont's inclusion alongside tech giants creates a barbell strategy—growth + defense—which may outperform in volatile markets
Risk Flags (8)
- Whitney & Co/Concentration Risk [HIGH RISK]▼
Top 5 holdings (Apple, NVIDIA, Alphabet, Amazon, Newmont) likely represent a very high percentage of the portfolio, amplifying drawdown risk if tech corrects
- Whitney & Co/Lack of Diversification [MEDIUM RISK]▼
Portfolio appears heavily skewed to US mega-cap growth, with minimal exposure to value, small-cap, or international equities
- Whitney & Co/Newmont Volatility [MEDIUM RISK]▼
Gold mining stocks are highly sensitive to gold price fluctuations; a sharp drop in gold could materially impact portfolio returns
- Whitney & Co/No Aggregate Value [LOW RISK]▼
Without portfolio NAV, investors cannot calculate position sizes as % of portfolio, obscuring true risk exposure
- Whitney & Co/13F Lag [LOW RISK]▼
The snapshot is as of June 30, but positions may have changed significantly in July, especially given tech volatility
- Whitney & Co/No Hedging Disclosure [MEDIUM RISK]▼
13F does not require disclosure of put options or short positions, so the portfolio may have hidden tail risks
- Whitney & Co/Regulatory Scrutiny [LOW RISK]▼
Large concentrated positions in mega-cap tech may attract SEC attention if deemed 'acting in concert' with other filers
- Whitney & Co/Market Cap Bias▼
All top holdings are >$1 trillion market cap, limiting upside potential relative to smaller,
Filing Analyses
(1)
28-07-2026
W.G. Shaheen & Associates DBA Whitney & Co filed a Form 13F-HR for the reporting period ended 2026-06-30 (filed 2026-07-28) disclosing long positions across 200+ issuers and ETFs with notable large holdings in Apple Inc (588,020 sh), NVIDIA Corporation (195,914 sh), Alphabet Inc CL C (157,550 sh), Amazon.com Inc (157,545 sh) and Newmont Corp (155,956 sh). The report lists both net increases and decreases in positions during the quarter (many rows show non-zero 'VOTING AUTH/OTHER' activity fields that reflect changes), however the filing is a snapshot of holdings as of 2026-06-30 and does not report aggregate portfolio NAV or total value, limiting period-over-period (%) comparisons at the portfolio level.
- · Filing period: CONFORMED PERIOD OF REPORT 2026-06-30; Filed as of date: 2026-07-28; Effectiveness date: 2026-07-28.
- · Filer contact: Business phone (585) 232-6200; Chief Compliance Officer: Christy Fabian, phone (813) 543-9862, Tampa FL.
- · Top single-stock share counts disclosed include APPLE INC COM 588,020 sh; NVIDIA CORPORATION COM 195,914 sh; ALPHABET INC CAP STK CL C 157,550 sh; AMAZON COM INC 157,545 sh; NEWMONT CORP 155,956 sh.
- · Largest position by share count appears to be CNH INDL N V with 1,045,801 sh (ticker N20944109).
- · Several positions show non-zero change fields in the table (examples: ABBVIE INC shows 550 in the 'other' column with reported 18,956 sh current and 18,406 prior-inferred; ASML HLDG NV shows 1,406 change; many ETFs such as DOUBLELINE ETF TRUST OPPO CORE BD ETF show 54,701 change) indicating intra-quarter activity, but the form does not provide explicit prior-period totals for every line to compute % changes reliably.
- · The filing does not disclose aggregate market value or portfolio NAV in USD — only share counts per issuer and CUSIPs are provided.
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