Dow Jones 30 Stocks SEC Filings — June 08, 2026

08-06-2026

Alpha Modus Holdings, Inc. filed an 8-K on June 8, 2026, announcing a 1-for-40 reverse stock split of its common stock, effective June 15, 2026, subject to Nasdaq approval. The reverse split does not change the authorized share count and fractional shares will be rounded up. The amendment was adopted by the board and stockholders.

• · Reverse stock split ratio is 1-for-40.
• · Effective time is the later of 7:00 a.m. New York Time on June 15, 2026, or Nasdaq approval and processing.
• · No fractional shares will be issued; all fractional shares will be rounded up to the nearest whole share.
• · Authorized share count remains unchanged.
• · Certificate of Amendment was signed on June 3, 2026.

08-06-2026

Verra Mobility Corporation announced the formation of a Transformation Committee of the Board on June 5, 2026, to oversee the company's transformation initiative aimed at better positioning the business for long-term growth. The committee will support management in reviewing business and financial strategies, cost optimization, growth opportunities, capital allocation, portfolio composition, and financing activities. The committee is chaired by Raj Ratnakar and includes Douglas Davis and John Rexford. No financial details or performance comparisons were provided in the filing.

08-06-2026

On June 4, 2026, Jordan Krugman resigned from all positions at Invesco Capital Management LLC and its affiliates, including his role as a member of the Board of Managers, effective August 3, 2026. The Managing Owner is considering a replacement. This filing is a routine disclosure of a director/officer departure with no financial impact.

• · Resignation effective date: August 3, 2026.
• · The resignation covers all positions at the Managing Owner and its affiliates.
• · The Managing Owner is currently considering a replacement.

08-06-2026

MSD Investment Corp. amended its Senior Secured Credit Agreement to increase the limit on Shorter Term Unsecured Indebtedness from $200,000,000 to $600,000,000, tripling the allowable amount. The amendment, effective June 5, 2026, was executed with JPMorgan Chase as administrative agent and a syndicate of lenders including Goldman Sachs, Deutsche Bank, Morgan Stanley, and others. The filing does not disclose any negative or flat performance metrics, but the increased debt capacity may signal higher leverage or growth financing needs.

• · The amendment also corrected a reference from 'HSBC Bank USA' to 'HSBC Bank USA, N.A.' in the existing credit agreement.
• · The amendment was governed by New York law and included a jury trial waiver.
• · No Default or Event of Default existed immediately prior to or after the amendment effective date, as represented by the borrower.

08-06-2026

AVITA Medical, Inc. issued a warrant to Perceptive Credit Holdings V, LP on June 5, 2026, following stockholder approval at the 2026 Annual Meeting on June 3, 2026. The warrant allows Perceptive to purchase up to 500,000 shares of common stock at $3.4019 per share, with an additional 150,000 shares vesting if the Company draws the $10 million Additional Commitment Amount under the existing $60 million credit facility. The warrant shares are registered under the Company's existing S-3 registration statement.

• · The warrant exercise price is $3.4019 per share.
• · The warrant shares are registered under Registration Statement on Form S-3 (File No. 333-294790) with a prospectus supplement filed on June 5, 2026.
• · The Additional Commitment Amount of $10 million is subject to a net revenue requirement and must be drawn by March 31, 2027.
• · The Credit Agreement was originally entered into on January 13, 2026.

08-06-2026

Strive, Inc. (ASST) filed an 8-K on June 5, 2026, announcing amendments to its Series A Perpetual Preferred Stock (SATA) certificate of designation to increase authorized shares to 40,000,000, and entered into amended and restated sales agreements with multiple agents to sell up to $2.55 billion of Common Stock and up to $2.6 billion of SATA Stock through at-the-market offerings. The company also added several new sales agents, including Barclays Capital Inc., Clear Street LLC, The Benchmark Company, LLC, StoneX Financial Inc., B. Riley Securities, Inc., Maxim Group LLC, and H.C. Wainwright & Co., LLC. No financial results or period-over-period comparisons are provided in this filing.

• · The Certificate of Amendment for SATA Stock was filed with the Nevada Secretary of State on June 5, 2026, and is effective June 5, 2026, for the first amendment and June 15, 2026, at 12:01 am PT for the second amendment.
• · The A&R ASST Sales Agreement adds Barclays Capital Inc., Clear Street LLC, The Benchmark Company, LLC, StoneX Financial Inc., B. Riley Securities, Inc., Maxim Group LLC, and H.C. Wainwright & Co., LLC as additional agents alongside Cantor Fitzgerald & Co.
• · The A&R SATA Sales Agreement adds The Benchmark Company, LLC, StoneX Financial Inc., B. Riley Securities, Inc., Maxim Group LLC, and H.C. Wainwright & Co., LLC as additional agents alongside the original agents (Cantor Fitzgerald & Co., Barclays Capital Inc., Clear Street LLC).
• · The legal opinions of Brownstein Hyatt Farber Schreck, LLP regarding the validity of the shares are filed as Exhibits 5.1 and 5.2.

08-06-2026

On June 4, 2026, Jordan Krugman resigned from all positions at Invesco Capital Management LLC and its affiliates, including his role on the Board of Managers of the Managing Owner, effective August 3, 2026. The Managing Owner is currently considering his replacement. No financial impact or performance data is disclosed in this filing.

• · Resignation effective date: August 3, 2026
• · Filing date: June 8, 2026
• · Event date: June 4, 2026
• · The Managing Owner is actively considering a replacement for Mr. Krugman

08-06-2026

On June 4, 2026, Jordan Krugman notified Invesco Galaxy Bitcoin ETF (BTCO) of his resignation from all positions at the Sponsor, Invesco Capital Management LLC, including his role on the Board of Managers, effective August 3, 2026. The Sponsor is currently considering a replacement. No financial impact or performance data is included in this filing.

• · Resignation effective date: August 3, 2026.
• · Filing date: June 8, 2026; event date: June 4, 2026.
• · Registrant is an emerging growth company and has elected not to use the extended transition period for complying with new financial accounting standards.

08-06-2026

On June 4, 2026, Jordan Krugman resigned from all positions at Invesco Specialized Products, LLC (the Sponsor) and its affiliates, including his role on the Board of Managers, effective August 3, 2026. The Sponsor is currently considering a replacement. No financial metrics or performance data are included in this filing.

• · Resignation effective date: August 3, 2026.
• · Filing date: June 8, 2026; event date: June 4, 2026.
• · Sponsor is actively considering a replacement for Mr. Krugman.

08-06-2026

BGSF, Inc. filed an 8-K on June 5, 2026, to disclose an updated investor slide presentation that will be used in meetings with investors. The filing is a Regulation FD disclosure and does not contain any financial results or material changes to the company's operations.

• · The investor presentation is dated June 5, 2026, and is attached as Exhibit 99.1.
• · The presentation is available on the company's website at www.bgsf.com.
• · The information is furnished, not filed, under the Exchange Act and is not incorporated by reference into any SEC filings unless expressly stated.

08-06-2026

Silver Star Properties REIT, Inc. filed for Chapter 11 bankruptcy on May 28, 2026, along with its subsidiary Silver Star Virginia Parkway, LLC. The company is the guarantor of four loan agreements currently in default, with outstanding principal amounts of $24,599,690, $15,530,000, $17,000,000, and $8,100,000. Additionally, a promissory note of $5,750,000 is in default and the related property has been posted for foreclosure.

• · The Chapter 11 cases are filed in the United States Bankruptcy Court for the Northern District of Texas under case numbers 26-42316-mxm11 (Silver Star) and 26-42315-mxm11 (McKinney Debtor).
• · The McKinney Debtor's promissory note matures on June 7, 2026, and the lender has posted the storage property for foreclosure on June 2, 2026.
• · The company issued a press release on June 5, 2026, announcing the bankruptcy filing and its strategic path forward.

08-06-2026

Energy Recovery, Inc. held its 2026 Annual Meeting on June 4, 2026, with 85.3% of shares represented. All five director nominees were elected, with support ranging from 84.5% to 95.2%. The non-binding advisory vote on executive compensation was approved with 83.3% for, but 14.6% against. The ratification of Deloitte & Touche as auditor was overwhelmingly approved (99.3%). However, the approval of Amendment No. 1 to the 2020 Incentive Plan was narrowly passed with only 53.5% for and 44.9% against, indicating significant shareholder opposition.

• · David Moon resigned as President, CEO and director effective May 26, 2026, and did not stand for re-election.
• · Board size remains at 6 members with one vacancy.
• · Broker non-votes were 4,841,120 for all director elections and Proposals 2 and 4.
• · Proposal 4 (incentive plan amendment) had 44.9% votes against, indicating strong shareholder dissent.

08-06-2026

On June 4, 2026, Jordan Krugman resigned from all positions at Invesco Specialized Products, LLC and its affiliates, including his role as a member of the Board of Managers of the Sponsor, effective August 3, 2026. The Sponsor is considering his replacement. No financial impact is disclosed.

• · Resignation effective date: August 3, 2026
• · Mr. Krugman's resignation covers all positions at the Sponsor and affiliates
• · The Sponsor is actively considering a replacement

08-06-2026

On June 4, 2026, Jordan Krugman notified the Invesco CurrencyShares Canadian Dollar Trust of his resignation from all positions at the Sponsor, Invesco Specialized Products, LLC, and its affiliates, including his role on the Board of Managers, effective August 3, 2026. The Sponsor is currently considering a replacement. No financial impact or performance data is provided in this filing.

• · Resignation effective date: August 3, 2026.
• · Filing date: June 8, 2026; event date: June 4, 2026.
• · Sponsor is actively considering a replacement for Mr. Krugman.

08-06-2026

Catheter Precision, Inc. (VTAK) entered into a Securities Purchase Agreement on June 7, 2026, to purchase 2,941,176 shares of Volato Group, Inc. (SOAR) at $0.34 per share for an aggregate purchase price of $1,000,000 in a private placement. As of June 5, 2026, the market value of these shares was approximately $1,000,000, and Volato also agreed to deliver freely tradeable equity securities of a third-party entity valued at approximately $1,100,000. However, the company cautioned there is no guarantee it will realize these current values through future sales.

• · The closing of the private placement is subject to customary conditions including accuracy of representations and warranties, performance of covenants, and absence of a Material Adverse Effect with respect to Volato.
• · Volato agreed to file a registration statement on Form S-3 covering resale of the shares within 10 calendar days of the Registration Rights Agreement and use best efforts to have it declared effective promptly.
• · The Registration Rights Agreement includes customary provisions for registration procedures, expenses, liquidated damages, and indemnification.

08-06-2026

Volato Group announced a $2.2 million strategic investment led by Catheter Precision and other institutional investors, strengthening its balance sheet as it pivots to an AI-focused strategy. The company is evaluating two non-binding LOIs for AI infrastructure and power generation transactions, but no definitive agreements exist and the M2i Global transaction was recently terminated. While the investment provides near-term liquidity, the AI strategy remains highly speculative with no guaranteed outcomes.

• · The investment is in restricted common stock and subject to customary closing conditions, including NYSE American authorization of a supplemental listing application.
• · Volato owns Parslee, an AI software platform focused on deterministic document intelligence, and is developing Volato AI for aviation-specific AI agents.
• · The M2i Global transaction was recently terminated, but Volato believes this does not affect its NYSE American compliance plan.
• · No definitive agreements have been executed for the AI infrastructure opportunities, and there is no assurance either will result in a completed transaction.
• · Catheter Precision becomes Volato's largest shareholder as a result of this investment.

08-06-2026

AmeriServ Financial, Inc. filed its DEF 14A proxy statement for the 2026 Annual Meeting to be held virtually on July 23, 2026. The company reported net income of $1.8 million ($0.11 EPS) for Q1 2026, down 6.0% from $1.9 million ($0.12 EPS) in Q1 2025, though net interest income improved by $897,000 due to a 25-basis-point margin expansion. The filing also discloses ongoing shareholder engagement, governance enhancements, and an expanded strategic partnership with SB Value Partners.

• · Net interest income represents approximately 73% of total revenue.
• · 53% of outstanding shares were contacted and 33% engaged in post-2025 Annual Meeting shareholder outreach.
• · The company eliminated cumulative voting in director elections and amended bylaws for market-standard proxy access.
• · The Compensation Committee engaged Pearl Meyer as independent compensation consultant.
• · Say-on-Pay results have been low since 2023, attributed to lack of disclosure on shareholder engagement rather than pay-for-performance misalignment.
• · The expanded relationship with SB Value Partners was announced in January 2026 with an amended consulting agreement focusing on operational efficiency, wealth management business development, and strategic initiatives.
• · Annual Meeting will be held virtually on July 23, 2026 at 1:30 p.m. ET.
• · Record Date for voting is May 8, 2026.

08-06-2026

Duluth Holdings reported Q1 FY2026 results with a net loss of $10.0M, improving from a $15.3M loss in the prior year, while gross margin expanded 540 bps to 57.4% and adjusted EBITDA rose $6.4M to $2.6M. However, net sales declined 4.0% to $98.6M, driven by an 8.7% drop in direct-to-consumer sales amid reduced promotional activity, partially offset by a 3.3% increase in retail store sales. The company raised its fiscal 2026 adjusted EBITDA guidance to $28-$32M while affirming net sales guidance of $540-$560M.

• · SG&A expenses decreased $3.4M or 5.2% to $61.8M, driven by leverage on variable expenses from fulfillment network efficiencies and reduction in personnel expenses.
• · Direct-to-consumer net sales declined 8.7% due to declines in web traffic and web conversion from reduced promotional activity, partially offset by higher average order values.
• · Retail store net sales increased 3.3% driven by higher average order values in comparable stores and two new stores opened in Q3 FY2025.
• · Gross margin expansion was primarily driven by increased average unit retail prices from reduced promotional activity and improved product costs from the direct to factory sourcing initiative, partially offset by tariff costs.
• · Cash and cash equivalents decreased to $6.1M from $16.3M at the end of FY2025 and from $8.6M a year ago.
• · The company has $6.0M outstanding on its $100M ABL facility.
• · Adjusted EPS of ($0.20) excludes $2.7M in impairment charges and $1.4M in restructuring expenses, net of tax.
• · Fiscal 2026 guidance: net sales affirmed at $540-$560M; adjusted EBITDA raised from $26-$30M to $28-$32M; capex (including software hosting implementation costs) affirmed at ~$12M.
• · Conference call scheduled for June 8, 2026 at 9:30 am ET.

08-06-2026

Inflection Point Acquisition Corp. VI (IPFX) announced a definitive business combination agreement with Quantum Space, LLC on June 8, 2026. The combined company will operate under an Up-C structure and be renamed 'Quantum Space, Inc.' The transaction involves concurrent Series B convertible preferred unit investments and Series A cumulative convertible preferred stock investments, but no specific financial terms or valuations were disclosed in this filing.

• · The combined company will be organized in an umbrella partnership C corporation (Up-C) structure with substantially all assets and business held by Quantum Space.
• · PubCo will change its name to 'Quantum Space, Inc.' upon closing.
• · The A&R Charter will create four classes of stock: Class A-1 (1 vote, economic rights), Class A-2 (10 votes, economic rights), Class B-1 (1 vote, no economic rights), and Class B-2 (10 votes, no economic rights).
• · Concurrent Series B convertible preferred unit investments and warrants of Quantum Space were made at signing.
• · Series A cumulative convertible preferred stock and warrants of PubCo are to be issued substantially concurrently with closing.
• · The filing includes projected financial information and an investor presentation as exhibits.

08-06-2026

Two Harbors Investment Corp. (TWO) postponed its special meeting of stockholders related to the proposed transaction with CrossCountry Intermediate Holdco, LLC, an affiliate of CrossCountry Mortgage, LLC. The meeting is rescheduled for June 23, 2026, with no changes to the record date, purpose, or proposals.

• · The special meeting will be held virtually on June 23, 2026 at 10:00 a.m. Eastern Time at www.virtualshareholdermeeting.com/TWO2026SM.
• · No changes to the location, record date, purpose, or proposals to be acted upon at the special meeting.

08-06-2026

AstroNova reported Q1 FY2027 revenue of $39.4M, up 4.4% YoY, driven by Aerospace segment growth of 16.3%. Consolidated operating profit grew to $1.6M (operating margin expanded 250 bps to 4.0%) and net income improved to $0.7M from a prior-year loss of $0.4M. However, Product ID segment revenue declined 0.8% YoY to $26.1M, and cash from operations fell to $3.0M from $4.4M in the prior year due to higher working capital requirements.

• · Aerospace hardware revenue grew 37.9% to $9.0M YoY driven by ToughWriter platform conversion.
• · Aerospace segment backlog more than doubled YoY to $18.2M from $7.4M.
• · Product ID recurring revenue represented approximately 82% of total segment sales.
• · Interest expense decreased 24.7% YoY to $0.7M due to lower outstanding debt.
• · Capital expenditures were only $36K in Q1 FY2027 vs $60K in prior year.
• · Tariff mitigation contributed $0.7M to revenue; foreign currency translation added $0.6M.
• · Non-recurring items included $0.4M restructuring charges and $0.3M net inventory reserve reversal (both in cost of revenue) and $0.7M non-recurring legal/professional fees in operating expenses.
• · Product ID segment operating income doubled to $0.6M despite flat revenue.
• · Aerospace segment operating profit increased 96% to $3.9M.
• · Total debt reduced by $8.8M YoY and $1.7M sequentially.

08-06-2026

First Carolina Financial Services, Inc. filed an S-1/A registration statement for its initial public offering. The company will have broad discretion over the use of net proceeds, which are intended for general corporate purposes including organic growth, potential acquisitions, debt refinancing, and working capital. As an emerging growth company, it will take advantage of reduced disclosure requirements, which may make its stock less attractive to investors and could negatively affect the market price.

• · The company opened branches in Columbia, South Carolina, and Atlanta, Georgia, in 2022, and a branch in Greenville, South Carolina, in 2023.
• · The company has not performed an evaluation of internal control over financial reporting under Section 404 of the Sarbanes-Oxley Act, and control deficiencies may exist.
• · The company will cease to be an emerging growth company upon the earliest of: the fifth anniversary of the offering, annual gross revenues of $1.235B or more, issuance of more than $1B in non-convertible debt over three years, or becoming a large accelerated filer.
• · The company relies on senior management and faces risks from employee error, misconduct, and operational fraud such as check fraud, wire fraud, and phishing.

08-06-2026

New Century Logistics (BVI) Ltd reported a sharp deterioration in financial performance for FY2025 ended September 30, 2025. Revenue declined 15.51% to $44.08M from $52.18M in FY2024, and the company swung from a net income of $220,643 in FY2024 to a net loss of $10.73M in FY2025. The loss was driven by a collapse in gross profit (down 96.2% to $162,650) and a surge in general and administrative expenses, which more than tripled to $11.00M, largely due to $6.36M in share-based compensation expenses.

• · Air freight forwarding services accounted for 95.13% of total revenue in FY2025, up from 92.02% in FY2024.
• · Ocean freight forwarding services gross profit margin improved to 8.99% in FY2025 from 5.48% in FY2024, but revenue declined sharply.
• · Other services segment posted a negative gross profit margin of -50.21% in FY2025, compared to a positive 42.66% in FY2024.
• · General and administrative expenses surged 191.6% YoY, primarily due to $6.36M in share-based compensation expenses (none in FY2024).
• · The company had 39 employees as of the filing date, with warehouse staff and general/administrative staff each comprising 28% of the workforce.
• · Cost of sales for other services increased 27.02% YoY despite a 51.51% decline in revenue from that segment.

08-06-2026

Intuitive Machines, Inc. held its Annual Meeting of Stockholders on June 4, 2026, where shareholders elected two Class III director nominees (Dr. Kamal Ghaffarian and Stephen Altemus) to terms expiring in 2029, and ratified Grant Thornton LLP as the independent registered public accounting firm for fiscal year 2026. Both proposals passed with strong shareholder support, though the director elections saw notable votes against and broker non-votes.

• · The Annual Meeting was held on June 4, 2026, and the 8-K was filed on June 8, 2026.
• · Dr. Kamal Ghaffarian received 195,999,331 votes for and 22,328,731 votes against, with 28,971,750 broker non-votes.
• · Stephen Altemus received 207,762,049 votes for and 10,566,013 votes against, with 28,971,750 broker non-votes.
• · Grant Thornton LLP was ratified with 246,639,121 votes for, 280,218 against, and 380,473 abstentions.
• · The company is an emerging growth company and has elected not to use the extended transition period for complying with new financial accounting standards.

08-06-2026

American Vanguard Corporation (NYSE:AVD) announced the voting results from its 2026 Annual Meeting of Stockholders held on June 3, 2026. All seven director nominees were elected, and all other ballot initiatives—including ratification of Deloitte Touche, LLP as auditor, advisory vote on say-on-pay frequency, and advisory approval of executive compensation—passed with overwhelming shareholder support. No negative or dissenting metrics were disclosed, and no financial results or period-over-period comparisons were provided in this filing.

• · The annual meeting was held on June 3, 2026.
• · All seven director nominees received more votes 'for' than 'against'.
• · The company has more than 1,000 product registrations worldwide.
• · The company is headquartered in Newport Beach, CA.
• · Robert Winters of Alpha IR Group is the investor contact.

08-06-2026

Vor Biopharma Inc. announced on June 8, 2026, that RemeGen Co., Ltd. received conditional NMPA approval in China for telitacicept to treat IgA nephropathy and full approval for Sjögren's disease. The disclosure is furnished under Regulation FD and does not contain any financial results or performance metrics.

• · The approvals are for the Chinese market only.
• · The IgA nephropathy approval is conditional; the Sjögren's disease approval is full.
• · The filing is furnished under Item 7.01 (Regulation FD) and not deemed filed for Exchange Act purposes.

08-06-2026

MetaVia Inc. (MTVA) held its 2026 virtual annual meeting on June 8, 2026, where stockholders approved all five proposals, including the election of two Class I directors, ratification of BDO USA as auditor, a reverse stock split (1-for-5 to 1-for-22), an amendment to the 2022 Equity Incentive Plan increasing authorized shares by 200,000, and an adjournment proposal. The reverse stock split and equity plan amendments were approved with strong support (86.3% and 97.9% of votes cast, respectively), but the reverse split proposal also saw notable opposition (373,239 against, 13.0% of votes cast).

• · The reverse stock split proposal received 2,472,949 votes for, 373,239 against, and 20,357 abstentions, with no broker non-votes.
• · The equity plan amendment received 1,893,233 votes for, 35,799 against, 5,708 abstentions, and 931,805 broker non-votes.
• · The adjournment proposal received 1,902,616 votes for, 29,372 against, 2,752 abstentions, and 931,805 broker non-votes.
• · The ratification of BDO USA as auditor received 2,772,109 votes for, 89,718 against, and 4,718 abstentions.
• · The Class I directors were elected with over 99% of votes cast (excluding broker non-votes) in favor.

08-06-2026

Avalo Therapeutics held its 2026 Annual Meeting on June 2, 2026, with approximately 85% of outstanding shares represented. Stockholders elected seven directors to the Board and ratified Ernst & Young LLP as the independent auditor for fiscal year 2026. However, the approval of the Second Amended and Restated 2016 Employee Stock Purchase Plan (A&R 2016 ESPP) was narrowly passed with 14,513,683 votes for and 6,588,576 against, indicating significant shareholder opposition.

• · The A&R 2016 ESPP was approved with 14,513,683 votes for, 6,588,576 against, and 343 abstentions, plus 1,569,682 broker non-votes.
• · Ratification of Ernst & Young LLP as independent auditor passed overwhelmingly: 22,513,332 for, 153,320 against, 5,632 abstentions.
• · All seven director nominees were elected with strong support; the lowest vote total was Aaron Kantoff with 21,078,660 for and 23,942 withheld.
• · The Board adopted the A&R 2016 ESPP on April 2, 2026, prior to shareholder approval.

08-06-2026

Verano Holdings Corp. filed an 8-K on June 8, 2026, reporting amendments to its charter/bylaws (Items 3.03 and 5.03). The filing does not contain any financial results or operational metrics, so no period-over-period comparisons are available. The amendments are a routine corporate governance matter with no disclosed financial impact.

• · The filing includes Items 3.03 (Material Modification to Rights of Security Holders) and 5.03 (Amendments to Articles of Incorporation or Bylaws).
• · The company's business address is 224 W Hill Street, Suite 400, Chicago, IL 60610.
• · Verano Holdings Corp. is incorporated in Nevada (State of Inc.: NV) with a fiscal year ending December 31.

08-06-2026

Savara Inc. filed an 8-K on June 8, 2026, announcing a certificate of amendment to its Amended and Restated Certificate of Incorporation, effective June 4, 2026. The amendment increases the authorized share count from a prior amount (not specified) to 601 million shares (600 million common, 1 million preferred), with a par value of $0.001 per share. While this provides capacity for future capital raises, the filing does not disclose any specific immediate use of the new shares, and the company has not reported corresponding financial results or guidance.

• · The amendment was approved by the board and stockholders in accordance with Section 242 of the Delaware General Corporation Law.
• · Prior amendments to the certificate were filed on June 4, 2018, June 10, 2021, and June 6, 2024.
• · The original certificate was filed under the name Victoria Enterprises on December 1, 1995.

08-06-2026

First Advantage Corporation held its 2026 Annual Meeting on June 5, 2026, with 94% of shares represented. Stockholders elected three Class II directors (James L. Clark, Bridgett R. Price, Mark Gillett) for three-year terms, ratified Deloitte & Touche LLP as independent auditor for fiscal 2026, and approved advisory compensation for named executive officers. All proposals passed, though director Mark Gillett received the lowest support with 32,875,504 votes withheld (19.1% of votes cast), indicating notable shareholder dissent.

• · The annual meeting was held on June 5, 2026, and the 8-K was filed on June 8, 2026.
• · Proposal 2 (ratification of auditor) passed with 162,194,290 votes for, only 38,636 against, and 29,182 abstentions, with no broker non-votes.
• · Proposal 3 (advisory compensation) passed with 157,302,586 votes for, 2,478,182 against, and 32,472 abstentions, plus 2,448,868 broker non-votes.
• · Mark Gillett received the highest number of votes withheld among director nominees at 32,875,504, representing about 19.1% of votes cast (excluding broker non-votes).
• · Bridgett R. Price received the highest votes for among director nominees at 149,762,902.

08-06-2026

AvalonBay Communities, Inc. announced the executive leadership team for the combined company that will be formed upon closing of its merger with Equity Residential, expected in the second half of 2026. The team includes leaders from both organizations, such as Michael Manelis (COO, from Equity Residential) and Scott Fenster (General Counsel, from Equity Residential), while Kevin O'Shea (CFO) and others will continue from AvalonBay. The announcement marks a key integration milestone, but the companies will remain separate until closing, and organizational structures for certain groups are still being determined.

• · The combined company will oversee more than 180,000 apartment homes.
• · Closing is expected in the second half of 2026; until then, both companies operate separately under current leadership.
• · Ted Schulman will serve as EVP of Legal Affairs through integration, then transition to a senior advisor role.
• · Organizational structure and reporting relationships for certain groups are still being determined.
• · Town halls will be held in Arlington and Chicago with livestream access for all associates.

08-06-2026

On June 8, 2026, Babcock & Wilcox Enterprises, Inc. announced that its board of directors approved a dividend of $0.4843750 per share on its 7.75% Series A Cumulative Perpetual Preferred Stock (BW PRA), with a record date of June 20, 2026 and a payment date of June 30, 2026. The filing contains no financial results or period-over-period comparisons, and no negative or flat metrics are reported.

• · The dividend is on the 7.75% Series A Cumulative Perpetual Preferred Stock listed on NYSE under symbol BW PRA.
• · Record date: June 20, 2026; Payment date: June 30, 2026.
• · The filing is an 8-K under Item 8.01 (Other Events) and does not include any financial results or operational updates.

08-06-2026

FIGS, Inc. held its 2026 annual meeting on June 3, 2026, with approximately 93.29% of combined voting power represented. All three Class II director nominees (Heather Hasson, Kenneth Lin, and Melanie Whelan) were elected, and stockholders ratified Ernst & Young LLP as the independent auditor for fiscal 2026. Additionally, shareholders approved, on a non-binding advisory basis, the compensation of named executive officers.

• · Record date for the meeting was April 8, 2026.
• · Class A stockholders had one vote per share; Class B stockholders had twenty votes per share.
• · Heather Hasson received 275,934,138 votes for and 12,622,280 withheld; Kenneth Lin received 279,648,260 for and 8,908,158 withheld; Melanie Whelan received 250,430,479 for and 38,125,939 withheld.
• · Ratification of Ernst & Young LLP passed with 302,472,060 for, 83,484 against, and 118,582 abstained.
• · Advisory vote on executive compensation passed with 241,013,864 for, 46,312,879 against, and 1,229,675 abstained.
• · Broker non-votes totaled 14,117,708 on Proposals 1 and 3.

08-06-2026

Hawthorn Bancshares held its 2026 Annual Meeting on June 2, 2026, with 5,116,853 shares (74.27% of outstanding) represented. Shareholders elected four Class I directors, ratified Forvis Mazars as auditor, and approved executive compensation on an advisory basis, with a 1-year frequency for future say-on-pay votes. The Board also approved a new form of restricted stock unit agreement for non-employee directors.

• · Philip D. Freeman received the lowest 'For' votes among director nominees (2,925,051) with 544,135 votes against.
• · Ratification of Forvis Mazars as auditor passed with 4,858,332 votes for and 155,391 against.
• · Advisory vote on executive compensation received 3,378,004 for and 89,611 against.
• · Frequency of say-on-pay votes set to every 1 year with 3,242,779 votes for that option.
• · The Director RSU Agreement vests on the first anniversary of grant, subject to continuous service.

08-06-2026

Alarm.com Holdings held its 2026 Annual Meeting on June 3, 2026, where shareholders elected eight directors, ratified PricewaterhouseCoopers as auditor, and approved executive compensation on an advisory basis. All proposals passed with strong support, though director Timothy McAdam received the lowest 'For' votes (34.8M) among nominees.

• · Proposal 1: Timothy McAdam received 34,763,474 For votes (lowest among nominees), with 4,866,123 Against.
• · Proposal 2: Auditor ratification passed with 44,914,540 For, 281,962 Against, 66,749 Abstain.
• · Proposal 3: Advisory vote on executive compensation passed with 38,027,762 For, 1,596,532 Against, 72,304 Abstain.
• · Broker non-votes: 5,566,652 for Proposal 1 and Proposal 3; none for Proposal 2.

08-06-2026

NCR Voyix Corporation held its 2026 Annual Meeting on June 3, 2026, where stockholders approved the 2026 Stock Incentive Plan and elected eight directors. All four proposals passed, including the advisory vote on executive compensation and ratification of PricewaterhouseCoopers LLP as auditor. However, the 2026 Stock Incentive Plan received the lowest support among proposals, with 4,818,684 votes against and 132,710 abstentions, indicating some shareholder dissent.

• · The 2026 Stock Incentive Plan was approved with 122,928,557 votes for, 4,818,684 against, and 132,710 abstentions, plus 13,011,915 broker non-votes.
• · Say on Pay advisory vote passed with 126,141,264 for, 1,601,778 against, and 136,909 abstentions.
• · Ratification of PricewaterhouseCoopers LLP as auditor received 139,467,622 votes for, 1,357,399 against, and 66,845 abstentions, with no broker non-votes.
• · Laura Sen received the highest number of votes against among director nominees (4,797,076), while Janet Haugen had the fewest (759,286).
• · The Plan replaces the NCR Corporation 2017 Stock Incentive Plan, effective June 3, 2026.

08-06-2026

DaVita Inc. entered into a Ninth Amendment to its Credit Agreement, establishing $500M in new incremental Tranche B-2 Term Loans (2026 Incremental Tranche B-2 Term Loans). The amendment modifies the existing 2019 credit facility, with the loans constituting a single class with prior Tranche B-2 Term Loans. This increases DaVita’s total debt capacity, but there are no specific metrics showing declining performance or flat growth mentioned.

• · The amendment modifies the Credit Agreement dated August 12, 2019.
• · Initial Interest Period for the new loans begins on the Ninth Amendment Effective Date (June 8, 2026) and ends on June 30, 2026.
• · Conditions for effectiveness include receipt of legal opinions, solvency certificate, secretary’s certificate, and borrower representations and warranties being true.

08-06-2026

Spring Valley Acquisition Corp. III (SVACW) entered into Amendment No. 2 to its Business Combination Agreement with General Fusion Inc. and NewCo on June 3, 2026. The amendment grants Company SAFE Holders the right to vote on the Arrangement Resolution in connection with the Plan of Arrangement. The filing also updates prior amendments, including changes to redemption timing, equity incentive plan size, and exhibits, while noting that the business combination remains subject to shareholder approval and regulatory conditions.

• · The Second Amended Business Combination Agreement was entered into on June 3, 2026, amending the Original Business Combination Agreement (January 21, 2026) and the First Amendment (May 12, 2026).
• · The First Amendment changed redemption timing to occur no later than immediately prior to the SPAC Continuation from the Cayman Islands to British Columbia.
• · The SPAC Equity Incentive Plan will reserve 15% of SPAC Common Shares outstanding immediately following Closing.
• · SVIII plans to change its name to 'General Fusion Inc.' upon Closing.
• · A joint registration statement on Form F-4 (File No. 333-293688) has been filed with the SEC but is not yet effective.
• · The filing includes extensive forward-looking statements and risk factors, including risks related to commercialization of MTF technology and the LM26 program.

08-06-2026

On June 8, 2026, Remitly Global, Inc. disclosed that Ankur Sinha, the Chief Product and Technology Officer, resigned effective June 19, 2026. The resignation was not due to any disagreement over the company's financial reporting or accounting policies. No successor or interim replacement has been announced.

• · Resignation effective June 19, 2026.
• · No disagreement regarding financial reporting or accounting policies.
• · No successor or interim appointment announced.

08-06-2026

AParadise II Acquisition Corp., a blank check company incorporated in the British Virgin Islands, filed an S-1 registration statement on June 8, 2026, for an initial public offering of 13,500,000 units at $10.00 per unit, with each unit consisting of one Class A ordinary share and one-half of one redeemable warrant. The offering aims to raise $135,000,000, with an additional over-allotment option of up to 2,025,000 units. The company has not yet selected any business combination target and has not initiated substantive discussions with any target.

• · The company is a blank check company (SIC 6770) formed for the purpose of effecting a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination.
• · The underwriters have a 45-day option to purchase up to an additional 2,025,000 units to cover over-allotments.
• · The sponsor and CCM have committed to purchase an aggregate of 485,000 private placement units (or 525,500 if over-allotment is exercised in full) at $10.00 per unit.
• · Non-voting sponsor investors have expressed interest to indirectly purchase an aggregate of [•] private placement units through the purchase of non-voting interests in the sponsor.
• · Public shareholders have redemption rights upon completion of the initial business combination, with a limitation that a shareholder acting in concert or as a group cannot redeem more than 15% of the shares sold in the offering without prior consent.
• · The company has not selected any business combination target and has not initiated any substantive discussions with any target.
• · The company is an emerging growth company and a smaller reporting company.

08-06-2026

Paymentus Holdings, Inc. held its 2026 Annual Meeting on June 5, 2026, with approximately 97% of combined voting power represented. Stockholders elected three Class II directors (Jody Davids, Adam Malinowski, Gary Trainor), ratified PricewaterhouseCoopers LLP as auditor for FY2026, approved advisory say-on-pay compensation, and selected a one-year frequency for future say-on-pay votes. All proposals passed with overwhelming support, with the lowest director vote being 645,710,319 votes for Gary Trainor versus 14,873,338 withheld.

• · Class A common stock has one vote per share; Class B common stock has ten votes per share.
• · Broker non-votes totaled 8,121,639 for Items 1, 3, and 4; Item 2 (auditor ratification) had no broker non-votes.
• · The advisory vote on say-on-pay frequency resulted in 659,717,563 votes for one year, 5,003 for two years, 844,276 for three years, and 16,815 abstentions.
• · The three elected directors will serve until the 2029 annual meeting.

08-06-2026

InterPrivate Investment Partners V, Inc. announced the pricing of its $175 million initial public offering of 17,500,000 units at $10.00 per unit. The units will trade on Nasdaq under 'IPVVU' starting June 4, 2026, with the offering expected to close on June 5, 2026. The company is a blank check SPAC targeting a business combination, led by Ahmed M. Fattouh.

• · The units are expected to trade on Nasdaq under ticker 'IPVVU' starting June 4, 2026.
• · Each whole warrant entitles holder to purchase one Class A ordinary share at $11.50 per share.
• · The Company has granted underwriters a 45-day option to purchase up to 2,625,000 additional units to cover over-allotments.
• · The registration statement became effective on June 3, 2026.
• · The Company is an emerging growth company as defined in the Jumpstart Our Business Startups Act of 2012.