S&P 500 Consumer Staples Sector SEC Filings — June 04, 2026

04-06-2026

Taylor Morrison Home Corporation filed a DEFA14A (additional proxy material) relating to its proposed acquisition by Berkshire Hathaway Inc. The filing serves as a notice to shareholders that a definitive proxy statement will be filed and urges investors to read it carefully. No financial terms, transaction value, or specific timeline were disclosed in this communication.

• · The filing is a DEFA14A (additional proxy material) filed on June 4, 2026.
• · The proposed acquisition is by Berkshire Hathaway Inc.
• · Taylor Morrison will file one or more proxy statements with the SEC in connection with the transaction.
• · Participants in the solicitation include directors and executive officers of Taylor Morrison; details are in the 2026 annual meeting proxy statement filed April 10, 2026.
• · Shareholders can obtain free copies of documents via SEC website or Taylor Morrison's investor relations page.

04-06-2026

BlackRock Private Investments Fund and BlackRock HPS Credit Strategies Fund are holding a joint special meeting of shareholders on July 22, 2026 to elect seven Board Nominees to each Fund's Board of Trustees. The election is required because less than a majority of current Board Members were elected by shareholders following a recent retirement. The Boards unanimously recommend voting 'FOR' all nominees.

• · Meeting will be held virtually on July 22, 2026 at 11:00 a.m. Eastern time.
• · Record Date for shareholders is May 26, 2026.
• · Shareholders can vote by telephone, Internet, mail, or at the virtual meeting.
• · Beneficial shareholders must register in advance to vote at the meeting by submitting proof of proxy power to shareholdermeetings@computershare.com.
• · Two of the seven nominees are current Board Members who were appointed but not yet elected by shareholders.
• · The other five nominees are proposed to align each Fund's Board composition with the BlackRock Fixed-Income Complex.
• · The meeting is required under the 1940 Act because less than a majority of current Board Members were elected by shareholders.
• · Computershare Fund Services is acting as proxy solicitor (toll-free: 877-811-6280).

04-06-2026

Angel Studios, Inc. disclosed in an 8-K filing that, effective May 29, 2026, it began publicly reporting its current active paying Angel Guild member count on its website. The metric is updated regularly, and investors are directed to the company's website for the most current data. No specific member count or financial figures were provided in the filing.

• · The disclosure is made under Item 7.01 (Regulation FD) and is not deemed filed for SEC liability purposes.
• · The company is an emerging growth company as defined under the Securities Act.
• · The company's Class A Common Stock trades on the NYSE under the symbol ANGX.
• · The filing was signed by CFO Scott Klossner on June 4, 2026.

04-06-2026

BNY MELLON STRATEGIC MUNICIPALS, INC. filed a DEFA14A (additional proxy material) on June 4, 2026, related to a shareholder meeting. The filing supplements previously issued proxy materials, but no specific financial figures, voting results, or material changes were disclosed in the available content. The filing appears to be procedural in nature, with no new substantive proposals or financial data provided.

• · The filing is a DEFA14A (additional proxy soliciting materials) filed under the Securities Exchange Act of 1934.
• · The company was formerly named DREYFUS STRATEGIC MUNICIPALS, INC. and changed its name on October 30, 2018.
• · No financial results, voting outcomes, or new business proposals are included in the supplied portion of the filing.

04-06-2026

BNY Mellon Strategic Municipal Bond Fund, Inc. filed additional definitive proxy soliciting materials on June 4, 2026, related to a shareholder meeting. The filing includes a graphic image but no specific financial data or material changes.

04-06-2026

Atkore Inc. entered into a settlement agreement on June 3, 2026, with the End User Plaintiffs in the In re PVC Pipe Antitrust Litigation, agreeing to pay $50 million to resolve all claims. The settlement is subject to court approval and is expected to be funded from available cash, with no material adverse effect on liquidity or leverage metrics. The company does not admit fault and believes the settlement reduces legal uncertainty, but there is no assurance of final court approval.

• · The settlement will be reflected as a non-operating expense in the quarter ending June 26, 2026.
• · The settlement payment is due on or about 21 days after preliminary court approval.
• · The settlement covers all claims including potential parens patriae claims.
• · The company previously entered into settlement agreements with two of the three putative classes on April 28, 2026.
• · If the settlement is not approved, the company plans to vigorously defend itself.

04-06-2026

Marsh & McLennan Companies, Inc. entered into a $4.25 billion amended and restated five-year credit agreement dated June 2, 2026, replacing its prior $3.5 billion credit agreement from October 2023. The facility is available to the company, Calm Treasury Holdings Limited, MMC Securities LLC, and designated subsidiaries, with Citibank as administrative agent and a syndicate of major banks as joint lead arrangers. The agreement includes customary representations, covenants, events of default, and a guaranty from the company, reflecting an increase in total commitments of $750 million (21.4%) from the prior facility.

• · The agreement is dated June 2, 2026, and was filed as an 8-K on June 4, 2026.
• · Borrowers include the company, Calm Treasury Holdings Limited (formerly MMC Treasury Holdings (UK) Limited), MMC Securities LLC, and any designated subsidiaries.
• · The facility is a five-year revolving credit agreement with a termination date extending the maturity from the prior agreement.
• · The agreement includes a guaranty from Marsh & McLennan Companies, Inc. for obligations of its subsidiaries.
• · The syndication agents include Bank of America, Deutsche Bank, HSBC, JPMorgan Chase, and Wells Fargo.
• · Documentation agents include Barclays, Morgan Stanley, MUFG, PNC, Toronto-Dominion, Bank of Nova Scotia, and Royal Bank of Canada.
• · The agreement contains standard financial covenants, negative pledge, and events of default provisions.
• · The facility can be used for general corporate purposes and includes provisions for letters of credit.

04-06-2026

Cushman & Wakefield Ltd. disclosed two key financing events: (1) an amendment to its credit agreement to refinance approximately $848 million of term loans, extending maturity to 2033, raising an additional ~$353 million, and resetting pricing to SOFR+2.25%; and (2) a conditional partial redemption of $350 million of its $550 million outstanding 6.750% Senior Secured Notes due 2028, with a June 15, 2026 redemption date, subject to completion of one or more refinancings. While the amendment improves debt terms and adds liquidity, the redemption is contingent on future transactions, introducing execution risk.

• · The partial redemption of $350M of 2028 Notes is conditional upon the borrower completing one or more refinancings yielding net proceeds sufficient to pay the redemption price and other refinanced debt.
• · The remaining ~$840M of 2025-3 Term Loans are not affected by the amendment and retain their existing pricing and maturity.
• · The redemption price for the 2028 Notes is set at 100% of principal plus accrued and unpaid interest up to the redemption date.

04-06-2026

Aclaris Therapeutics held its 2026 annual meeting on June 4, 2026, with 80.55% of outstanding shares represented. Stockholders elected two director nominees (Anand Mehra, M.D. and Maxine Gowen, Ph.D.), approved advisory say-on-pay compensation, and ratified PricewaterhouseCoopers LLP as the independent auditor for fiscal year 2026. All proposals passed with strong support, though a notable 10.8% of votes were withheld for Dr. Mehra and 9.6% for Dr. Gowen, and 10.5% of votes were cast against the compensation proposal.

• · The annual meeting was held on June 4, 2026, with a record date prior to that.
• · Proposal 1: Two director nominees were elected to serve until the 2029 annual meeting.
• · Proposal 2: Advisory say-on-pay compensation was approved with 83,370,124 votes for, 9,734,691 against, and 34,378 abstentions.
• · Proposal 3: Ratification of PricewaterhouseCoopers LLP as auditor passed with 112,322,811 votes for, 159,714 against, and 17,146 abstentions.
• · Broker non-votes were 19,360,478 for Proposals 1 and 2, but none for Proposal 3 (ratification of auditor).

04-06-2026

Pulmonx Corporation held its 2026 Annual Meeting on June 4, 2026, with 32,645,270 shares (77.29% of outstanding) represented. Stockholders elected all three Class III director nominees, ratified BDO USA as independent auditor for FY2026, and approved executive compensation on a non-binding advisory basis. All proposals passed, though Proposal 3 (executive compensation) received notable opposition with 3,485,784 votes against (16.8% of votes cast excluding broker non-votes).

• · Record date for the meeting was April 7, 2026.
• · Proposal 2 (auditor ratification) passed with 31,458,698 votes for, 97,509 against, and 1,089,063 abstentions; no broker non-votes.
• · Proposal 3 (executive compensation) had 17,196,362 votes for, 3,485,784 against, 132,764 abstentions, and 11,830,360 broker non-votes.
• · All three director nominees were elected with votes ranging from 17,680,826 (Georgia Garinois-Melenikiotou) to 19,853,196 (Dana G. Mead, Jr.) votes for.

04-06-2026

For the quarter ended May 3, 2026, lululemon athletica inc. reported net revenue of $2.47B, up 4.3% YoY from $2.37B. However, net income declined 38.0% to $195.0M from $314.6M, and diluted EPS fell to $1.69 from $2.60, driven by higher cost of goods sold and SG&A expenses. The company also repurchased $361.8M in common stock during the quarter.

• · Gross profit decreased 3.2% YoY to $1.34B from $1.38B, as cost of goods sold rose 14.7% to $1.13B.
• · SG&A expenses increased 12.4% YoY to $1.06B from $942.9M.
• · Operating cash flow was $214.4M in Q1 FY26, compared to negative $119.0M in Q1 FY25.
• · The company repurchased 2.171 million shares for $361.8M during the quarter.
• · Cash and cash equivalents fell to $1.51B from $1.81B at the start of the quarter.
• · Inventories decreased slightly to $1.69B from $1.70B at February 1, 2026.
• · Total stockholders' equity decreased to $4.83B from $4.96B, primarily due to share repurchases.

04-06-2026

On May 29, 2026, David L. Duvall resigned from the board of directors of Core Molding Technologies, Inc., effective June 1, 2026, due to his previously announced retirement as President & CEO. The resignation was not due to any disagreement with the company, management, or the board.

• · David L. Duvall's resignation as director was effective June 1, 2026.
• · The resignation was related to his previously announced retirement as President & CEO.
• · No disagreement with the company, management, or the board was cited.

04-06-2026

Kohl's Corp reported a net loss of $14M for Q1 ended May 2, 2026, slightly improved from a $15M loss in the prior-year quarter, as total revenue declined 2.0% to $3,167M from $3,233M. While net sales decreased 1.7% to $2,998M, the company reduced selling, general, and administrative expenses and lowered interest expense, but inventory increased 5.5% and cash fell sharply by $245M from the prior quarter.

• · Operating income declined 23.3% to $46M from $60M YoY.
• · Interest expense net decreased 17.1% to $63M from $76M, partly offsetting sales declines.
• · Cash used in operating activities improved to -$74M from -$92M YoY.
• · Capital expenditures fell 23.6% to $84M from $110M.
• · Dividends of $14M ($0.125 per share) were maintained in both periods.
• · Net sales decline was broad-based with all segments declining or flat; the steepest drop was in Footwear (-8.4%).
• · Merchandise inventories fell 7.7% YoY to $2,897M from $3,137M.

04-06-2026

US Elemental Inc. filed a Form S-4 Registration Statement with the SEC on June 4, 2026, marking a key milestone toward its proposed business combination with HiTech Minerals and Constellation Acquisition Corp. I. The transaction implies a pro forma enterprise value of approximately $576 million and is expected to close in the second half of 2026, with US Elemental listing on Nasdaq under the ticker "ULIT." While the deal positions US Elemental to advance large-scale domestic lithium resources amid strong demand, it remains subject to regulatory approvals, shareholder votes, and a capital raise of $20-30 million, with no guarantee of completion.

• · The business combination was originally announced on April 9, 2026.
• · HiTech Minerals is a wholly owned subsidiary of Jindalee Lithium Limited, an ASX-listed company (ASX: JLL).
• · Constellation Acquisition Corp. I trades on OTC Markets under ticker CSTAF.
• · Jindalee completed a Pre-Feasibility Study (PFS) in November 2024 confirming McDermitt's scale and low-cost production potential.
• · The registration statement was filed with the SEC under Reg. No. 333-296412.
• · The transaction is subject to approval by shareholders of both Constellation and Jindalee.
• · Advisors: Cohen & Company Capital Markets (capital markets advisor/placement agent), Alliance Advisors (investor relations), Perkins Coie (US legal counsel to Jindalee), Piper Alderman (Australian legal counsel to Jindalee), Kirkland & Ellis (US legal counsel to Constellation).

04-06-2026

KIDZ AI Inc. (formerly Classover Holdings, Inc.) filed a DEFA14A supplement to its definitive proxy statement on June 4, 2026, announcing a one-for-ten reverse stock split effective June 8, 2026, and adjourning the annual meeting to June 10, 2026. The supplement also corrects the authorized share proposal to reflect a post-split increase from 4,000,000 to 2,500,000,000 shares of Class B common stock, and clarifies that the quorum requirement is one-third of outstanding voting power (not a majority) and that both proposals require approval by a majority of voting power present at the meeting. The company notes it may need another reverse stock split in the future to maintain Nasdaq listing compliance.

• · The reverse stock split became effective at 12:01 a.m. Eastern Time on June 8, 2026.
• · Class B common stock will begin trading on Nasdaq on a post-split basis at the open of business on June 8, 2026.
• · The annual meeting was adjourned from June 4, 2026 to June 10, 2026 at 9:00 a.m. EST.
• · The authorized share proposal now asks to increase Class B authorized shares from 4,000,000 (post-split) to 2,500,000,000.
• · The company may need another reverse stock split in the future to maintain Nasdaq listing compliance.
• · Quorum requirement is one-third of outstanding voting power (not a majority as originally stated).
• · Each proposal can be approved by a majority of voting power present at the meeting.
• · Stockholders who would otherwise receive fractional shares will receive one whole share instead.
• · There is no change in the par value of the common stock.

04-06-2026

Bally's Chicago, Inc. disclosed the appointment of Cheryl Ash as Senior Vice President, Finance and North America and CFO of Bally's Chicago, effective May 29, 2026. Her annual compensation includes a base salary of $350,000, a target bonus of 75% of base salary, and eligibility for future equity grants. No negative or flat performance metrics are present in this filing.

• · Cheryl Ash's employment agreement is with Bally's Management Group, LLC, a subsidiary of Bally's Corporation.
• · The base salary of $350,000 will be reviewed annually.
• · Future equity grants are subject to determination by the compensation committee of Bally's Corporation board of directors.
• · The filing includes a cautionary note regarding forward-looking statements.

04-06-2026

LendingClub Corporation held its 2026 Annual Meeting on June 2, 2026, with 79.66% of outstanding shares represented. All five management proposals were approved, including the election of three Class III directors, advisory say-on-pay, ratification of Deloitte & Touche as auditor, and two charter amendments to declassify the board and remove supermajority voting requirements. The proposals passed with strong support, though director Michael Zeisser received the lowest 'for' votes among nominees.

• · The record date for the Annual Meeting was April 9, 2026.
• · Director Michael Zeisser received 76,604,666 votes for, 3,231,868 against, and 11,806 abstained, the lowest support among the three nominees.
• · The advisory say-on-pay proposal passed with 76,277,173 votes for, 3,432,891 against, and 138,276 abstained.
• · The ratification of Deloitte & Touche as auditor received 91,696,689 votes for, 288,782 against, and 28,695 abstained, with no broker non-votes.
• · Both charter amendments (declassification and supermajority removal) required a two-thirds supermajority of all outstanding shares and were approved.
• · The declassification amendment received 79,600,856 votes for, 227,738 against, and 19,746 abstained.
• · The supermajority removal amendment received 79,546,469 votes for, 285,084 against, and 16,787 abstained.

04-06-2026

Mobia Medical, Inc. reported a net loss of $17.7M for Q1 2026, widening from $10.7M in Q1 2025, driven by a 85% surge in SG&A expenses to $25.2M. Revenue more than doubled to $12.1M from $5.7M, and gross profit rose to $9.9M (82% margin). However, operating losses deepened to $16.9M from $10.3M, and cash used in operations increased to $17.7M from $9.7M. The company raised $40.0M in convertible notes during the quarter, boosting cash to $55.7M.

• · Inventory increased to $6.0M from $5.5M, driven by finished goods rising to $4.9M from $4.3M.
• · Total liabilities surged to $61.6M from $19.1M, primarily due to $40.7M in convertible notes payable (including $26.4M to related parties).
• · Stockholders' deficit worsened to $(167.7M) from $(150.8M).
• · Net cash provided by financing activities was $39.9M, mainly from convertible note issuances ($40.0M).
• · Basic and diluted net loss per share was $(19.30) for Q1 2026 versus $(12.97) for Q1 2025.
• · Share-based compensation expense doubled to $407K from $201K.
• · Warrant liabilities were $882K (Level 3 fair value) as of March 31, 2026, compared to $865K at year-end 2025.

04-06-2026

Ivanhoe Electric Inc. held its 2026 Annual Meeting on June 4, 2026, with 142,590,791 shares (90.25% of outstanding) represented. Stockholders approved all proposals: election of nine directors, advisory vote on executive compensation, and ratification of Deloitte LLP as auditor. However, two director nominees—Sofia Bianchi and Priya Patil—received notably lower support, with 13,056,085 and 25,486,966 votes against, respectively, indicating significant shareholder dissent.

• · Broker non-votes totaled 14,273,699 for all director elections and the advisory compensation vote.
• · Ratification of Deloitte LLP passed with 142,509,114 votes for, 56,042 against, and 25,635 abstentions, with no broker non-votes.
• · Advisory vote on executive compensation received 126,520,556 votes for, 1,754,587 against, and 41,949 abstentions.
• · Priya Patil received the highest number of against votes among director nominees at 25,486,966 (19.8% of votes cast excluding broker non-votes).
• · Sofia Bianchi received 13,056,085 against votes (10.2% of votes cast excluding broker non-votes).

04-06-2026

FingerMotion, Inc. (FNGR) announced on June 4, 2026, that it has agreed in principle with BlueFlare Energy Solutions Inc. to enter into a Memorandum of Understanding (MOU) to develop behind-the-meter (BTM) AI compute infrastructure across Western Canada (Alberta, British Columbia, Saskatchewan). The collaboration aims to build modular, micro-scale AI and HPC compute capacity powered by on-site natural gas, with co-located bitcoin mining serving as a load-balancing mechanism. The MOU is substantially non-binding, with binding exclusivity provisions for FingerMotion only, and the parties aim to negotiate a Commercial Term Sheet for at least one of two initial project sites within 90 days of execution.

• · The exclusivity commitment is non-reciprocal: BlueFlare is not subject to a corresponding exclusivity obligation and may pursue projects with other parties within the Territory.
• · The MOU is substantially non-binding; only exclusivity, anti-circumvention, confidentiality, public-disclosure, governing-law and dispute-resolution provisions are intended to be binding.
• · The 90-day milestone for a Commercial Term Sheet is aspirational and non-binding; failure to meet it would not constitute a breach.
• · FingerMotion's strategy is to treat bitcoin mining as a load-balancing and asset-utilization mechanism, not a primary use case.

04-06-2026

Commercial Vehicle Group, Inc. (CVGI) filed a Form S-3 shelf registration statement on June 4, 2026, to offer up to $25,000,000 in common stock, warrants, subscription rights, and units from time to time. The company's common stock is listed on Nasdaq under the symbol 'CVGI' and had a last reported price of $5.13 on June 1, 2026. The filing does not include any financial results or period-over-period comparisons, so no positive or negative performance metrics are available.

• · The company is a non-accelerated filer and not a smaller reporting company or emerging growth company.
• · The registration statement is subject to completion and the prospectus is dated June 4, 2026.
• · The company has manufacturing operations in the United States, Mexico, China, United Kingdom, Czech Republic, Ukraine, Morocco, Thailand, India, and Australia.
• · Products are primarily sold in North America, Europe, and the Asia-Pacific region.

04-06-2026

Aclarion, Inc. held its 2026 Annual Meeting of Stockholders on June 4, 2026, where all seven director nominees were elected and proposals to ratify the independent auditor (Haynie & Company) and approve an amendment to the 2022 equity incentive plan were approved. The amendment to the equity plan passed with a relatively narrow margin (453,431 for vs. 323,512 against), indicating notable shareholder dissent on that proposal.

• · Proposal 1 (Director Election): All seven nominees received between 468,385 and 533,055 votes for, with broker non-votes of 841,750 on each.
• · Proposal 2 (Auditor Ratification): Approved with 1,588,388 votes for, 20,623 against, and 10,985 abstentions.
• · Proposal 3 (Equity Plan Amendment): Approved with 453,431 votes for, 323,512 against, and 1,302 abstentions; broker non-votes were 841,751.
• · The company is an emerging growth company and has elected not to use the extended transition period for complying with new financial accounting standards.

04-06-2026

Helen of Troy Limited issued its fiscal year 2026 Sustainability Report on June 4, 2026, which is available on the company's website. The filing is a Regulation FD disclosure and does not contain any financial results or material operational updates.

• · The Sustainability Report is posted at www.helenoftroy.com/sustainability.
• · The information is furnished under Item 7.01 and is not deemed filed for Exchange Act purposes.

04-06-2026

Eloxx Pharmaceuticals, Inc. filed an S-1/A registration statement for an IPO on June 4, 2026, covering financial results for fiscal years 2023, 2024, and 2025, along with the three months ended March 31, 2026. The company has experienced substantial net losses and has negative retained earnings, reflecting ongoing R&D investments in its cystic fibrosis and oncology programs. While the filing highlights potential future revenues from license agreements and government grants, the company has no approved products and faces significant liquidity risk with an accumulated deficit.

• · The filing includes audited financial statements for the years ended December 31, 2023, 2024, and 2025, and unaudited quarterly data for the three months ended March 31, 2026.
• · The company has no approved products and no revenue from product sales; it has historically generated minimal revenue from license and collaboration agreements (e.g., Almirall License Agreement).
• · Eloxx has entered into multiple securities purchase agreements with investors including Domicilium and Coastlands in 2025.
• · The company has a significant accumulated deficit (negative retained earnings) as of the latest balance sheet date.
• · Ongoing R&D expenses are funded through equity issuances, debt (including bridge loans from Domicilium), and government grants (Israel Innovation Authority).
• · The company has several outstanding warrants (SVB Warrants, September 2023 Warrants, January 2024 Warrants, etc.) that could dilute existing shareholders.
• · The filing is an S-1/A (Amendment) for an IPO, indicating the company is seeking to raise capital through a public offering.
• · Risk factors include substantial doubt about the company's ability to continue as a going concern without additional financing.
• · The company has warranty agreements with Hercules Capital and Domicilium that may affect cash flow.

04-06-2026

Satellogic Inc. held its 2026 annual meeting of stockholders on June 3, 2026, where Class II directors Tom Killalea and Miguel Gutierrez were elected, and the appointment of Ernst & Young LLP as independent auditor for fiscal year 2026 was ratified. Both director nominees received strong support, with Miguel Gutierrez receiving approximately 57.98 million votes in favor versus 6.23 million withheld, while Tom Killalea received about 53.09 million votes in favor versus 11.11 million withheld. The auditor ratification passed overwhelmingly with 88.30 million votes for and only 77,298 against.

• · The meeting was held virtually on June 3, 2026.
• · Proxies were solicited under Regulation 14A of the Securities Exchange Act.
• · Non-votes for director elections totaled 24,504,143 shares.
• · Auditor ratification had no non-votes (N/A).

04-06-2026

Fresh Del Monte Produce Inc. held its virtual Annual General Meeting on June 4, 2026, with approximately 94% of outstanding shares represented. Shareholders approved all four proposals: election of two director nominees (Michael J. Berthelot and Lori Tauber Marcus) for three-year terms, ratification of Ernst & Young LLP as auditor for fiscal 2026, advisory approval of executive compensation, and adoption of the Third Amended and Restated Memorandum and Articles of Association. Notably, Michael J. Berthelot received a relatively high number of against votes (9,251,545) compared to Lori Tauber Marcus (6,267,439), indicating some shareholder dissent on that director election.

• · Proposal 3 (advisory vote on executive compensation) received 41,601,422 for, 1,580,590 against, and 30,183 abstentions, with 1,564,081 broker non-votes.
• · Proposal 4 (adoption of Third Amended and Restated Memorandum and Articles of Association) passed with 44,684,417 for, 17,806 against, and 74,054 abstentions, and no broker non-votes.
• · The record date for the meeting was April 13, 2026.

04-06-2026

Helix Energy Solutions Group Inc. filed an S-4 registration statement with the SEC on June 4, 2026, in connection with a business combination involving Hornbeck Offshore Services, Inc. The filing includes consents from KPMG LLP, Ernst & Young LLP, and Goldman Sachs & Co. LLC, and names Todd M. Hornbeck as a director upon completion of the mergers. No financial figures or performance metrics are disclosed in this excerpt.

• · The S-4 registration statement was filed under SEC file number 333- (previously filed on May 5, 2026 under 001-32936).
• · Consents from independent auditors KPMG LLP (for Helix) and Ernst & Young LLP (for Hornbeck) are included.
• · Consent from Goldman Sachs & Co. LLC is included as Exhibit 99.2.
• · Todd M. Hornbeck has consented to be named as a director upon completion of the mergers.
• · Three additional director consents (Exhibits 99.4, 99.5, 99.6) are to be filed by amendment.
• · The registration statement was signed in Houston, Texas on June 4, 2026.

04-06-2026

Kodiak Sciences Inc. held its 2026 Annual Meeting on June 2, 2026, with 88.53% of shares represented. Stockholders elected three Class II directors, approved executive compensation on an advisory basis, and ratified the appointment of PricewaterhouseCoopers as independent auditor for fiscal year 2026.

• · Proposal One: Charles A. Bancroft received 38,940,529 votes for and 10,560,815 withheld; Bassil I. Dahiyat received 48,843,144 for and 658,200 withheld; Taiyin Yang received 49,192,610 for and 308,734 withheld.
• · Proposal Two (Say-on-Pay): 49,157,143 for, 323,196 against, 21,005 abstain.
• · Proposal Three (Auditor Ratification): 54,716,676 for, 52,962 against, 256,906 abstain.
• · Broker non-votes: 5,525,200 on Proposals One and Two; none on Proposal Three.

04-06-2026

On June 1, 2026, Lamb Weston Holdings, Inc. committed to close its manufacturing facility in Broekhuizenvorst, the Netherlands, to improve operational efficiency and align its global footprint with customer needs. The company expects to incur total pre-tax charges of approximately $80 million to $110 million, substantially all in fiscal year ending May 30, 2027, with at least 20% resulting in future cash expenditures. However, the closure is subject to a formal consultation process with the Dutch Works Council, and the actual charges, timing, and benefits remain uncertain.

• · Facility location: Broekhuizenvorst, the Netherlands.
• · Closure was committed to by the Board of Directors on June 1, 2026.
• · Charges primarily relate to write-down of long-lived assets and inventory, employee severance and other one-time termination benefits, and other related costs.
• · Formal consultation process with the Dutch Works Council is required under Dutch regulations.
• · Substantially all charges expected to be recognized in fiscal year ending May 30, 2027.

04-06-2026

Alight, Inc. announced the appointment of Stephen A. Lasher as Chief Financial Officer, effective June 15, 2026. Lasher brings over 30 years of financial leadership experience from Digital Turbine, Vonage, and IBM, where he oversaw financial operations for an approximately $70 billion global sales organization. The filing does not disclose any financial results or period-over-period comparisons, so no negative or flat metrics are present.

• · Lasher most recently served as EVP and CFO of Nasdaq-listed Digital Turbine.
• · He previously served as CFO of Vonage, playing a critical role in executing strategic initiatives and driving revenue growth.
• · Lasher spent 24 years at IBM in senior financial management roles, including VP of Finance for IBM Global Markets and Integrated Accounts.
• · Alight serves over 30 million people through its benefits administration platform.

04-06-2026

Octave Intelligence Ltd reported total revenue of $386,501 for Q1 2026, up 1.0% from $382,804 in Q1 2025, driven by subscription growth (+7.9%). However, net income declined 20.4% to $47,381 from $59,486, and operating income fell 13.9% to $63,634 from $73,904, as operating expenses rose 11.8% while gross profit grew only 5.1%. The company also recorded a foreign currency translation loss of $7,638 versus a gain of $16,181 in the prior year, contributing to a 47.5% drop in comprehensive income to $39,743.

• · SaaS revenue grew 24.8% YoY to $84,669 from $67,849, while maintenance subscription revenue increased 4.6% to $122,149 from $116,816.
• · Subscription license revenue declined 2.4% to $72,362 from $74,167.
• · Cost of subscriptions and licenses rose 10.9% to $43,786 from $39,484, while cost of services and other fell 25.0% to $45,037 from $60,078.
• · Research and development expenses increased 9.4% to $47,486 from $43,402; sales and marketing expenses rose 8.9% to $96,520 from $88,638; general and administrative expenses increased 17.0% to $42,592 from $36,392.
• · Amortization of intangible assets increased 15.1% to $42,993 from $37,353.
• · Recurring revenue (subscriptions) was $279,180 (72.2% of total revenue) vs $258,832 (67.6% of total revenue) in the prior year.
• · Non-recurring revenue (licenses + services and other) declined 13.4% to $107,321 from $123,972.
• · Net transfers to Parent were $56,753 in Q1 2026 vs $71,575 in Q1 2025.
• · Capitalization of software development costs was $31,060 vs $32,351 in the prior year.
• · Goodwill decreased slightly to $6,216,181 from $6,221,366; intangible assets net decreased to $1,635,141 from $1,649,408.
• · Total liabilities decreased to $973,238 from $1,018,616, driven by lower accounts payable and accrued compensation.
• · Deferred revenue increased to $415,371 from $380,612, indicating growth in unearned subscription revenue.

04-06-2026

On June 1, 2026, Wisconsin Electric Power Company entered into an underwriting agreement to issue and sell $400 million of 4.65% debentures due 2031 and $400 million of 5.10% debentures due 2036, for a total of $800 million in aggregate principal amount. The offering is registered under the Securities Act of 1933 via a Form S-3 registration statement. No financial results or period-over-period comparisons are included in this filing.

• · The underwriting agreement was entered into on June 1, 2026, and the filing was made on June 4, 2026.
• · The debentures are issued under an Indenture for Debt Securities dated December 1, 1995, with U.S. Bank Trust Company as trustee.
• · The registration statement on Form S-3 has Registration No. 333-279581.
• · The underwriters include J.P. Morgan Securities LLC, KeyBanc Capital Markets Inc., PNC Capital Markets LLC, RBC Capital Markets, LLC, and U.S. Bancorp Investments, Inc. as representatives.

04-06-2026

York Space Systems Inc. filed an amendment to its Form 8-K to update the number of shares issued in its acquisition of Solestial, Inc. The acquisition closed on June 4, 2026, with the issuance of 1,703,577 Company Shares at a negotiated value of $34.00 per share, for a total purchase price of approximately $67 million paid in a mix of cash and stock. The filing does not include any financial performance metrics or period-over-period comparisons.

• · The amendment (Amendment No. 1) was filed to correct the number of shares issued in the original Form 8-K filed on May 19, 2026.
• · The shares were issued under exemptions from registration under Section 4(a)(2) of the Securities Act or Regulation D.
• · No other changes were made to the original Form 8-K besides the share count update.

04-06-2026

Climb Global Solutions held its 2026 Annual Meeting on June 2, 2026, with 81.97% of outstanding shares represented. Stockholders elected four director nominees, approved executive compensation on an advisory basis, approved the amended 2021 Omnibus Incentive Plan, and ratified Deloitte & Touche as auditor for FY2026. All proposals passed, though director John McCarthy received a relatively high 17.2% withhold vote, indicating some shareholder dissent.

• · Broker non-votes totaled 2,887,125 shares across all director elections and advisory proposals, representing about 19% of shares represented.
• · The ratification of Deloitte & Touche as auditor received overwhelming support with 15,078,115 votes for, only 30,710 against, and 30,844 abstentions.
• · The 2021 Omnibus Incentive Plan amendment was approved with 11,184,814 votes for and 1,007,042 against.
• · Director Dale Foster received the highest support with 11,975,398 votes for (97.7% of votes cast).

04-06-2026

At GM's 2026 Annual Meeting held on June 2, 2026, shareholders elected all 10 director nominees and approved all board proposals, including an amendment to the 2020 Long-Term Incentive Plan that increases available shares by 27 million and extends the plan to 2036. However, shareholder proposals to separate the Chair and CEO roles and to report on human rights standards for indigenous peoples were both rejected by wide margins.

• · Shareholders ratified Ernst & Young LLP as independent auditor for 2026 with 762,459,672 votes for and only 2,639,409 against.
• · Advisory vote on named executive officer compensation passed with 642,847,031 votes for (93.5% of votes cast, excluding broker non-votes).
• · The frequency of future advisory votes on executive compensation was set to 1 year (672,645,795 votes for 1 year vs. 14,886,074 for 3 years).
• · The LTIP amendment was approved with 488,215,468 votes for (71.0% of votes cast) and 199,829,891 against.
• · The shareholder proposal to separate Chair and CEO roles was defeated: 152,263,297 for vs. 531,635,494 against.
• · The shareholder proposal on human rights standards for indigenous peoples was defeated: 101,084,999 for vs. 582,293,907 against.
• · Director Patricia F. Russo received the lowest support among nominees with 608,267,120 votes for and 80,186,615 against (88.4% of votes cast).

04-06-2026

Kopin Corporation announced that Theon International Plc converted all 1,000 outstanding shares of Series A Convertible Preferred Stock into 2,380,973 shares of common stock at a conversion price of $3.00 per share on May 28, 2026. This conversion retires the Series A Convertible Preferred Stock, which was originally issued as part of a $15 million strategic investment in October 2025 that included a 49% interest in Kopin Europe Ltd. for $8.0 million and a licensing and development agreement. The conversion eliminates the preferred dividend obligation but dilutes existing common shareholders.

• · The conversion price was $3.00 per share, resulting in 2,380,973 common shares issued.
• · The Series A Convertible Preferred Stock carried a 4% annual dividend (payable in cash and stock), which is now eliminated.
• · The conversion occurred on May 28, 2026, and the filing was made on June 4, 2026.
• · The original October 2025 investment included a licensing and development agreement and funding agreements for joint development of military products.

04-06-2026

Five Below, Inc. reported a strong first quarter for fiscal 2026, with net sales increasing 32.5% year-over-year to $1.286 billion and net income surging to $123.1 million from $41.1 million in the prior-year period. The company's operating income more than tripled to $154.2 million, while diluted EPS rose to $2.21 from $0.75. However, cash and cash equivalents decreased by $84.8 million during the quarter to $638.9 million, and the company's net cash used in investing activities increased significantly to $303.1 million, driven by higher purchases of investment securities.

• · Leisure segment sales grew 42.8% YoY to $620.9M, representing 48.3% of net sales (up from 44.8%).
• · Fashion and home segment sales increased 24.3% YoY to $352.6M, but its share of net sales declined to 27.4% from 29.2%.
• · Snack and seasonal segment sales grew 23.9% YoY to $312.1M, but its share of net sales declined to 24.3% from 26.0%.
• · Cost of goods sold increased 24.8% YoY to $807.0M, but as a percentage of net sales it improved to 62.8% from 66.6%.
• · Selling, general and administrative expenses increased 20.6% YoY to $273.3M, but as a percentage of net sales it improved to 21.3% from 23.3%.
• · Depreciation and amortization increased 9.8% YoY to $51.1M.
• · Interest income and other income, net increased 46.2% YoY to $8.3M.
• · Income tax expense increased 157.0% YoY to $39.4M, with an effective tax rate of 24.3% versus 27.2% in the prior year.
• · Share-based compensation expense decreased 48.0% YoY to $5.1M.
• · Accounts payable increased 27.1% YoY to $351.5M.
• · Total assets increased 13.5% YoY to $5.055B.
• · Total liabilities increased 5.7% YoY to $2.743B.
• · The company had no borrowings on its line of credit at any of the balance sheet dates.

04-06-2026

Federal Home Loan Bank of Des Moines filed an 8-K disclosing a direct financial obligation related to the issuance of consolidated obligations. The filing details three bond issuances with a total par value of $1,025,000,000, including a $1,000,000,000 non-callable variable single index floater and two callable fixed-rate bonds ($10,000,000 and $15,000,000) with coupons of 4.55% and 5.80%, respectively. The obligations range in maturity from December 2026 to June 2046, with the largest issuance being a short-term floater maturing in December 2026.

• · The $1,000,000,000 floater is non-callable, matures December 9, 2026, and pays a variable rate tied to a single index.
• · The $10,000,000 bond (CUSIP 3130BAXH6) is Bermudan callable, matures June 16, 2031, with first call date December 16, 2026.
• · The $15,000,000 bond (CUSIP 3130BAXU6) is American callable, matures June 22, 2046, with first call date December 22, 2026.
• · All bonds are issued by the Federal Home Loan Bank of Des Moines as consolidated obligations of the Federal Home Loan Bank System.

04-06-2026

BBCMS Mortgage Trust 2026-5C42 filed an 8-K on June 4, 2026, reporting the execution of underwriting and certificate purchase agreements for a $633,538,007 commercial mortgage-backed securities offering. The transaction includes $570,184,000 in public certificates and $63,354,007 in private certificates, with a closing date of June 24, 2026. The trust will be backed by 37 commercial, multifamily, and manufactured housing community mortgage loans, with KeyBank appointed as primary servicer for approximately 14.3% of the pool balance.

• · The registration statement (file no. 333-286968) was originally declared effective on May 23, 2025.
• · The trust will be formed under the laws of the State of New York on June 24, 2026.
• · Several mortgage loans are part of Whole Loans governed by Intercreditor Agreements; certain Whole Loans will be serviced under separate Non-Serviced PSAs.
• · The Underwriting Agreement and Certificate Purchase Agreement were both dated June 2, 2026.
• · The Pooling and Servicing Agreement is dated and effective as of June 1, 2026.
• · KeyBank was appointed as primary servicer for nine mortgage loans representing approximately 14.3% of the initial pool balance.

04-06-2026

Federal Home Loan Bank of Chicago filed an 8-K on June 4, 2026, reporting the issuance of consolidated obligation bonds on June 2, 2026, totaling $95 million in par value. The issuances include a $15 million non-callable bond at 4.375% maturing in 2029, and two callable bonds: $20 million at 5.800% maturing in 2046 and $60 million at 5.125% maturing in 2036. These obligations are joint and several among the eleven Federal Home Loan Banks, are not guaranteed by the U.S. government, and are regulated by the FHFA.

• · The bonds are joint and several obligations of all eleven Federal Home Loan Banks and are not guaranteed by the U.S. government.
• · The FHFA may require any FHLBank to repay principal or interest on consolidated obligations for which another FHLBank is the primary obligor.
• · The filing excludes discount notes with maturity of one year or less issued in the ordinary course of business.
• · Par amounts reported do not account for discounts, premiums, or concessions and may differ from GAAP financial statements.
• · The $20 million and $60 million bonds are callable (Optional Principal Redemption, American style) with first call dates in June 2027.

04-06-2026

Nuwellis, Inc. filed an S-1/A registration statement on June 4, 2026, detailing significant going-concern and Nasdaq compliance risks. While the company resolved a prior bid price deficiency in July 2025 and regained Nasdaq compliance after a 1-for-42 reverse stock split, it now faces a new proposed Nasdaq rule requiring a minimum market value of listed securities of $5 million, which is still under SEC review. As of March 31, 2026, the company has only 2,635,718 common shares outstanding but has substantial overhang from 4,814,761 outstanding warrants (weighted-average exercise price $5.18) and multiple series of convertible preferred stock, posing severe dilution risk to existing shareholders.

• · The company resolved a prior Nasdaq bid price deficiency in July 2025, cancelling a scheduled hearing before the Nasdaq Hearings Panel
• · As of March 31, 2026, the company has 2,635,718 common shares outstanding but 4,873,511 shares reserved for issuance upon conversion/exercise of preferred stock, warrants and options — effectively doubling potential share count
• · Outstanding warrants have exercise prices ranging from $0.0001 to $36,750, with a weighted-average exercise price of $5.18
• · The Series F Convertible Preferred Stock contains an anti-dilution provision that will lower the conversion price to any lower future offering price, causing additional dilution
• · The proposed Nasdaq rule requiring minimum $5M market value of listed securities remains under SEC review as of April 29, 2026, with no compliance cure period if adopted
• · The company's Certificate of Incorporation authorizes 100 million common shares and 40 million preferred shares, giving the board substantial capacity to issue additional stock without shareholder approval
• · If delisted, the stock would likely trade on the over-the-counter market and be considered a penny stock, subjecting brokers to additional regulatory requirements

04-06-2026

MKDWELL Tech Inc. filed an F-3 shelf registration statement with the SEC on June 4, 2026, to register securities for future offerings. The company, a BVI business corporation with operations in mainland China and Taiwan, disclosed it will follow certain BVI corporate governance practices in lieu of several Nasdaq listing rules, including those related to independent director meetings, annual shareholder meetings, proxy solicitation, and shareholder approval for certain issuances. The filing also highlights significant risk factors, including dependence on the automotive and camper van markets, intense competition, supply chain disruptions, and regulatory risks from doing business in China.

• · The company is a BVI business company and will follow certain BVI corporate governance practices in lieu of nine specific Nasdaq listing rules.
• · The filing includes a summary of risk factors covering business risks (e.g., decline in automotive sales, competition, supplier dependence, product liability) and China-related risks (e.g., government intervention, HFCAA, CSRC filing requirements, potential 25% PRC enterprise income tax).
• · The company generates substantially all of its revenues from mainland China and Taiwan.
• · The registration statement incorporates by reference the company's Annual Report and future reports on Form 6-K.

04-06-2026

KKR Private Equity Conglomerate LLC's indirect subsidiaries increased their revolving credit facility by $100 million to an aggregate principal amount of $1.1 billion on June 3, 2026, via a facility upsize and lender joinder agreement. The facility, originally dated December 23, 2024, matures on December 23, 2027, and retains an uncommitted accordion feature allowing further increases up to $1.5 billion. No other material terms were changed.

• · The joinder was entered into on June 3, 2026, and the 8-K was filed on June 4, 2026.
• · The original credit agreement was dated December 23, 2024.
• · Sumitomo Mitsui Banking Corporation serves as joint lead arranger and administrative agent.
• · KKR Capital Markets LLC, an affiliate of the Company, serves as joint lead arranger.
• · The facility matures on December 23, 2027, unless earlier terminated or accelerated upon an event of default.

04-06-2026

At Funko's 2026 Annual Meeting, stockholders elected three Class III directors and approved both the ratification of PricewaterhouseCoopers as auditor and the advisory vote on executive compensation. The meeting saw 77.5% of outstanding common stock represented, with 43,348,062 shares voted. While director elections and auditor ratification passed with strong support, the advisory say-on-pay vote received roughly 14.6% votes against (4.2M shares voted against) with over 8.9M broker non-votes, indicating some shareholder dissent on compensation practices.

• · Diane Irvine received 26,052,673 votes FOR and 8,348,580 WITHHELD, for a FOR percentage of 75.7% of votes cast excluding broker non-votes.
• · Jesse Jacobs received the highest director support with 29,326,392 FOR votes (85.2% of votes cast excluding broker non-votes).
• · The advisory say-on-pay vote had 4,193,974 votes AGAINST and 554,612 ABSTENTIONS, representing about 14.6% of votes cast (excluding broker non-votes) opposing executive compensation.
• · Ratification of PricewaterhouseCoopers as independent auditor was overwhelmingly approved with 43,290,130 FOR votes (99.9% of votes cast).
• · All three Class III directors were elected for terms expiring at the 2029 annual meeting.

04-06-2026

Monster Beverage Corporation announced that director Mark J. Hall will resign from the Board effective August 1, 2026, and as an employee of subsidiary Monster Energy US LLC effective April 1, 2027. The Board will reduce its size from ten to nine directors. Mr. Hall confirmed his resignation is not due to any disagreement with the company.

• · Mark J. Hall's resignation as director is effective August 1, 2026.
• · His resignation as employee of Monster Energy US LLC is effective April 1, 2027.
• · The Board size is being reduced from ten to nine directors.
• · Mr. Hall stated his resignation is not due to any disagreement with the company, its management, the Board, or any committee.