S&P 500 Consumer Staples Sector SEC Filings — June 02, 2026

02-06-2026

This DEFA14A filing announces that Taylor Morrison Home Corporation is being acquired by Berkshire Hathaway Inc. The filing is a solicitation communication related to the proposed acquisition and directs shareholders to review the upcoming proxy statement for details. No specific financial terms of the acquisition are disclosed in this filing.

• · The filing is a DEFA14A (additional proxy material) related to the proposed acquisition.
• · Taylor Morrison plans to file one or more proxy statements with the SEC in connection with the transaction.
• · The proxy statement for the 2026 annual meeting was filed on April 10, 2026.
• · Shareholders can obtain free copies of documents via SEC website or Taylor Morrison's investor relations page.
• · Contact: Taylor Morrison Home Corporation Investor Relations, 4900 N. Scottsdale Road, Suite 2000, Scottsdale, AZ 85251, investor@taylormorrison.com.

02-06-2026

Honeywell appointed Jillian Evanko, CEO of Duravant, to its Board as an Independent Director and Audit Committee member, effective immediately. The appointment comes ahead of the planned spin-off of Honeywell's Aerospace business on June 29, 2026, after which several directors will move to the Aerospace board. Evanko brings over 25 years of industrial and manufacturing experience, including as former CEO of Chart Industries.

• · Evanko, 48, has more than 25 years of experience across industrial and manufacturing sectors.
• · She spent nearly a decade at Chart Industries, most recently as President and CEO and prior as CFO.
• · She holds an MBA from The University of Notre Dame and a BS in Business Administration from La Salle University.
• · Following the Aerospace spin-off on June 29, 2026, Craig Arnold, Bill Ayer, Scott Davis, and Deborah Flint will join the Honeywell Aerospace board.
• · Evanko currently serves as an independent director of Greif, Inc. and previously served on boards of Chart Industries, Parker Hannifin, and Alliant Energy.

02-06-2026

On June 2, 2026, Philip Morris International Inc. (PMI) furnished an 8-K filing announcing that CEO Jacek Olczak hosted a live webcast and Q&A at the 2026 dbAccess Global Consumer Conference. The filing attaches a press release (Exhibit 99.1) with the company's remarks, but no specific financial data or performance figures were disclosed in the 8-K itself. The filing is a Regulation FD disclosure and contains no quantitative metrics or period-over-period comparisons.

• · The webcast and Q&A session occurred at the 2026 dbAccess Global Consumer Conference.
• · The press release is furnished under Item 7.01 and is not deemed 'filed' for SEC liability purposes.
• · The filing lists 21 series of notes and common stock traded on NYSE, ranging from 0.125% Notes due 2026 to 4.250% Notes due 2044.

02-06-2026

Teleflex Incorporated priced a private offering of $500.0 million aggregate principal amount of 5.875% Senior Notes due 2032. The net proceeds, together with cash on hand, will be used to redeem all of its outstanding 4.625% Senior Notes due 2027. The offering is expected to close on or about June 15, 2026.

• · The new notes are being offered in a private transaction to qualified institutional buyers and non-U.S. persons.
• · The notes and related guarantees have not been registered under the Securities Act.
• · The press release is attached as Exhibit 99.1.

02-06-2026

Plains All American Pipeline, L.P. (PAA) announced on June 1, 2026, that Russ Montgomery will be promoted to Vice President, Accounting and Chief Accounting Officer effective September 1, 2026, succeeding Chris Herbold, who is retiring on August 31, 2026. Montgomery has served as Vice President, Controller since 2019 and has been with the company since 2002.

• · Russ Montgomery, age 50, has been with PAA since September 2002, previously serving as Vice President, Controller (2019–present), Controller (2010–2019), Director of Operational Accounting (2008–2010), Manager of Crude Oil Accounting (2005–2008), and SEC and Financial Reporting Senior Analyst (2002–2005).
• · Prior to joining PAA, Montgomery spent four years at Arthur Andersen LLP.
• · Chris Herbold is retiring effective August 31, 2026.

02-06-2026

US Elemental Inc. filed an S-4 registration statement on June 2, 2026, in connection with a proposed business combination with Constellation Acquisition Corp. I (CSTA), a SPAC, and HiTech Minerals Inc., a wholly-owned subsidiary of Jindalee Lithium Limited. The transaction, valued at an equity value of $500 million, will result in HiTech (owner of the McDermitt Lithium Project) becoming a wholly-owned subsidiary of US Elemental, with US Elemental becoming a public company listed on Nasdaq under the symbol 'ULIT'. The filing includes three shareholder proposals: approval of the business combination, approval of the merger plan, and an adjournment proposal, with a minimum cash condition of $14 million required for closing.

• · The business combination agreement was entered into on April 9, 2026.
• · CSTA units will be detached into one Class A ordinary share and one-third of a CSTA warrant upon closing.
• · CSTA Class B ordinary shares will automatically convert into Class A ordinary shares before the exchange.
• · US Elemental intends to list on Nasdaq under symbols 'ULIT' (common stock) and 'ULITW' (warrants).
• · CSTA ordinary shares and warrants currently trade on OTCQB Basic Market under symbols 'CSTAF' and 'CSTWF'.
• · The minimum cash condition includes cash from PIPE Financing, trust account amounts (minus redemptions and taxes), minus CSTA transaction expenses.
• · The filing is preliminary and subject to completion, dated June 1, 2026.

02-06-2026

SmartStop Self Storage REIT disclosed same-store metrics as of May 31, 2026. Physical occupancy declined to 92.4% from 93.1% year-over-year, while monthly web rates and move-in rates also decreased. However, monthly in-place rates increased to $1.66 from $1.63.

• · Same-store facilities exclude four other properties.
• · Stabilized and comparable properties included since January 1, 2025.

02-06-2026

American Rebel Holdings Inc. filed a DEF 14A proxy statement detailing executive compensation, related-party transactions, and a proposal to ratify GBQ Partners LLC as independent auditor for FY2026. Key executive changes include Doug Grau stepping down as President and Interim Principal Accounting Officer on July 1, 2025, to lead a new subsidiary, American Rebel Productions, LLC. The filing also reveals significant related-party transactions, including an outstanding $400,000 director loan from Larry Sinks that remains unpaid as of December 31, 2025, and the issuance of Series D Convertible Preferred Stock to executives and directors to settle accrued bonuses and fees totaling over $2.0 million.

• · No named executive officers exercised stock options or had restricted stock units vest in FY2025 or FY2024.
• · No outstanding equity awards (unexercised options or unvested stock) were held by named executive officers as of December 31, 2025.
• · The company does not offer any annuity, pension, or retirement benefits to officers, directors, or employees.
• · Director Larry Sinks received $36,000 in consulting fees in addition to his director compensation.
• · The company leases facilities from entities owned by former Champion founder Mr. Crosby, believed to be at or below market rate.
• · As of January 1, 2025, Messrs. Ross, Lambrecht, and Grau each vested conversion rights in 10,000 additional shares of Series A Preferred Stock, convertible into 5,000,000 shares of common stock each.
• · Ross and Lambrecht each hold additional 26,250 and 6,250 shares of Series A Preferred respectively, convertible annually starting January 1, 2026 at a rate of 500 to 1.

02-06-2026

Signet Jewelers reported Q1 FY27 sales of $1.55B (+1.8% same-store sales) and adjusted diluted EPS of $1.56, up from $1.18 a year ago, driven by cost reductions and share repurchases. However, GAAP operating income fell to $36.9M from $48.1M due to $41.7M in restructuring charges related to the James Allen transition, and gross margin declined $42M to 35.8%. The company raised its full-year adjusted EPS guidance to $9.20–$11.00 and announced a $50M accelerated share repurchase.

• · Merchandise AUR increased approximately 5% YoY, with growth in both Bridal and Fashion.
• · Gross margin declined $42M YoY to $556.5M (35.8% of sales), including inventory write-downs from the James Allen transition.
• · Adjusted gross margin was $589.2M (37.9% of sales), in line with expectations.
• · SG&A decreased to $509.6M (32.8% of sales) from $526.0M (34.1% of sales) due to cost reductions from the FY26 reorganization.
• · GAAP operating income fell 23.3% to $36.9M, including $41.7M in restructuring charges (largely non-cash) related to James Allen.
• · Cash used in operating activities improved to $144.7M from $175.3M a year ago.
• · Total liquidity was approximately $1.7B, up more than $300M YoY.
• · Inventory was approximately $2.0B, flat YoY.
• · Board declared a quarterly dividend of $0.35 per share, payable August 21, 2026 to holders of record July 24, 2026.
• · FY27 guidance raised: total sales $6.7–$6.9B (previously $6.6–$6.9B), adjusted EPS $9.20–$11.00 (previously $8.80–$10.74).
• · Q2 FY27 guidance: total sales $1.50–$1.53B, same-store sales +0.5% to +2.5%, adjusted operating income $79–$93M.
• · FY27 guidance assumes $60–$80M net revenue reduction from James Allen transition, with minimal impact on adjusted operating income.
• · Planned capital expenditures of approximately $150–$180M for FY27.
• · Annual tax rate expected to be 23%–25%.
• · Company named a Great Place to Work-Certified for sixth consecutive year and recognized on Ethisphere’s 2026 World’s Most Ethical Companies list.

02-06-2026

FS KKR Capital Corp. filed an 8-K on June 2, 2026, to furnish a press release under Regulation FD. The filing does not contain any financial results or material operational updates, only the press release attached as Exhibit 99.1.

• · The press release was issued on June 2, 2026, and is attached as Exhibit 99.1.
• · The filing is a Regulation FD disclosure and is not deemed 'filed' with the SEC.

02-06-2026

This 8-K filing by Benchmark 2026-V21 Mortgage Trust (filed June 2, 2026) reports the entry into a Pooling and Servicing Agreement dated May 1, 2026, involving Wells Fargo Commercial Mortgage Securities, Inc. as depositor, Trimont LLC as master servicer, Rialto Capital Advisors, LLC as special servicer, Computershare Trust Company as certificate administrator, Deutsche Bank National Trust Company as trustee, and Pentalpha Surveillance LLC as operating advisor and asset representations reviewer. The servicing terms for the Del Rey Campus Mortgage Loan will differ from those for other mortgage loans, with details provided in the related Prospectus filed March 5, 2026. This is a structured finance event with no financial performance data provided, showing neither positive nor negative results.

• · The Pooling and Servicing Agreement is dated as of May 1, 2026.
• · The filing references a prior SEC filing (Prospectus under SEC File Number 333-286173-03) dated March 5, 2026, outlining servicing differences.
• · The report was signed on June 2, 2026, by Scott Epperson, CEO of GS Mortgage Securities Corporation II, as depositor.

02-06-2026

Israel Acquisitions Corp has filed a Form 8-K announcing a sixth amendment to its Business Combination Agreement with Gadfin Ltd. The amendment extends the termination date of the merger agreement from the prior date to June 15, 2026, marking the sixth such extension since the initial agreement was signed on January 26, 2025. All other termination rights under the BCA remain unchanged.

• · Initial BCA was signed on January 26, 2025, with prior amendments on July 2, 2025, December 31, 2025, March 13, 2026, April 15, 2026, and May 15, 2026.
• · The Sixth BCA Amendment only revises Section 7.1(d) to extend the termination date; all other termination rights remain unchanged.
• · The company's units, Class A ordinary shares, and warrants trade on OTC Markets under symbols ISLUF, ISRLF, and ISLWF respectively, not on a national exchange.
• · The company is an emerging growth company but has not elected to use the extended transition period for new financial accounting standards.

02-06-2026

RedCloud Holdings plc filed an F-1 registration statement with the SEC on June 2, 2026, for a secondary offering of 19,335,283 ordinary shares by selling stockholders. The company reported significant net losses of $46.2 million for FY2025 and $50.7 million for FY2024, with an accumulated deficit of $194.7 million as of December 31, 2025. While the company is listed on Nasdaq (symbol: RCT), it relies on foreign private issuer exemptions from certain corporate governance rules, and the offering provides no proceeds to the company itself.

• · The company will not receive any proceeds from the sale of shares by selling stockholders; proceeds may come only from warrant exercises.
• · Weighted average exercise price of share options is $1.06 per share; warrants have an exercise price of $0.55 per share.
• · The company relies on foreign private issuer exemptions from Nasdaq rules on board independence, quorum, and shareholder approval for equity issuances.
• · The company warns it may continue to incur net losses for the foreseeable future due to heavy investments in technology, sales, and marketing.
• · Net loss improved slightly from $50.7M in FY2024 to $46.2M in FY2025, an 8.8% reduction.

02-06-2026

Wellgistics Health, Inc. filed an amendment (8-K/A) to its May 29, 2026 Current Report solely to furnish Exhibit 4.3 (Placement Agent Warrant form) and Exhibit 99.1 (May 27, 2026 press release) that were inadvertently omitted. No other disclosures or events were modified or updated.

• · The amendment (Amendment No. 1) was filed on June 2, 2026, to correct the Original Report filed on May 29, 2026.
• · Exhibits added: Form of Placement Agent Warrant (Exhibit 4.3) and Press Release dated May 27, 2026 (Exhibit 99.1).
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new or revised financial accounting standards.
• · Common stock trades on the Nasdaq Capital Market under symbol WGRX.

02-06-2026

At CeriBell, Inc.'s 2026 Annual Meeting held on June 2, stockholders elected two Class II directors (Josef Parvizi, M.D., Ph.D. and Rebecca Robertson) and ratified the appointment of PricewaterhouseCoopers LLP as independent auditor for fiscal year 2026. All proposals passed.

• · Director election votes: Josef Parvizi - 25,961,193 For, 2,311,420 Withheld, 4,374,728 Broker Non-Votes; Rebecca Robertson - 25,948,634 For, 2,323,979 Withheld, 4,374,728 Broker Non-Votes.
• · Auditor ratification votes: 32,623,328 For, 5,177 Against, 18,836 Abstained, Broker Non-Votes not applicable.

02-06-2026

Cloudastructure, Inc. filed a DEF 14A proxy statement for its annual meeting scheduled for July 15, 2026, seeking stockholder approval for the election of director Jeff Kirby to a three-year term. The filing reveals that executive officers and directors as a group beneficially own 80.4% of total voting power, with Gregory Rayzman holding the largest individual voting power at 56.3%. However, the company has significant ownership concentration and voting limitations, including standstill agreements capping certain holders at 49% voting power and a 4.99% beneficial ownership limitation for Streeterville Capital, LLC.

• · The annual meeting will be held on July 15, 2026, and proxy materials are available at www.proxyvote.com.
• · Jeff Kirby, age 61, is nominated for a three-year term expiring in 2029; he has served on the board since June 2024.
• · Directors with continuing terms: Craig Johnson (expires 2027), James McCormick (expires 2027), Ruba Qashu (expires 2028).
• · Class A Shares have 1 vote per share; Class B Shares have 20 votes per share.
• · Streeterville Capital, LLC holds 100% of Series 2 Preferred shares and 4.99% of Class A common stock, subject to a 4.99% beneficial ownership limitation.
• · Sheldon Richard Bentley beneficially owns 202,500 Class A shares and 4,530,563 Class B shares, with a standstill agreement capping voting power at 49% and a voting agreement limiting votes to 5% of outstanding capital stock.
• · James McCormick has raised over $1 billion in funds for companies in his career and oversaw the $50 million acquisition of GES by Kimball Electronics.

02-06-2026

FingerMotion, Inc. announced a strategic evolution to diversify into AI and high-performance computing (AI-HPC) sectors and expand revenue sources beyond Asia, while reaffirming commitment to its existing telecom and technology businesses. However, the company has not entered any definitive agreements for these initiatives, and there is no assurance that any transactions will be completed.

• · The strategic initiatives are subject to ongoing evaluation, market conditions, financing availability, and regulatory considerations.
• · Implementation activities are intended to be progressively phased in over future fiscal periods.
• · The company has not entered into any definitive agreements related to AI-HPC or other new initiatives as of the announcement date.

02-06-2026

JPMorgan Chase & Co. closed a public offering of $500,000,000 aggregate principal amount of Fixed-to-Floating Rate Notes due 2030 on June 2, 2026. These Notes are an additional issuance of, and constitute a single series with, the $2,750,000,000 aggregate principal amount of Fixed-to-Floating Rate Notes due 2030 issued on April 23, 2026. The offering was registered under the Securities Act of 1933 pursuant to a registration statement on Form S-3.

• · The Notes are an additional issuance of, and constitute a single series with, the $2,750,000,000 aggregate principal amount of Fixed-to-Floating Rate Notes due 2030 issued on April 23, 2026.
• · The offering was registered under the Securities Act of 1933 pursuant to a registration statement on Form S-3 (File No. 333-285537).
• · The legal opinion as to the legality of the Notes was provided by Simpson Thacher & Bartlett LLP and filed as Exhibit 5.1.

02-06-2026

Pebblebrook Hotel Trust filed Articles of Amendment to its Declaration of Trust, replacing Section 5.3 to allow trustee resignation by written notice and removal with or without cause by a two-thirds vote of shareholders, subject to preferred share rights. The amendment was approved by the Board and shareholders.

• · Amendment requires two-thirds vote for trustee removal (with or without cause).
• · Preferred share rights to elect or remove trustees are preserved.
• · Articles executed on June 1, 2026, filed June 2, 2026.

02-06-2026

Melar Acquisition Corp. I entered into an Intercreditor Agreement on May 27, 2026, with Agile Capital Funding, Agile Lending, and YA II PN, Ltd., subordinating Agile's debt to Melar and YA in connection with the proposed business combination with Everli Global Inc. The agreement governs payment priorities and restricts Agile from accepting payments until senior obligations are fully satisfied. The filing also notes that Melar and Everli intend to file a registration statement on Form S-4 for the business combination, with no material relationship between Melar, Agile, and YA outside this agreement.

• · The Agile Intercreditor Agreement was entered into on May 27, 2026.
• · Agreeing parties include Agile Capital Funding (collateral agent), Agile Lending (lender), YA II PN (lender), and Melar (lender).
• · The agreement subordinates Agile's debt to Melar and YA until the Final Payout Date.
• · Prior to the Final Payout Date, Palella Holdings and Palella are restricted from making payments to Agile.
• · In insolvency proceedings, distributions to Agile must be paid directly to senior creditors.
• · Agile consented to Melar and YA loans to Everli and acknowledged no event of default.
• · The agreement includes customary enforcement standstill and turnover provisions.
• · Melar previously entered into a Merger Agreement with Everli on July 30, 2025, amended on October 2, 2025 and December 8, 2025.
• · No material relationship exists between Melar, Agile, and YA outside this agreement.

02-06-2026

LendingClub Corporation announced on June 2, 2026 its voluntary withdrawal from the New York Stock Exchange (NYSE) and transfer of its common stock listing to Nasdaq, effective June 22, 2026. The company will trade under the new ticker symbol 'HAPN' to align with the upcoming launch of its Happen Bank brand and renaming to Happen, Inc. No financial performance data or negative metrics were disclosed in this filing.

• · NYSE listing ends at market close on June 18, 2026.
• · Nasdaq trading begins at market open on June 22, 2026.
• · New ticker symbol is 'HAPN'.
• · The transfer is voluntary and authorized by the Board of Directors.
• · No financial statements or performance data were included in this filing.

02-06-2026

BlackRock MuniYield Pennsylvania Quality Fund (MPA) filed a definitive proxy statement (DEF 14A) on June 2, 2026, for its annual shareholder meeting to be held virtually on July 22, 2026. The sole proposal is the election of Board Nominees, unanimously recommended by the Board. The Fund will bear all proxy costs, including an estimated $11,800 fee to proxy solicitor Georgeson LLC.

• · The annual meeting will be held virtually on July 22, 2026 at 10:30 a.m. Eastern Time.
• · Record date for shareholders is May 26, 2026.
• · Shareholders can vote by telephone, internet, ProxyVote app, mail, or at the virtual meeting.
• · Beneficial shareholders must register in advance to vote at the meeting by submitting a legal proxy to shareholdermeetings@computershare.com by 5:00 p.m. ET three business days before the meeting.
• · If a proxy card is submitted without voting instructions, shares will be voted FOR the Board Nominees.
• · The Fund's Board has unanimously approved the nominees and recommends a vote FOR each.
• · The Fund will bear all costs of the proxy solicitation, including legal and auditor fees.

02-06-2026

Cosmos Health Inc. has filed a DEF 14A proxy statement soliciting stockholder votes for its 2026 Annual Meeting scheduled for July 15, 2026, at its U.S. headquarters in Chicago. The meeting will address four key proposals: the election of six directors, ratification of the independent registered public accounting firm, approval of a new 2026 equity incentive plan, and approval of designation and issuance of Series B Preferred Stock. As of the record date of May 19, 2026, there were 59,956,994 common shares outstanding, and a quorum of one-third of issued and outstanding shares is required to conduct business.

• · Record date for stockholders entitled to vote: May 19, 2026.
• · Proxy materials first sent on or about June 1, 2026, available at www.cosmoshealthinc.com.
• · Annual Meeting location: 141 West Jackson Boulevard, Suite 4236, Chicago, IL 60604.
• · Quorum required: one-third of issued and outstanding shares.
• · Directors are elected by plurality vote; other proposals require majority of shares present and entitled to vote.
• · Broker non-votes are not counted for any proposal; abstentions are counted as 'against' for Proposals 2, 3, and 4.
• · Deadline for beneficial owners to register to attend: legal proxy must be received by 5:00 p.m. Central Time on July 1, 2026.

02-06-2026

Constellation Energy Corporation disclosed that on June 1, 2026, selling shareholders entered into an underwriting agreement to sell 11,000,000 shares of common stock (with a 30-day option for an additional 1,350,000 shares) via a secondary offering, in which the company did not sell any shares and received no proceeds. Simultaneously, the company repurchased 2,000,000 shares from the underwriters for approximately $558.0 million under its existing buyback program, reducing total shares outstanding. The lock-up on shares acquired in the Calpine acquisition was waived solely for the offered shares, while the remaining lock-up continues with releases on June 30, 2026 and June 30, 2027.

• · The lock-up on shares from the Calpine acquisition is one-half released on June 30, 2026 and the remaining half on June 30, 2027.
• · The underwriting agreement contains customary representations, warranties, and indemnification for liabilities under the Securities Act.
• · The offering was made under a prospectus supplement dated June 1, 2026 and a base prospectus dated January 7, 2026.

02-06-2026

Morgan Stanley Direct Lending Fund (MSDL) held its 2026 Annual Meeting of Stockholders on June 1, 2026, with 51,663,943 shares present (quorum). Stockholders approved the election of directors David N. Miller and Kevin Shannon, and ratified Deloitte & Touche LLP as the independent auditor for fiscal year 2026. Notably, Kevin Shannon received a significant number of against votes (5,626,081), while David N. Miller was elected with strong support.

• · David N. Miller received 19,777,562 For votes, 707,103 Against, 296,119 Abstain, and 30,883,159 Broker Non-Votes.
• · Kevin Shannon received 14,855,342 For votes, 5,626,081 Against, 299,361 Abstain, and 30,883,159 Broker Non-Votes.
• · Ratification of Deloitte & Touche LLP received 50,452,826 For, 830,144 Against, 380,973 Abstain, and no Broker Non-Votes.
• · The record date for the Annual Meeting was April 6, 2026.

02-06-2026

RPM International Inc. amended its $300M accounts receivable securitization facility on May 27, 2026, removing the interest coverage ratio covenant and adding a leverage ratio covenant (≤3.75x) if the company loses investment grade ratings. Additionally, Timothy R. Kinser resigned as VP-Operations on May 29, 2026, becoming Project Management Officer of a subsidiary.

• · The leverage ratio covenant (≤3.75x) applies only if RPM does not maintain investment grade ratings from at least two specified agencies.
• · The interest coverage ratio covenant was eliminated.
• · The credit spread adjustment for SOFR-based credit extensions was removed.
• · The material-indebtedness-based amortization event threshold for the Company and its subsidiaries (excluding Originators) increased from $150M to $250M.
• · Timothy R. Kinser's resignation as VP-Operations was effective May 29, 2026, and he became Project Management Officer of a subsidiary.

02-06-2026

BlackRock ESG Capital Allocation Term Trust (ECAT) filed definitive additional proxy soliciting materials urging shareholders to vote on the WHITE card and FOR all nine Board nominees ahead of the upcoming meeting. The filing highlights that leading proxy advisors Glass Lewis and Egan-Jones recommend voting FOR all nominees, and warns against risking significant changes to the investment and consistent distributions. The Board is soliciting votes for the election of Class I, Class II, and Class III Board Member Nominees.

• · The filing is a DEFA14A (definitive additional proxy materials) filed on June 2, 2026.
• · Shareholders can vote online, by phone, or by mail using the enclosed WHITE card.
• · The proxy solicitor is Georgeson LLC, reachable toll-free at 1-866-961-8444.
• · The fund is a closed-end fund; shares trade on a stock exchange at market price, which may trade at a premium or discount to NAV.
• · The material is for existing shareholders only and is not an advertisement.

02-06-2026

BlackRock Private Investments Fund and BlackRock HPS Credit Strategies Fund are holding a joint special shareholder meeting on July 22, 2026, to elect seven Board Nominees. The Boards unanimously recommend voting 'FOR' all nominees, as less than a majority of current Board Members were elected by shareholders following a recent retirement. The meeting will be held virtually, and shareholders are encouraged to vote by telephone, internet, or proxy card.

• · Record Date for voting eligibility is May 26, 2026.
• · Meeting will be held virtually at meetnow.global/MSZHAHD; shareholders can log in starting at 10:30 a.m. ET on July 22, 2026.
• · Beneficial shareholders must register in advance by emailing a legal proxy to shareholdermeetings@computershare.com by 5:00 p.m. ET three business days before the meeting.
• · Proxy voting deadline is 11:59 p.m. ET on July 21, 2026.
• · The election is required because less than a majority of current Board Members were elected by shareholders after a recent retirement.
• · If elected, all Board Members will have been elected by shareholders, providing more flexibility for future vacancies.

02-06-2026

BlackRock Technology & Private Equity Term Trust (BTX) filed a definitive proxy statement (DEF 14A) with the SEC on June 2, 2026, for its upcoming annual meeting scheduled for July 22, 2026. The filing covers standard proxy matters including director elections, ratification of auditors, and advisory votes on executive compensation. No specific financial results or performance metrics are disclosed in this filing.

• · Filing type: DEF 14A (definitive proxy statement)
• · Annual meeting date: July 22, 2026
• · SEC file number: 811-23625
• · Central Index Key (CIK): 0001836057
• · State of incorporation: Maryland (MD)
• · Fiscal year end: December 31
• · Former name: BlackRock Innovation & Growth Term Trust (changed April 6, 2023)
• · Business address: Bellevue Parkway, Wilmington, DE 19808
• · Business phone: (800) 882-0052

02-06-2026

Paramount Gold Nevada Corp. announced the results of an updated feasibility study for its 100%-owned Grassy Mountain Gold Project in Oregon, filed via an 8-K on May 28, 2026. The study was prepared in accordance with SEC Regulation S-K Subpart 1300. No specific financial figures or comparative performance data were disclosed in the filing.

• · The feasibility study is for the 100%-owned Grassy Mountain Gold Project located in Malheur County, Oregon.
• · The study was prepared in accordance with subpart 1300 of Regulation S-K.
• · The press release is furnished as Exhibit 99.1 and contains forward-looking statements subject to risks and uncertainties.

02-06-2026

Mattel held its 2026 Annual Meeting on May 28, 2026, where stockholders approved the amendment and restatement of the 2010 Equity and Long-Term Compensation Plan, increasing the share reserve by 2,155,000 shares and extending the plan's termination date to March 19, 2036. All director nominees were elected, and proposals to ratify the auditor and approve executive compensation were also approved. However, several director nominees received significant 'AGAINST' votes, with Dominic Ng receiving the highest opposition at 16,217,908 votes.

• · The 2026 Restatement extends the plan termination date to March 19, 2036.
• · All director nominees were elected, but Dominic Ng received the most 'AGAINST' votes (16,217,908) among nominees.
• · Proposal 2 (ratify auditor) passed with 265,816,715 votes FOR, 4,136,113 AGAINST, and 170,723 abstentions.
• · Proposal 3 (advisory vote on executive compensation) passed with 236,401,260 FOR, 17,292,683 AGAINST, and 289,765 abstentions.
• · Proposal 4 (approve 2026 Restatement) passed with 236,024,891 FOR, 17,624,209 AGAINST, and 334,608 abstentions.
• · Broker non-votes were 16,139,843 for all director elections and proposals 1, 3, and 4.

02-06-2026

Gazelle Parent, Inc. filed an S-4/A registration statement with the SEC on June 2, 2026, detailing the proposed mergers of Galera Therapeutics, Inc. and Obsidian Therapeutics, Inc. into a combined company (Parent). The mergers are subject to numerous conditions, including receipt of at least $350.0 million in cash proceeds from a subscription agreement, stockholder approvals, and Nasdaq listing. However, both Galera and Obsidian are clinical-stage biopharmaceutical companies with significant operating losses, no approved products, and substantial capital needs, and the combined company is expected to continue incurring losses and may never achieve profitability.

• · Galera is heavily dependent on tilarginine, which has not received regulatory approval.
• · Obsidian is highly dependent on OBX-115, which is still in clinical development.
• · Both companies rely on third parties (CROs, CDMOs) for clinical trials and manufacturing.
• · The merger agreement includes non-solicitation provisions that restrict Galera and Obsidian from pursuing competing acquisition proposals.
• · Galera directors and executive officers owned an aggregate of [redacted] shares and options; Obsidian directors and officers owned [redacted] securities, all to be converted or adjusted in the mergers.
• · Conditions include no material adverse effect on either company since the merger agreement date.
• · Galera common stock must remain listed on OTCQB through closing.
• · The combined company does not anticipate paying cash dividends in the foreseeable future.
• · Stockholders may file lawsuits relating to the mergers.
• · CVRs (contingent value rights) may expire valueless.

02-06-2026

Worthington Steel (NYSE: WS) priced $700 million aggregate principal amount of 7.750% senior secured notes due 2033, down from the initially planned $900 million, with the term loan facility increased from $500 million to $700 million to fill the gap. The proceeds will fund the pending Kloeckner & Co SE acquisition, expected to close by June 3, 2026, along with related payments, debt repayment, and working capital. The notes are secured by substantially all assets and are subject to a special mandatory redemption if the acquisition is not completed by March 12, 2027.

• · The offering is not conditioned on the Kloeckner Acquisition closing; the acquisition is expected to close on June 3, 2026, within three business days of the notes closing.
• · If the Kloeckner Acquisition is not consummated by March 12, 2027, the notes are subject to special mandatory redemption at 100% of issue price plus accrued interest.
• · The notes are secured by liens on substantially all assets of Worthington Steel and its guarantor subsidiaries.
• · The notes are being offered only to qualified institutional buyers (Rule 144A) and non-U.S. persons (Regulation S), and are not registered under the Securities Act.

02-06-2026

Helix Energy Solutions Group Inc. and Hornbeck Offshore are progressing integration planning for their previously announced merger, which is on track to close in the second half of 2026. A joint Integration Committee and an Executive Steering Committee have been established to oversee the process, and the companies are selecting partners to support integration workstreams. The filing does not disclose any financial terms or performance metrics, and the companies remain separate until closing.

• · The merger is expected to close in the second half of 2026.
• · A joint Integration Committee of seven members from both companies has been formed.
• · An Executive Steering Committee of three senior leaders provides oversight.
• · The Integration Committee is selecting one or more partners to support integration workstreams.
• · Until closing, Hornbeck Offshore and Helix remain separate companies.
• · Helix will file a registration statement on Form S-4 with the SEC, including a proxy statement/prospectus.
• · Investors are urged to read the proxy statement/prospectus and other relevant SEC filings when available.

02-06-2026

On May 29, 2026, Redwood Mortgage Investors VIII dismissed BDO USA, P.C. as its independent auditor, and engaged Baker Tilly US, LLP on June 1, 2026, effective immediately. The auditor change was approved by the partnership's manager, Redwood Mortgage Corp. BDO's reports for fiscal years ended December 31, 2025 and 2024 contained no adverse opinions, but the filing discloses a material weakness in internal controls over credit loss evaluation that was identified and subsequently remediated by December 31, 2025. The change resulted from a decision by management and was not precipitated by any disagreements with BDO over accounting principles or audit scope.

• · The material weakness pertained to internal controls over the evaluation of expected future credit losses, including determination of the current fair value of certain real properties collateralized against respective loans, not being prepared or reviewed in a timely manner.
• · The material weakness was remediated as of December 31, 2025 through hiring additional personnel and operationalizing processes related to the CECL model.
• · Neither the Partnership nor anyone on its behalf consulted with Baker Tilly on accounting principles, audit opinions, or any matter that would be subject to a disagreement or reportable event during the fiscal years ended December 31, 2025 and 2024 and through June 1, 2026.

02-06-2026

Belvin Williamson, Jr. notified Old Dominion Electric Cooperative of his resignation from the board of directors, effective July 28, 2026. The resignation was announced on May 28, 2026, and the filing was made on June 2, 2026. No reason for the departure was provided, and no replacement has been announced.

• · Resignation effective date: July 28, 2026
• · Filing signed by Bryan S. Rogers, Senior Vice President and CFO
• · No reason for resignation was disclosed in the filing

02-06-2026

Celcuity Inc. announced detailed efficacy and safety results from the PIK3CA mutant-type cohort of its Phase 3 VIKTORIA-1 trial for gedatolisib in HR+/HER2- advanced breast cancer. The gedatolisib-triplet showed a statistically significant improvement in median progression-free survival (11.1 months vs. 5.6 months; HR=0.50, p<0.0001) and a higher objective response rate (48.9% vs. 26.0%) compared to alpelisib plus fulvestrant. However, the gedatolisib-triplet had a notably higher rate of Grade 3+ neutropenia (58.8% vs. 0.7%) and stomatitis (16.3% vs. 5.3%), while overall survival data remain immature.

• · The gedatolisib-doublet showed median PFS of 11.3 months (HR=0.51; descriptive p=0.0013) and ORR of 35.7%.
• · Grade 3+ neutropenia occurred in 58.8% of gedatolisib-triplet patients vs. 0% in gedatolisib-doublet and 0.7% in alpelisib+fulvestrant.
• · One Grade 5 TRAE (related to palbociclib) occurred in the gedatolisib-triplet group; two Grade 5 TRAEs occurred in the alpelisib+fulvestrant group.
• · The FDA has granted Priority Review for the NDA for gedatolisib in PIK3CA wild-type ABC with a PDUFA date of July 17, 2026.
• · Celcuity expects to launch gedatolisib commercially in Q3 2026, pending FDA approval.

02-06-2026

KIDZ AI Inc. announced a strategic pivot in its digital asset treasury strategy, moving away from Solana-focused exposure toward the Hyperliquid ecosystem and yield-bearing U.S. dollar-pegged stablecoin strategies. The disclosure was made via a press release on June 2, 2026, and is furnished under Regulation FD. No financial figures or performance metrics were provided in the filing.

• · The company is transitioning away from Solana-focused exposure.
• · The new strategy focuses on the Hyperliquid ecosystem and yield-bearing U.S. dollar-pegged stablecoins.
• · The press release was issued on June 2, 2026, and is included as Exhibit 99.1.
• · The filing is under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits).
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new financial accounting standards.

02-06-2026

SELLAS Life Sciences Group, Inc. reported $107.1M cash as of March 31, 2026, and received $28.7M from warrant exercises in April/May 2026. As of June 2, 2026, the company had 196,632,574 shares outstanding.

• · Cash position as of March 31, 2026 was $107.1M.
• · Warrant exercises in April and May 2026 generated $28.7M in proceeds.
• · Outstanding shares as of June 2, 2026: 196,632,574.