S&P 500 Technology Sector SEC Filings — June 04, 2026

04-06-2026

BNY Mellon Strategic Municipal Bond Fund, Inc. filed additional definitive proxy soliciting materials on June 4, 2026, related to a shareholder meeting. The filing includes a graphic image but no specific financial data or material changes.

04-06-2026

Genco Shipping & Trading Limited (GNK) sent a letter to shareholders urging them to vote for its board nominees and reject Diana Shipping Inc.'s inadequate $24.80 per share tender offer, which is below Genco's mean analyst NAV estimate of $26.66 and median estimate of $27.10. The company highlights its Comprehensive Value Strategy, which has delivered $7.16 per share in dividends over 27 consecutive quarters, the longest uninterrupted period in the industry. However, Diana's nominees include individuals with records of bankruptcy and shareholder value destruction, and Diana's CEO could personally benefit from a potential acquisition via sale and purchase fees.

• · Genco's annual meeting is scheduled for June 18, 2026.
• · Diana's offer is at a discount to Genco's liquidation value and lacks a control premium.
• · Diana's CEO may receive millions in sale and purchase fees from a potential Genco acquisition via an affiliated entity.
• · Genco's board is majority independent and highly qualified; Diana's nominees include individuals with ties to Diana and records of bankruptcy or shareholder value destruction.
• · Genco's stock price has trended in line with peers since Diana's initial offer, not affected by the offers.
• · Genco is open to meeting with Diana if they submit a proposal reflecting underlying asset value with an appropriate control premium.

04-06-2026

CrowdStrike reported a net income of $27.8M for Q1 FY26, a significant turnaround from a net loss of $104.3M in Q1 FY25. Total revenue grew 25.6% YoY to $1.39B, driven by subscription revenue growth of 25.7%. However, the company generated negative operating cash flow from changes in deferred revenue, which declined $36.7M, and cash and cash equivalents fell 12.9% from January 2026 to $4.55B, partly due to $881.4M in acquisition spending and $175.6M in share repurchases.

• · Subscription gross margin improved to 78.2% in Q1 FY26 from 77.0% in Q1 FY25.
• · Professional services gross margin declined to 16.9% in Q1 FY26 from 11.7% in Q1 FY25.
• · Stock-based compensation expense was $297.7M in Q1 FY26, up from $247.7M in Q1 FY25.
• · The company repurchased 480,000 shares for $175.6M during Q1 FY26.
• · Goodwill increased 66.3% to $2.27B due to acquisitions.
• · Deferred revenue (current) declined 1.5% sequentially to $3.37B.
• · Cash used in investing activities was $994.1M, primarily for acquisitions.
• · Net cash provided by operating activities increased 53.8% YoY to $590.9M.

04-06-2026

BNY MELLON STRATEGIC MUNICIPALS, INC. filed a DEFA14A (additional proxy material) on June 4, 2026, related to a shareholder meeting. The filing supplements previously issued proxy materials, but no specific financial figures, voting results, or material changes were disclosed in the available content. The filing appears to be procedural in nature, with no new substantive proposals or financial data provided.

• · The filing is a DEFA14A (additional proxy soliciting materials) filed under the Securities Exchange Act of 1934.
• · The company was formerly named DREYFUS STRATEGIC MUNICIPALS, INC. and changed its name on October 30, 2018.
• · No financial results, voting outcomes, or new business proposals are included in the supplied portion of the filing.

04-06-2026

Planet Labs PBC reported record Q1 FY27 revenue of $94.2M, up 42% YoY, and backlog grew 72% YoY to over $906M. However, GAAP net loss widened sharply to ($138.9M) from ($12.6M) in the prior year, driven by a (~$106.5M) non-cash warrant revaluation loss, while adjusted EBITDA slipped to a ($1.0M) loss from $1.2M profit a year ago. The company ended the quarter with $730.8M in cash after redeeming public warrants for ~$108M in proceeds, and guided Q2 FY27 revenue of $102M-$107M with expected adjusted EBITDA profitability of $0-$5M.

• · Net cash provided by operating activities was $15.4M in Q1 FY27, a positive operating cash flow quarter.
• · GAAP net loss per share was ($0.40), with ($0.31) attributable to the non-cash warrant revaluation loss.
• · Non-GAAP gross margin guidance for Q2 FY27 is 52%-55%, down from 56% in Q1 FY27 and 59% in Q1 FY26.
• · Capital expenditure guidance for Q2 FY27 is ~$21M-$27M, and for full FY27 is ~$80M-$95M.
• · Adjusted EBITDA guidance for Q2 FY27 is $0-$5M profit, and for full FY27 is $0-$10M profit.
• · The company redeemed all outstanding public warrants and all remaining private placement warrants were exercised on a cashless basis, eliminating future warrant revaluation impacts.
• · During the quarter, Planet signed an eight-figure, one-year contract with an international Defense & Intelligence customer.
• · The NGA awarded a $21.9M one-year contract extension for maritime surveillance under Luno B AAMOR program, plus a new award for Global Monitoring Service.
• · U.S. Navy awarded a six-month, $7.5M contract renewal for vessel detection in the Pacific.
• · Greek government signed a two-year, 7-figure agreement via ESA for the National Satellite Space Project.
• · Czech Paying Agency (SZIF) signed a two-year, 7-figure contract for agricultural monitoring covering ~25,000 agricultural holdings.
• · Scottish Government awarded a 7-figure contract with Computacenter for agricultural transition support.
• · John Deere gave Planet a Supplier Sustainability Award for 2025.
• · Nave Analytics renewed partnership incorporating Planetary Variables since 2022.
• · Watch Duty (non-profit wildfire tracking) became a new customer integrating Planet imagery.
• · The Pelican-11 satellite (first Gen-2 Pelican, targeting up to 30cm-class imagery) was shipped for launch on Transporter-17 with SpaceX.
• · Swedish Armed Forces launched its first sovereign reconnaissance satellite on the Pelican mission, just over 4 months after contract signing.

04-06-2026

GameSquare Holdings, Inc. issued a press release letter to shareholders on June 4, 2026, announcing an update on various business matters. The filing is furnished under Item 7.01 (Regulation FD) and does not provide specific financial figures or detailed operational metrics in the main 8-K body.

• · The press release was issued on June 4, 2026, and is furnished as Exhibit 99.1 to this 8-K filing.
• · The filing is intended to satisfy Regulation FD disclosure obligations and is not deemed filed for Exchange Act Section 18 purposes.
• · The registrant is an emerging growth company and has not elected the extended transition period for complying with new or revised financial accounting standards.

04-06-2026

Pershing Square Inc. announced the availability of its financial supplement for Q1 2026 and April 2026, including key operating metrics and non-GAAP measures. The filing provides incremental monthly data due to the completion of the IPO of Pershing Square USA, Ltd. and the listing of PS common stock on the NYSE on April 30, 2026. No specific financial figures are disclosed in the 8-K.

• · The financial supplement includes fee-related earnings and distributable earnings, which are non-GAAP measures.
• · The Company intends to disclose financial supplements for completed fiscal periods only going forward.
• · The IPO of Pershing Square USA, Ltd. and the distribution and public listing of PS common stock closed on April 30, 2026.

04-06-2026

Pasqal Holding SAS, a French quantum computing company, plans to pursue technology and commercial acquisitions following its planned Nasdaq listing via a merger with SPAC Bleichroeder Acquisition Corp II, expected to close in the second half of 2026. The transaction values Pasqal at $2B pre-money, and the company has disclosed a backlog of EUR 66M ($76.5M) and $250M of committed convertible financing. While the company highlights strong commercial adoption (e.g., Saudi Aramco deployment) and a clear roadmap to fault-tolerant quantum computing by 2029, it faces the challenge of converting its significant backlog into revenue and has not yet provided current-period financial results or profitability metrics.

• · Pasqal has two facilities: one in France and one in Canada to serve the North American market.
• · The company offers both on-premise deployments and cloud access through partnerships with Google and Microsoft.
• · Pasqal focuses on key verticals including energy, financial services, and specialty materials.
• · The company's Form F-4 registration statement was publicly filed on 26 May 2026.
• · Pasqal was founded in 2019 out of the Institut d'Optique.
• · The company has already completed multiple acquisitions, including AEPONYX in 2025.

04-06-2026

IMUNON announced a $10 million cash financing consisting of $2.5 million from preferred stock and $7.72 million from secured promissory notes (8% and 5% interest, 18-month maturity). The funds will support the Phase 3 OVATION 3 trial for IMNN-001 in advanced ovarian cancer. Updated Phase 2 data showed median overall survival improved from 11.1 to 14.7 months, and PARP inhibitor combination yielded a 24.2-month OS benefit versus standard of care.

• · The financing includes no warrants, reducing dilution for existing shareholders.
• · Interest on promissory notes will be partially offset by interest earned via bank deposit.
• · Phase 3 OVATION 3 will enroll 500 patients randomized 1:1, with two interim analyses for potential early registration.
• · Phase 2 OVATION 2 was not powered for statistical significance.
• · Epithelial ovarian cancer has a 75% recurrence rate for stage III/IV and five-year survival rates of 41% (stage III) and 20% (stage IV).
• · IMUNON has completed dosing in a first-in-human study of its COVID-19 booster vaccine (IMNN-101).

04-06-2026

AIM ImmunoTech Inc. announced on June 4, 2026 the release of a video presentation and investor deck detailing pre-clinical findings for Ampligen® (rintatolimod) as a potential prophylactic and early-onset antiviral treatment for Ebola virus disease (EVD). The materials are available on the Virtual Investor site and the company's website. The filing includes standard forward-looking statements and risk disclaimers regarding clinical development and regulatory approval.

• · The video presentation is titled 'What This Means' and is available at https://virtualinvestorco.com/aim
• · An investor presentation slide deck on EVD research is posted at https://aimimmuno.com/presentations
• · The disclosure is furnished under Item 7.01 (Regulation FD) and shall not be deemed 'filed' under the Exchange Act

04-06-2026

United Community Banks Inc. (UCB) announced a merger agreement with Peach State Bancshares, Inc., with a legal close expected in Q3 2026 subject to regulatory approval and a systems conversion scheduled for February 12–16, 2027. The filing also highlights employee initiatives like the 'Power of U' advisory council and introduces Mitch Ralston as Hall County President)Skip. No financial figures or performance metrics are provided in this communication.

• · Legal close of merger expected in Q3 2026, subject to regulatory approval.
• · Systems conversion scheduled for February 12–16, 2027.
• · Mitch Ralston has over 40 years of banking experience and joined United in 2005.
• · Power of U council meets quarterly and focuses on belonging, work experience, talent, benefits, life management, rewards and recognition.
• · United Community Bank operates across six states.