US Activist Hedge Fund Institutional SEC 13D 13G — July 06, 2026

06-07-2026

David G. Hanna, Executive Chairman of Atlanticus Holdings Corp, filed a Schedule 13D/A disclosing a series of transactions that reduced his beneficial ownership. From June 29 to July 1, 2026, he sold 25,000 shares of common stock, and DKH Capital (which he shares voting power over) donated 110,000 shares to a public charity in 2025-2026. Despite these decreases, Mr. Hanna’s aggregate beneficial ownership remains 42.1% of the outstanding common shares (8,047,464 shares as of July 1, 2026), giving him continued significant control.

• · The Series A Convertible Preferred Stock carries a 6% cumulative non-compounding annual dividend and a $100 per share liquidation preference.
• · The Issuer may redeem the Series A Preferred at $100 per share plus accrued dividends on or after January 1, 2025; holders can request redemption on or after January 1, 2024.
• · A total of 3,598,072 shares are pledged to an entity controlled by David G. Hanna as collateral for a loan to Frank J. Hanna’s group; the pledgee has no voting or dispositive power over these shares unless default occurs.
• · Kimberly M. Hanna has sole voting and dispositive power over the 3,463,072 DKH shares, but shared power is attributed to David G. Hanna due to his Executive Chairman role.
• · David G. Hanna shares voting and dispositive power over the 4,000,000 Dove preferred shares with his brother Frank J. Hanna.

06-07-2026

Project Nickel LLC, DAXvest LLC, and Grady Dowling Kittrell filed an amended Schedule 13D disclosing beneficial ownership of 51.87% of MGT Capital Investments, Inc. (MGTI) common stock as of June 30, 2026. The filing details a series of debt-to-equity exchanges culminating in a June 30, 2026 agreement where Project Nickel exchanged a $1,220,240 promissory note for 3,250,000 shares of Series E Convertible Preferred Stock (each convertible into 1,000 common shares) and 750,131,126 newly issued common shares. However, due to a 9.99% beneficial ownership limitation on the preferred stock, no additional common shares are currently deemed beneficially owned from the preferred conversion, and the filing notes that the Reporting Persons have no present plans for actions enumerated in Item 4 of Schedule 13D.

• · The Reporting Persons disclaim beneficial ownership of securities held by Project Nickel except for pecuniary interest purposes.
• · DAXvest LLC is the sole managing member of Project Nickel and has voting and dispositive power over Project Nickel's securities.
• · Grady Dowling Kittrell is the sole member and manager of DAXvest LLC.
• · The Series E Preferred Stock is subject to a 9.99% beneficial ownership limitation, preventing conversion into additional common shares while Project Nickel already exceeds that threshold.
• · The Reporting Persons have no present plans for actions enumerated in Item 4 of Schedule 13D (e.g., extraordinary corporate transactions, changes in board or management).

06-07-2026

VisionWave Holdings, Inc. filed an amended Schedule 13D disclosing a significant increase in its beneficial ownership of SaverOne 2014 Ltd. to 30.30% of ordinary shares (underlying ADSs). Between March 30 and June 26, 2026, VisionWave acquired 181,055 ADSs in open-market transactions for ~$644,491, and on June 26, 2026, received an additional 16,608,240,000 ordinary shares (348,450 ADSs) at $6.93 per ADS under an Exchange Agreement. The filing also notes potential board designation rights and milestone-based additional acquisitions, but no current plans for major corporate actions beyond further possible share purchases.

• · VisionWave's beneficial ownership increased to 30.30% of SaverOne's ordinary shares.
• · The ADS ratio is 43,200 ordinary shares per ADS (effective February 25, 2026).
• · Funds for purchases came from VisionWave's working capital.
• · VisionWave has potential board designation rights and milestone-based additional acquisitions under the Exchange Agreement.
• · No transactions in ordinary shares by VisionWave during the past 60 days except those disclosed.

06-07-2026

Meitav Investment House Ltd and its subsidiaries filed an amended Schedule 13G with the SEC, disclosing aggregate beneficial ownership of 2,109,367 ordinary shares of G Willi Food International Ltd, representing 15.16% of the 13,906,412 shares outstanding as of July 2, 2026. The filing details that Meitav Provident Funds & Pension Ltd holds 2,088,254 shares (15.02%) and Meitav Mutual Funds Ltd holds 21,113 shares (0.15%), with all securities held for investment purposes without intent to influence control.

• · The filing is an amendment to Schedule 13G (SC 13G/A), filed under Rule 13d-1(c).
• · Meitav Investment House Ltd disclaims beneficial ownership of securities held in client accounts managed by its subsidiaries, which operate under independent management.
• · The filing explicitly states that the securities were not acquired to change or influence control of the issuer.
• · Meitav Investment House Ltd was formerly known as Meitav Dash Investments Ltd, Meitav DS Investments Ltd, and DS Apex Holdings Ltd.

06-07-2026

Imperial Vision Fund SPC Series 1 SP disclosed a 13.04% beneficial ownership stake in Dreamland Ltd as of June 22, 2026, holding 320,000 Class A ordinary shares. The filing, made on Schedule 13G, indicates the shares were not acquired for the purpose of changing or influencing control of the issuer. The total outstanding shares used for the calculation were 2,453,583, including Class A and Class B shares, with Class B shares carrying higher voting rights.

• · The filing is a Schedule 13G (passive investment, not control-oriented).
• · Class A shares have 1 vote each; Class B shares have 12 votes each.
• · The reported percentage (13.04%) is based on total ordinary shares, not on voting power.
• · The reporting person certified the shares were not acquired to change or influence control.
• · Filing date: July 6, 2026. Date of event requiring filing: June 22, 2026.

06-07-2026

The Francisco Trust reported beneficial ownership of 4,328,045 shares of Dyadic International Inc. (DYAI) common stock, representing 11.58% of shares outstanding as of May 12, 2026. This filing corrects an immaterial error in a prior 13G/A filed on May 11, 2026, and the trust has not engaged in any transactions since that date. The trust's holdings include 3,375,664 shares held directly and 952,381 shares issuable upon conversion of a convertible promissory note at $1.05 per share.

• · The convertible promissory note was originally issued on March 8, 2024 and has been amended.
• · The filing is an amendment (13G/A) correcting an immaterial error in the number of shares reported in the prior filing on May 11, 2026.
• · The trust has not engaged in any transactions in Dyadic common stock since the May 11, 2026 filing.
• · The ownership percentage is based on 36,438,703 shares outstanding as reported in Dyadic's Form 10-Q filed on May 13, 2026.
• · The trust certifies the securities were not acquired to change or influence control of the issuer.

06-07-2026

Lee Chong Kuang, CEO, President, and Director of Greenpro Capital Corp., filed a Schedule 13D/A disclosing beneficial ownership of 2,106,799 shares (11.62% of outstanding common stock) as of June 30, 2026. On that date, he acquired 65,591 shares via a private placement at $1.5246 per share for $100,000, using personal funds for investment and to support the issuer's operations. The filing reflects a modest increase in his stake but no material change in control or strategic plans.

• · The purchase price per share was $1.5246.
• · Lee Chong Kuang has sole voting and dispositive power over 1,940,884 shares and shared power over 165,915 shares with his spouse.
• · No other transactions in common stock were effected by the reporting person in the past 60 days except the described acquisition.
• · The filing amends a prior Schedule 13D and incorporates a Subscription Agreement dated June 30, 2026.

06-07-2026

Calamos Wealth Management LLC filed a Schedule 13G/A with the SEC on July 6, 2026, disclosing beneficial ownership of 743,450 Class I shares of Calamos Aksia Hedged Strategies Fund, representing 12.7% of the fund's outstanding shares as of June 30, 2026. The filing indicates that two of the fund shareholders for whom Calamos Wealth Management acts as discretionary manager each exceed 10% ownership, though the filing is made under Rule 13d-1(b) and certifies the shares were acquired in the ordinary course of business without intent to change or influence control.

• · The filing is an amendment (Schedule 13G/A) to a prior Schedule 13G.
• · Calamos Wealth Management LLC is a Delaware limited liability company and an investment adviser (IA).
• · The filing certifies that the securities were acquired and are held in the ordinary course of business and not with the purpose of changing or influencing control of the issuer.
• · Two fund shareholders for whom Calamos Wealth Management acts as discretionary manager each exceed 10% ownership.

06-07-2026

Calamos Wealth Management LLC filed a Schedule 13G/A with the SEC on July 6, 2026, disclosing beneficial ownership of 10,345,060 Class I shares of Calamos Aksia Alternative Credit & Income Fund, representing a 9.1% stake. The filing indicates the shares are held in the ordinary course of business for advisory clients, with no intent to change or influence control of the issuer.

• · The filing is an amendment (SC 13G/A) to a previous Schedule 13G.
• · Calamos Wealth Management LLC is a Delaware limited liability company and an investment adviser (IA).
• · No single client of Calamos Wealth Management LLC has an economic interest in more than 5% of the subject securities.
• · The filing was signed on July 2, 2026, and filed with the SEC on July 6, 2026.

06-07-2026

Calamos Wealth Management LLC filed a Schedule 13G/A with the SEC on July 6, 2026, reporting beneficial ownership of 5,780,351 Class I shares of Calamos Aksia Private Equity & Alternatives Fund, representing 16.1% of the outstanding shares. The filing indicates that one of the fund's shareholders for whom Calamos Wealth Management acts as discretionary manager exceeds 5% ownership, but the shares were acquired and are held in the ordinary course of business without intent to change or influence control.

• · The filing is an amendment (Schedule 13G/A) to a prior Schedule 13G.
• · Calamos Wealth Management LLC is a Delaware limited liability company and an investment adviser (IA).
• · The shares are held for the benefit of advisory clients, and one such client individually owns more than 5% of the fund's shares.
• · The filing certifies that the securities were not acquired to change or influence control of the issuer.

06-07-2026

Manulife Private Credit Plus Fund filed a Schedule 13G with the SEC on July 6, 2026, disclosing beneficial ownership of 1,672,168 Class I common shares of John Hancock Comvest Private Income Fund, representing an 8% stake. The filing indicates the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

• · The filing was made pursuant to Rule 13d-1(b) under the Securities Exchange Act of 1934.
• · Manulife Private Credit Plus Fund has sole voting power and sole dispositive power over all 1,672,168 shares.
• · The issuer was formerly known as AMG Comvest Senior Lending Fund (name changed October 24, 2023) and Comvest Credit Partners BDC Fund, L.P. (name changed July 25, 2023).

06-07-2026

Whitebox Advisors LLC and its affiliate Whitebox General Partner LLC filed a Schedule 13G with the SEC on July 6, 2026, disclosing beneficial ownership of 1,797,150 common shares of Office Properties Income Trust (OPIRQ), representing 8.2% of the outstanding shares. The filing indicates a slight decrease in share count from 1,797,503 as of June 17, 2026, to 1,797,150 as of the filing date, while the ownership percentage remained stable at 8.2%.

• · The filing is made under Rule 13d-1(c), indicating the securities were not acquired with the purpose of changing or influencing control of the issuer.
• · Whitebox Advisors LLC is an investment adviser (IA) and Whitebox General Partner LLC is an other person (OO) for SEC classification purposes.
• · The percentage of class was calculated based on 21,953,577 common shares outstanding plus 48,545 shares issuable upon exercise of warrants, per Rule 13d-3(d)(1)(i).
• · The filing includes a joint filing agreement between the two reporting persons.

06-07-2026

Capital Management Corp /VA disclosed a 14.9% beneficial ownership stake in Lifevantage Corp as of June 30, 2026, holding 1,878,411 common shares, including 1,856,711 shares with sole voting power. The filing indicates the shares were acquired in the ordinary course of business and not for control purposes, but the stake is just below the 15% threshold that could trigger additional regulatory scrutiny.

06-07-2026

Capital Management Corp /VA filed a Schedule 13G/A with the SEC on July 6, 2026, disclosing beneficial ownership of 7,070,668 shares of Gray Media, Inc (GTN-A) common stock, representing 7.6% of the outstanding shares. The filing indicates the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

• · The filing is an amendment (Schedule 13G/A) to a prior beneficial ownership report.
• · Capital Management Corp has sole voting power over 6,999,668 shares and no shared voting power.
• · The filing was made pursuant to Rule 13d-1(b), indicating the holder is an institutional investor not seeking control.

06-07-2026

Capital Management Corp /VA disclosed a 16.0% beneficial ownership stake in Townsquare Media, Inc. as of June 30, 2026, holding 2,866,340 shares of common stock. The filing is an amendment to Schedule 13G, indicating the shares were acquired in the ordinary course of business and not for changing or influencing control.

• · The filing is an amendment to Schedule 13G (SC 13G/A), filed on July 6, 2026.
• · Capital Management Corp /VA is an investment adviser (IA) based in Glen Allen, Virginia.
• · The filer certifies the shares were not acquired to change or influence control of the issuer.

06-07-2026

Truist Financial Corp filed a Schedule 13G/A with the SEC on July 6, 2026, disclosing beneficial ownership of 1,048,539 shares of First Trust Exchange-Traded Fund IV, representing 20.16% of the outstanding shares. The filing is an amendment to a previous 13G filing and indicates that Truist holds the shares in the ordinary course of business, not for control purposes.

• · The filing is an amendment (SCHEDULE 13G/A) to a previous 13G filing.
• · Truist Financial Corp is the parent holding company for Truist Advisory Services, Inc., an affiliated registered investment advisor.
• · The securities were acquired and are held in the ordinary course of business, not for changing or influencing control of the issuer.
• · Truist Financial Corp is a North Carolina corporation; Truist Advisory Services, Inc. is a Delaware corporation.
• · The filing date is July 6, 2026, with a date as of change also July 6, 2026.

06-07-2026

Capital Research Global Investors (CRGI) filed a Schedule 13G/A with the SEC on July 6, 2026, reporting beneficial ownership of 1,831,822 shares of Wolfspeed, Inc. common stock, representing 3.4% of the 53,803,923 shares outstanding. The filing indicates the shares were acquired and are held in the ordinary course of business without the purpose of changing or influencing control of the issuer.

• · The filing is an amendment (Schedule 13G/A) filed on July 6, 2026, with an event date of June 30, 2026.
• · CRGI is a division of Capital Research and Management Company and its investment management subsidiaries and affiliates.
• · The shares reported include Convertible Notes, which represent 1,831,822 shares of Common Stock.
• · The filing certifies that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

06-07-2026

Capital Research Global Investors (CRGI) filed a Schedule 13G/A with the SEC on July 6, 2026, disclosing beneficial ownership of 8,651,999 shares of Halliburton Co. common stock, representing 1.0% of the 835,397,735 shares outstanding. The filing indicates CRGI holds the shares in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

• · The filing is an amendment (Schedule 13G/A) filed under Rule 13d-1(b), indicating passive investment intent.
• · CRGI is a division of Capital Research and Management Company and its affiliated investment management entities.
• · The filing date is July 6, 2026, with the event date of change as July 6, 2026, and the beneficial ownership determined as of June 30, 2026.

06-07-2026

Truist Financial Corp disclosed a 32.2% beneficial ownership stake in iM Global Partner Funds as of June 30, 2026, holding 233,615 shares. The filing was made under Rule 13d-1(b) on Schedule 13G, indicating passive investment intent. No other material changes or transactions were reported.

• · Truist Financial Corp is the parent holding company for Truist Advisory Services, Inc., an affiliated registered investment advisor.
• · The filing is a Schedule 13G (passive investment), not a 13D (activist).
• · No shares are held with sole voting or dispositive power; all 233,615 shares are held with shared voting and dispositive power.
• · The issuer is an exchange-traded fund (ETF) organized in Delaware.

06-07-2026

SEG Opportunity Fund, LLC disclosed a 9.40% beneficial ownership stake in Volato Group, Inc. as of July 1, 2026, holding 5,000,000 shares of common stock. The filing was made under Rule 13d-1(c) and certifies that the securities were not acquired with the purpose of changing or influencing control of the issuer.

• · The filing was made under Rule 13d-1(c), indicating a passive investment intent.
• · SEG Opportunity Fund, LLC is a New York limited liability company with address at 135 Sycamore Drive, Roslyn, NY 11576.
• · The filing certifies that the securities were not acquired to change or influence control of the issuer.

06-07-2026

Universities Superannuation Scheme Ltd (USS) filed an amended Schedule 13D reporting a reduction in its beneficial ownership of Constitution Capital Access Fund, LLC Class I Shares. As of May 31, 2026, USS indirectly holds 44,016,020.86 shares (68.4% of total outstanding) through its subsidiary L8 Investment Holdings LP, down from 46,298,176.85 shares as of April 30, 2026 due to quarterly tender disposals. The filing reflects no plans for additional major corporate actions beyond continued participation in quarterly repurchase offers.

• · The Reporting Person disposed of 2,282,155.99 Class I Shares at $12.22 per share on May 31, 2026 (notified on July 1, 2026).
• · The Reporting Person has agreed to participate in all future quarterly repurchase offers until it no longer holds shares.
• · The Issuer was formerly named Constitution Capital Private Markets Fund, LLC (name changed March 24, 2022).

06-07-2026

John Benjamin Morris filed a Schedule 13G with the SEC on July 6, 2026, disclosing beneficial ownership of 214,613 American Depositary Shares (ADSs) of Sound Group Inc., each representing 200 Class A ordinary shares. This equates to 42,922,600 Class A ordinary shares, or approximately 7.0% of the total outstanding Class A ordinary shares (excluding 841,050 shares held by Kastle Limited). The filing indicates a passive investment intent with no aim to change or influence control of the issuer.

• · The filing is made under Rule 13d-1(c), indicating a passive investor status.
• · The CUSIP number for the ADSs is 53933L203.
• · The ownership percentage is based on outstanding shares as of February 28, 2026, per the company's Annual Report on Form 20-F filed April 30, 2026.
• · The filer certifies that the securities were not acquired with the purpose of changing or influencing control of the issuer.

06-07-2026

Laurence E. Hirsch and affiliated entities (Highlander Partners GP, LLC, Highlander Partners, L.P., Highlander Partners Defense, LLC, and Dzyne Management Holdings, LLC) filed a Schedule 13G with the SEC on July 6, 2026, disclosing aggregate beneficial ownership of 32,688,035 shares of Ondas Inc. common stock, representing 5.7% of the 529,838,610 shares outstanding as of July 2, 2026. The filing is a passive investment statement under Rule 13d-1(c), indicating the securities were not acquired to change or influence control of the issuer.

• · The filing is made pursuant to Rule 13d-1(c), indicating a passive investment intent.
• · The 32,688,035 shares are comprised of 32,325,139 shares held by Highlander Partners Defense, LLC and 362,896 shares held by Dzyne Management Holdings, LLC.
• · Highlander Partners Defense, LLC is the manager of Dzyne Management Holdings, LLC; Highlander Partners, L.P. is the manager of Highlander Partners Defense, LLC; Highlander Partners GP, LLC is the general partner of Highlander Partners, L.P.; and Laurence E. Hirsch is the manager of Highlander Partners GP, LLC.
• · Each reporting person disclaims beneficial ownership except to the extent of its pecuniary interest.
• · The outstanding share count of 529,838,610 reflects the issuance of 39,999,998 shares on July 2, 2026, as described in the prospectus supplement filed on July 6, 2026.

06-07-2026

Christos Konstantakopoulos filed an amended Schedule 13G with the SEC on July 6, 2026, disclosing beneficial ownership of approximately 17,801,588 common shares of Costamare Inc. as of June 30, 2026. This stake represents 14.7% of the 120,892,607 total shares outstanding.

• · Filing type is Schedule 13G/A (amendment) filed under Rule 13d-1(d).
• · Christos Konstantakopoulos has sole voting power and sole dispositive power over all 17,801,588 shares reported.
• · The filing was made as a result of the entity ceasing to be a greater than 5% owner under Rule 13d-1(d) – no prior 13D was filed, indicating passive status.
• · No material changes in business purpose, control, or other 13D items are reported.

06-07-2026

Achillefs Konstantakopoulos and his affiliated entity Costamare Shipping Services Ltd. filed a Schedule 13G/A disclosing a combined beneficial ownership of 19.7% in Costamare Bulkers Holdings Ltd as of June 30, 2026. The filing reflects a slight increase in direct ownership by Konstantakopoulos, who now personally holds 4,790,965 shares, including 156,000 shares owned by his spouse and indirect ownership of 810,612 shares through Costamare Shipping Services Ltd. The total shares outstanding used for the calculation are 24,301,490.

• · Achillefs Konstantakopoulos disclaims beneficial ownership of the 156,000 shares owned by his spouse.
• · Konstantakopoulos owns 50% of Costamare Shipping Services Ltd., giving him indirect ownership of half of its 810,612 shares.
• · The filing is an amendment (13G/A) to a previous Schedule 13G, indicating a change in ownership or filing status.
• · The filing date is July 6, 2026, with the ownership snapshot as of June 30, 2026.

06-07-2026

Oliver Cromwell Carmichael III filed an amended Schedule 13G with the SEC, reporting beneficial ownership of 1,228,240 shares of 1st Source Corp (SRCE), representing 4.9% of the company's outstanding shares as of March 31, 2026. The filing indicates a passive investment intent, with the shares held primarily through trusts for his children and a small portion by his spouse.

• · The filing is an amendment (SC 13G/A) filed on July 6, 2026, with a date of change of July 6, 2026.
• · The shares were not acquired or held for the purpose of changing or influencing control of the issuer.
• · Mr. Carmichael serves as trustee for trusts holding 739,777 shares for his children, with sole voting and dispositive power over those shares.
• · 19,516 shares are held directly by Mr. Carmichael's spouse, with shared voting and dispositive power attributed to Mr. Carmichael.

06-07-2026

S.H.N. Financial Investments Ltd. filed a Schedule 13G with the SEC on July 6, 2026, disclosing beneficial ownership of 4,154,720 Class A Ordinary Shares of Farmmi, Inc. (FAMI), representing 9.99% of the outstanding shares. The filing indicates the shares were acquired in the ordinary course of business and not with the intent to change or influence control of the issuer.

• · The beneficial ownership includes 3,700,000 Class A Ordinary Shares and 454,720 Pre-Funded Warrants.
• · An additional 1,845,280 Pre-Funded Warrants are not included due to a 9.99% beneficial ownership limitation.
• · The percentage is based on 37,434,077 Class A Ordinary Shares outstanding per the issuer's June 30, 2026 prospectus.
• · Nir Shamir, CEO of S.H.N. Financial Investments Ltd., may be deemed to beneficially own the securities but disclaims beneficial ownership for all other purposes.

06-07-2026

Bihua Chen and affiliated Cormorant funds filed an amended Schedule 13D reporting aggregate beneficial ownership of 17,878,594 shares of BridgeBio Oncology Therapeutics (BBOT), representing 22.32% of outstanding common stock. On July 1, 2026, Cormorant funds entered into a joinder to a lock-up agreement covering 4,528,186 distributed shares, subjecting them to transfer restrictions. The filing also notes that Ms. Chen received 31,675 unvested stock options on June 16, 2026, as compensation for her board service, with no immediate voting or dispositive power attached.

• · Cormorant Private Healthcare Fund III, LP holds 4,879,995 shares (6.09%), Fund IV holds 1,905,046 shares, Fund V holds 5,010,332 shares (6.25%), and Global Healthcare Master Fund holds 6,083,221 shares (7.59%).
• · The lock-up joinder covers distributed shares: Fund III receives 2,692,459 shares, Fund V receives 1,704,862 shares, and Master Fund receives 130,865 shares, all subject to transfer restrictions.
• · Helix Holdings II LLC (the Sponsor) distributed all its lock-up shares to its members, resulting in zero shares held by the Sponsor directly.
• · The filing indicates no other transactions in BBOT common stock by the reporting persons during the past 60 days except the director option grant.

06-07-2026

Intracoastal Capital LLC, along with Mitchell P. Kopin and Daniel B. Asher, filed a Schedule 13G disclosing beneficial ownership of 912,600 shares of Tenon Medical, Inc. common stock, representing 4.99% of shares outstanding as of July 6, 2026. The filing follows a Securities Purchase Agreement executed on June 29, 2026, under which Intracoastal received shares and warrants, but blocker provisions cap their beneficial ownership at 4.99%. Without these blockers, the Reporting Persons would have been deemed to own 1,058,618 shares (approximately 5.7% of the then-outstanding shares).

• · Intracoastal holds two warrants: Intracoastal Warrant 1 (947,368 shares issuable) and Intracoastal Warrant 2 (111,250 shares issuable), both with 4.99% blocker provisions.
• · As of July 6, 2026, 34,768 shares of Intracoastal Warrant 1 are excluded from beneficial ownership due to the blocker.
• · The filing was made pursuant to Rule 13d-1(c), indicating a passive investment intent.

06-07-2026

Astaris Capital Management LLP and related entities filed a Schedule 13D/A disclosing beneficial ownership of 2,741,926 common units (8.1%) of KNOT Offshore Partners LP as of July 1, 2026. The filing also reveals that Astaris Special Situations Master Fund Limited crossed the 5% threshold, owning 1,705,438 units (5.1%). The reporting persons have been actively purchasing units in late June and early July 2026 at prices around $9.95-$9.98 per unit, and note that KNOT delivered a non-binding offer to acquire all outstanding units on October 31, 2025, indicating potential M&A activity.

• · The filing is Amendment No. 4 to Schedule 13D, filed on July 6, 2026.
• · Astaris Special Situations Master Fund Limited crossed the 5% beneficial ownership threshold for the first time.
• · All reporting persons disclaim beneficial ownership except for their pecuniary interest.
• · No borrowed funds were used to purchase the common units other than ordinary course working capital.
• · On October 31, 2025, KNOT delivered a non-binding offer to acquire all outstanding common units not already owned by KNOT.
• · The reporting persons have discussed or may discuss the Offer Letter with the Board, management, and other shareholders.
• · The reporting persons have sole power to vote/dispose of 0 common units; shared power covers all reported units.
• · Transactions since June 23, 2026: purchases on June 30 and July 1, 2026 at prices between $9.9526 and $9.9781 per unit.

06-07-2026

Private Capital Management, LLC filed a Schedule 13G with the SEC on July 6, 2026, disclosing beneficial ownership of 1,260,539 shares of Barrett Business Services Inc. (BBSI) common stock, representing a 5.13% stake. The filing indicates the shares were acquired and are held in the ordinary course of business, not for changing or influencing control of the issuer.

• · Private Capital Management, LLC disclaims beneficial ownership of shares over which it has dispositive power and disclaims the existence of a group.
• · PCM exercises shared voting authority with respect to shares held by PCM clients that have delegated proxy voting authority to PCM; such delegation may be granted or revoked at any time at the client's discretion.
• · The filing is made pursuant to Rule 13d-1(b) under the Securities Exchange Act of 1934.

06-07-2026

Ewon Comfortech Co., Ltd. filed an amended Schedule 13G with the SEC on July 6, 2026, disclosing beneficial ownership of 5,500,000 shares of Liminatus Pharma, Inc. common stock, representing 10.9% of the 55,971,633 shares outstanding as of July 1, 2026. The filing indicates Ewon Comfortech holds sole voting and dispositive power over all 5,500,000 shares, with no shared power reported.

• · The filing is an amendment (SCHEDULE 13G/A) filed under Rule 13d-1(c).
• · Ewon Comfortech has sole voting power over 1,126,397 shares and sole dispositive power over all 5,500,000 shares.
• · The subject company, Liminatus Pharma, Inc., was formerly known as Iris Parent Holding Corp. (name change date: March 28, 2023).
• · Ewon Comfortech is based in Jeonbuk, Republic of South Korea.

06-07-2026

Beryl Capital Management LLC and related entities filed a Schedule 13G/A with the SEC on July 6, 2026, reporting that they no longer hold any shares of Urgent.ly Inc. common stock as of June 30, 2026. The filing indicates a complete exit from their previous position, with each reporting person (Beryl Capital Management LLC, Beryl Capital Management LP, Beryl Capital Partners II LP, and David A. Witkin) reporting zero shares and 0% beneficial ownership.

• · The filing is an amendment (Schedule 13G/A) to a previous beneficial ownership report.
• · All reporting persons disclaim beneficial ownership except to the extent of their pecuniary interest.
• · The filing was made pursuant to Rule 13d-1(b) and Rule 13d-1(c) under the Securities Exchange Act of 1934.
• · Beryl Capital Management LLC serves as investment adviser to the Partnership and other accounts.

06-07-2026

Millennium Management LLC, Millennium Group Management LLC, and Israel A. Englander filed an amended Schedule 13G with the SEC on July 6, 2026, reporting beneficial ownership of 9,857 shares of Avalo Therapeutics, Inc. common stock as of June 30, 2026. The filing indicates a 0.0% ownership stake, reflecting a minimal position with no change from the prior period.

• · The filing is an amendment to Schedule 13G (SC 13G/A), indicating a change in the prior filing.
• · The securities are held by entities subject to voting control and investment discretion by Millennium Management LLC and/or other investment managers controlled by Millennium Group Management LLC and Israel A. Englander.
• · The filers certify that the securities were not acquired for the purpose of changing or influencing control of the issuer.
• · A Joint Filing Agreement dated July 2, 2026, was included as an exhibit.

06-07-2026

Divisadero Street Capital Management, LP filed a Schedule 13G disclosing beneficial ownership of 2,018,326 shares of Ethos Technologies Inc. (LIFE) Class A Common Stock, representing a 6.5% stake. The filing, dated July 6, 2026, indicates the shares are held for advisory clients with no intent to control the issuer. No prior-period comparison is available from this initial filing.

• · The Schedule 13G was filed under Rule 13d-1(c), indicating a passive investment intent.
• · All covered entities (Divisadero Street Capital Management LP, William Zolezzi, Divisadero Street Partners L.P., Divisadero Street Partners GP LLC, Divisadero Street Capital LLC) share the same 2,018,326 share count and 6.5% ownership percentage.
• · Each reporting person disclaims beneficial ownership except for their pecuniary interest, and the filers certify no intent to change or influence control of the issuer.
• · No other advisory client besides Divisadero Street Partners, L.P. is deemed to beneficially own more than 5% of the class.

06-07-2026

Private Capital Management, LLC filed a Schedule 13G/A with the SEC on July 6, 2026, reporting beneficial ownership of 3,701,815 shares of Target Hospitality Corp. common stock, representing 3.70% of the outstanding shares. The filing indicates the shares are held in the ordinary course of business and not for changing or influencing control, with PCM exercising shared voting authority on behalf of clients that have delegated proxy voting authority.

• · The filing is an amendment (Schedule 13G/A) filed on July 6, 2026, with an event date of June 30, 2026.
• · PCM disclaims beneficial ownership of shares over which it has dispositive power and disclaims the existence of a group.
• · PCM exercises shared voting authority with respect to shares held by clients that have delegated proxy voting authority, which may be granted or revoked at any time at the client's discretion.
• · The filing is made pursuant to Rule 13d-1(b), indicating the filer is a passive investor.

06-07-2026

LPL Financial LLC filed a Schedule 13G with the SEC on July 6, 2026, disclosing beneficial ownership of 266,367 shares of Tofutti Brands Inc. common stock, representing 5.2% of the 5,153,706 shares outstanding as of May 18, 2026. The shares are held by clients who have granted discretionary authority to an independent contractor of LPL, and LPL certifies the securities were acquired in the ordinary course of business without intent to change or influence control.

• · LPL Financial LLC is a California corporation and serves as both a broker-dealer (BD) and investment adviser (IA).
• · The filing is made pursuant to Rule 13d-1(b) under the Securities Exchange Act of 1934.
• · LPL disclaims beneficial ownership of the shares reported, noting they are held by clients with discretionary authority granted to an independent contractor.
• · No single client is known to have the right to receive dividends or proceeds from more than 5% of the common stock.

06-07-2026

Bruce G. Beasley filed an amended Schedule 13D with the SEC on July 6, 2026, reporting beneficial ownership of 84,516 shares of Beasley Broadcast Group Inc. (BBGI) Class A Common Stock, representing 8.1% of the outstanding shares, after a 1-for-20 reverse stock split on September 23, 2024. During the past 60 days, the reporting person acquired 1,875 shares upon vesting of restricted stock units on June 30, 2026, but 518 shares were subsequently withheld for taxes, resulting in a net acquisition of 1,357 shares. The filing shows no other transactions and maintains stable ownership levels with no notable increase or decrease in aggregate holdings.

• · On June 30, 2026, 1,875 shares were acquired upon vesting of RSUs, followed by 518 shares withheld for taxes; net gain of 1,357 shares.
• · No other transactions in the common stock by the reporting person in the last 60 days.
• · A 1-for-20 reverse stock split occurred on September 23, 2024; share counts reflect this split.

06-07-2026

Sylebra Capital LLC and related entities filed an amended Schedule 13D on July 6, 2026, disclosing that on June 30, 2026, Apollo entities contributed $50 million aggregate principal amount of Aeva's 4.375% Convertible Senior Notes due 2032 to newly formed Sylebra-managed funds (Solutions Funds) in exchange for Class D limited partner interests. As a result, the Sylebra group now beneficially owns 19,392,411 shares of Aeva common stock, representing 29.3% of outstanding shares, including 3,151,740 shares issuable upon conversion of the Notes. Concurrently, the parties terminated a prior Securities Forward Purchase Agreement. The filing also notes that standstill provisions from a 2022 letter agreement are no longer in effect following the resignation of Sylebra's designated director in May 2025.

• · The Contribution Agreement was executed on June 30, 2026, and the Notes remain 'restricted securities' with a restrictive legend.
• · The Securities Forward Purchase Agreement dated November 5, 2025 was terminated effective June 30, 2026.
• · Standstill provisions from the September 27, 2022 Letter Agreement are no longer in effect after Sylebra's designated director resigned from Aeva's board in May 2025.
• · The Indenture permits Aeva to pay interest on the Notes in shares of common stock in lieu of cash.
• · Sylebra Capital Ltd and its affiliates are defined as 'Permitted Holders' under the Indenture and are carved out of the affiliate voting disregard provision.

06-07-2026

New Enterprise Associates 17, L.P. (NEA 17) filed Amendment No. 4 to Schedule 13D, reporting a pro rata distribution of 1,000,000 shares of Monte Rosa Therapeutics common stock to its partners on July 1, 2026, followed by an open-market sale of 11,830 shares on July 2, 2026 at a weighted average price of $24.18. Post-transaction, NEA 17 holds 6,692,298 shares, representing 7.9% of the outstanding common stock (based on 84,479,418 shares outstanding as of May 1, 2026). Notably, six individuals (Baskett, Behbahani, Chang, Mathers, Walker, Yang) have each fallen below the 5% beneficial ownership threshold as of April 1, 2026, indicating a reduction in insider concentration.

• · The pro rata distribution of 1,000,000 shares by NEA 17 on July 1, 2026 was made for no consideration.
• · NEA Partners 17 received 15,000 shares from the NEA 17 Distribution and subsequently distributed 15,000 shares, of which 11,830 were received by an entity deemed beneficially owned by Florence, Makhzoumi and Sandell.
• · The 11,830 shares indirectly received by Florence, Makhzoumi and Sandell were sold on July 2, 2026 at a weighted average price of $24.18 (range $23.70–$24.68).
• · As of April 1, 2026, six individuals (Baskett, Behbahani, Chang, Mathers, Walker, Yang) each ceased to beneficially own 5% or more of the Issuer's common stock.
• · No other transactions in the Issuer's common stock were effected by the Reporting Persons since the filing of Amendment No. 3.

06-07-2026

Royal Bank of Canada filed a Schedule 13G/A with the SEC on July 6, 2026, disclosing beneficial ownership of 118 shares of Eaton Vance Senior Income Trust (EVF), representing 42.1% of the outstanding shares. The filing covers two classes of Auction Rate Preferred Stock: 63 shares (56.2%) of CUSIP 27826S202 and 55 shares (32.7%) of CUSIP 27826S301. The filing is made under Rule 13d-1(b) and certifies that the securities were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of the issuer.

• · The filing is an amendment (Schedule 13G/A) to a previous Schedule 13G.
• · The filing date and date of change are both July 6, 2026.
• · RBC Capital Markets, LLC is identified as a broker-dealer registered under the Securities Exchange Act and an investment adviser under the Investment Advisers Act.
• · The filing includes a Power of Attorney for Avinash Sawant.

06-07-2026

Bain Capital DCB Investments, LP and Bain Capital DCB Investments II, LP filed Amendment No. 9 to Schedule 13D, reporting combined beneficial ownership of 5,149,859.11 common shares (11.6%) of Bain Capital Private Credit as of July 1, 2026. The amendment adds DCB II as a reporting person with 1,161,651.56 shares (2.6%), while DCB holds 3,988,207.55 shares (9.0%). No transactions were reported in the past 60 days.

• · This is Amendment No. 9 to the original Schedule 13D filed on February 2, 2025.
• · No transactions in common shares were effected by the reporting persons during the past 60 days.
• · The filing adds Bain Capital DCB Investments II, LP as a new reporting person.

06-07-2026

Millennium Management LLC, Millennium Group Management LLC, and Israel A. Englander filed an amended Schedule 13G with the SEC on July 6, 2026, disclosing beneficial ownership of 200,000 Class A Ordinary Shares of Kensington Capital Acquisition Corp. VI, representing 0.9% of the outstanding shares. The filing indicates a passive investment intent, with no change in control or influence over the issuer.

• · The filing is an amendment (Schedule 13G/A) filed under Rule 13d-1(c), indicating a passive investment.
• · The securities are held by entities subject to voting control and investment discretion by Millennium Management LLC and/or other investment managers controlled by Millennium Group Management LLC and Israel A. Englander.
• · The filing includes a Joint Filing Agreement dated July 2, 2026, among the reporting persons.
• · The issuer is a blank check company (SIC 6770) incorporated in the Cayman Islands (E9).

06-07-2026

Wax Asset Management, LLC disclosed a 7.76% beneficial ownership stake in J.W. Mays, Inc. (MAYS) as of June 30, 2026, holding 156,352 shares of common stock. The filing was made under Rule 13d-1(b), indicating the shares were acquired in the ordinary course of business and not for changing or influencing control. The filing reflects a significant passive stake in the real estate company.

• · The filing is a Schedule 13G, indicating passive investment intent, not activist.
• · Wax Asset Management, LLC is based in Madison, Connecticut.
• · The filing date is July 6, 2026, with ownership as of June 30, 2026.
• · No other entities or persons are reported as sharing voting or dispositive power.

06-07-2026

Charles M. Gillman filed a Schedule 13D with the SEC on July 6, 2026, reporting beneficial ownership of 521,841 shares of TransAct Technologies Inc. (TACT) common stock, representing 5.1% of the 10,276,279 shares outstanding as of April 30, 2026. The shares were acquired for investment purposes at an aggregate purchase price of approximately $2,453,646, with recent open-market purchases occurring between May 15 and July 1, 2026, at prices ranging from $3.50 to $5.80 per share.

• · Gillman's recent purchases include 150,000 shares at $3.73 on May 21, 2026, and 100,000 shares at $5.21 on June 23, 2026.
• · The largest single-day purchase was 62,064 shares at $5.80 on July 1, 2026.
• · Gillman has sole voting and dispositive power over all 521,841 shares.
• · The filing states the acquisition is for investment purposes and not for control of the issuer.

06-07-2026

Daniel J. Ivascyn, a PIMCO executive, filed an amended Schedule 13D reporting beneficial ownership of approximately 6.5% (4,138,497.19 shares) of PIMCO Flexible Real Estate Income Fund's Institutional Class Common Shares. The ownership percentage decreased from a prior level due to an increase in the fund's total outstanding shares to 63,690,490 as of June 30, 2026, not due to any sale of shares by the reporting person.

06-07-2026

Thurman J. Rodgers and associated entities filed an amended Schedule 13D disclosing a combined beneficial ownership of 59,160,705 shares (39.4%) of SunPower Inc. common stock as of July 1, 2026, based on 150,283,214 shares outstanding. The filing reports that the ownership percentage increased by more than 1% due to equity-for-interest exchange transactions completed on July 1, 2026, which issued 7,226,186 shares to the Living Trust and 633,250 shares to the Charitable Trust. However, the filing also notes that Mr. Rodgers disclaims beneficial ownership of shares held by the other reporting entities except to the extent of his pecuniary interest, and the overall ownership structure includes significant convertible note holdings that could further dilute existing shareholders.

• · The filing is an amendment to a Schedule 13D originally filed on April 30, 2026.
• · The ownership increase resulted from equity-for-interest exchange transactions completed by the Issuer on July 1, 2026, as reported in an 8-K filed the same day.
• · Mr. Rodgers serves as manager of Rodgers Capital LLC, trustee of the Charitable Trust, Living Trust, and Rodgers Trust; his spouse is trustee of the Massey Trust.
• · The 12% Notes issued on July 1, 2024 ($18M) have a conversion rate of 595.2381 shares per $1,000 principal; the July 2025 Note ($5M) converts at 558.6592 shares per $1,000; the November 2025 Note ($2M) converts at 626.9592 shares per $1,000.
• · The 7% Notes ($4M each to Charitable Trust and Living Trust) convert at 584.7953 shares per $1,000 principal, maturing July 1, 2029.
• · The Massey Trust and Rodgers Trust each purchased 150,000 shares at $1.38 on May 30, 2025; 10,589 shares at $1.49 on June 2, 2025; and 303,000 shares at $1.68 on June 3, 2025.