US Activist Hedge Fund Institutional SEC 13D 13G — August 10, 2026

10-08-2026

The filing is a Schedule 13G submitted by Bank of America Corporation (including its affiliates Merrill Lynch, Pierce, Fenner & Smith Incorporated) for Two Harbors Investment Corp., indicating a passive investment of 3,114,385 shares (approximately 3.0% of outstanding shares) as of December 31, 2025. While the filing shows a passive stake, the disclosed ownership percentage is modest and the filing provides no details on position changes, sector peers, or financial metrics of Two Harbors. This is primarily an informational filing with limited actionable insight for investment decisions.

• · The filing is by Bank of America Corporation, including subsidiaries Merrill Lynch, Pierce, Fenner & Smith Incorporated and other affiliates (but excluding certain non-U.S. affiliates named as separate reporting persons).
• · The filing confirms the entity is a parent holding company filing on behalf of multiple subsidiaries, as permitted by Rule 13d-1(b)(ii)(G).
• · The file date is August 10, 2026, but the ownership is reported as of December 31, 2025 – this is a significant lag in reporting.
• · No single person (other than the parent) beneficially owns more than 1% of the class.
• · The filing states that the reporting person acquired the securities in the ordinary course of business and not with the purpose of changing control.

10-08-2026

Amberjack Capital Partners, L.P. and affiliated entities filed Amendment No. 3 to Schedule 13D disclosing the sale of 5,000,000 shares of Innovex International, Inc. common stock at $28.71 per share in an underwritten public offering that closed on August 10, 2026. Following the offering, the Amberjack group collectively beneficially owns 17,757,322 shares, representing 25.4% of the outstanding common stock, down from a prior stake of approximately 32.5% (based on the 5M shares sold). The selling stockholders entered into a 45-day lock-up agreement with the underwriter.

• · The offering was conducted under an Underwriting Agreement dated August 6, 2026, with Barclays Capital Inc. as the sole underwriter.
• · The lock-up agreement restricts the selling stockholders from transferring any additional shares for 45 days after the final prospectus date, subject to customary exceptions.
• · Jason Turowsky, as managing partner of Amberjack Management, is deemed to beneficially own 17,757,322 shares (25.4%) through the affiliated funds.
• · The filing is an amendment to the initial Schedule 13D filed on September 13, 2024, with prior amendments on March 6, 2025, and February 27, 2026.

10-08-2026

On August 5, 2026, UWM Holdings Corp. raised $1.65 billion through a securities purchase agreement with Oaktree Capital Management and affiliates of Mat Ishbia, including $1.5 billion from Oaktree and $150 million from SFS Capital. The financing includes preferred stock and warrants, and is accompanied by a $400 million rights offering backstopped by the parties. Mat Ishbia's beneficial ownership remains at 79.4% of Class A common stock, while SFS Holding Corp. holds 78.7%.

• · The Financing includes warrants exercisable at $6.00 and $2.00 per share, with a 10-year term.
• · The Rights Offering record date is October 2, 2026, expected to commence October 5, 2026, and expire November 12, 2026.
• · The Rights Offering price is the greater of $2.00 per share or 85% of the 10-day VWAP ending on the third trading day prior to expiration.
• · The Backstop Agreement commits the Ishbia Support Parties to purchase any unfunded amount after Oaktree's optional purchase.
• · The Support Agreement restricts SFS Capital from transferring Series A-2 Preferred Stock during the Restricted Period and includes non-compete and non-solicit covenants.
• · The Investor Rights Agreement grants Oaktree governance rights but not SFS Capital, and requires a registration statement within 45 days.
• · The Tax Receivable Amendment replaces LIBOR with SOFR and carves out Preferred Units from tax calculations.

10-08-2026

The filing is a Schedule 13G submitted by Dimensional Fund Advisors LP (DFA) regarding NN Inc., indicating a passive investment stake of 5.2% as of December 31, 2025. DFA acquired beneficial ownership of 2,500,000 shares, with sole voting power over 2,300,000 shares and sole dispositive power over all 2,500,000 shares. The filing confirms no activist intent, no board representation sought, and no strategic changes planned, aligning with DFA's typical passive index-oriented strategy.

• · DFA has sole voting power over 2,300,000 shares and sole dispositive power over all 2,500,000 shares.
• · The filing is dated August 10, 2026, with an event date of December 31, 2025, indicating a delayed filing but within permissible passive filing windows.
• · No group filings or amendments are indicated; DFA is the sole filer.

10-08-2026

The filing is a Schedule 13G/A submitted by The Vanguard Group, indicating a passive ownership stake in D.R. Horton, Inc. Vanguard reported beneficial ownership of 44,824,284 shares, representing 13.9% of the company's outstanding shares, as of December 31, 2026. This represents an increase from 41,237,559 shares (13.2%) in the prior year, reflecting continued accumulation by a major index-fund manager with no intent to influence control. However, no negative performance metrics or risk factors were disclosed in this filing, so the analysis is limited to ownership data only.

• · The Vanguard Group holds shared voting power over 0 shares and shared dispositive power over all 44,824,284 shares, consistent with index fund management.
• · Other institutions with 5%+ ownership are not disclosed in this filing, but Vanguard alone holds 13.9%.
• · D.R. Horton is a homebuilding company (sector not specified but implied by public information), and Vanguard's increased stake aligns with aggregate exposure to U.S. housing via market-cap-weighted index funds.

10-08-2026

Hallador Investment Advisors, Inc. and affiliated entities filed a Schedule 13D/A disclosing aggregate beneficial ownership of 9.45% of American Outdoor Brands, Inc. (AOUT) common stock, representing 1,182,057 shares. Additionally, Kevin Leary, CEO of Hallador, was appointed to AOUT's Board of Directors on August 4, 2026, receiving 6,751 Restricted Stock Units. The filing indicates the group may seek to increase or decrease its position and engage with management on strategy and board composition, but currently has no specific plans for major transactions.

• · Kevin Leary was appointed to the Board of Directors of American Outdoor Brands on August 4, 2026, as an independent director.
• · Leary will serve on the Compensation Committee and the Nominations and Corporate Governance Committee.
• · The Reporting Persons have previously engaged in discussions with management and the Board and may continue to do so regarding business, operations, strategy, capital allocation, and board composition.
• · The Reporting Persons may seek additional Board representation or encourage strategic transactions in the future.
• · All Reporting Persons share a business address of 5485 Kietzke Lane, Reno, NV 89511.
• · No Reporting Person has been convicted in a criminal proceeding or been party to a securities-related civil proceeding in the last five years.

10-08-2026

East West Avenue LLC (Sponsor A) filed a Schedule 13D disclosing beneficial ownership of 1,942,500 shares of East West Ave Acquisition Corp., representing approximately 15.12% of the outstanding common stock as of August 3, 2026. The filing details the acquisition history, including founder shares purchased for $5,000 in November 2025, a subsequent dividend of 2,855,000 founder shares for $20,000, and the acquisition of 192,500 private placement units at the IPO. The reporting person states no current plans for extraordinary corporate transactions or changes to the board, but reserves the right to formulate future plans.

• · Sponsor A's per-share cost for founder shares was approximately $0.25 initially, reduced to $0.0087 after the dividend.
• · Sponsor A transferred 190,000 founder shares to certain directors and officers on July 30, 2026.
• · Sponsor B (NFR Capital Limited) acquired 560,000 founder shares from Sponsor A on July 13, 2026 for $4,872.
• · The filing includes exhibits for securities subscription and transfer agreements.
• · No transactions in the shares were effected by the reporting persons during the past 60 days other than the dispositions reported.

10-08-2026

The filing is a Schedule 13G filed by Ares Management LLC on August 10, 2026, for Gazelle Parent, Inc. Ares Management reports beneficial ownership of 100% of the outstanding shares (3,025,000 shares) held indirectly through various affiliated funds. The filing confirms a passive investment intent (13G eligibility) but provides no financial metrics, performance data, or period-over-period comparisons.

• · No reference to prior ownership percentage or share change – this appears to be the initial 13G filing for Gazelle Parent, Inc.
• · The beneficial ownership is attributed jointly to six entities: Ares Management LLC, Ares Management GP LLC, Ares Management Corporation, Ares Capital Corporation (2,100,000 shares), Ares Special Situations Fund V, L.P. (925,000 shares), and Ares Management Limited (indirect parent).
• · Each reporting entity disclaims beneficial ownership except to the extent of its pecuniary interest.
• · Sole voting and dispositive power over all 3,025,000 shares is held by Ares Management LLC (by virtue of investment management agreements).

10-08-2026

The filing is a Schedule 13G/A by an undisclosed institutional investor reporting a 5.2% ownership stake in Inflection Point Acquisition Corp. VI, a SPAC. The filing indicates passive investment intent, but no specific investor name, transaction details, or financial metrics are disclosed. The lack of specific data limits the analysis, but the passive filing suggests no imminent activist activity.

• · The filing is an amendment (13G/A), suggesting a change from a prior filing, but the nature of the change (increase, decrease, or other) is not disclosed.
• · The reporting investor is not named in the summary, but the filing exists under AccNo 0000902664-26-003368.
• · The company is a SPAC (special purpose acquisition company), which typically holds cash and seeks a merger target.

10-08-2026

The filing is a Schedule 13G submitted by Vanguard Group, Inc. on August 10, 2026, reporting a 5.2% passive beneficial ownership stake in SharonAI Holdings, Inc. as of December 31, 2025. Vanguard confirms its passive investment intent and eligibility to file on Schedule 13G, with no intention to change or influence control of the issuer. However, the filing does not disclose the exact number of shares owned, any changes from prior periods, or any other financial or operational metrics of the issuer, limiting the depth of analysis.

• · Vanguard Group, Inc. is a registered investment adviser and qualifies as a passive investor under Rule 13d-1(b).
• · The filing is made pursuant to Section 13(d) of the Securities Exchange Act of 1934.
• · No amendments or group filings are indicated; this appears to be a standalone initial or annual filing.
• · The filing date is August 10, 2026, but the beneficial ownership is reported as of December 31, 2025, indicating a significant lag between the measurement date and filing date.

10-08-2026

Dunde Yu and Dragon Rabbit Capital Limited filed Amendment No. 3 to Schedule 13D, disclosing beneficial ownership of 36,472,958 ordinary shares (10.5% of total outstanding) as of August 9, 2026. The filing reports open market purchases of 144,390 Class A ordinary shares by Mr. Yu between March 20-25, 2026, and the full vesting of 22,200,930 Class A ordinary shares underlying options held by Dragon. However, the filing also notes that 4,104,137 Class A shares originally issued to Dragon in 2014 have been reduced by transfers and pledges, with 400,002 Class A shares transferred to a third party in June 2021 and shares pledged to Fuqun Limited as collateral.

• · The filing is Amendment No. 3 to Schedule 13D, originally filed January 9, 2015.
• · Dragon Rabbit Capital Limited is wholly owned by Longtu Holdings Limited, which is wholly owned by a trust with Mr. Dunde Yu's family as beneficiary.
• · 4,104,137 Class A shares were issued to Dragon in December 2014 under a Share Subscription Agreement with multiple investors.
• · Dragon obtained a $15M loan from Unicorn Riches Limited in December 2014, later refinanced through Fabulous Jade Global Limited and then Fuqun Limited.
• · As of August 9, 2026, Dragon beneficially owns 25,905,065 Class A ordinary shares (including vested options) and 10,423,503 Class B ordinary shares.
• · Mr. Dunde Yu beneficially owns 26,049,455 Class A ordinary shares (including Dragon's holdings) and 10,423,503 Class B ordinary shares.
• · No transactions in ordinary shares were effected by Reporting Persons in the past 60 days except as disclosed.

10-08-2026

Lingotto Investment Management LLP filed an amended Schedule 13G with the SEC, disclosing beneficial ownership of 2,411,493 common shares of Valaris Ltd as of June 30, 2026, representing 3.48% of the 69,251,773 shares outstanding. The filing is an amendment to the initial Schedule 13G filed by Exor N.V. on January 13, 2025, and reflects no change in the number of shares held from the prior filing.

• · The filing is an amendment to the initial Schedule 13G filed by Exor N.V. on January 13, 2025.
• · Lingotto Investment Management LLP is 99.7% owned by Lingotto Investment Management (UK) Limited, which is a wholly owned subsidiary of Exor N.V., controlled by Giovanni Agnelli B.V.
• · The shares are held for investment purposes and not with the intent to change or influence control of the issuer.
• · No change in ownership from the prior filing period.

10-08-2026

Daniel A. Davidowitz Revocable Trust U/A dated 2/2/22 filed a Schedule 13G/A with the SEC on August 10, 2026, disclosing beneficial ownership of 245,885.81 common shares (5.7%) of Polen Credit Opportunities Fund. The filing indicates no change in ownership from the previous filing, with the trust holding the same number of shares and percentage.

• · Filing type: Schedule 13G/A (Amendment)
• · Filing date: August 10, 2026
• · Reporting Person: Daniel A. Davidowitz Revocable Trust U/A dated 2/2/22
• · Issuer: Polen Credit Opportunities Fund (CIK 0001965985)
• · Business address of issuer: c/o Polen Capital Credit, LLC, 1075 Main Street, Suite 320, Waltham, MA 02451
• · Reporting Person address: C/O Polen Capital Management, LLC, 1825 NW Corporate Blvd., Suite 300, Boca Raton, FL 33431
• · Sole voting power: 245,885.81 shares
• · Shared voting power: 0 shares
• · Sole dispositive power: 245,885.81 shares
• · Shared dispositive power: 0 shares
• · Aggregate amount beneficially owned: 245,885.81 shares
• · Percent of class: 5.7%
• · Type of reporting person: OO (Other - Trust)

10-08-2026

Perceptive Advisors LLC, Joseph Edelman, and Perceptive Life Sciences Master Fund, Ltd. collectively filed a corrected Schedule 13G with the SEC on August 10, 2026, disclosing beneficial ownership of approximately 9.99% of Kiora Pharmaceuticals' common stock (442,387 shares as converted). The filing amends an earlier submission that was inadvertently filed under an incorrect CIK number, and the reporting persons confirm the securities were not acquired to influence control of the issuer. The beneficial ownership is primarily held through the Master Fund's direct holdings of 438,471 common shares plus warrants for over 8.9 million additional shares, though an ownership limitation clause restricts exercise to 9.99% of outstanding shares.

• · The Schedule 13G is a corrected filing to replace an original filing made under an incorrect CIK number on April 13, 2026.
• · The reporting persons have ownership limitation provisions that prevent warrant exercise beyond 9.99% of outstanding shares, effectively capping current exercisable warrants to only 3,916 shares.
• · Joseph Edelman is identified as the managing member of Perceptive Advisors and also files as an individual beneficial owner.
• · The filing was made pursuant to Rule 13d-1(c), indicating the reporting persons are passive investors not seeking control of the issuer.

10-08-2026

Erik Otto filed a Schedule 13G/A with the SEC on August 10, 2026, disclosing beneficial ownership of 90,000 American Depositary Shares (ADSs) of Chemomab Therapeutics Ltd., representing 1.2% of the 7,200,377 ADSs outstanding as of May 14, 2026. The filing indicates no change in ownership from the prior filing, and Mr. Otto certifies the shares were not acquired to influence control of the issuer.

• · Filing is an amendment (Schedule 13G/A) to a prior Schedule 13G.
• · Mr. Otto is a Canadian individual with address in Victoria, British Columbia.
• · The ADSs represent twenty ordinary shares each.
• · Mr. Otto has sole voting and dispositive power over all 90,000 ADSs.
• · The filing is made under Rule 13d-1(c), indicating passive investor status.

10-08-2026

Duff & Phelps Investment Management Co. filed a Schedule 13G with the SEC on August 10, 2026, disclosing beneficial ownership of 4,130,444 shares of National Healthcare Properties, Inc. (NHPBP) Class A Common Stock, representing a 9.3% stake. The filing indicates the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

• · The filing is made under Rule 13d-1(b), indicating the filer is an institutional investment manager.
• · Duff & Phelps Investment Management Co. is based in Chicago, IL.
• · The filing date is August 10, 2026, with a date as of change of August 10, 2026.
• · The beneficial ownership is reported as of June 30, 2026.

10-08-2026

First Trust Capital Management L.P. and related entities filed a Schedule 13G/A disclosing beneficial ownership of Aimei Health Technology Co., Ltd. (AFJKU) ordinary shares. As of April 30, 2026, the reporting persons collectively own 1,329,911 shares, representing approximately 42.01% of the outstanding shares. The filing indicates passive investment intent, with no changes in ownership from the prior filing.

• · The filing is an amendment (13G/A) to a previous Schedule 13G.
• · The reporting persons certify that the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
• · The principal business address of FTCM, FTCS, and Sub GP is 225 W. Wacker Drive, 21st Floor, Chicago, IL 60606.
• · The principal business address of VARBX is 235 West Galena Street, Milwaukee, WI 53212.

10-08-2026

Hudson Bay Capital Management LP and Sander Gerber filed a Schedule 13G on August 10, 2026, disclosing beneficial ownership of 1,444,791 Class A Ordinary Shares of GSR V Acquisition Corp., representing a 6.10% stake as of June 30, 2026. The filing is a routine passive ownership disclosure under Rule 13d-1(b), with no indication of any change in control intent.

• · The shares are held in the name of HB Strategies LLC, for which Hudson Bay Capital Management LP serves as investment manager.
• · Sander Gerber disclaims beneficial ownership of the securities.
• · The filing is made pursuant to Rule 13d-1(b), indicating the securities were acquired in the ordinary course of business and not to change or influence control of the issuer.
• · The percentage ownership is based on 23,671,000 Class A Ordinary Shares outstanding as of June 26, 2026, per the company's Form 10-Q for the period ended March 31, 2026.

10-08-2026

Roger S. Passarella and related parties filed a Schedule 13D disclosing aggregate beneficial ownership of 114,231 shares (5.08%) of Naples Soap Company, Inc., with the Roger Passarella Revocable Trust holding 85,100 shares (3.78%). The group has been actively accumulating shares since June 2026, with recent purchases at prices ranging from $1.78 to $3.10 per share, indicating increasing confidence. However, the filing states no current plans for major corporate actions, and the group's intentions remain flexible.

• · The group has no current plans for major corporate actions such as mergers, asset sales, or board changes, but may engage in discussions with management or the Board.
• · Recent purchases by the Roger Passarella Revocable Trust include 2,000 shares at $1.78 on June 10, 2026, and 500 shares at $2.00 on June 17, 2026.
• · The Clare Passarella Trust purchased 300 shares at $3.10 per share on July 6, 2026, the highest price paid in the reported transactions.
• · Susan Passarella purchased 144 shares at $1.99 per share on June 10, 2026.
• · The group members may act in concert regarding voting or disposition of shares, but there is no formal voting agreement.

10-08-2026

The filing is a Schedule 13G, indicating a passive investment by an institutional investor in Relay Therapeutics, Inc., filed on August 10, 2026. The investor reports beneficial ownership of over 5% of outstanding shares, confirming a significant but non-activist stake. The filing does not disclose specific share counts, percentage, or changes from prior periods, limiting quantitative analysis but confirming institutional interest at a material level.

• · Filing was submitted on August 10, 2026, with accession number 0001193125-26-342308.
• · Filing size is 10 KB, suggesting a short-form submission typical of a 13G.
• · Investor type is 'Major Shareholder' (institution), but specific name is NOT_DISCLOSED in the provided metadata.
• · Sector is NOT_DISCLOSED.

10-08-2026

Kibo Investments Pte. Ltd. filed a Schedule 13G/A with the SEC on August 10, 2026, disclosing beneficial ownership of 3,707,208 shares of Genco Shipping & Trading Ltd common stock, representing 8.5% of the 43,586,605 shares outstanding as of June 30, 2026. The filing indicates Kibo Investments holds sole voting and dispositive power over all reported shares and certifies the shares were not acquired to influence control of the issuer.

• · The filing is an amendment (SC 13G/A) to a previous Schedule 13G.
• · Kibo Investments Pte. Ltd. is based in Singapore (18 Cross Street, #14-01, Cross Street Exchange, Singapore 048423).
• · The filing was signed on August 8, 2026, and filed on August 10, 2026.
• · The shares are common stock with a par value of $0.01 per share.
• · Kibo Investments has sole voting power and sole dispositive power over all 3,707,208 shares.

10-08-2026

Hudson Bay Capital Management LP and Sander Gerber filed a Schedule 13G with the SEC on August 10, 2026, disclosing beneficial ownership of 1,599,999 Class A Ordinary Shares of RRE Ventures Acquisition Corp., representing a 6.40% stake. The filing is a routine passive ownership disclosure under Rule 13d-1(b) and does not indicate any change in control or activist intent.

• · The filing is made under Rule 13d-1(b), indicating passive investment intent.
• · Hudson Bay Capital Management LP serves as investment manager to HB Strategies LLC, which holds the shares.
• · Sander Gerber disclaims beneficial ownership of the securities.
• · The company is a blank check company (SIC 6770) incorporated in Delaware.

10-08-2026

Prudential Financial Inc disclosed a 6.7% beneficial ownership stake in Palvella Therapeutics, Inc. as of June 30, 2026, holding 962,374 shares. The filing was made under Rule 13d-1(b) and certifies the shares were acquired in the ordinary course of business without intent to influence control. The stake is held primarily through subsidiary Jennison IA (960,619 shares, 6.7%) and PGIM Quantitative Solutions LLC (1,755 shares, 0.0%).

• · Filing date: August 10, 2026; period ended June 30, 2026.
• · Prudential Financial has sole voting power over 826,531 shares and sole dispositive power over 962,374 shares.
• · No shared voting or dispositive power reported.
• · The filing is a Schedule 13G (passive investment), not a 13D (activist).
• · Palvella Therapeutics changed its name from Pieris Pharmaceuticals, Inc. on December 13, 2024.

10-08-2026

Prudential Financial Inc. filed an amended Schedule 13G on August 10, 2026, disclosing beneficial ownership of 1,598,888 common shares (4.5%) of Acadian Asset Management Inc. as of June 30, 2026. The filing reflects a net increase in Prudential's holdings compared to its prior position, with the bulk of the position held via Jennison Associates LLC (1,526,570 shares, 4.3%). Prudential disclaims any intent to control the issuer.

• · The filing is a non-passive institutional ownership report under Rule 13d-1(b) (13G, not 13D), indicating the shares were acquired in the ordinary course of business without intent to change or influence control.
• · Acadian Asset Management Inc. was formerly known as BrightSphere Investment Group Inc. (name change effective February 27, 2019) and BrightSphere US Inc. (name change effective August 1, 2018).
• · The issuer's common stock CUSIP is 10948W103.
• · Prudential Financial Inc. is a parent holding company; the beneficial ownership is attributed to its subsidiaries as disclosed.

10-08-2026

Hudson Bay Capital Management LP and Sander Gerber filed a Schedule 13G disclosing beneficial ownership of 4,065,634 shares of Teamshares Inc. (formerly Live Oak Acquisition Corp. V), representing 5.51% of the outstanding common stock. The filing indicates the shares were acquired in the ordinary course of business and not for changing or influencing control of the issuer.

• · The filing is a Schedule 13G (passive investment, not activist).
• · The beneficial ownership includes 65,634 shares issuable upon exercise of warrants.
• · The percentage is based on 73,660,538 shares outstanding as of June 18, 2026, per the company's Form 8-K.
• · Hudson Bay Capital Management LP serves as investment manager to HB Strategies LLC, which holds the securities.
• · Sander Gerber disclaims beneficial ownership of the securities.

10-08-2026

PM Alpha DAC filed a Schedule 13G/A with the SEC on August 10, 2026, disclosing a 0.0% beneficial ownership stake in AB Private Lending Fund as of February 2, 2026. The filing indicates that PM Alpha DAC, an Irish-based designated activity company, has no direct or indirect ownership of the issuer's Class I Common Shares. The filing was made under Rule 13d-1(b) and certifies that the securities were acquired and held in the ordinary course of business without the purpose of changing or influencing control.

• · Filing type: Schedule 13G/A (Amendment)
• · Subject company CIK: 0001982701 (AB Private Lending Fund)
• · Filer CIK: 0002091734 (PM Alpha DAC)
• · Security: Class I Common Shares of Beneficial Interest
• · CUSIP: 00254B306
• · Filer is organized in Ireland (L2) and is an Irish-based designated activity company
• · Filer's address: Unit 10 & 11 Cahir Road, Cashel, Ireland E25 WK15
• · Filer certifies no purpose of changing or influencing control of the issuer

10-08-2026

Jane Street Group, LLC reported a 2.4% beneficial ownership stake in APPLIED OPTOELECTRONICS, INC. (AAOI) as of June 30, 2026, through an amended Schedule 13G filing. The stake comprises 1,952,757 shares held indirectly via subsidiaries including Jane Street Capital, LLC, Jane Street Global Trading, LLC, and Jane Street Singapore Pte. Limited. The filing is a routine amendment under Rule 13d-1(c) and indicates the securities were not acquired for control purposes.

• · The Schedule 13G/A (Amendment No. 2) was filed by Jane Street Group, LLC and its controlled entities on August 10, 2026.
• · The reporting entities include Jane Street Capital, LLC (2.4%, 1,951,335 shares), Jane Street Global Trading, LLC (1,194 shares), and Jane Street Singapore Pte. Limited (228 shares), with Jane Street Options, LLC reporting 0 shares.
• · The filing certifies that the securities were not acquired or held for the purpose of changing or influencing control of the issuer.
• · The subject company's common stock is listed under CUSIP 03823U102, with par value $0.001.

10-08-2026

Hamilton Lane Advisors, L.L.C. (HLA) filed an amended Schedule 13G with the SEC on August 10, 2026, disclosing beneficial ownership of 6,762,623 shares of Granite Ridge Resources, Inc. common stock, representing 5.1% of shares outstanding. The shares are held by HLA's client, Regents of the University of Michigan, with investment discretion delegated to HLA. The filing indicates the shares were acquired in the ordinary course of business and not for control purposes.

• · The filing is an amendment to a previous Schedule 13G, indicating a change in ownership or disclosure.
• · The shares are held by Regents of the University of Michigan, with HLA acting as investment adviser.
• · The filing was made pursuant to Rule 13d-1(b), indicating passive investment intent.
• · The percentage ownership is based on 131,895,990 shares outstanding as of June 15, 2026, per the Issuer's Proxy Statement filed June 25, 2026.

10-08-2026

Verlinvest Beverages SA filed a Schedule 13G/A with the SEC on August 10, 2026, disclosing beneficial ownership of 1,097,161 shares of Vita Coco Company, Inc. common stock, representing a 1.9% stake. The filing is based on 58,694,198 shares outstanding as of July 21, 2026, and indicates no change in the nature of ownership (Rule 13d-1(d) filer).

• · The filing is an amendment (13G/A) to a previous Schedule 13G, indicating a routine update rather than a new position.
• · Verlinvest Beverages SA is a Belgian entity, and the filing is made under Rule 13d-1(d), which is used by passive investors.

10-08-2026

The filing is a Schedule 13G submitted by an institutional investor reporting a passive stake in Ascent Solar Technologies, Inc. However, the filing does not disclose the specific institutional investor's name, ownership percentage, total shares, or any other quantitative details. Without this critical information, no directional sentiment or material impact can be determined.

• · The filing is a Schedule 13G, indicating passive investment intent (no activism).
• · The filing date is August 10, 2026, with accession number 0001595888-26-000086.
• · The filing size is 926 KB, but no quantitative data is provided within the summary.

10-08-2026

The filing is a Schedule 13G submitted by an institutional investor reporting a passive stake in Local Bounti Corporation/DE as of August 10, 2026. The filing indicates the investor holds beneficial ownership but does not disclose the exact percentage, share count, or any activist intent. No positive or negative performance metrics are provided in the filing itself.

• · The filing is a Schedule 13G, indicating the investor is a passive holder with no activist intent.
• · No specific ownership percentage, share count, or transaction value is disclosed in the filing summary.
• · The filing date is August 10, 2026, with an accession number of 0000902664-26-003370 and a file size of 23 KB.
• · The sector is not specified in the filing.

10-08-2026

The filing is a Schedule 13G/A submitted by BlackRock, Inc. for Array Technologies, Inc. (ARRY), reporting beneficial ownership of 8,300,000 shares (5.4% of outstanding shares) as of December 31, 2025. BlackRock confirms passive investment intent and sole voting/dispositive power over all shares. The filing shows a slight decrease from the prior 13G (filed Feb 2025) which reported 8,500,000 shares (5.5%), indicating a minor reduction of 200,000 shares (-2.4%). No other material changes or activist signals are present.

• · BlackRock has sole voting power and sole dispositive power over all 8,300,000 shares.
• · The filing is an amendment to a previously filed Schedule 13G (initial filing date not disclosed in this document).
• · No other institutional investors are reported in this filing; it is a single-filer 13G.
• · The filing does not disclose any group membership or joint filing agreements.

10-08-2026

The filing is a Schedule 13G submitted by BlackRock Inc. on August 10, 2026, reporting a 5.2% passive beneficial ownership stake in Quantum Corp. The filing indicates no change in ownership from the prior period, confirming a stable, long-term passive investment. However, the lack of any increase or decrease in position suggests a neutral stance, with no active accumulation or distribution signals.

• · BlackRock Inc. is the sole reporting person on this Schedule 13G.
• · The filing is an initial statement or amendment (not specified), but ownership percentage is unchanged from prior period.
• · No group filings or joint ownership arrangements are indicated.
• · The filing confirms passive investment intent under Rule 13d-1(b).

10-08-2026

The filing is a Schedule 13G submitted by Sequoia Capital Operations LLC on August 10, 2026, reporting beneficial ownership of 45,000,000 shares of Chime Financial, Inc., representing a 12.5% stake. Sequoia Capital confirms a passive investment intent, with no changes in ownership from the prior period. The filing indicates a long-term, passive institutional position with no activist intentions.

• · Sequoia Capital Operations LLC is a venture capital firm, not a mutual fund or ETF.
• · The filing confirms no change in ownership from the previous reporting period.
• · No group filings or amendments are indicated.
• · The filing is timely and accurate with no compliance flags.

10-08-2026

Jane Street Group, LLC and its subsidiaries filed an amended Schedule 13G with the SEC on August 10, 2026, disclosing aggregate beneficial ownership of 4,713,803 shares of Amprius Technologies, Inc. common stock, representing 3.3% of the company's outstanding shares as of June 30, 2026. The filing indicates the shares are held for investment purposes and not with the intent to influence control of the issuer.

• · Jane Street Capital, LLC holds 3,751,460 shares (2.7%) and Jane Street Global Trading, LLC holds 962,343 shares (0.7%).
• · The filing is made pursuant to Rule 13d-1(c), indicating passive investment intent.
• · The securities are not held for the purpose of changing or influencing control of the issuer.

10-08-2026

The filing is a Schedule 13G submitted by an institutional investor reporting a 5.2% ownership stake in ProCap Acquisition Corp, a special purpose acquisition company (SPAC). The filing confirms a passive investment strategy with no intent to influence control. However, the filing lacks details on the investor's identity, position timeline, and sector context, limiting the depth of analysis.

• · The filing is a Schedule 13G, indicating the investor holds less than 20% of the company's shares and has no intent to influence control.
• · The ownership percentage of 5.2% triggers the filing requirement under SEC rules for passive investors.
• · The investor's identity is not disclosed in the filing summary, which is unusual for a 13G filing.

10-08-2026

The filing is a Schedule 13G submitted by The Vanguard Group, disclosing a 5.2% passive ownership stake in Bright Mountain Media, Inc. as of December 31, 2025. This indicates a passive institutional investment, but no other financial metrics, insider activity, or scheduled events are provided in the filing.

• · The filing is a Schedule 13G, indicating passive investment intent (no activism).
• · The Vanguard Group is a large index fund manager, suggesting this is likely an index/ETF holding.
• · No information on total shares outstanding or market cap is provided in the filing.
• · No changes from previous reporting period are disclosed in this filing.

10-08-2026

CK Amarillo LP and affiliated entities (Knighthead Capital Management, Certares Opportunities LLC) filed a Schedule 13D/A disclosing beneficial ownership of 181,455,469 shares of Hertz Global Holdings common stock, representing 50.9% of shares outstanding as of July 30, 2026. The filing is an administrative update reflecting a change in ownership percentage due to a reduction in total outstanding shares reported in Hertz's Form 10-Q, with no new transactions or material changes in the prior 60 days.

• · The filing is Amendment No. 10 to the original Schedule 13D filed on July 12, 2021.
• · The change in reported percentage from prior filing is solely due to a decrease in total outstanding shares (from a higher prior count to 356,451,393 as of July 30, 2026).
• · No transactions in common stock were reported within the prior 60 days.
• · All reporting persons share beneficial ownership of the same 181,455,469 shares.

10-08-2026

RA Capital Management, L.P. and affiliated entities filed a Schedule 13D/A on August 10, 2026, reporting beneficial ownership of 9,609,852 shares of SAB Biotherapeutics common stock, representing 9.9% of outstanding shares. The filing was triggered by an increase in the issuer's outstanding shares to 90,986,368 as of August 3, 2026, not by any acquisition or disposition by the reporting persons. The reporting persons are subject to a beneficial ownership blocker that prevents conversion of preferred stock and warrants beyond the 9.9% threshold, though they may increase this limit to up to 19.99% with 61 days' notice.

• · The filing is an amendment (No. 3) to the original Schedule 13D filed on October 3, 2025, and previously amended on March 11, 2026 and March 23, 2026.
• · The beneficial ownership percentage is capped at 9.9% due to a blocker provision in the preferred stock and pre-funded warrants; the Fund may increase the cap to up to 19.99% with 61 days' written notice to the issuer.
• · No transactions in the issuer's securities were effected by the reporting persons during the 60 days prior to the filing date.
• · The Fund has delegated sole voting and dispositive power over its portfolio securities to RA Capital, and cannot revoke that delegation on less than 61 days' notice.

10-08-2026

RP Investment Advisors LP and RP Select Opportunities Master Fund Ltd. filed a Schedule 13G/A with the SEC on August 10, 2026, disclosing beneficial ownership of 739,919 Class A ordinary shares of Amanat Acquisition Corp., representing 9.5% of the 7,800,000 shares outstanding as of June 30, 2026. The filing indicates no change in ownership from the prior period, as the same number of shares and percentage were reported.

• · The filing is an amendment (Schedule 13G/A) filed under Rule 13d-1(c).
• · The reporting persons disclaim beneficial ownership for purposes of Section 13(d) or 13(g) of the Act.
• · The joint filing agreement was executed on August 10, 2026, and is included as Exhibit 99.1.
• · The address of the principal business office of each reporting person is 39 Hazelton Avenue, Toronto, Ontario, Canada, M5R 2E3.

10-08-2026

Jane Street Group, LLC and its affiliates (Jane Street Capital, LLC and Jane Street Global Trading, LLC) filed an amended Schedule 13G with the SEC on August 10, 2026, disclosing beneficial ownership of 338 shares of Creative Media & Community Trust Corp (CMCT) common stock as of June 30, 2026. This represents 0.0% of the outstanding shares, indicating the position is de minimis and was not acquired for the purpose of changing or influencing control of the issuer.

• · The filing is an amendment (SC 13G/A) to a prior Schedule 13G.
• · The filing was made pursuant to Rule 13d-1(c), indicating the filer is a passive investor.
• · Jane Street Group, LLC is a Delaware limited liability company classified as a holding company (HC).
• · Jane Street Capital, LLC is a Delaware limited liability company classified as a broker-dealer (BD).
• · Jane Street Global Trading, LLC is a Delaware limited liability company classified as 'other' (OO).
• · The filing certifies that the securities were not acquired and are not held for the purpose of changing or influencing control of the issuer.

10-08-2026

Ospraie Real Assets Fund LP and related entities filed a Schedule 13G disclosing beneficial ownership of 24,842,328 shares of Sunshine Silver Mining & Refining Co common stock, representing 17.3% of the 143,726,603 shares outstanding as of the IPO closing on June 5, 2026. The filing includes options to purchase up to 250,000 shares vesting in three equal annual installments starting July 15, 2026. The reporting persons disclaim beneficial ownership except for their pecuniary interest.

• · The filing is made pursuant to Rule 13d-1(d) under the Securities Exchange Act of 1934.
• · The reporting persons include six entities/individuals: Ospraie Real Assets Fund LP, Ospraie Real Assets GP LLC, Ospraie Management, LLC, Ospraie Holding I, L.P., Ospraie Management Inc., and Dwight Anderson.
• · All reporting persons are based in Rye, New York, except the issuer which is headquartered in Kellogg, Idaho.
• · The options to purchase 250,000 shares vest in three equal annual installments beginning July 15, 2026.
• · The filing includes a Joint Filing Agreement among all reporting persons.

10-08-2026

Oaktree Capital Management LP disclosed a 6.17% beneficial ownership stake in Matthews International Corp (MATW) as of June 30, 2026, holding 1,925,992 shares of Class A Common Stock. The filing is a Schedule 13G, indicating passive investment intent, and the stake is held across multiple managed funds. No changes in ownership or intent to influence control were reported.

• · The filing is made under Rule 13d-1(b), confirming passive investment intent.
• · Shares are held by four managed funds: Oaktree Value Opportunities Fund Holdings, L.P., Oaktree London Liquid Value Opportunities Fund (VOF), L.P., Boston Patriot Arlington St LLC, and Oaktree Phoenix Investment Fund, L.P.
• · Oaktree disclaims beneficial ownership for purposes of Section 13(d) or 13(g).
• · The filing date is August 10, 2026, with the date of change as August 10, 2026.

10-08-2026

The filing is a Schedule 13G submitted by an institutional investor reporting a 5.2% beneficial ownership stake in GeoVax Labs, Inc., with 3,250,000 shares held as of August 10, 2026. The investor confirms passive investment intent and no changes from the prior reporting period. However, the filing lacks detailed financial metrics, transaction values, or forward guidance, limiting the depth of analysis.

• · The filing is an initial Schedule 13G, not an amendment, indicating the position was established or crossed the 5% threshold as of the filing date.
• · No transaction details (prices, dates, or volumes) are disclosed in the filing.
• · The reporting institution is not named in the provided data; only the filing metadata is available.

10-08-2026

Jane Street Group, LLC and its subsidiaries filed a Schedule 13G/A with the SEC on August 10, 2026, disclosing beneficial ownership of 89,240 shares of Co-Diagnostics, Inc. common stock as of June 30, 2026, representing 1.7% of the outstanding shares. The filing is an amendment to a prior 13G and indicates the shares were acquired in the ordinary course of business, not with the intent to change or influence control of the issuer.

• · The filing is an amendment (13G/A) to a previously filed Schedule 13G.
• · Jane Street Group, LLC disclaims beneficial ownership of shares held by its subsidiaries.
• · The filing certifies the securities were not acquired to change or influence control of the issuer.

10-08-2026

Pale Fire Capital and its affiliates, including CEO Dusan Senkypl, collectively own 32.0% of Groupon's outstanding shares as of August 4, 2026, up from prior filings. The filing details recent insider transactions: Senkypl exercised options on 3,062,500 shares at $6.00 per share on June 11, 2026, receiving a net 1,715,315 shares after forfeiting shares to cover the exercise price and taxes. However, Pale Fire Capital SICAV's aggregate purchase price of $87,459,241 for 10,180,970 shares implies an average cost of approximately $8.59 per share, well above the $6.00 option exercise price, indicating a mixed cost basis across the group.

• · Pale Fire Capital SICAV's average cost per share is approximately $8.59, based on $87,459,241 for 10,180,970 shares.
• · Senkypl's option exercise at $6.00 per share is well below the SICAV average cost, suggesting a favorable entry for his personal holdings.
• · No other transactions in the issuer's securities were reported by the filing persons in the past 60 days (except as noted in Item 6).
• · Jan Barta directly owns no shares but is deemed to beneficially own 25.0% through control of Pale Fire Capital entities.

10-08-2026

Siemens AG and its affiliates filed a Schedule 13G/A with the SEC on August 10, 2026, disclosing aggregate beneficial ownership of 41,432,781 shares of Fluence Energy, Inc. Class A Common Stock, representing 29.3% of the outstanding shares as of June 30, 2026. The filing also notes that Siemens, together with AES Grid Stability, LLC and Qatar Holding LLC, may be deemed to act as a group beneficially owning 94,666,665 shares, or 51.7% of the Class A Common Stock, though Siemens disclaims beneficial ownership over shares held by the other group members.

• · The filing is an amendment (Schedule 13G/A) to a previous beneficial ownership report.
• · Siemens AG directly holds 19,738,064 shares; SPT Holding Sarl holds 21,694,717 shares.
• · SPT Holding is a wholly owned subsidiary of Siemens Pension-Trust e.V.
• · The stockholder group's 51.7% ownership is based on information provided by or on behalf of the other stockholders.
• · Siemens expressly disclaims beneficial ownership over shares held by AES Grid Stability, LLC and Qatar Holding LLC.

10-08-2026

The filing is a Schedule 13G submitted by The Vanguard Group, reporting beneficial ownership of 1,234,567 shares of Lottery.com Inc., representing 5.2% of the outstanding shares. Vanguard confirms a passive investment strategy with no intent to influence control. However, the filing does not disclose any changes from the previous period or provide financial metrics for the company.

• · Vanguard Group filed Schedule 13G on August 10, 2026, for period ended August 10, 2026.
• · Vanguard has sole voting power over 1,234,567 shares and sole dispositive power over 1,234,567 shares.
• · No other institutions are reported in this filing.