US Executive Officer Management Changes SEC — August 13, 2026

USA Executive & Director Changes

By Gunpowder Editorial ·

23 high priority 23 total filings analysed

Executive Summary

The August 13, 2026, executive and director change filings reveal a market characterized by significant leadership churn in the biotech and financial services sectors, with a notable number of departures lacking clear succession plans or stated reasons.

A key theme is the use of performance-based compensation to retain top talent, as seen with Agenus and OnKure, while several companies like Zenas BioPharma and Marqeta face leadership vacuums that introduce operational uncertainty. The most critical development is the CFO transition at Zenas BioPharma, which coincides with a pivotal FDA PDUFA date for its lead drug, creating a high-stakes situation. Across the filings, the lack of transparency in many officer changes (e.g., Marqeta, BNY Mellon) is a recurring governance concern, while the appointment of high-profile directors at Sprinklr and Welsbach Technology Metals signals strategic pivots toward AI and defense logistics. Overall, the digest points to a bifurcated market where companies with clear succession plans and strong insider alignment are better positioned than those with abrupt departures and opaque disclosures.

Materiality, sentiment, and priority are scored by Gunpowder’s analysis pipeline. How we score filings →

Filing types in this digest: 8-K

Tracking the trend? Catch up on the prior US Executive Officer Management Changes SEC digest from August 12, 2026.

Investment Signals (10)

  • CEO received a massive 1.97M performance-based option grant with a strike price at a premium to market, requiring the stock to hit 3x-8x targets over 5 years, signaling strong board confidence in a turnaround and aligning management with long-term value creation

  • CFO departure at end of September creates a leadership vacuum just 8 months before a pivotal PDUFA date (May 27, 2027) for obexelimab, despite strong Phase 3 data (56% flare risk reduction) and a $673.9M cash position

  • Appointed Microsoft's AI President to its board, signaling a strategic pivot to deepen its AI-native platform, which could accelerate product development and capture a larger share of the enterprise AI market

  • Appointed a CFO with IPO experience (Caribou Biosciences) as it approaches pivotal OPERA-01 data and a potential commercial launch, indicating preparation for a major capital markets event or partnership

  • CFO departure with no successor named and no reason provided creates a leadership vacuum in financial oversight, increasing the risk of disruption to investor relations and strategic planning

  • Repriced ~1.7M underwater options to $4.14 (from $13.99-$24.59) with an 18-month retention requirement, effectively retaining key talent without cash expenditure, a positive signal for R&D continuity

  • Sudden CEO departure with no reason stated and only an interim internal appointment (CFO) raises governance red flags and suggests potential internal discord or performance issues

  • CEO and CFO received 8% and 10.7% salary increases respectively, plus discretionary bonuses, signaling board confidence in management despite being an emerging growth company with no registered securities

  • CFO resigned after less than one year, forcing the 78-year-old Executive Chair to reassume the CEO role and the 68-year-old President to also serve as CFO, highlighting a severe succession planning failure

  • Officer change disclosed with zero details on the position, person, or reason, a concerning lack of transparency for a systemically important financial institution

Risk Flags (10)

  • CFO Jennifer Fox transitions to Strategic Advisor at end of September, just 8 months before a pivotal PDUFA date (May 27, 2027) for obexelimab, creating a leadership vacuum during a critical regulatory and potential commercial launch phase

  • CFO departure effective August 13, 2026, with no successor named and no reason provided, creating uncertainty in financial reporting and strategic execution

  • CEO and Director John Smith departed effective immediately with no reason stated, and only an interim internal appointment was made, signaling potential internal discord or performance issues

  • CFO resigned after less than one year, forcing the 78-year-old Executive Chair to reassume CEO duties and the 68-year-old President to also serve as CFO, highlighting a severe lack of bench depth and succession planning

  • Filed an 8-K for an officer change under Item 5.02 but disclosed no details on the nature, identity, or reason for the change, creating uncertainty around leadership stability

  • Filed an 8-K for an officer change with no details on the officer, position, or reason, a concerning lack of disclosure for a major financial institution

  • Filed an 8-K for a director departure and appointment but disclosed no names, reasons, or qualifications, a minor governance concern that could indicate internal issues

  • Filed an 8-K for an officer/director change under Item 5.02 but provided no details on the position, reason, or timing, limiting investor ability to assess materiality

  • Filed an 8-K for an officer change under Item 5.02 and other events under Item 8.01 but disclosed no specific officer, reason, or financial metrics, limiting actionable insights

  • Filed an 8-K for a director/officer departure and bylaw amendments but disclosed no specific names, reasons, or financial impact, with the risk that bylaw changes could contain material provisions

Opportunities (10)

  • CEO's 1.97M option grant with a strike price at a premium to market and requiring 3x-8x stock price targets over 5 years creates a powerful alignment with shareholders and signals board confidence in a potential turnaround

  • FDA acceptance of obexelimab BLA for IgG4-RD with PDUFA date May 27, 2027, and strong Phase 3 data (56% flare risk reduction, p=0.0005) positions the company for a major catalyst, despite the CFO departure

  • Appointment of Microsoft's AI President to the board provides deep AI expertise and potential strategic partnerships, which could accelerate Sprinklr's AI-native platform strategy and drive revenue growth

  • Appointment of a CFO who led Caribou Biosciences' IPO as the company approaches pivotal OPERA-01 data and a potential commercial launch suggests preparation for a major capital markets event or partnership

  • Repricing of 1.7M underwater options with an 18-month retention requirement retains key talent without additional dilution or cash expenditure, supporting R&D continuity and potential value creation

  • Appointment of retired U.S. Air Force General Thomas A. Bussiere brings over 40 years of strategic planning and defense logistics experience, which could be valuable for securing government contracts or partnerships in the critical minerals space

  • CEO and CFO received 8% and 10.7% salary increases respectively, plus discretionary bonuses, signaling board confidence in management's ability to execute on the company's strategy

  • Director David B. Snow, Jr. announced retirement effective September 30, 2026, for personal reasons and not due to any disagreement, indicating orderly governance and succession planning

  • Departure of President and COO Heather Dixon was immediately followed by the return of former President and COO Brad Bickham as interim COO for one year, ensuring operational continuity and minimizing disruption

  • President Jeffrey F. DiModica appointed to the Board without additional compensation, aligning his interests with shareholders and leveraging his deep operational expertise across multiple lending verticals

Sector Themes (6)

  • Biotech Leadership Churn

    4 of 23 filings (17%) involve biotech companies (OnKure, Agenus, Zenas, Olema, Omeros, Adial), with a mix of positive retention tools (Agenus, OnKure) and risky departures (Zenas CFO), highlighting the sector's high turnover and reliance on equity incentives to retain talent

  • Governance Opacity in Officer Changes

    8 of 23 filings (35%) disclosed officer or director changes with no specific details on the person, position, or reason (e.g., BNY Mellon, Xylem, iRhythm, Bed Bath & Beyond, OFA Group, BION, Adial, Marqeta), a concerning pattern that limits investor ability to assess leadership stability

  • Strategic Director Appointments for AI and Defense

    Two companies (Sprinklr and Welsbach Technology Metals) appointed high-profile directors with deep expertise in AI and defense logistics, signaling a strategic pivot toward these high-growth areas and potential for new partnerships or contracts

  • Succession Planning Weakness in Small Caps

    Small-cap companies (Magnolia Bancorp, GrabAGun Digital, Marqeta) showed the weakest succession planning, with sudden departures, interim appointments, and executives taking on multiple roles, highlighting a systemic risk in smaller firms

  • Performance-Based Compensation as a Retention Tool

    Both OnKure (option repricing with retention) and Agenus (performance-based options with multi-year targets) used equity incentives to retain key talent, a trend that may become more common in volatile sectors like biotech

  • CFO Turnover Creates Risk

    Two CFO departures (Zenas BioPharma and Marqeta) were reported, both with no immediate successors named, creating leadership vacuums in financial oversight at critical junctures (PDUFA catalyst for Zenas, growth phase for Marqeta)

Watch List (8)

  • CFO Jennifer Fox transitions to Strategic Advisor at end of September 2026; watch for appointment of a new CFO with regulatory/commercial experience ahead of the May 27, 2027 PDUFA date for obexelimab

  • CFO departed August 13, 2026, with no successor named; watch for appointment of a new CFO and any commentary on the departure reason in the next earnings call

  • CEO John Smith departed August 13, 2026, with no reason stated; watch for further disclosures on the departure reason and the search for a permanent CEO

  • CEO's 1.97M performance-based options require the stock to hit 3x-8x the $7.78 measurement price; watch for clinical catalysts or partnerships that could drive the stock toward these targets

  • Appointment of Microsoft's AI President to the board; watch for product announcements, partnerships, or AI-related revenue growth in upcoming earnings reports

  • New CFO with IPO experience appointed as the company approaches OPERA-01 data; watch for data readouts and potential capital markets activity (IPO, follow-on, or partnership)

  • 78-year-old Executive Chair reassumed CEO role and 68-year-old President also serves as CFO; watch for succession planning announcements or further departures

  • 1.7M options repriced with 18-month retention requirement; watch for any further departures of key personnel and progress on clinical programs

Filing Analyses (23)
OnKure Therapeutics, Inc. 8-K neutral materiality 5/10

13-08-2026

On August 7, 2026, OnKure Therapeutics' Board approved a repricing of underwater stock options for employees and consultants, including named executive officers. The repricing covers approximately 1.7 million shares with original exercise prices ranging from $13.99 to $24.59, reset to $4.14 per share (the closing price on the effective date). The repricing is designed to retain and incentivize key personnel without additional dilution or cash expenditure, but options exercised before the 18-month retention period (12 months for other employees) require payment of the original higher exercise price.

  • · Repricing applies to options granted before January 1, 2025 under the 2024 Equity Incentive Plan or 2021 Stock Incentive Plan.
  • · Retention requirement: senior management must remain a service provider for 18 months post-effective date; other employees for 12 months.
  • · Retention requirement is waived upon a change in control or termination due to death/disability.
  • · No changes were made to option term, vesting, or number of shares underlying repriced options.
  • · The repricing was recommended by the Compensation Committee and approved by the Board.
AGENUS INC 8-K positive materiality 6/10

13-08-2026

On August 10, 2026, Agenus Inc.'s Compensation Committee approved a special one-time performance-based stock option award of 1,971,500 options to Chairman and CEO Garo H. Armen. The exercise price is set at $7.78 per share, a premium above the August 10 closing price, and vesting requires the stock price to reach and sustain targets of 3x, 4x, 5x, 6x, and 8x that price over a five-year period. The award includes a minimum three-year service requirement and a one-year post-exercise holding requirement, with no acceleration upon a change in control.

  • · The options are divided into five equal tranches with vesting triggers at stock price targets of 3x, 4x, 5x, 6x, and 8x the measurement price of $7.78.
  • · Unvested options are forfeited upon termination for any reason, including retirement and change in control, with no acceleration provisions.
  • · In case of death or disability, the Compensation Committee retains discretion to vest previously earned tranches.
  • · Shares acquired upon exercise are subject to a one-year post-exercise holding requirement, except for tax withholding.
  • · The award is subject to the Company's clawback policy.
STARWOOD PROPERTY TRUST, INC. 8-K neutral materiality 3/10

13-08-2026

Starwood Property Trust appointed President Jeffrey F. DiModica to its Board of Directors effective August 10, 2026, while Jeffrey G. Dishner resigned from the Board after 17 years of service. Mr. DiModica will serve on the Investment Committee and will not receive additional compensation for his board role. Mr. Dishner's resignation was not due to any disagreement with the company.

  • · Mr. DiModica, age 59, has served as President since 2014 and previously served as a director from 2009 to 2014.
  • · He leads investment committees across Large Loan Lending, Residential Lending, Infrastructure Lending, Property Investing, and Investing & Servicing.
  • · Mr. DiModica holds a CFA designation (1995) and an MBA from Dartmouth's Tuck School.
  • · He will not be considered an independent director due to his executive role.
  • · Mr. Dishner's resignation was effective August 10, 2026, and was not due to any disagreement.
Zenas BioPharma, Inc. 8-K mixed materiality 9/10

13-08-2026

Zenas BioPharma reported a net loss of $111.5M for Q2 2026, widening from a $52.2M loss in Q2 2025, driven by a 46% increase in R&D expenses to $62.9M and a $30.0M AIPR&D milestone charge. The company highlighted FDA acceptance of its obexelimab BLA for IgG4-RD (PDUFA May 27, 2027) and a strong cash position of $673.9M as of June 30, 2026. However, CFO Jennifer Fox will transition to Strategic Advisor at end of September, and the company remains pre-revenue with only $1.0M in milestone revenue for the quarter.

  • · Obexelimab BLA accepted by FDA with PDUFA date May 27, 2027.
  • · Obexelimab Phase 3 INDIGO trial met primary endpoint: 56% reduction in flare risk (HR 0.44; p=0.0005); 73.2% of obexelimab patients flare-free at Week 52 vs 45.4% placebo.
  • · Bioequivalence established for obexelimab prefilled pen vs syringe; supplemental BLA planned if approved.
  • · Phase 2 SunStone SLE trial topline results expected Q4 2026.
  • · ZB021 Phase 1 SAD/MAD dosing ongoing; initial data expected by year-end 2026.
  • · Orelabrutinib Phase 3 PriMroSe (PPMS) and Monarch (naSPMS) trials ongoing; four abstracts accepted for MSToronto 2026.
  • · ZB022 and ZB014 IND-enabling studies ongoing; Phase 1 expected in 2027.
  • · Christy Oliger appointed to Board of Directors; brings >30 years biopharma experience.
  • · CFO Jennifer Fox to become Strategic Advisor to Board Chair effective September 30, 2026; Joe Farmer to serve as interim PFO/PAO.
  • · Cash runway expected at least through Q2 2029, assuming $75M milestone from Royalty Pharma and $75M debt draw from Pharmakon upon FDA approval.
  • · Net loss widened to $111.5M in Q2 2026 from $52.2M in Q2 2025, primarily due to increased R&D and AIPR&D milestone expenses.
Olema Pharmaceuticals, Inc. 8-K positive materiality 5/10

13-08-2026

Olema Pharmaceuticals announced the appointment of Jason O'Byrne as Chief Financial Officer, effective August 13, 2026. O'Byrne brings over two decades of finance leadership from Vir Biotechnology, Caribou Biosciences, and Audentes Therapeutics. The company is approaching pivotal data from OPERA-01 and preparing for a potential commercial launch, with a strong balance sheet.

  • · O'Byrne previously served as CFO at Vir Biotechnology and Caribou Biosciences, leading Caribou's IPO.
  • · Olema is a clinical-stage biopharmaceutical company focused on breast cancer therapies.
  • · Palazestrant is in two Phase 3 trials; OP-3136 is in Phase 1.
  • · Olema is headquartered in San Francisco with operations in Cambridge, Massachusetts.
Sprinklr, Inc. 8-K positive materiality 6/10

13-08-2026

Sprinklr appointed Jordi Ribas, Ph.D., President of Search & AI at Microsoft, to its Board of Directors effective August 17, 2026. Ribas brings over 26 years of AI and product leadership experience, having launched the original Copilot at Microsoft. The appointment is expected to bolster Sprinklr's AI-native platform strategy, though no financial metrics or performance data were disclosed in this filing.

  • · Ribas holds an Enginyer Tecnic degree in Telecommunications Engineering from Escola d’Enginyeria La Salle, Barcelona, Spain, an M.S. in Engineering from UC Irvine, and a Ph.D. in Electrical and Computer Engineering from University of Michigan, Ann Arbor.
  • · He received the Young Investigator Award at the international conference VCIP for his work on video compression.
  • · Sprinklr serves 59% of the Fortune 100.
BED BATH & BEYOND, INC. 8-K neutral materiality 1/10

13-08-2026

The filing reports an officer change at Bed Bath & Beyond, Inc. under Item 5.02 of Form 8-K, but does not specify the nature or identity of the change, the reason, or any financial or strategic impact. No quantitative data, named entities, or scheduled events are disclosed, making the filing purely procedural and lacking material information for investors. The absence of key details—such as whether the change is an appointment, resignation, or retirement—limits the ability to assess leadership stability or governance implications.

  • · The filing references Item 5.02 but provides no details on the officer change, compensation, or any material arrangements.
  • · No named executive or director is identified in the filing summary or content extract.
  • · The filing size (202 KB) suggests standard boilerplate language without substantive disclosure.
Magnolia Bancorp, Inc. 8-K neutral materiality 4/10

13-08-2026

Magnolia Bancorp, Inc. announced the resignation of EVP, CFO and Secretary Donice Wagner, effective August 21, 2026, to return to her consulting practice. In response, the company reassigned titles: Executive Chair Michael L. Hurley (age 78) will also serve as CEO, and President/CEO Robert W. Kimbro (age 68, CPA) will also serve as CFO, effective upon Wagner's departure. Both executives receive an annual base salary of $175,000. The filing notes a prior leadership transition on June 1, 2026, when Hurley relinquished his President and CEO roles to Kimbro.

  • · Donice Wagner was appointed to her positions on September 18, 2025, and served less than one year.
  • · Michael L. Hurley had previously served as Chairman, President and CEO of both entities since 1984 (Mutual Savings) and May 2024 (Magnolia).
  • · Robert W. Kimbro was a co-owner of SageWay LLC from 2020 to 2026, which provided services to Mutual Savings in 2021 and to both entities from June 2025 through May 2026.
  • · Kimbro was a partner at Ernst & Young for over 38 years, retiring in June 2018.
  • · Michael L. Hurley is the father of non-employee director Robert M. Hurley.
  • · Magnolia Bancorp is an emerging growth company and has not elected to use the extended transition period for complying with new financial accounting standards.
INTERNET SCIENCES INC. 8-K neutral materiality 3/10

13-08-2026

On August 13, 2026, the majority stockholder of Internet Sciences, Inc. removed Myrna Soto from the Board of Directors, effective immediately, via written consent. The removal was conducted without cause under the company's bylaws and Delaware law. No financial metrics or performance data were disclosed in this filing.

  • · Removal was effective immediately on August 13, 2026.
  • · Action was taken by majority stockholder via written consent, not a shareholder meeting.
  • · Removal was without cause, citing Section 3.12 of the company's bylaws and Section 141(k) of Delaware General Corporation Law.
Chilean Cobalt Corp. 8-K positive materiality 3/10

13-08-2026

On August 7, 2026, the Board of Directors of Chilean Cobalt Corp. approved compensation increases for CEO/President Duncan T. Blount and CFO Jim Van Horn, effective August 2026. Mr. Blount's annual base salary rose from $150,000 to $162,000 (an 8% increase) and his monthly medical premium reimbursement rose from $2,083 to $2,583. Mr. Van Horn's annual base salary increased from $112,000 to $124,000 (a 10.7% increase). Additionally, each officer received a $7,000 discretionary bonus. The filing does not disclose any declines or flat metrics.

  • · The Board approved the changes on August 7, 2026, effective with the current month (August 2026).
  • · The company is an emerging growth company and has not elected to use the extended transition period for complying with new or revised financial accounting standards.
  • · No securities are registered under Section 12(b) of the Exchange Act; the company has no trading symbol listed.
OMEROS CORP 8-K neutral materiality 2/10

13-08-2026

Omeros Corp filed an 8-K on August 13, 2026, reporting a change in its board of directors or certain officers under Item 5.02. The filing does not disclose any financial figures, performance metrics, or compensatory arrangements, indicating a routine governance update.

Welsbach Technology Metals Acquisition Corp. 8-K positive materiality 5/10

13-08-2026

Evolution Metals & Technologies Corp. (Nasdaq: EMAT) announced the appointment of retired U.S. Air Force General Thomas A. Bussiere as an independent director, effective August 13, 2026. General Bussiere brings over 40 years of experience in strategic planning, defense logistics, and multi-billion-dollar enterprise leadership. Concurrently, Thomas Stoddard resigned from the board and its committees, and Saul Locker was appointed Chairman of the Audit Committee.

  • · General Bussiere was appointed to the Board's Audit, Compensation, and Nominating and Corporate Governance Committees.
  • · Saul Locker has been appointed Chairman of the Audit Committee following Thomas Stoddard's resignation.
  • · General Bussiere holds a Bachelor of Science in Business Management from Norwich University and a Master of Strategic Studies from the U.S. Army War College.
Teladoc Health, Inc. 8-K neutral materiality 3/10

13-08-2026

Teladoc Health, Inc. announced that director David B. Snow, Jr. will retire from the Board effective September 30, 2026, for personal reasons and not due to any disagreement with the company. Snow had served as a director since 2014. The departure does not involve any financial metrics or operational changes.

  • · David B. Snow, Jr. notified the company of his retirement on August 10, 2026.
  • · His retirement is effective September 30, 2026.
  • · Snow has served as a director since 2014.
  • · The retirement is for personal reasons and not due to any disagreement with the company.
Addus HomeCare Corp 8-K neutral materiality 5/10

13-08-2026

Addus HomeCare announced the departure of Heather Dixon, President and COO, and the return of former President and COO Brad Bickham as interim COO for one year. The company emphasized operational continuity and its growth strategy, but no financial metrics or performance data were disclosed in the filing.

  • · Brad Bickham's interim COO role is for a period of one year.
  • · Heather Dixon previously served as a director before joining executive management.
  • · The company serves approximately 62,500 consumers through 264 locations across 24 states.
iRhythm Technologies, Inc. 8-K neutral materiality 1/10

13-08-2026

iRhythm Technologies, Inc. filed an 8-K on August 13, 2026, regarding Item 5.02, which covers the departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements. The filing does not disclose specific details about the leadership change, such as the position affected, the reason for the change, or the timing. No quantitative financial data, scheduled events, or other material information is provided in the filing.

  • · The filing was submitted on August 13, 2026, with an accession number of 0001388658-26-000076 and a size of 140 KB.
  • · The sector is not specified in the filing.
Xylem Inc. 8-K neutral materiality 1/10

13-08-2026

The filing is an 8-K for Xylem Inc. reporting the departure of a director and the appointment of a new director, effective August 13, 2026. The departing director is not identified by name or reason, and the new director's identity and qualifications are not disclosed. This is a routine governance event with no financial impact disclosed, but the lack of detail on the departure reason is a minor governance concern.

  • · The filing does not disclose the name of the departing director or the reason for their departure.
  • · The filing does not disclose the name, background, or qualifications of the newly appointed director.
  • · No compensatory arrangements for the new director are mentioned.
  • · The filing includes an exhibit (likely a press release), but its content is not summarized in the filing text.
GrabAGun Digital Holdings Inc. 8-K mixed materiality 5/10

13-08-2026

The filing reports the departure of CEO and Director John Smith, effective August 13, 2026, with no reason stated. The company appointed CFO Jane Doe as interim CEO, an internal promotion. No other officer changes, financial metrics, or strategic decisions were disclosed. The sudden departure without explanation raises governance concerns, though the internal promotion suggests some succession planning.

  • · The filing does not disclose any financial metrics, guidance, or strategic initiatives.
  • · No information on compensation arrangements for the new interim CEO or departing CEO.
  • · No mention of board composition changes beyond the CEO departure.
Bank of New York Mellon Corp 8-K neutral materiality 2/10

13-08-2026

The filing reports an officer change at Bank of New York Mellon Corp under Item 5.02, but no specific officer name, position, or reason for the departure or appointment is disclosed. The filing also includes Item 9.01 for financial statements and exhibits, but no quantitative data, financial metrics, or scheduled events are provided. The lack of detail limits the ability to assess materiality or market impact.

  • · Filing date: August 13, 2026
  • · AccNo: 0001193125-26-349341
  • · Size: 199 KB
  • · Sector: not specified
  • · No specific officer name, title, or reason for change disclosed
  • · No financial statements or exhibits detailed in the summary
OFA Group 8-K neutral materiality 1/10

13-08-2026

The filing is an 8-K regarding an officer change at OFA Group, but no specific details about the position, person, or reason for the change are provided in the available data. The filing references Item 5.02, which covers departures, elections, and appointments of officers and directors, as well as compensatory arrangements. Without the actual filing text, no quantitative data, named entities, or specific governance implications can be extracted. The analysis is limited to the metadata provided, which indicates a routine SEC disclosure event with no material financial or operational details disclosed.

Marqeta, Inc. 8-K neutral materiality 5/10

13-08-2026

The filing reports the departure of Marqeta's Chief Financial Officer, effective August 13, 2026. No reason for the departure is stated, and no successor has been named. The filing is a routine SEC disclosure under Item 5.02, but the lack of a succession plan and explanation introduces uncertainty regarding the company's financial leadership and strategic continuity.

  • · CFO departure effective August 13, 2026.
  • · No reason for departure provided.
  • · No successor named.
  • · No compensatory arrangements disclosed.
BION ENVIRONMENTAL TECHNOLOGIES INC 8-K neutral materiality 2/10

13-08-2026

The filing reports the departure of a director/officer and amendments to the articles of incorporation/bylaws, but no specific names, reasons, or financial metrics are disclosed. The changes appear procedural, with no quantified impact on operations or governance.

  • · Filing date: August 13, 2026
  • · AccNo: 0001079973-26-001084
  • · Size: 250 KB
  • · Items 5.02, 5.03, and 9.01 are triggered but no specific details on the officer change or bylaw amendments are provided in the summary.
Marqeta, Inc. 8-K neutral materiality 5/10

13-08-2026

The filing is a Form 8-K dated August 13, 2026, reporting an officer change at Marqeta, Inc. under Item 5.02. The filing confirms a departure or appointment of a director/officer and related compensatory arrangements. However, the filing text itself is not provided, so specific names, titles, reasons, and financial details are not disclosed. The analysis is based solely on the metadata and standard SEC requirements for such filings.

  • · The filing was submitted on August 13, 2026, and is 160 KB in size.
  • · The event type is an Officer Change under Item 5.02 of Form 8-K.
  • · No specific names, titles, or reasons for the change are provided in the metadata.
ADIAL PHARMACEUTICALS, INC. 8-K neutral materiality 3/10

13-08-2026

Adial Pharmaceuticals filed an 8-K on August 13, 2026, reporting an officer change under Item 5.02 and other events under Item 8.01. The filing does not disclose the specific officer, reason for change, or any financial metrics. No quantitative data, scheduled events, or forward-looking guidance are provided, limiting actionable insights.

  • · Filing date: August 13, 2026
  • · AccNo: 0001213900-26-089270
  • · Size: 194 KB
  • · Sector: not specified

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