Dow Jones 30 Stocks SEC Filings — May 11, 2026

11-05-2026

DBV Technologies S.A. filed a DEF 14A proxy statement for its 2026 Annual Combined General Meeting on June 3, 2026, at 10:00 AM Paris time, seeking approvals for the 2025 consolidated financial statements, allocation of income and accumulated deficit, renewal of KPMG as statutory auditor, and ratification of director appointments including provisional appointment of Ms. Philina Lee and renewals for Michael J. Goller, Daniel Tassé, and Maïlys Ferrère. Additional proposals cover compensation approvals and policies for Chairman Michel de Rosen, CEO Daniel Tassé, and other named executive officers, as well as extensive delegations to the Board for share buybacks, capital increases without pre-emptive rights, ATM offerings, and employee incentives. No specific quantitative financial performance metrics or period-over-period changes are detailed in the provided filing content.

• · Meeting location: 107 avenue de la République, 92320 Châtillon, France, with live webcast on company website.
• · XBRL tags indicate compensation disclosure tables for Principal Executive Officer (PEO) and Non-PEO Named Executive Officers (NEOs) covering fiscal years 2023, 2024, and 2025, including equity award valuations and adjustments.

11-05-2026

Kodiak Gas Services reported Q1 2026 record Contract Services revenues of $307.0 million, up 6.2% YoY, driving record adjusted EBITDA of $190.1 million, a 7.0% YoY increase, and record discretionary cash flow of $126.5 million, up 9.0% YoY. However, Other Services revenue declined 4.7% YoY to $38.8 million, and GAAP net income fell to $17.8 million from $30.4 million YoY due to a $36.5 million loss on debt extinguishment and $8.3 million transaction expenses. The company raised FY2026 adjusted EBITDA guidance to $820-860 million, incorporating the April 1, 2026 DPS acquisition and over 260 MWs of additional power capacity.

• · Completed 20,700 horsepower purchase-leaseback with Permian Basin producer.
• · Procured over 260 MWs additional power capacity; 61 MWs delivery in 2026, balance 2027-2029; annual growth outlook 300-500 MWs through 2030.
• · Total debt $2.8B, ABL availability $1.5B, leverage ratio 3.6x as of March 31, 2026.
• · FY2026 guidance: Power Infrastructure revenue $95-125M, growth capex $400-500M.

11-05-2026

On May 8, 2026, Teal Drones, Inc., a wholly owned subsidiary of Red Cat Holdings, Inc., received a $9.5 million purchase order for additional units under the U.S. Army’s Short Range Reconnaissance Program of Record. The units are expected to be delivered in the second quarter of 2026. No comparative financial metrics or declines were reported in this filing.

• · Filing signed by Christian Ericson, Chief Operating Officer, on May 11, 2026

11-05-2026

National Energy Services Reunited Corp. (NESR) reported robust Q1 2026 financial results with revenues of $404,586 thousand, up 33.5% YoY from $303,102 thousand, gross profit of $51,831 thousand (up 38.6% YoY), operating income of $36,035 thousand (up 72.1% YoY), and net income of $23,827 thousand (up 129.3% YoY to $0.24 basic EPS). Total assets grew to $1,923,930 thousand as of March 31, 2026 from $1,851,519 thousand at year-end 2025, with equity rising to $995,209 thousand. However, cash and equivalents declined QoQ to $92,956 thousand from $124,797 thousand amid sharp increases in accounts receivable ($227,932 thousand, +28%) and unbilled revenue ($171,341 thousand, +41%), alongside net cash used in investing ($36,435 thousand) and financing ($25,301 thousand) activities.

• · Net cash provided by operating activities: $30,745 thousand in Q1 2026 (up from $20,485 thousand in Q1 2025).
• · Capital expenditures: $36,004 thousand in Q1 2026 (up from $30,124 thousand in Q1 2025).
• · Accounts payable and accrued expenses increased QoQ to $483,048 thousand from $421,064 thousand.

11-05-2026

Easterly Investment Partners LLC filed its 13F-HR on May 11, 2026, reporting total equity holdings of $1,306,941,566 as of March 31, 2026, across 166 positions, all with sole voting power. The portfolio is heavily weighted toward the SPDR S&P 500 ETF Trust at $444,020,057 (702,594 shares, ~34% of total). Other significant holdings include Range Resources Corp ($22,391,104), Jackson Financial Inc ($22,050,610), Commercial Metals Co ($20,867,669), and Columbia Banking System Inc ($19,812,699).

• · Filing period end date: March 31, 2026
• · All 166 holdings reported with 100% sole voting power and no shared or other voting authority

11-05-2026

Babcock & Wilcox reported Q1 2026 revenue of $214.4 million, up 44% YoY from $148.6 million, Adjusted EBITDA of $16.1 million, up 296% YoY from $4.0 million, and strong bookings of $2.5 billion with backlog at $2.7 billion, exceeding consensus expectations. However, net loss from continuing operations widened to $79.6 million from $15.6 million YoY, driven by $81.8 million in non-cash warrant and stock costs, while operating loss remained essentially flat at $1.7 million versus $1.8 million prior year. The company reduced net debt to $42.4 million and grew its global pipeline 17% to over $14.0 billion, reiterating FY2026 Adjusted EBITDA guidance of $80.0-100.0 million.

• · Loss per share in Q1 2026 was $0.62 compared to $0.19 in Q1 2025.
• · Earnings conference call scheduled for May 11, 2026 at 5 p.m. ET.
• · Net debt reduced to below 1.0 times trailing-twelve-month adjusted EBITDA.

11-05-2026

Faraday Future announced leadership changes effective May 5, 2026, with founder YT Jia appointed as sole Global CEO, Jerry Wang as Global Executive Chairman, Matthias Aydt resigning as Global Co-CEO to become an advisor, and Chad Chen as Lead Independent Director. The company highlights the return of its founding team to drive the Dual-Engine Strategy of EAI Robotics + EAI EV, with 68 EAI robots shipped as of April 30, 2026, achieving positive gross margins and targeting 200 units by end of June and over 1,000 cumulatively in 2026. Plans include announcing upgraded five transformation initiatives next week to accelerate growth as a Physical AI company.

• · SEC investigation concluded with no penalties.
• · FF in 180-day period to regain Nasdaq compliance.
• · Matthias Aydt to continue as internal advisor while new role discussed.

11-05-2026

Lincoln Educational Services Corporation held its 2026 Annual Meeting of Shareholders on May 7, 2026, with 27,003,422 shares represented out of 31,696,582 outstanding, constituting a quorum. All 10 director nominees were elected with strong support (votes for ranging from 23,479,505 to 23,647,094), the advisory vote on named executive officer compensation was approved (22,584,287 for vs. 1,159,831 against), and the appointment of Deloitte & Touche LLP as independent auditors for the fiscal year ending December 31, 2026 was ratified (26,809,750 for). A Shareholder Presentation providing background on the company and its strategic plan was furnished under Regulation FD.

• · Votes withheld for directors ranged from 218,857 (Scott M. Shaw) to 386,446 (Michael A Plater).
• · Proposal 2 abstentions: 121,833.
• · Proposal 3 votes against: 69,444; abstentions: 124,228 (no broker non-votes applicable).

11-05-2026

CNH Industrial N.V. held its 2026 Annual General Meeting on May 8, 2026, with 94.44% of 1,610,383,781 outstanding voting shares present or represented. All resolutions passed, including approval of a $0.10 per common share dividend for 2025 (99.90% for), say-on-pay (96.08% for), auditor re-appointments (over 99.77% for), and director discharges (99.80% for); however, some director re-appointments faced notable opposition, such as Howard W. Buffett (74.29% for, 25.71% against) and Elizabeth Bastoni (80.75% for, 19.25% against). The board will maintain annual say-on-pay votes following the advisory vote favoring one-year frequency.

• · All board nominees re-appointed for one-year terms, with highest support for Richard Palmer (99.90% For) and Gerrit Marx (99.83% For).
• · Authorization granted to board for 18 months to issue up to 10% of share capital, limit pre-emptive rights, and repurchase shares (all approved >99% For except pre-emptive rights exclusion at 99.41% For).
• · 2025 Annual Financial Statements adopted (99.96% For).

11-05-2026

Minerva Gold Inc. reported revenue growth of 28.8% YoY to $33,500 for the year ended February 28, 2026, driven by higher sales. However, operating expenses increased 29.5% to $42,889, leading to a widened net loss of $9,389 from $7,123 in the prior year, with cash and total assets declining sharply to $7,077 and $10,116, respectively. Stockholders' equity deficit deepened to $(50,164) from $(40,775).

• · Net cash used in operating activities increased to $10,103 from $1,390 YoY.
• · No cash flows from investing or financing activities in FY2026, compared to $3,500 used in investing and $22,070 provided by financing in FY2025.
• · Net operating loss carryforward for deferred tax assets: $18,178 (2026) vs. $16,207 (2025), fully offset by valuation allowance.

11-05-2026

Hapi Metaverse Inc. reported Q1 2026 revenue of $60,902, up 10% YoY from $55,301, driven by Food & Beverage growth, with gross profit rising 38% to $38,981 and net loss narrowing significantly to $(246,374) from $(1,543,464) due to lower operating expenses and absence of prior year's large unrealized loss. However, cash and cash equivalents declined QoQ to $418,841 from $497,189 amid $320,248 operating cash burn, total assets fell 3% to $1,540,389, and stockholders' deficit worsened slightly to $(1,731,469). The company remains heavily reliant on related party financing and notes, with ongoing net losses.

• · Operating cash burn improved 8.5% YoY to $320,248 from $350,195, supported by $183,508 advances from related parties.
• · Related party liabilities transferred to equity: $162,482.
• · Foreign currency translation adjustment contributed $63,331 to other comprehensive income.

11-05-2026

Western Alliance Bancorporation reported Q1 2026 total assets of $98,853M, up 6.5% QoQ from $92,774M, driven by 7.2% deposit growth to $82,723M and net loans HFI up slightly 0.8% to $58,681M. Net interest income rose 17.8% YoY to $766.3M and non-interest income more than doubled to $252.6M; however, provision for credit losses surged to $213.2M from $31.2M YoY, leading to net income attributable to WAL declining 8.5% to $182.1M and diluted EPS falling 7.8% to $1.65. Comprehensive income attributable to WAL dropped sharply to $70.8M from $254.3M YoY amid other comprehensive losses.

• · Stock repurchases of $50.3M in Q1 2026 (0.7M shares)
• · Dividends declared per common share $0.42 in Q1 2026 vs $0.38 in Q1 2025
• · Net cash provided by financing activities $5,923.7M in Q1 2026 vs $2,430.3M in Q1 2025
• · Allowance for credit losses on loans steady at $461M QoQ

11-05-2026

Prosperity Bancshares Inc reported Q1 2026 total assets of $43.6B, up 13% QoQ from $38.5B, driven by acquisitions of American Bank Holding Corporation and Southwest Bancshares, Inc., with loans growing 16% to $25.3B and deposits up 15% to $32.6B. Net interest income rose 21% YoY to $321M, but net income fell 11% YoY to $116M due to $43M in merger-related expenses and higher salaries and processing costs, resulting in diluted EPS of $1.16 versus $1.37 YoY. No provision for credit losses was recorded in either period.

• · Cash and cash equivalents decreased $200M QoQ to $1.5B.
• · Allowance for credit losses on loans increased to $384M from $334M QoQ.
• · Common stock repurchases totaled $57M in Q1 2026.
• · Cash dividends declared at $0.60 per share in Q1 2026, up from $0.58 in Q1 2025.

11-05-2026

eXp World Holdings reported Q1 2026 revenue of $1.0 billion, up 5% YoY from $954.9 million, with Adjusted EBITDA surging 88% to $4.1 million and net loss narrowing to $(5.1) million from $(11.0) million. However, agent count grew only 1% to 82,332, aNPS declined to 67 from 78, operating cash flow dropped to $20.6 million from $39.8 million, and the company still posted an operating loss of $(8.8) million. The results accompany the cash acquisition of NextHome, Inc., enhancing the multi-model platform, with Q2 revenue guidance of $1.36-$1.45 billion.

• · Q2 2026 guidance: Revenue $1.36B-$1.45B; Operating expenses $93M-$97M; Adjusted EBITDA $16M-$21M.
• · FY 2026 guidance: Revenue $4.85B-$5.15B; Operating expenses $325M-$345M; Adjusted EBITDA $50M-$75M.
• · Q1 2026 cash dividend $0.05 per share paid March 27, 2026; Q2 dividend $0.05 per share declared, payable June 5, 2026.
• · Virtual fireside chat held May 11, 2026 at 5:30 a.m. PT.

11-05-2026

MUFG Bank, Ltd. filed a Form 13F-HR on May 11, 2026, reporting its institutional investment holdings as of March 31, 2026, as the parent company of several investment manager subsidiaries including WealthNavi Inc., MUFG Securities Americas Inc., and others. The filing discloses a portfolio with key positions such as $523,063,146 in Grab Holdings Limited Class A Ordinary Shares (142,913,428 shares), $2,307,899,802 in US Bancorp Del Common Stock (44,374,155 shares), $8,860,722 in CME Group Inc Common Stock (30,001 shares), $118,817,118 in SPDR S&P 500 ETF Trust Units (182,700 shares), and $80,956,563 in Polestar Automotive Holding UK Sponsored ADS (4,395,036 shares). No period-over-period comparisons or performance metrics are provided in the filing.

• · Filing is a 13F combination report covering subsidiaries' managed accounts where MUFG Bank does not directly exercise investment discretion.
• · Report period end: March 31, 2026; Filed as of date: May 11, 2026.
• · MUFG Bank, Ltd. EIN: 135611741; State of Incorporation: M0 (likely Missouri proxy for non-US).

11-05-2026

Lind Value II ApS, an institutional investment manager, filed a 13F-HR disclosing total holdings of $450,827,755 across 8 equity positions as of March 31, 2026. The largest position is 15,257,548 shares of Blue Owl Capital Inc Class A valued at $139,301,413, followed by 936,751 shares of Charter Communications Inc Class A at $202,225,806. All reported positions are held solely with no indicated changes, puts, or calls.

• · All holdings are reported as sole ownership with zero shares in other manager categories, puts, or calls.
• · Filing covers period ending March 31, 2026, submitted May 11, 2026.

11-05-2026

Accendra Health reported Q1 2026 results with net revenue declining 7% YoY to $627.8M and adjusted EBITDA dropping 39% to $58.4M, while GAAP loss from continuing operations widened to $(6.5)M from $(3.8)M; free cash flow turned negative at $(2.0)M versus $35.6M prior year. However, the company announced a comprehensive >$1.5B balance sheet optimization transaction with existing creditors to reduce leverage, extend maturities including 2027 notes, and enhance liquidity. Cash increased to $336.9M as of March 31, 2026, from $282.0M at year-end 2025, and full-year 2026 guidance for revenue and adjusted EBITDA was affirmed.

• · GAAP loss from continuing operations per share: $(0.08) Q1 2026 vs $(0.05) Q1 2025
• · Adjusted net loss per share: $(0.04) Q1 2026 vs $0.29 Q1 2025
• · Total assets: $2,416.0M as of March 31, 2026 vs $2,451.8M December 31, 2025
• · Current portion of long-term debt increased to $581.3M from $250.0M QoQ

11-05-2026

Net sales rose 2.5% YoY to $99,369 in Q1 2026, with Professional (+12%) and DTC (+14%) channels growing while Specialty retail declined 13% YoY; US sales fell 3.5% but International increased 9%. However, operating expenses surged 30% to $76,771, primarily due to SG&A rising 37% to $65,951, resulting in an operating loss of $5,111 and net loss of $5,287 versus prior year profit. Cash from operations improved sharply to $7,499 from a $2,917 outflow.

• · Cash and cash equivalents increased QoQ to $326,169 from $318,731.
• · Total current assets decreased to $446,261 from $470,346 at year-end 2025.
• · Long-term debt stable at approximately $352M.

11-05-2026

Sally Beauty Holdings reported Q2 FY2026 consolidated net sales of $903 million, up 2.3% YoY, driven by 1.3% comparable sales growth and 13% increase in global e-commerce to $108 million; however, Beauty Systems Group net sales declined 0.1% YoY with comparable sales down 0.3%. GAAP diluted EPS rose 13% to $0.43 (adjusted +5% to $0.44), supported by 70 bps gross margin expansion to 52.7% and $73 million cash flow from operations, while Sally Beauty operating margin contracted 40 bps to 15.0%. The company tightened FY2026 net sales guidance to $3.725-3.750 billion and expects Q3 comparable sales approximately flat.

• · Net debt leverage ratio of 1.5x as of Q2 FY2026 end.
• · Six months FY2026 consolidated net sales $1,847 million, up 1.4% YoY.
• · Q3 FY2026 guidance: net sales $932-942 million, adjusted operating earnings $83-89 million, adjusted diluted EPS $0.52-0.56.
• · FY2026 capital expenditures approximately $100 million, free cash flow approximately $200 million.

11-05-2026

ARKO Petroleum Corp. reported Q1 2026 net income of $8.1 million, up from $4.5 million YoY, Adjusted EBITDA of $36.4 million, up from $30.9 million, and Discretionary Cash Flow of $25.0 million, up from $17.1 million, driven by growth across segments including conversions of 41 ARKO retail sites to wholesale. However, net cash provided by operating activities declined to $6.6 million from $14.9 million, GPMP related-party fuel gallons sold decreased 13.7% due to macroeconomic challenges and weather, and fleet proprietary cardlock gallons sold fell to 30,517 thousand from 31,918 thousand. The company completed its IPO of 12,570,223 shares at $18.00, using $206.7 million proceeds to reduce debt, and reaffirmed full-year 2026 guidance of $156 million Adjusted EBITDA.

• · Quarterly dividend of $0.26 per share paid April 21, 2026; expected Q2 dividend $0.50 per share and annual rate $2.00 per share.
• · Wholesale operating income increased $4.4 million YoY.
• · Fuel margin per gallon increases: wholesale fuel supply +0.4 cents (to 6.4), consignment agent +5.3 cents (to 28.8), fleet proprietary +6.1 cents (to 52.2), GPMP related party +1.0 cent (to 6.0).

11-05-2026

Ceva reported first quarter 2026 total revenues of $27.0 million, up 11% year-over-year from $24.2 million, driven by licensing and related revenues of $17.8 million, up 18% and the highest in three years, while royalty revenues remained essentially flat at $9.2 million amid softness in smartphones. GAAP operating loss widened to $5.1 million from $4.4 million and GAAP net loss increased to $4.5 million from $3.3 million, though non-GAAP operating income improved slightly to $0.5 million and AI represented more than 20% of licensing revenues. The company signed 14 IP licensing agreements, including key wins in Bluetooth HDT, Wi-Fi, and expansions in 5G NTN and Ultra-Wideband.

• · GAAP gross margin remained flat at 86% YoY; Non-GAAP gross margin flat at 87% YoY
• · Research and development expenses increased to $19.8 million from $17.6 million YoY
• · GAAP diluted loss per share $0.16 vs $0.14 YoY; Non-GAAP diluted EPS $0.04 vs $0.06 YoY
• · Cash and cash equivalents decreased to $21.4 million as of March 31, 2026 from $40.6 million at December 31, 2025

11-05-2026

Bailard, Inc. disclosed total equity holdings of $4,350,155,320 across 736 positions in its 13F-HR filing as of March 31, 2026. Top holdings include Apple Inc. ($208,449,581), Alphabet Inc. Cap Stk Cl A ($127,161,670), and Amazon.com Inc. ($55,204,721). No period-over-period comparisons or performance data were provided in the filing.

• · Filing date: May 11, 2026
• · Report period end: March 31, 2026
• · Filer address: 950 Tower Lane Suite 1900, Foster City, CA 94404

11-05-2026

Village Farms International reported Q1 2026 consolidated net sales up 27% YoY to $50.2 million with net income of $2.9 million ($0.03 per share) and adjusted EBITDA surging 118% to $9.9 million (20% of sales), driven by 171% YoY growth in international export sales to $14.6 million and 448% increase in Netherlands sales. Cannabis operations saw gross margins expand to 43% from 39%, but cash flow from operations was negative at ($11.8) million due to $15.0 million in income taxes paid, and declines occurred in Canadian non-branded sales (-14%) and U.S. cannabis sales (-20%). Expansions in Canada and Netherlands are expected to boost sales in 2H26.

• · Canadian branded sales: $23.8M (up 5% YoY).
• · Excise tax on products: $15.9M in Q1 2026 vs $13.9M prior year.
• · FCC loan amended: interest rate improved by 50 bps, maturity extended to Feb 3, 2031, rate below 7.0%.
• · Succession planning initiated for CFO Steve Ruffini.

11-05-2026

Ivanhoe Electric Inc. announced its intention to acquire a purpose-built Crossover XRE Tunnel Boring Machine and material handling system from The Robbins Company for approximately $64.7 million to support decline development at the Santa Cruz Copper Project in Arizona. This replaces prior methods from the 2025 PFS with a net impact to initial project capital projected at less than $20 million, enabling faster development with TBM arrival in Q1 2027, decline development starting Q3 2027, and first copper cathode production anticipated in Q2 2029. The company has received key permits, including the Site Development Plan approval in March 2026, and is advancing debt financing with the Export-Import Bank of the United States.

• · Legally binding option secured in March 2026; intention to exercise notified May 8, 2026; definitive agreements expected by end of May 2026.
• · Box cut excavation scheduled to commence Q3 2026.
• · Underground mine development to commence Q3 2028; first oxide copper ore on heap leach pads Q4 2028.
• · Updated preliminary feasibility study incorporating TBM expected Q3 2026.
• · No longer requires Class V Underground Injection Control permit for silica gel.

11-05-2026

TWO Harbors Investment Corp. (TWO) filed a DEFA14A proxy supplement disclosing estimated golden parachute compensation for NEOs upon a qualifying termination post-CCM Merger, with CEO William Greenberg potentially receiving $15,262,615 total (including $7,993,151 cash and $7,199,460 equity), while other NEOs range from $435,924 to $8,346,436. The filing updates regulatory approvals for the merger, noting 35 out of 53 required approvals obtained, but discloses three shareholder lawsuits (Koblentz, Flynn, Davis) alleging deficient proxy disclosures, which TWO denies and addresses with supplemental disclosures including details on Houlihan Lokey's fairness opinion implying $7.73-$11.33 per share vs. $12.00 merger consideration. Merger progress is positive on approvals, however litigation introduces risks and delays.

• · Assumed Effective Time: March 31, 2026
• · TWO tangible book value per share as of March 31, 2026: $10.30
• · Houlihan Lokey selected companies analysis implied value range: $7.73 to $11.33 per share
• · Mary Riskey departed in 2024 and entitled only to $435,924 equity
• · Lawsuits filed: Koblentz (Apr 17, 2026), Flynn and Davis (May 4-5, 2026)

11-05-2026

Intellia Therapeutics reported positive Phase 3 HAELO topline data for lonvo-z in HAE, achieving 87% reduction in attacks (0.26 vs 2.10 monthly rate) and 62% attack-free rate vs 11% placebo, and initiated rolling BLA submission targeting U.S. launch in H1 2027. The company resumed patient screening in MAGNITUDE and MAGNITUDE-2 Phase 3 trials for nex-z in ATTR after FDA clinical hold lift, with cash of $517.2M as of Q1 end plus $207M from April offering expected to fund operations into 2028. Q1 collaboration revenue fell 9.5% YoY to $15.0M, R&D expenses dropped 25.5% to $80.7M, but G&A rose 20.1% to $34.8M, narrowing net loss to $96.2M from $114.3M YoY.

• · All TEAEs in lonvo-z arm were mild or moderate (Grade 1 or 2) with no serious adverse events as of February 10, 2026 data cutoff.
• · Plans to complete BLA submission in H2 2026; patient enrollment completion in MAGNITUDE-2 in H2 2026.
• · Upcoming events: Bank of America Securities Health Care Conference (May 12, 2026), RBC Capital Markets Global Healthcare Conference (May 20, 2026), Jefferies Global Healthcare Conference (June 3, 2026), EAACI Congress (June 12-15, 2026).

11-05-2026

NLB Skladi, upravljanje premozenja, d.o.o. disclosed U.S. equity holdings totaling $2085748492 across 335 positions as of March 31, 2026, in its 13F-HR filing submitted May 11, 2026. Top holdings by value include Apple Inc. COM at $104838111 (413090 shares), Alphabet Inc. CAP STK CL A at $97744232 (339909 shares), Amazon.com Inc. COM at $74913261 (359693 shares), and Broadcom Inc. COM at $70580041 (228038 shares), with all positions held solely. No prior period data provided for comparison; all reported with sole voting and investment discretion.

• · Report period end date: 03/31/2026
• · Filing date: 05/11/2026
• · Signed date: 04/22/2026
• · Filer location: Tivolska cesta 48, Ljubljana, 1000, Slovenia
• · All 335 holdings reported as SH SOLE (sole voting and discretion power); no shared power, puts, or calls indicated

11-05-2026

Sonida Senior Living reported Q1 2026 resident revenue of $108.4 million, up 36.7% YoY from $79.3 million, driven by the CHP Merger adding 54 SHOP communities, with same-store occupancy rising 220 bps to 87.2% and pro forma community NOI increasing 14% to $48.0 million with 170 bps margin expansion to 31.2%. However, net loss widened to $41.2 million from $12.5 million due to $26.1 million in merger-related transaction costs, and operating cash flow turned negative at $(35.9) million versus $3.8 million positive in Q1 2025. The CHP acquisition, valued at $1.8 billion (66% stock, 34% cash), was financed via $575 million term loans, $455 million revolver commitment ($278 million drawn), and $170 million remaining bridge debt as of May 7, 2026.

• · CHP Merger closed March 11, 2026; each CHP share converted to $2.32 cash + 0.1318 Sonida shares (VWAP $35.93, reference $26.74).
• · Series A Preferred Stock fully converted to common stock on March 11, 2026; no further dividends.
• · Interest rate caps: $270M notional at 4.25% (cost $35K, 12 months); $262.5M notional at 4.50% (cost $0.6M, 36 months).

11-05-2026

Fervo Energy Company, an emerging growth company in the energy sector, filed Amendment No. 3 to its S-1 registration statement on May 11, 2026, for an initial public offering of 70,000,000 shares of Class A common stock at an expected price range of $25.00 to $26.00 per share, with plans to list on NASDAQ under the symbol 'FRVO.' Cornerstone investors, including Atlas Point Energy Infrastructure Fund, Norges Bank Investment Management, Wellington Management, and Capital Research Global Investors, have indicated interest in purchasing up to $350 million in shares. Post-offering, CEO Tim Latimer and CTO Jack Norbeck will beneficially own 2.75% of outstanding capital stock but control 53.03% of voting power via high-vote Class B shares.

• · Underwriters granted 30-day option for additional 10,500,000 shares.
• · Class B common stock entitled to 40 votes per share and convertible to Class A.
• · Company qualifies as emerging growth company and smaller reporting company.
• · Principal executive offices: 811 Main Street, Suite 1700, Houston, TX 77002.
• · Delaware incorporation, SIC code 4911, I.R.S. EIN 82-3168838.

11-05-2026

For Q1 2026, Abacus Global Management reported total revenues of $59.4M, up 35% YoY from $44.1M, driven by a surge in life solutions related party revenue to $16.6M from $0.9M, leading to net income attributable to the company of $7.3M, up 57% YoY. However, operating income declined 13% YoY to $18.3M from $21.0M due to sharply higher G&A expenses ($25.9M vs $12.3M), total assets fell 8% QoQ to $829.8M from $902.2M, and life settlement policies at fair value dropped 16% QoQ to $392.8M. Operating cash flow swung to a strong $91.7M provided from $61.6M used YoY, supported by debt repayments of $77.9M and $14.5M in common stock repurchases.

• · Current portion of long-term debt at fair value reduced to $0 from $114.4M QoQ.
• · Treasury stock increased to $70.3M from $55.8M due to repurchases.
• · Stock-based compensation expense $6.3M in Q1 2026 vs $2.4M YoY.
• · Unrealized loss on policies at fair value $35.2M in Q1 2026 vs unrealized gain $27.0M YoY.
• · Interest expense $10.5M in Q1 2026, up from $9.6M YoY.
• · Series A convertible preferred stock $5.0M outstanding, with $93,750 dividend paid.

11-05-2026

Priority Technology Holdings, Inc. (PRTH) reported first quarter 2026 revenue of $249.6 million, up 11.1% YoY from $224.6 million, with 9.1% organic growth, and gross profit of $93.5 million, up 13.2% from $82.6 million. Operating income increased modestly 2.3% to $33.4 million from $32.6 million, while net income rose 18.0% to $9.8 million from $8.3 million and Adjusted EBITDA grew to $58.1 million from $51.3 million. The company affirmed its full-year 2026 guidance of revenue between $1.01 billion and $1.04 billion.

• · Diluted EPS of $0.12, up 20% YoY from $0.10; Adjusted Diluted EPS of $0.28, up 27.3% from $0.22.
• · FY 2026 Adjusted gross profit guidance: $405M to $425M; Adjusted EBITDA guidance: $230M to $245M.
• · Cash and cash equivalents increased to $92.2M as of March 31, 2026 from $77.2M at December 31, 2025.
• · Conference call held on May 11, 2026 at 10:00 a.m. EDT.

11-05-2026

AMERICAN BATTERY TECHNOLOGY Co reported robust revenue growth of 697% YoY to $7,811,229 for the three months ended March 31, 2026, with gross margin turning positive at $737,749 versus a $2,689,960 loss prior year, and cash balance surging to $37,685,027 from $7,474,304 as of June 30, 2025. However, net loss widened significantly to $33,836,197 in Q3 (from $11,495,947) and $53,416,735 for nine months (from $36,591,022), driven by soaring G&A expenses of $29,841,644 in Q3 largely from $33,143,776 stock-based compensation over nine months. Total assets expanded 41% to $119,428,228, supported by $55,353,778 in financing inflows, though operating cash use remained high at $19,616,904 for nine months.

• · Property and equipment, net increased to $55,231,160 from $45,469,853.
• · Restricted cash decreased to $800,000 from $5,000,000.
• · Shares outstanding grew to 132,271,860 from 97,398,519, reflecting issuances via ATM offerings, warrant exercises, and vesting.
• · Gross margin for nine months remained negative at $(4,378,270) but improved from $(8,003,944) prior year.

11-05-2026

Serve Robotics Inc. filed an S-3 shelf registration statement on May 11, 2026, to offer and sell up to $300,000,000 of common stock, preferred stock, debt securities, warrants, rights, and/or units from time to time. This includes a prospectus supplement for up to $150,000,000 of common stock under a Sales Agreement with agents Evercore Group L.L.C., Guggenheim Securities, LLC, Oppenheimer & Co. Inc., Northland Securities, Inc., and Wedbush Securities Inc., while carrying forward approximately $108.8 million of unsold securities from a prior S-3 (File No. 333-285614). The company's common stock traded at $9.14 per share on May 5, 2026, on Nasdaq under 'SERV'.

• · Prior S-3 (File No. 333-285614) filed March 6, 2025, effective March 14, 2025.
• · Company is an emerging growth company and smaller reporting company.
• · Principal executive offices: 730 Broadway, Redwood City, CA 94063; Phone: (818) 860-1352.

11-05-2026

Knights of Columbus Asset Advisors LLC filed its 13F-HR on May 11, 2026, disclosing total holdings of $1,770,266,447 across 397 positions as of March 31, 2026. Top holdings include Apple Inc. ($89,101,862 for 351,085 shares), Alphabet Inc. Cap Stk Cl A ($39,665,798 for 137,939 shares), Exxon Mobil Corp ($37,813,142 for 222,876 shares), Alphabet Inc. Cap Stk Cl C ($33,858,707 for 118,032 shares), and Broadcom Inc. ($33,465,937 for 108,126 shares). All positions are reported with sole voting authority and no other managers.

• · Filing conformed period end: 03-31-2026
• · Filed as of date: 2026-05-11
• · Business address: 1 Columbus Plaza, New Haven, CT 06510
• · Phone: 203-752-4093

11-05-2026

OGOREK ANTHONY JOSEPH /NY/ /ADV filed a 13F-HR on May 11, 2026, disclosing $349.68 million in holdings across 691 positions as of March 31, 2026, all with sole investment discretion. Top holdings include FT CBOE Vest US Equity Deep Buffer July ETF (DJUL) at $32.02M, Calvert US Large-Cp Cor Rspnb ETF (CVLC) at $15.77M, FT Vest International Equity Buffer (YSEP) at $13.27M, Eli Lilly (LLY) at $9.50M, and FT CBOE Vest US Equity Deep Buffer November ETF (DNOV) at $8.11M. The portfolio is highly diversified with no reported changes from prior quarter in this filing.

• · Report period end date: March 31, 2026
• · All positions reported with sole shared investment discretion and sole voting authority
• · Portfolio includes significant allocations to defined-outcome buffer ETFs

11-05-2026

Clarendon Private LLC filed a 13F-HR report disclosing 119 equity positions with a total market value of $130,188,643 as of March 31, 2026. Top holdings include NVIDIA Corporation ($11,453,870 for 65,676 shares), iShares MSCI ACWI ex US ETF ($6,827,494 for 99,715 shares), Apple Inc. ($5,939,232 for 23,402 shares), Microsoft Corp. ($4,724,260 for 12,762 shares), and Amazon.com Inc. ($4,465,934 for 21,443 shares). All positions are held with sole voting authority and no shared or other voting authority reported.

• · Portfolio heavily weighted towards technology stocks including NVIDIA (largest position), Apple, Microsoft, and Amazon.
• · Significant ETF exposure including iShares MSCI ACWI ex US ETF (99,715 shares) and SPDR S&P 500 ETF (7,071 shares).
• · All holdings reported as SH SOLE with zero shared or other voting authority.

11-05-2026

Foundations Investment Advisors, LLC filed its 13F-HR on May 11, 2026, disclosing institutional equity holdings as of March 31, 2026, across hundreds of positions primarily in U.S. stocks and ETFs. Notable large positions include Apple Inc. (multiple tranches totaling over $160B in reported market value), Alphabet Inc., Amazon.com Inc., various BlackRock iShares ETFs (e.g., US Equity, International, AI Innovation), and ARK Next Generation Internet ETF. No prior period data or changes are provided in the filing, presenting a neutral snapshot of the portfolio without performance metrics.

• · Filer CIK: 0001743404, SEC file number: 028-18893
• · Business address: 4050 E. Cotton Center Blvd., Suite 40, Phoenix, AZ 85040
• · Report includes sole, other manager (OTR), and call/put holdings across voting authority categories
• · Additional advisors referenced: BlackRock Inc., Oxford Wealth Group LLC, Milestone Asset Management LLC

11-05-2026

COFG Advisors, LLC filed its 13F-HR on May 11, 2026, disclosing 241 sole discretionary equity holdings totaling $404,413,242 as of March 31, 2026. Top holdings include Innovator ETFs (e.g., NASDAQ 100 MANA ETF at $25,892,715), Apple Inc. ($20,177,424), and NVIDIA Corporation ($8,766,613), with significant allocations to buffer ETFs, tech stocks, and fixed income ETFs. No changes, shared discretion, or other voting authority reported.

• · Filing covers period ending March 31, 2026
• · All positions reported as sole discretionary (SH SOLE)
• · No other investment managers listed
• · Business address: 903 Commerce Drive, Suite 300, Oak Brook, IL 60523

11-05-2026

Mountain Capital Investment Advisors Inc. filed its 13F-HR report disclosing $673,906,768 in total portfolio value across 88 equity positions as of March 31, 2026, all held with sole voting power. Top holdings include Schwab Strategic TR Fundamental Intl Large Company Index ETF at $148,237,051, Vanguard Index FDS Growth ETF at $131,005,249, and Vanguard Index FDS Value ETF at $126,912,070. The filing was submitted on May 11, 2026, by Jeremy Sanchez, Chief Compliance Officer.

• · Filing period end date: March 31, 2026
• · Filed as of date: May 11, 2026
• · Business address: 12235 Pecos St, Suite 100, Westminster, CO 80234
• · Phone: (720) 500-0050

11-05-2026

Mattson Financial Services, LLC filed its 13F-HR on May 11, 2026, disclosing 232 equity positions held solely as of March 31, 2026, with a total market value of $418,778,680. Top holdings include NVIDIA Corporation at $12,048,512, Microsoft Corp at $10,578,644, Amazon.com Inc at $11,802,036, Alphabet Inc (Class C) at $10,360,860, and Broadcom Inc at $5,219,267. No changes from prior periods or performance metrics are detailed in the filing.

• · All 232 positions held with sole voting and investment discretion.
• · Filer CIK: 0002034595, based in Kentwood, MI.
• · No other investment authority categories (shared, none) reported.

11-05-2026

Harvey Capital Management Inc. filed its 13F-HR report on May 11, 2026, for the quarter ended March 31, 2026, disclosing a portfolio of 88 equity positions with a total market value of $438790948. Key holdings include NVIDIA Corp valued at $70121008 (402070 shares), Microsoft Corp at $17134059 (46287 shares), and Alphabet Inc (Class C at $37081818 with 129268 shares, Class A at $15078784 with 52437 shares), all with sole voting power. No period-over-period changes are provided in the filing.

• · Filing filed as confirming copy for period 03/31/2026
• · All listed holdings report sole voting and dispositive power (SH SOLE)
• · Address: 400 Royal Palm Way, Suite 400, Palm Beach, FL 33480

11-05-2026

Meridian Wealth Advisors, LLC filed its 13F-HR report on May 11, 2026, disclosing equity holdings as of March 31, 2026, with a total market value of $756,365,649 across 202 positions, all managed with sole discretionary authority. The portfolio is diversified with significant allocations to ETFs like iShares Core S&P 500 ETF ($79.8M) and iShares Gold Trust ($51.6M), as well as individual stocks including Exxon Mobil Corp ($54.7M), Apple Inc ($23.7M), and Microsoft Corp ($21.1M). No changes from prior periods are detailed in this filing.

• · All 202 positions held with sole voting power and sole investment discretion (SH SOLE)
• · Filer address: 3600 N. Capital of Texas Highway, Building B, Suite 150, Austin, TX 78746
• · Phone: (512) 717-5580
• · EIN: 810872715
• · State of incorporation: TX