Dow Jones 30 Stocks SEC Filings — May 12, 2026

12-05-2026

Global Net Lease, Inc. (GNL) announced the acquisition of Modiv Industrial, Inc. (MDV) in an all-stock transaction with an enterprise value of $535 million, expected to be immediately 4% accretive to AFFO per share, generate $6 million in annual synergies, and remain leverage neutral with no new external capital required. The deal adds MDV's high-quality industrial net lease portfolio of 40 properties across 14 states, 4.2 million square feet at 98% occupancy, 15.0-year WALT, 2.4% average annual rent escalations, and 45% investment-grade tenants, extending GNL's pro forma WALT to 6.7 years from 5.9 years while boosting industrial exposure. However, pro forma investment-grade tenant exposure slightly declines to 63% from GNL's current 64%, and average annual rent increase rises modestly to 1.6% from 1.5%.

• · Exchange ratio: 1.975 GNL shares or OP Units per MDV share/OP Unit, implying $18.82 per MDV share based on GNL May 1, 2026 closing price
• · Post-closing ownership: ~89% GNL stockholders, ~11% Modiv stockholders
• · Expected transaction close: Q3'26, subject to Modiv stockholder approval (no GNL approval required)
• · Modiv top tenant ABR: 14.3% (Industrial/Infrastructure, Implied Ba1), 10.8% (Retail/Automotive Dealership, Implied Baa2), 7.0% (Government, Aa2)
• · >90% of Modiv portfolio ABR expires after 2030
• · Transaction uses GNL Revolving Credit Facility and cash on hand to repay MDV debt and preferred stock

12-05-2026

Optex Systems Holdings reported fiscal Q2 2026 revenue of $9.6 million, down 10.3% YoY from $10.7 million, with six-month revenue nearly flat at $18.8 million versus $18.9 million prior year, impacted by federal government shutdown delays. Gross margins improved to 35.2% from 31.3% due to completion of loss-making contracts and efficiencies, though net income fell to $1.3 million from $1.8 million and adjusted EBITDA declined to $2.0 million from $2.4 million. The company expects FY2026 revenue of $43-45 million, up from $41.3 million in FY2025, and adjusted EBITDA of $7.5-8.5 million versus $8.0 million prior year, with new orders up 3.8% YoY to $16.3 million in the first half.

• · Cash and cash equivalents increased to $4,164 thousand from $6,389 thousand as of Sep 28, 2025.
• · Total assets stood at $30,860 thousand as of Mar 29, 2026, up from $30,056 thousand as of Sep 28, 2025.
• · No outstanding debt under revolving credit facility.
• · Operating expenses increased due to leadership transition costs, stock compensation, R&D spending.
• · FY2025 revenue was $41.3 million; FY2025 adjusted EBITDA was $8.0 million.

12-05-2026

Virginia Estate & Retirement Planning Advisors Inc. disclosed a portfolio of 159 equity positions totaling $57164773 as of March 31, 2026, in its 13F-HR filing submitted on May 12, 2026. The holdings are dominated by fixed income ETFs, including iShares U.S. Treasury Bond ETF at $34446456 (342206 shares) and iShares 0-3 Month Treasury ETF at $14607741 (145120 shares), with additional exposure to tech giants like Apple Inc. ($1352707, 5336 shares) and Microsoft Corp. ($253196, 684 shares). All positions are held solely with no shared voting or investment discretion reported.

• · Filing CIK: 0002115327
• · Filer address: 4870 Sadler Road, Suite 300, Glen Allen, VA 23060
• · Report period end: 2026-03-31
• · All holdings designated as SOLE with 0 shared voting power and 0 shared investment discretion

12-05-2026

Bitterroot Capital Advisors LLC filed its 13F-HR report on May 12, 2026, disclosing 60 equity holdings as of March 31, 2026, with a total market value of $164.7 million heavily weighted toward ETFs including significant cash equivalents. The largest position is iShares 0-3 Month Treasury Bill ETF at $55.0 million (about 33% of portfolio), followed by iShares MSCI USA Quality Factor ETF ($26.8 million), iShares MSCI International Quality Factor ETF ($17.5 million), iShares Russell 1000 Value ETF ($15.5 million), and iShares Russell 1000 Growth ETF ($13.7 million). Individual stocks represent smaller allocations, such as Tesla Inc. ($3.0 million), MSCI Inc. ($2.0 million), and NVIDIA Corp. ($0.5 million).

• · All positions held with sole voting authority (SH SOLE)
• · Business address: 118 East Main Street, Bozeman, MT 59715
• · Phone: 406-556-8200
• · Incorporated in DE, EIN: 943319516
• · Smaller positions include Bitcoin-related ETFs (Fidelity Wise Origin Bitcoin ~$0.4M, iShares Bitcoin Trust ~$0.4M) and gold ETF (SPDR Gold Shares ~$0.4M)

12-05-2026

Marin Bay Wealth Advisors, LLC filed its 13F-HR report on May 12, 2026, for the quarter ended March 31, 2026, disclosing a portfolio of 127 equity positions with a total market value of $166,276,637, all held with sole voting and disposition power. The portfolio is heavily weighted toward broad market ETFs, with the largest holding being iShares S&P 100 ETF at $24,328,039, followed by Apple Inc. at $9,036,773 and iShares Core S&P 500 ETF at $9,308,493. Other notable positions include Chevron Corporation ($8,041,097), Invesco QQQ Trust ($7,764,402), and SPDR Gold Shares ($7,118,718), reflecting a diversified mix of large-cap stocks, technology, energy, and index funds.

• · All 127 positions held with sole voting power (0 shared voting power reported)
• · Firm address: 321 San Anselmo Ave, San Anselmo, CA 94960
• · Report filed as of May 12, 2026, covering period ending March 31, 2026

12-05-2026

For the quarter ended March 31, 2026, Nuveen Churchill Private Capital Income Fund's total assets grew 13% QoQ to $2,513,978 from $2,226,562, with net assets increasing 4% to $1,447,407, supported by $108M in share issuances but offset by $30,703 in distributions and $41,911 payable for repurchases. Investment income rose 19% YoY to $50,745 and net investment income increased 14% to $29,694; however, net realized and unrealized losses on investments widened to $(17,875) from $(10,213), driving a 25% YoY decline in net increase in net assets from operations to $11,819 versus $15,848. Secured borrowings expanded 25% QoQ to $984,302 amid $233,000 in new proceeds.

• · Net realized loss on investments of $(2,022) for the quarter versus gain of $212 YoY.
• · Net change in unrealized depreciation of $(15,853) versus $(10,425) YoY.
• · Cash flows from operating activities used $(247,843) versus $(100,865) YoY.
• · Weighted average Class I shares outstanding 57,166,472 versus 34,528,300 YoY.
• · Per share net investment income declined YoY across classes: Class I from $0.72 to $0.50.

12-05-2026

The Honest Company, Inc. announced a proposed settlement of multiple derivative lawsuits against certain current and former officers and directors, involving corporate governance reforms and agreement not to oppose a plaintiff's counsel fee award up to $1,195,000, without any admission of wrongdoing or liability. The settlement received preliminary court approval on May 1, 2026, but remains subject to final approval at a hearing scheduled for July 13, 2026. No other financial impacts or operational changes were disclosed.

• · Derivative actions: California Federal Action (Case No. 2:21-cv-09281-MCS-PLA), Delaware Action (Case No. 1:22-cv-01373-RGA), California State Action (Case No. 22STCP00015).
• · Stipulation entered into on March 12, 2026; filed with court on March 26, 2026.
• · Preliminary approval by California Central District Court on May 1, 2026.

12-05-2026

Venture Global reported Q1 2026 revenue of $4,599 million, up 59% YoY from $2,894 million, primarily driven by LNG revenue increasing 59% to $4,575 million. Net income attributable to common stockholders rose 23% to $488 million, with income from operations up 7% to $1,151 million. However, cost of sales more than doubled to $2,784 million, total operating expenses surged 90% to $3,448 million, and net cash from operating activities declined 32% to $763 million amid higher working capital changes.

• · Calcasieu Project: Operating; Plaquemines Project: Construction and Commissioning; CP2 Project: Construction; others in Development.
• · Basic EPS $0.20 in Q1 2026 vs $0.17 in Q1 2025.
• · Dividends declared on common stock $0.02 per share, totaling $45 million.
• · Net cash used by investing activities $2,998 million in Q1 2026 vs $3,470 million in Q1 2025.
• · Current restricted cash increased to $335 million from $195 million at Dec 31, 2025.

12-05-2026

Evermay Wealth Management LLC filed its quarterly 13F-HR on May 12, 2026, reporting 594 equity holdings totaling $902 million as of March 31, 2026. Top positions include Apple Inc. ($17.7 million), Dimensional ETF Trust International Core Equity Market ETF ($17.0 million), Burke Herbert Financial Services Corp. ($11.6 million), and Amazon.com Inc. ($10.7 million), reflecting a diversified portfolio across technology, financials, and ETFs. No period-over-period changes or performance metrics are disclosed in the filing.

• · All holdings reported with sole shared voting authority (SH SOLE).
• · Business address: 3901 Fairfax Drive, Suite 400, Arlington, VA 22203.
• · SEC file number: 028-07230; CIK: 0001066816.

12-05-2026

Schiavi & Co LLC filed a 13F-HR on May 12, 2026, disclosing 51 equity positions totaling $336,795,580 as of March 31, 2026, all held with sole voting and dispositive power. Largest holdings include PIMCO Equity Ser RAFI Dyn Multi at $123,453,023 (3,100,277 shares) and PIMCO Equity Ser RAFI Dyn Ml US at $76,096,941 (1,302,965 shares). Other significant positions feature J P Morgan Exchange Traded F JPMorgan Ltd Dur at $46,742,426 (895,620 shares) and Vanguard Bd Index Fds Intermed Term at $26,838,077 (347,734 shares).

• · Filing covers period ending 03-31-2026
• · All 51 positions reported as SH SOLE with 0 shared voting/dispositive power
• · Filer CIK: 0001840014, based in Wilmington, DE

12-05-2026

WFM ASIA (BVI) Ltd, formerly Ward Ferry Management (BVI) Ltd, filed a 13F-HR holdings report as of March 31, 2026, disclosing sole voting power over shares in six companies totaling approximately $632 million in market value. Key holdings include Grab Holdings Limited (43,153,792 shares valued at $157.9 million) and Sea Ltd (1,691,942 shares valued at $140.1 million). No prior period comparisons are available in the filing.

• · Filing conformed period end: March 31, 2026
• · Filed on: May 12, 2026
• · All holdings reported with sole voting power (SH SOLE)

12-05-2026

Victoria’s Secret & Co. filed definitive additional proxy materials (DEFA14A) on May 12, 2026, to correct inadvertent errors in the table of securities transactions by participants in the Proxy Supplement for its 2026 Annual Meeting of Stockholders. The corrected table discloses purchases and sales of company shares by directors and executives from May 1, 2024, through May 11, 2026, including routine acquisitions around June 18, 2025 (e.g., 7,440 shares by Irene Chang Britt) and mixed activity such as sales by Hillary Super (e.g., -23,294 shares on March 19, 2026). No other information in the Proxy Statement or Proxy Supplement is changed.

• · Transactions cover period May 1, 2024 through May 11, 2026.
• · Melinda McAfee note: Reported acquired securities represent shares issued in settlement of performance share units granted on March 16, 2023.
• · Printed Proxy Supplement with corrected table to be distributed to certain stockholders.

12-05-2026

S&P Global Inc. announced that its Mobility division ('Mobility Global') will host an Investor Day on May 12, 2026, in connection with the planned separation of Mobility Global into an independent public company, Mobility Global Inc. A copy of the investor presentation is furnished as Exhibit 99.1. The disclosure is made under Item 7.01 Regulation FD and is not deemed filed.

• · Filing Date: May 12, 2026
• · Date of Earliest Event Reported: May 12, 2026
• · Investor Day hosted by Mobility Global: May 12, 2026

12-05-2026

eBay Inc. rejected GameStop Corp.'s unsolicited, non-binding acquisition proposal dated May 3, 2026, which included a highly confident letter from TD Securities stating confidence in raising up to $20.0 billion in debt financing. eBay's Board determined the proposal neither credible nor attractive, citing strong standalone prospects, including nearly $80 billion in gross merchandise volume enabled in 2025, and potential risks from leverage and integration. The Board expressed confidence in eBay's strategy and management to deliver long-term shareholder value independently.

• · TD Securities highly confident letter dated May 1, 2026
• · GameStop acquisition proposal dated May 3, 2026
• · eBay Board response letter and press release dated May 12, 2026

12-05-2026

Valliance Asset Management Ltd filed a 13F-HR report as of March 31, 2026, disclosing institutional holdings totaling $121912507 with 8 positions focused on semiconductor and technology-related securities. Key holdings include 171100 shares of Nebius Group N.V. Class A (valued at $17753336) and 130200 shares of Tower Semiconductor Ltd (valued at $22847496). No period-over-period changes are detailed in this filing.

• · Filing submitted on May 12, 2026, for period ending March 31, 2026
• · All positions reported as sole voting authority with no shared or other authority
• · Business address: 16/F, 8 Queen's Road, Central, K3, Hong Kong

12-05-2026

Apeiron Acquisition Vehicle I, a Cayman Islands blank check company (SPAC), filed Amendment No. 2 to its Form S-1 registration statement on May 11, 2026 (effective filing date May 12), solely to include an updated consent from auditor Withum Smith+Brown, PC (Exhibit 23.1). The IPO proposes up to 8,050,000 units (if underwriters' over-allotment exercised in full), with Apeiron Sponsor I and BBG committing to 246,350 private placement units at $10.00 each for $2,463,500 total. Estimated non-underwriting offering expenses total $743,500, including $300,000 in legal fees.

• · Sponsor originally received 2,683,333 founder shares for $25,000 on August 8, 2025; surrendered 1,341,667 on September 11, 2025; added one share for $0.001 on January 27, 2026; converted 300,000 Class B to Class A on March 3, 2026.
• · BBG received 1,341,666 founder shares for $12,500 on September 11, 2025; converted 300,000 Class B to Class A on March 3, 2026.
• · Previous name: American Dream Acquisition Co I Ltd (changed September 11, 2025).
• · SEC file number: 333-293174; EIN: 98-1903018.

12-05-2026

Riggs Asset Managment Co. Inc. filed its 13F-HR on May 12, 2026, reporting holdings in 127 equity positions with sole voting power as of March 31, 2026. The portfolio features significant exposure to gold and mining ETFs (e.g., SPDR Gold Trust at $29.0M), technology stocks (e.g., NVIDIA at $15.3M), and uranium/energy names (e.g., Uranium Energy Corp), but no prior period data is provided for comparison and no buys/sells are indicated. Total market value across positions exceeds $200M based on listed values, reflecting a diversified but concentrated strategy in commodities, tech, and energy sectors.

• · Report period end: March 31, 2026
• · Filing date: May 12, 2026
• · All positions held with sole voting power; no shared or other manager power reported
• · Filer CIK: 0001601348; SEC file number: 028-16103

12-05-2026

WIM Investment Management Ltd, based in Hong Kong, filed its 13F-HR on May 12, 2026, disclosing equity holdings as of March 31, 2026, with a total portfolio value of $337,333,664 across 20 positions held solely. Top holdings include Tesla Inc ($90,420,753 for 243,230 shares), Cloudflare Inc ($46,993,729 for 227,749 shares), and Meta Platforms Inc ($44,843,549 for 78,380 shares). Other positions feature fintech and tech names like Coinbase Global ($18,197,156 for 104,216 shares), Uber Technologies ($19,686,378 for 273,688 shares), and smaller stakes in IonQ, ASP Isotopes, and SPDR Gold Shares.

• · All positions held with sole voting authority.
• · Report filed as of May 12, 2026, for period ending March 31, 2026.

12-05-2026

Warwick Investment Management, Inc. filed its 13F-HR report disclosing 138 equity positions with a total market value of $690,052,282 as of March 31, 2026. The portfolio is diversified across ETFs from Vanguard, Dimensional ETF Trust, Schwab Strategic Trust, and iShares, focusing on broad market, international equity, small-cap, value, and fixed income exposure. Notable individual stock holdings include Microsoft, Apple, NVIDIA, Amazon.com, and Berkshire Hathaway.

• · Filing date: May 12, 2026
• · Report period end: March 31, 2026
• · Business address: 4444 Carter Creek Parkway, Suite 109, Bryan, TX 77802
• · SEC file number: 028-22585

12-05-2026

National Pension Service filed its 13F-HR on May 12, 2026, disclosing $131679039771 in equity holdings as of March 31, 2026, across 562 positions with sole voting power. Top holdings include Apple Inc ($7872490171, 31019702 shares), Amazon.com Inc ($4257522819, 20442324 shares), Alphabet Inc Class A ($3678863490, 12793377 shares), Alphabet Inc Class C ($3044391250, 10612812 shares), and Broadcom Inc ($2904041334, 9382706 shares). The filing provides a snapshot of the portfolio with no period-over-period changes indicated.

• · Filing period end date: March 31, 2026
• · All positions reported with sole voting and sole investment discretion (SH SOLE)

12-05-2026

Athena Investment Management, an institutional investment manager, filed its 13F-HR on May 12, 2026, disclosing 153 equity holdings totaling $192791787 as of March 31, 2026. Top holdings by market value include Schwab U.S. Large-Cap ETF at $33506916 (1,306,822 shares), Schwab International Equity ETF at $9271573 (374,609 shares), and Microsoft Corp at $5154247 (13,924 shares). The portfolio features heavy allocations to ETFs and large-cap stocks like Apple Inc ($4317808, 17,013 shares) with no prior period data available for comparison.

• · Holdings consist entirely of sole discretionary voting authority (SH SOLE) with no shared or other voting power indicated.
• · Portfolio heavily weighted towards ETFs (e.g., various Schwab and iShares/Vanguard products) and S&P 500 constituents.

12-05-2026

Sapphire Ventures, L.L.C. filed a 13F-HR report on May 12, 2026, for the quarter ended March 31, 2026, disclosing sole holdings in four companies totaling approximately $99.4 million in market value. Holdings include Braze Inc Class A (1,665,798 shares valued at $39,329,491), Kaltura Inc (7,980,295 shares valued at $9,735,960), Netskope Inc Class A (5,672,579 shares valued at $48,160,196), and UiPath Inc Class A (200,000 shares valued at $2,220,000). No changes, additions, or reductions in holdings are detailed in the filing.

• · Filing CIK: 0001697665
• · Report period end: March 31, 2026
• · Business address: 801 W. 5th Street Ste 100, Austin, TX 78703

12-05-2026

Alphinity Investment Management Pty Ltd filed its 13F-HR report on May 12, 2026, disclosing equity holdings as of March 31, 2026, with a total market value of $5680704850 across 58 positions. The portfolio is concentrated in large-cap technology and industrials, with top sole holdings including NVIDIA Corporation at $450984797, Microsoft Corp at $344454660, Coca Cola Co at $304155283, CRH PLC at $266767439, and Alphabet Inc at $196994991. No period-over-period changes are detailed in this snapshot filing.

• · SEC file number: 028-18430
• · Central Index Key: 0001731012
• · Date as of change: 20260511
• · Effectiveness date: 20260512
• · Business address: Level 2, 5 Martin Place, Sydney C3 2000

12-05-2026

Insight Advisors, LLC/PA filed its 13F-HR on May 12, 2026, disclosing $525.47 billion in total portfolio value as of March 31, 2026, across 243 positions, all held with sole discretionary power. Top holdings include SPDR S&P 500 ETF TR ($21.94B), NVIDIA Corporation ($21.53B), and Apple Inc ($19.35B). The portfolio features significant allocations to technology stocks and various ETFs with no reported changes or performance metrics.

• · Period end date: March 31, 2026
• · All 243 positions reported as SH SOLE with no shared voting or investment discretion
• · Business address: 10 N State Street, Newtown, PA 18940

12-05-2026

Cygnus Capital Advisors, LLC filed its 13F-HR on May 12, 2026, disclosing total holdings of $137 million across 164 positions as of December 31, 2025, all with sole discretionary authority. The portfolio is heavily concentrated in Husqvarna AB ($45.3 million in primary position plus $1.3 million additional), Target Corp ($5.7 million), SMA Solar Technology AG ($4.0 million), and Pfizer Inc ($3.5 million). No prior period comparisons or performance changes were provided in the filing.

• · All positions reported as SOLE (sole discretionary authority), with 0 shared or other.
• · Additional Husqvarna AB position valued at $1.3 million (1,339 * $1,000).
• · Portfolio includes multiple entries for same CUSIPs such as Seritage Growth Properties (total ~$2.4M), WW International Inc (total ~$3.1M).

12-05-2026

VenHub Global reported a sharply declining revenue of $67,836 for Q1 2026, down 86% YoY from $500,000, with gross profit falling 98% to $3,689, though operating expenses decreased 52% to $4.5M, narrowing the operating loss. However, massive non-cash interest expense of $11.2M led to a widened net loss of $16.6M versus $9.3M YoY. Balance sheet strengthened significantly with cash surging 6,375% QoQ to $5.8M and stockholders' equity turning positive at $3.3M from a $10.3M deficit, fueled by $13.3M in financing inflows from warrants and stock issuances.

• · Common shares issued increased by 10,033,501 during Q1 2026, including 7,700,000 from warrant issuance and 2,000,000 for note extension.
• · Convertible debt at fair value reduced to $0 from $4,576,949 QoQ.
• · Related party loan payable increased to $2,100,000 from $1,000,000 QoQ.
• · Net cash used in operating activities worsened to $7.5M from $1.4M YoY.

12-05-2026

Westpac Banking Corp filed its 13F-HR on May 12, 2026, disclosing institutional equity holdings as of March 31, 2026, managed by subsidiaries BT Funds Management (NZ) Ltd (CIK 0001738899) and Westpac Financial Services Ltd (CIK 0001793870). The portfolio features diversified long-only positions in US-listed stocks across sectors including technology (e.g., Microsoft, Amazon, Apple), healthcare, and financials, with individual position values ranging up to approximately $8.8M. No options, short positions, or other derivatives are reported, and no period-over-period changes are detailed in the filing.

• · All positions reported as 'SH DFND 4' (defined shares only)
• · No put or call options held (all values 0)
• · Filer CIK: 0000719245
• · Report period end: 2026-03-31

12-05-2026

Millennium Capital Advisors, LLC reported total equity holdings of $162465905 across 133 positions as of March 31, 2026, in its quarterly 13F-HR filing. Top holdings by value include Apple Inc COM (23515083 value, 92658 shares), NVIDIA CORPORATION COM (11863280 value, 68024 shares), and Walmart Inc COM (9284372 value, 74706 shares), with sole discretionary voting authority on all positions. No period-over-period changes or performance metrics are disclosed in the filing.

• · Filing submitted on May 12, 2026, for period ending March 31, 2026
• · All positions held with sole shared investment discretion (SH SOLE) and no other managers reported
• · Significant regional focus with holdings in local firms like Bank OZK, Home BancShares Inc, Simmons First Natl Corp

12-05-2026

Investidor Profissional Gestao de Recursos Ltda., a Rio de Janeiro-based investment manager, filed its 13F-HR on May 12, 2026, disclosing 27 equity positions as of March 31, 2026. The portfolio emphasizes U.S. technology and growth stocks with long holdings in Mastercard ($18.4M), Meta Platforms ($17.3M), Microsoft ($15.4M), Booking Holdings ($15.4M), and Visa ($14.5M), but features substantial short exposure through put options on Invesco QQQ Trust ($83.3M) and SPDR S&P 500 ETF Trust ($62.4M). No prior period data is provided for comparison.

• · Report period end date: March 31, 2026
• · Date as of change: May 11, 2026
• · Firm address: Rua Dias Ferreira 190, Sala 702, Rio de Janeiro, D5 22431-050

12-05-2026

BankUnited, Inc. amended and restated its letter agreement with CFO James Mackey on May 11, 2026, converting his prior change-in-control retention bonus to a double-trigger severance benefit. Under the new terms, if terminated without cause or for good reason within two years post-change in control, Mr. Mackey is entitled to a lump sum equal to two times his annual base salary, subject to a release of claims. The amendment supersedes the prior agreement dated July 22, 2025.

• · Amendment approved by Compensation Committee of the Board.
• · Effective two-year window post-change in control.
• · Filed as Exhibit 10.1.

12-05-2026

Chase Investment Counsel Corp, an institutional investment manager, filed its 13F-HR report disclosing 149 equity positions with a total market value of $380,884,000 as of March 31, 2026. Top holdings include NVIDIA Corporation (91,160 shares valued at $15,898,000), Vertiv Holdings Co (53,910 shares valued at $13,508,000), and TechnipFMC PLC (189,369 shares valued at $13,091,000). The report was signed by Jennifer King, CEO & CCO, with no prior period comparisons provided in the filing.

• · Filing submitted on May 12, 2026, for period ending March 31, 2026
• · Business address: 350 Old Ivy Way, Suite 100, Charlottesville, VA 22903-4897
• · Contact phone: 434-293-9104
• · All positions reported as sole discretionary voting authority

12-05-2026

Verde Clean Fuels, Inc. reported an improved net loss of $2,393 thousand for the three months ended March 31, 2026, compared to $2,704 thousand in the prior year period, driven by lower general and administrative expenses of $2,673 thousand (down 10.8% YoY) and slightly reduced R&D expenses. However, the company continued to incur operating losses and used $2,617 thousand in cash from operations (improved from $3,702 thousand YoY), resulting in a net cash decrease of $2,934 thousand and ending cash of $54,381 thousand. Stockholders' equity declined slightly to $56,338 thousand from $58,135 thousand at December 31, 2025.

• · Loss per share of Class A common stock improved to $(0.05) from $(0.08) YoY.
• · Net cash used in investing activities increased to $317 thousand from $12 thousand YoY due to higher additions to property, plant and equipment.
• · No cash flows from financing activities in Q1 2026, compared to $49,950 thousand provided in Q1 2025 from issuance to Cottonmouth.

12-05-2026

Cascade Wealth Advisors, Inc. disclosed total holdings valued at $227741068 across 60 positions in its 13F-HR filing for the quarter ended March 31, 2026, with all positions held on a sole discretionary basis and no shared or other managed accounts. The portfolio consists primarily of ETFs from Vanguard, iShares, Dimensional, and NEOS, alongside individual stocks such as Apple Inc. (2838 shares valued at 832477), Microsoft Corp. (7858 shares valued at 3261841), and Nvidia Corporation (3949 shares valued at 849928). No period-over-period changes or performance metrics are provided in the filing.

• · All 60 positions are held solely with 0 shared holdings.
• · Report period end date: 03/31/2026; Filed as of: 05/12/2026; Date as of change: 05/11/2026.
• · Company based in Wenatchee, WA (Business: 135 S Worthen St, Suite 300; Mail: PO Box 3281).

12-05-2026

At a special stockholder meeting on May 7, 2026, Volato Group, Inc. shareholders overwhelmingly approved all six proposals, including the merger with M2i Global (Merger Proposal: 13,053,706 FOR vs. 158,282 AGAINST), stock issuance for the merger (12,968,426 FOR vs. 227,255 AGAINST), election of seven directors, name change to M2i Global, Inc., the 2026 Stock Incentive Plan (12,829,822 FOR vs. 364,186 AGAINST), and authorization for a reverse stock split. Opposition was minimal across proposals, with no significant declines or flat votes noted, and broker non-votes at 1,919,968 for most proposals. The merger is expected to close subject to customary conditions.

• · Proxy statement filed April 13, 2026
• · Registration Statement on Form S-4 (File No. 333-292132) effective April 10, 2026
• · Merger Agreement filed July 29, 2025
• · Proposal 3 director votes: Matt Liotta (12,963,796 FOR, 9,012 AGAINST); others had 0 AGAINST
• · Proposals 4 and 6 had 0 broker non-votes

12-05-2026

Intel Corp filed Form 13F-HR on May 12, 2026, disclosing institutional equity holdings as of March 31, 2026, with a total portfolio value of $470012761000. Key holdings include two positions in Joby Aviation Inc. Common stock valued at $10637988000 and $20132874000, and Mobileye Global Inc. Class A with 50000000 shares valued at $343500000000. The filing lists three managing entities with no period-over-period comparisons provided.

• · Three investment managers disclosed
• · CUSIP for Joby Aviation Inc.: G65163100
• · CUSIP for Mobileye Global Inc. Class A: 60741F104

12-05-2026

Bain Capital Specialty Finance, Inc. (BCSF) reported Q1 2026 net investment income of $27.4 million ($0.42 per share), down from $29.7 million ($0.46 per share) in Q4 2025, sufficient to cover the declared Q2 2026 dividend of $0.42 per share; however, net income fell sharply to $0.05 per share from $0.43 due to $24.0 million in net realized and unrealized losses. Net asset value per share declined to $16.86 from $17.23, while the investment portfolio fair value decreased to $2,470.8 million from $2,508.4 million, though non-accruals improved slightly to 1.4% (cost) and 0.6% (fair value). The company issued $350.0 million in 5.950% unsecured notes due 2031 and maintained a net debt-to-equity of 1.28x.

• · 92.6% of debt investments at fair value were floating rate as of Mar 31 2026.
• · Weighted average interest rate on debt outstanding was 4.6% for Q1 2026, flat QoQ.
• · Undrawn investment commitments totaled $442.6 million as of Mar 31 2026.

12-05-2026

Sound Financial Bancorp reported net income of $1,576 thousand for the three months ended March 31, 2026, up 35% YoY from $1,167 thousand, with net interest income increasing 12% to $9,047 thousand amid higher loan interest income. However, noninterest income fell 17% to $910 thousand due to lower service charges, BOLI earnings, and mortgage servicing income, while provision for credit losses flipped to an expense of $123 thousand from a $203 thousand release. Total assets grew 1.8% QoQ to $1,112,051 thousand as of March 31, 2026, driven by 1.8% loan portfolio growth and 2.1% deposit increase.

• · Earnings per share (basic and diluted): $0.61 for Q1 2026 vs. $0.45 for Q1 2025
• · Cash dividends paid: $0.21 per share in Q1 2026 (total $541 thousand) vs. $0.19 per share in Q1 2025 (total $487 thousand)
• · Net cash used in investing activities: $21,062 thousand in Q1 2026 vs. provided $13,919 thousand in Q1 2025, primarily due to $16,019 thousand net increase in loans
• · Allowance for credit losses on loans: $8,635 thousand as of March 31, 2026 (up from $8,605 thousand at Dec 31, 2025)

12-05-2026

Catalyst Financial Partners LLC filed its 13F-HR on May 12, 2026, disclosing $846,871,203 in total portfolio value as of March 31, 2026, across 370 holdings, primarily sole discretionary positions. Top holdings include iShares Core MSCI EAFE ETF at $73,003,231 (806,398 shares), Apple Inc. at $31,178,268 (122,851 shares), and Microsoft Corp. at $18,839,454 (50,894 shares). The portfolio features a diversified mix of large-cap stocks, ETFs, and sectors with no period-over-period changes reported in this filing.

• · All positions reported with sole voting and dispositive power (SH SOLE).
• · Business address: One Marina Park Drive, 16th Floor, Boston, MA 02210.
• · Phone: 617-239-8101.
• · SEC file number: 028-22739.
• · Conformed period of report: 03-31-2026.

12-05-2026

Great Lakes Advisors, LLC filed its 13F-HR on May 12, 2026, disclosing holdings across 1,698 positions totaling $12,062,729,115 as of March 31, 2026. The portfolio features significant positions in large-cap names including Apple Inc. (value $93,193,711), Alphabet Inc. (multiple classes exceeding $27M each), Amazon.com Inc. (value $220,622,702), and Bank of America Corp. (value $154,273,283). No prior period comparisons or performance metrics are provided in the filing.

• · Filing date: May 12, 2026
• · Report period end: March 31, 2026
• · Central Index Key: 0001078013
• · SEC file number: 028-05229

12-05-2026

FirstCash Holdings, Inc. (FCFS) filed an 8-K on May 12, 2026, reporting an event on May 11, 2026, under Items 7.01 and 9.01, announcing the availability of its most recent investor presentation on its corporate website (investors.firstcash.com), furnished as Exhibit 99.1. The information is furnished and not deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934.

• · Securities registered: Common Stock, par value $0.01 per share (FCFS) on The Nasdaq Stock Market.
• · Principal executive offices: 1600 West 7th Street, Fort Worth, Texas 76102.

12-05-2026

Silver Rock Financial LP filed its 13F-HR on May 12, 2026, for the period ending March 31, 2026, disclosing a total portfolio market value of $49,653,407 across 22 positions, primarily warrants in small-cap companies and equities with larger stakes in Echostar Corp Note ($22,727,565), Comcast Corp New Cl A ($17,556,165 for 611,500 shares), Optimum Communications Inc Cl A ($3,640,000 for 2,800,000 shares), and Community Health Sys Inc New Com ($3,234,000 for 1,100,000 shares). All reported holdings carry sole voting power with no shared voting or investment discretion indicated. No period-over-period changes or performance metrics are provided in the filing.

• · All holdings reported with sole voting power (SH SOLE) and zero shared voting, sole investment discretion, or other manager power.
• · Filer CIK: 0001674784, SEC file number: 028-17808.
• · Business address: 12100 Wilshire Boulevard, Suite 1000, Los Angeles, CA 90025.

12-05-2026

Cooper Capital Advisors LLC reported total holdings of $142,918,434 across 35 positions as of March 31, 2026, in its 13F-HR filing. Top positions include FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED ($14,192,721, 420,276 shares), VANGUARD INDEX FDS VALUE ETF ($13,967,728, 71,191 shares), and INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF ($12,959,385, 54,538 shares), with other notable holdings in ALPHABET INC (Class C: $7,593,077), AMAZON COM INC ($6,006,715), and NVIDIA CORPORATION ($2,876,066). All positions are held solely with no shared discretion.

• · All 35 positions held as SH SOLE with 0 shared power to vote or dispose
• · Filing signed by Parker Johnson on 05/11/2026
• · Company address: 280 N Coast Hwy 101, Encinitas, CA 92024
• · Smallest notable position: INNOVIZ TECHNOLOGIES LTD ($6,325, 10,000 shares)

12-05-2026

VeraBank, N.A. filed its Form 13F-HR on May 12, 2026, disclosing institutional equity holdings as of March 31, 2026, with no total portfolio value reported but prominent positions in ETFs and blue-chip stocks. Top holdings include Dimensional ETF Trust ($39.6M sole), iShares TR ($32.5M sole), Dimensional ETF Trust International Equity ETF ($25.2M sole), Apple Inc. ($16.4M sole), and Microsoft Corp. ($13.4M sole), alongside other tech and diversified names like Alphabet Inc. ($9.8M sole Class A) and Amazon.com Inc. ($6.0M sole). The filing lists approximately 200 positions across sole and other-managed discretion, with no quarter-over-quarter changes explicitly detailed.

• · Business address: 201 West Main St, P O Box 820, Henderson, TX 75653
• · Phone: 903-657-8521
• · SEC File Number: 028-19112
• · Conformed Period of Report: 2026-03-31
• · Filing includes both sole discretion (SH SOLE) and other managed (SH OTR) holdings with associated voting authority details

12-05-2026

FirstWave Capital Management LLC filed its 13F-HR report on May 12, 2026, for the quarter ended March 31, 2026, disclosing 27 equity holdings all managed with sole voting authority. The largest position is in Transmedics Group Inc with a market value of $12,353,482 and 124,268 shares, followed by Nebius Group N.V. at $9,276,040 and 89,399 shares, and AppLovin Corp at $7,909,454 and 19,873 shares. No other performance metrics, changes, or comparisons to prior periods are provided in the filing.

• · Report period end date: March 31, 2026
• · Filing date: May 12, 2026
• · Date as of change: May 11, 2026
• · Total number of holdings: 27
• · All holdings reported with sole voting authority
• · Firm address: 80 SW 8th Street Suite 2100, Miami, FL 33130

12-05-2026

Alpha Financial Advisors, LLC filed Form 13F-HR on May 12, 2026, disclosing its equity holdings as of March 31, 2026, totaling $326,381,492 across 62 positions held with sole investment discretion. The portfolio features significant allocations to Dimensional ETF Trust products (e.g., US Core Equity Market ETF, International Core Equity), alongside ETFs from Vanguard, iShares, American Century, Capital Group, and select individual stocks including Apple, Microsoft, NVIDIA, Alphabet, Amazon, Eli Lilly, and Berkshire Hathaway. No prior period data is provided in the filing for comparison.

• · Report period end date: 03-31-2026
• · Filing date: 05-12-2026
• · Date as of change: 05-11-2026
• · State of incorporation: NC
• · Business address: 11325 N Community House Rd. Suite 410, Charlotte, NC 28277
• · All holdings reported as sole investment discretion with no other managers

12-05-2026

Mitsubishi UFJ Trust & Banking Corp filed its 13F-HR combination report on May 12, 2026, for the period ended March 31, 2026, disclosing holdings across numerous U.S. equities primarily managed through affiliated entities with sole voting authority. Largest positions include Apple Inc. ($1,655,180,058 market value, 6,521,849 shares), Amazon.com Inc. ($998,879,790, 4,796,081 shares), Alphabet Inc. Class A ($826,546,648, 2,874,345 shares), and Alphabet Inc. Class C ($643,862,433, 2,244,518 shares). No prior period data is provided in the filing for comparison.

• · Report includes holdings from multiple affiliated investment managers (e.g., Mitsubishi UFJ Asset Management Co., Ltd., First Sentier Investors entities).
• · All listed positions held with sole voting authority (SH SOLE).
• · Filer CIK: 0001462160; SEC file number: 028-13564.

12-05-2026

AIxCrypto Holdings, a pre-revenue company, reported Q1 2026 operating expenses of $4,333,721, up 59% YoY from $2,724,699, driven by higher G&A and new sales & marketing spend, though offset by a $1.3 million YoY decline in investor relations expenses and sharp R&D cut. Cash and equivalents dropped to $6,201,121 from $19,332,707 QoQ, with net cash decrease of $13,131,586; digital assets stood at $6,197,267 and prepaid Faraday Future investment at $10,000,000, expanded to $12.0 million post-quarter. Operational progress included EAI collaboration initiation, Agentir platform milestone, and RWA tokenization path definition.

• · 33,858 shares of Series B Convertible Preferred Stock converted into 15,074,610 shares of common stock in Q1 2026.
• · Unrealized non-cash mark-to-market loss on digital assets of $1,945,582 in Q1 2026.
• · Conference call held on May 11, 2026, at 4:30 PM Pacific Time.

12-05-2026

Boundless Plain Holdings Ltd filed a 13F-HR on May 12, 2026, disclosing its holdings as of March 31, 2026, with a total portfolio value of $303677385 across 22 positions. Top holdings include PDD Holdings Inc Sponsored ADS valued at $132297862 (1,294,753 shares) and Full Truck Alliance Co Ltd Sponsored ADS at $4192796 (510,383 shares). No prior period data is provided for comparison.

• · Holdings consist entirely of defined sole discretionary positions (SH DFND 1).
• · Filer CIK: 0002108192; SEC file number: 028-26135.
• · Report period end: March 31, 2026.