Dow Jones 30 Stocks SEC Filings — May 13, 2026

13-05-2026

Third Avenue Management LLC filed its 13F-HR on May 13, 2026, reporting portfolio holdings as of March 31, 2026, with a total market value of $616036133 across 53 positions, all held with sole investment discretion. Largest holdings include Tidewater Inc. ($76964673, 921181 shares), Valaris Ltd. ($49822555, 508186 shares), and Boise Cascade Company ($42629293, 562021 shares). Other significant positions are Harley-Davidson Inc. ($29575187, 1462670 shares) and Robert Half, Inc. ($22959187, 903905 shares).

• · All 53 holdings reported with sole voting and investment discretion (SH SOLE).
• · Additional notable holdings: Five Point Holdings LLC - CL A (3861162 shares, $18688024 value), Compass Inc. CL A (187469 shares, $1370398 value).

13-05-2026

Carnegie Mellon University filed its quarterly 13F-HR on May 13, 2026, for the period ended March 31, 2026, reporting total holdings value of $64,341,510 across six positions, all with sole voting power. The largest holdings are Invesco QQQ Trust Unit Ser 1 at $35,269,161 (61,106 shares) and Duolingo Inc Cl A Com at $29,059,816 (294,814 shares). Smaller positions include InnSuites Hospitality Tr Sh Ben Int ($10,101, 10,000 shares), Longevity Health Hldgs Inc Com (combined $1,313, 4,482 shares across two entries), and Axe Compute Inc Com ($1,119, 691 shares).

• · All reported holdings have sole voting power and no investment discretion or other manager shares.
• · Filer CIK: 0001039067, SEC File Number: 028-21801.
• · Business address: 5000 Forbes Avenue, Pittsburgh, PA 15213.

13-05-2026

Transmarket Holdings LP filed its 13F-HR on May 13, 2026, disclosing 39 equity holdings totaling $187226372000 as of March 31, 2026, with all positions held under sole voting authority. The portfolio is heavily weighted toward fixed income ETFs, including iShares 1-3 Year Treasury Bond ETF at $76364452000, iShares 7-10 Year Treasury Bond ETF at $18361988000, and iShares 20+ Year Treasury Bond ETF at $12719417000, alongside notable equity positions like GSK PLC at $12277402000 and BP PLC at $5686154000. No prior period comparisons are available in this filing.

• · All 39 holdings managed with sole discretionary authority and sole voting power.
• · Firm address: 550 W Jackson Blvd, Suite 1300, Chicago, IL 60661.
• · No shared voting authority or other managers reported.

13-05-2026

Petra Financial Advisors Inc. filed its 13F-HR on May 13, 2026, disclosing 117 equity securities holdings totaling $161604705 as of March 31, 2026, all with sole voting and disposition power. The portfolio is diversified across ETFs (e.g., J P Morgan Exchange Traded F US Qualty Fctr ETF at $12081743, SPDR Gold TR at $10475194) and individual stocks (e.g., SCHWAB STRATEGIC TR US LCAP VA ETF at $5872308). No prior period data is provided for comparison, resulting in a static snapshot of positions with no indicated growth, declines, or changes.

• · All 117 holdings reported with sole voting power (SH SOLE) and no shared power
• · Portfolio includes significant exposure to gold/miners ETFs, municipal bond funds, and energy/tech stocks
• · Filed under SEC file number 028-23175

13-05-2026

Avista Corp. (AVA) filed an 8-K on May 13, 2026, under Items 7.01 and 9.01, announcing the availability of a May 2026 investor presentation on its website at https://investor.avistacorp.com, furnished as Exhibit 99.1. The presentation is not considered 'filed' under securities laws and is not incorporated by reference into other filings. No specific financial metrics or performance data are disclosed in the filing itself.

• · Filing accessible at SEC with Commission File Number 001-03701 and IRS Employer Identification No. 91-0462470.
• · Principal executive offices at 1411 East Mission Avenue, Spokane, Washington 99202-2600.
• · Common Stock traded as AVA on The New York Stock Exchange.

13-05-2026

FORTRESS PRIVATE LEDGER, LLC filed its 13F-HR on May 13, 2026, reporting institutional holdings as of March 31, 2026, across 252 positions with a total market value of $320160550. Top holdings include Palantir Technologies Inc. CL A (40900473 value, 279604 shares), NVIDIA Corporation COM (17568338 value, 100736 shares SOLE and 300 shares Put), Capital Group Dividend Value ETF (15671958 value, 368405 shares), and Apple Inc. COM (13904839 value, 54789 shares). All positions are held with sole voting authority.

• · Filing period end date: 2026-03-31
• · Business address: 3110 Edwards Mill Rd, Ste 200, Raleigh, NC 27612
• · All reported positions held with sole voting authority (SH SOLE); minor put and call options noted for select names

13-05-2026

Alesco Advisors, LLC, An ESL Co disclosed $3,919,356,311 in 13F equity holdings across 243 positions as of March 31, 2026, heavily weighted toward ETFs such as iShares Core S&P 500 ETF ($846,079,195) and iShares Core S&P Small-Cap ETF ($278,462,347). Notable share increases included Apple Inc (+1,871 shares, +5.4% QoQ), Amazon.com Inc (+537 shares, +2.3% QoQ), and Alphabet Inc Cl A (+644 shares, +6.1% QoQ). However, positions like ASML Holding NV and Agnico Eagle Mines Ltd remained flat QoQ with no share changes.

• · Filing date: May 13, 2026
• · Report period end: March 31, 2026
• · Address: 120 Office Park Way, Pittsford, NY 14534

13-05-2026

First Citizens Bank & Trust Co filed its 13F-HR on May 13, 2026, disclosing approximately 925 equity positions held as of March 31, 2026. The portfolio is dominated by large-cap technology and consumer stocks, with top holdings including Apple Inc. valued at $153658678000 (605456 shares), Amazon.com Inc. at $62582635000 (300488 shares), Alphabet Inc. Cap Stk Cl C at $52411903000 (182709 shares), and Broadcom Inc. at $45700699000 (147655 shares). No period-over-period changes are detailed in the filing.

• · Filing CIK: 0001092203
• · Period end date: 2026-03-31
• · Filer address: PO BOX 29522 DAC61, Raleigh NC 27626
• · Business phone: 9197167505

13-05-2026

BRILLIANT N.E.V. CORP. reported no revenues for the three months ended October 31, 2025, with a net loss of $498, a slight 0.4% improvement from $500 in the year-ago period due to marginally lower general and administrative expenses ($498 vs $500). Cash used in operating activities decreased significantly to $201 from $599 YoY, but the cash balance declined quarter-over-quarter to $5,547 from $5,748 amid ongoing operational cash burn. Stockholders' deficit worsened slightly to $(43,796) from $(43,298) QoQ.

• · Total current assets declined to $5,547 from $5,847 QoQ.
• · Prepaid expenses decreased to $0 from $99 QoQ.
• · Loans from related party remained flat at $49,145.
• · Common stock par value $0.001, authorized 345,000,000 shares.

13-05-2026

Acumen Wealth Advisors, LLC filed Form 13F-HR on May 13, 2026, disclosing 513 equity positions held as of March 31, 2026, with a total market value of $371782328. Top sole discretionary holdings include Apple Inc. COM (6101229 value, 24040 shares), Alphabet Inc. CAP STK CL A (5002682 value, 17397 shares), and Cass Information Sys Inc COM (4658153 value, 105819 shares). The portfolio features a diversified mix across technology, healthcare, ETFs, and other sectors, with some positions managed other (OTR).

• · Report covers period ending 20260331
• · Filed under SEC file number 028-26352
• · Business address: 250 Forest Avenue, Chattanooga, TN 37405
• · Portfolio includes both sole discretionary (SH SOLE) and other managed (SH OTR) positions

13-05-2026

CI Investments Inc. filed its 13F-HR on May 13, 2026, reporting institutional holdings as of March 31, 2026, with a total portfolio market value of $20,646,390,587 across 646 positions. Top holdings include Amazon.com Inc. ($947,961,107, 4,551,597 shares), Broadcom Inc. ($545,076,204, 1,761,094 shares), Alphabet Inc. Cap Stk Cl C ($663,797,195, 2,314,011 shares), Apple Inc. ($586,484,326, 2,310,904 shares), and Alphabet Inc. Cap Stk Cl A ($315,730,528, 1,097,964 shares). The filing is a combination report including sub-advisers such as Altrinsic Global Advisors LLC and River Road Asset Management, LLC, with no disclosed changes or performance metrics.

• · Filing period end date: March 31, 2026
• · Business address: 15 York Street, 2nd Floor, Toronto, Ontario M5J 0A3, Canada
• · 13F combination report including multiple investment advisers

13-05-2026

First Trust Advisors LP, as lead filer in a combination 13F-HR report with affiliates including SSI Investment Management LLC and WCM Investment Management, LLC, disclosed holdings of 2,882 investment titles totaling $139,951,861,780 as of March 31, 2026. The portfolio features significant positions in technology leaders such as Alphabet Inc., Amazon.com Inc., and Apple Inc., alongside diversified exposure across sectors like healthcare, financials, and energy. No period-over-period changes are detailed in the filing.

• · Filing date: May 13, 2026
• · Report period end: March 31, 2026
• · Central Index Key (CIK): 0001125816
• · State of incorporation: IL
• · Business address: 120 East Liberty Drive, Suite 400, Wheaton, IL 60187

13-05-2026

NB Bancorp, Inc. announced the completion of its third stock repurchase program on May 13, 2026, under which it repurchased 2,207,236 shares, or approximately 5% of its then outstanding common stock, at an average price of $20.96 per share. Cumulatively, since the first program announced on January 22, 2025, the Company has repurchased 6,371,044 shares, equivalent to 16% of its common shares issued in its initial public offering at the end of 2023, at a weighted average price of $19.25 per share. The Company's tangible book value per share was $18.00 as of March 31, 2026.

• · Date of earliest event reported: May 12, 2026
• · First stock repurchase program announced: January 22, 2025
• · Common shares issued in initial public offering at the end of 2023

13-05-2026

Summitas Investment Management LLC filed its 13F-HR on May 13, 2026, for the quarter ended March 31, 2026, disclosing total holdings valued at $127531044 with no period-over-period changes provided in the filing. Top positions include Vanguard S&P 500 ETF shares valued at 61485206, SPDR Gold Minishares (WORLD GOLD TR SPDR GLD MINIS) at 20359709, and Vanguard Information Technology ETF at 9886692. The portfolio features diversified ETF exposure across equities, gold, treasuries, emerging markets, and international assets, plus a small Apple Inc position at 1793280.

• · SPDR Gold Minishares: 219654 shares (sole)
• · Vanguard S&P 500 ETF: 102896 shares (sole)
• · Apple Inc: 7066 shares (sole)
• · All holdings reported as sole ownership with zero shared or other voting authority

13-05-2026

Parkside Financial Bank & Trust filed its 13F-HR report on May 13, 2026, disclosing holdings in 4123 securities with a total market value of $1,305,112,266 as of March 31, 2026. The portfolio features significant positions in large-cap technology stocks including Amazon.com Inc at $13,287,876, Alphabet Inc Cap Stk Cl A at $12,497,077, and Alphabet Inc Cap Stk Cl C at $6,946,774, alongside diversified exposure to healthcare, financials, and ETFs. No period-over-period changes are detailed in the filing.

• · Report period end date: March 31, 2026
• · Filing CIK: 0001455267
• · Business address: 8112 Maryland Ave Suite 101, Saint Louis, MO 63105

13-05-2026

Revenues were nearly flat, up 0.2% YoY to $435,775 for the three months ended April 4, 2026, while the net loss widened significantly to $10,685 from $3,258 in the prior year period due to higher general and administrative expenses ($49,199 vs. $40,600) and depreciation ($21,256 vs. $18,568). Total assets grew 7.6% QoQ to $1,612,555 driven by acquisitions and higher cash ($28,212 vs. $12,397), but long-term debt increased to $459,997 from $317,279 and common shareholders' equity declined to $122,876 from $143,052. Operating cash flow deteriorated to $(17,978) used from $(4,391) used YoY amid higher capex and business purchases.

• · Accounts receivable, net increased to $393,085 from $385,470 QoQ.
• · Goodwill rose to $125,785 from $98,723 QoQ due to business combinations.
• · Capital expenditures on equipment $25,090 and land/buildings $12,162.
• · Shares repurchased for treasury $13,305.
• · Dividend $0.030 per share, total $1,212.

13-05-2026

Santa Clara Valley Transportation Authority filed its 13F-HR on May 13, 2026, disclosing holdings as of March 31, 2026, in four iShares ETFs with a total portfolio value of $120,255,822. The holdings include iShares Core MSCI Emerging Markets ETF valued at $44,022,224, iShares 1-3 Year Treasury Bond ETF at $27,209,870, iShares USD Investment Grade Corporate Bond ETF at $24,691,682, and iShares Broad USD High Yield Corporate Bond ETF at $24,332,046.

• · All holdings reported as sole ownership.
• · Filing signed in San Jose, CA on May 13, 2026.
• · Business address: 3331 North First Street (Bldg. C-2), San Jose, CA 95134.

13-05-2026

For the three months ended March 31, 2026, New Mountain Guardian IV Income Fund reported total investment income of $11,427 thousand, up 14% YoY from $10,032 thousand, driven by higher interest income, with net investment income increasing 23% YoY to $8,925 thousand. However, net unrealized depreciation of $7,363 thousand (vs $843 thousand YoY) and realized losses of $264 thousand resulted in a net operations increase of only $1,298 thousand, down 80% YoY from $6,389 thousand, leading to members' capital declining to $501,846 thousand (down 1.5% QoQ) and NAV per unit falling to $9.79 from $9.94 QoQ. Distributions declared totaled $8,865 thousand, up from $7,394 thousand YoY.

• · Cash and cash equivalents declined to $24,395 thousand from $35,000 thousand QoQ.
• · Total liabilities increased to $14,080 thousand from $11,287 thousand QoQ.
• · Net cash used in operating activities improved to $1,210 thousand used from $9,765 thousand used YoY.
• · First Lien investments showed net unrealized depreciation of $4,041 thousand in Q1 2026.
• · Investment purchases totaled $25,682 thousand in Q1 2026, with proceeds from sales/paydowns at $16,452 thousand.

13-05-2026

Arvest Bank Trust Division disclosed 13F-HR holdings totaling $1,840,137,549 across 307 positions as of March 31, 2026, filed on May 13, 2026. The portfolio features large allocations to ETFs including iShares MSCI EAFE ETF ($125.9M), iShares Core S&P 500 ETF ($94.9M), and New World Fund Inc ($49.3M), alongside stocks such as Apple Inc ($46.8M), Nvidia Corp ($45.5M), and Microsoft Corp ($39.5M). No period-over-period changes or performance metrics are provided in the filing.

• · Filing date: May 13, 2026
• · Report period end: March 31, 2026
• · Former company name: Arvest Trust Co (name change date: November 19, 2014)
• · SEC file number: 028-16340

13-05-2026

Wiregrass Investment Management LLC filed its 13F-HR report on May 13, 2026, for the quarter ended March 31, 2026, disclosing total holdings valued at $120637324 across 96 positions, all held as sole discretionary shares. Top holdings by value include Apple Inc. COM ($7617732, 30016 shares), NVIDIA Corporation COM ($7277775, 41730 shares), and Microsoft Corp. COM ($4719007, 12748 shares). The portfolio features a mix of large-cap stocks, ETFs, and smaller positions like Flowers Foods Inc. (217643 shares) and Xtant Med Hldgs Inc. (103000 shares), with no reported changes or performance metrics.

• · All 96 positions held as sole discretionary shares (SH SOLE) with zero shared, other manager, or performance rights.
• · Portfolio includes significant ETF exposure via iShares TR and SPDR/SPDR Series Trust products.
• · Smaller-cap or high-share-count positions: DEFI Technologies Inc. (60000 shares), PERRIGO CO PLC (47978 shares), TRUIST FINL CORP (42979 shares).

13-05-2026

Barbara Oil Co. filed its 13F-HR report disclosing 69 equity holdings totaling $259,489,718 as of March 31, 2026, with no changes in share positions across any holdings from the prior period, indicating flat portfolio activity. Largest positions include Johnson & Johnson (102,000 shares valued at $24,932,880), JPMorgan Chase & Co. (67,000 shares at $19,708,720), and Walmart Inc. (110,000 shares at $13,670,800). The portfolio remains diversified across sectors but shows no buys, sells, or other adjustments.

• · Report period end date: March 31, 2026
• · Filing date: May 13, 2026
• · All 69 holdings report zero changes in shares, puts, calls, or other manager activity

13-05-2026

LFL Advisers, LLC filed its Form 13F-HR on May 13, 2026, for the quarter ended March 31, 2026, disclosing holdings in nine equity securities with position values ranging from $15,239,998 to $54,515,349 and total approximate market value of $332,411,991. All positions are held with sole voting power and no shared or other powers reported. Largest holdings by value include Bank New York Mellon Corp at $54,515,349 and TE Connectivity Ltd at $48,919,877.

• · Filer CIK: 0001694127
• · SEC File Number: 028-17640
• · Business address: 1560 Sherman Avenue, Ste 530, Evanston, IL 60201
• · All holdings reported with sole voting power (SH SOLE) and zero shared/other voting or disposition power

13-05-2026

Fairbanks Capital Management, Inc. filed its 13F-HR report on May 13, 2026, disclosing 51 equity holdings as of March 31, 2026, with a total market value of 159797796 USD. Top holdings by value include QUALCOMM INC (9997959 USD, 77635 shares), ALLIANCE RES PARTNER L P UT LTD PART (7823318 USD, 282941 shares), ALPHABET INC CAP STK CL C (7161746 USD, 24966 shares), TAIWAN SEMICONDUCTOR MFG LTD (7511614 USD, 22227 shares), and MICROSOFT CORP (7273242 USD, 19648 shares). All positions are held with sole voting and investment discretion.

• · All holdings managed with sole voting (0) and sole investment discretion (0).
• · Firm address: 16236 San Dieguito Rd., Rancho Santa Fe, CA 92091.
• · Contact phone: 858-759-0617.
• · Other notable holdings: GameStop CL A (1699637 USD, 73769 shares), iShares Bitcoin Trust ETF (1472369 USD, 38323 shares).

13-05-2026

CareView Communications Inc reported Q1 2026 total revenues of $2,191,342, down 2% YoY from $2,239,347, driven by a 17% decline in sales-based software bundle revenue to $935,654 despite growth in subscription-based revenue (+3% to $1,017,483) and equipment packages (+97% to $238,205). Operating income improved to $30,843 from a $134,710 loss YoY due to 9% lower operating expenses, resulting in a smaller net loss of $756,200; however, cash flows from operations turned negative at $126,166 from $267,881 YoY, reducing cash to $1,411,435.

• · Accrued interest payable increased to $23,698,264 as of Mar 31, 2026 from $22,896,139 at Dec 31, 2025.
• · Stock-based compensation expense of $150,302 in Q1 2026.
• · Contract liabilities balance decreased to $2,618,960 end Q1 2026 from $3,158,474 end Q1 2025.

13-05-2026

GROOVY COMPANY, INC. (GROO) filed an 8-K on May 13, 2026, covering Items 4.01 (changes in certifying accountant), 5.02 (departure or election of directors/officers), 5.03 (amendment to Articles of Incorporation), 8.01 (other events), and 9.01 (exhibits). Exhibit 3.1 details the Amendment to the Articles of Incorporation. No financial metrics or performance changes were disclosed.

• · Filing Items: 4.01 (Accountant Changes), 5.02 (Officer/Director Changes), 5.03 (Articles Amendment), 8.01 (Other Events), 9.01 (Exhibits)
• · Subcategory: Accountant Changes

13-05-2026

Measured Wealth Private Client Group, LLC filed its 13F-HR on May 13, 2026, disclosing 726 investment positions held as of March 31, 2026, exercised with sole investment discretion and voting authority. Top holdings include Vanguard Whitehall Fds High Div Yld at $23899666, SPDR Series Trust State Street SPD (78464A508) at $23436219, Select Sector SPDR Tr State Street HEA at $17958291, United Parcel Svcs Inc Cl B at $16626810, and Select Sector SPDR Tr State Street TEC at $15648562. The portfolio features a mix of ETFs and individual stocks across sectors with no reported changes, options, or shared discretion.

• · Conformed period of report: 2026-03-31
• · Filed as of date: 2026-05-13
• · All positions reported as SH (shares) with SOLE investment discretion and voting authority
• · No put/call positions or other investment discretion reported
• · Business address: 303 Islington Street, Portsmouth, NH 03801

13-05-2026

Natural Gas Services Group Inc (NGS) reported record Q1 2026 results, including rental revenue of $47.1M (up 21% YoY), adjusted EBITDA of $24.3M (up from $19.3M YoY), and horsepower utilization of 86.9% on 575,000 rented horsepower (up 17% YoY). The company raised its full-year 2026 adjusted EBITDA guidance to $92.5M-$97.5M and increased its dividend by 36% to $0.15/share, though total revenue growth was slower at 17% YoY due to weaker parts sales/services, and management noted upcoming inflationary pressures, seasonality, and higher-than-normal DSO.

• · Rental adjusted gross margin percentage: 63.7% (up 180 bps YoY)
• · SG&A: $6.5M or 13.4% of revenue
• · Q1 net income per diluted share: $0.53 (vs $0.38 YoY)
• · Leverage ratio: 2.33x (lowest among public peers)
• · Full-year 2026 growth capex guidance: $55-70M; maintenance capex: $15-18M
• · Shareholder meeting: June 10, 2026
• · Two real estate assets held for sale: Midland office building and Midland fabrication facility

13-05-2026

Kopernik Global Investors, LLC disclosed $1.43B in total 13F portfolio value as of March 31, 2026 (Q1 2026), across 31 holdings, with top positions in Seabridge Gold Inc ($208M), Range Resources Corp ($189M), KT Corp ($114M), Nutrien Ltd ($107M), and Expand Energy Corporation ($89M). The firm increased shares in most positions quarter-over-quarter (QoQ), including +616,756 shares in Northern Dynasty Minerals Ltd (+1.9%), +379,221 shares in International Tower Hill Mines (+2.2%), and +263,549 shares in NovaGold Resources Inc (+4.2%), while positions like AbbVie, Amgen, Apple, and AutoZone put options and Newmont Corp remained flat at 0% change. No share reductions were reported in the listed holdings.

• · Portfolio heavily weighted toward mining and energy stocks (e.g., Seabridge Gold, Northern Dynasty Minerals, NovaGold Resources, Range Resources).
• · All reported share changes involved additions (no removals), with REM column at 0 across positions.
• · Put options held in AbbVie Inc (4,600 shares), Amgen Inc (4,200 shares), Apple Inc (5,000 shares), and AutoZone Inc (400 shares), unchanged QoQ.

13-05-2026

For Q1 2026, Aquestive Therapeutics reported revenues of $14,446, up 66% YoY from $8,720, with significant improvements in selling, general, and administrative expenses which fell 42% to $10,977. Net loss narrowed to $8,057 from $22,930 YoY, and loss per share improved to $(0.07) from $(0.24). However, the company continues to report operating losses of $4,204, cash used in operations increased usage to $14,806 from $23,400 but cash position declined to $110,734 from $121,169 at year-end amid ongoing burn.

• · Research and development expenses decreased 22% YoY to $4,204 from $5,361.
• · Net cash used for operating activities was $14,806 in Q1 2026 vs $23,400 in Q1 2025.
• · Stockholders’ deficit increased slightly to $(34,054) from $(33,662) at Dec 31, 2025.

13-05-2026

Lantern Wealth Advisors, LLC disclosed 174 equity holdings totaling $194974858 as of March 31, 2026, in its 13F-HR filing submitted on May 13, 2026. Top positions include Apple Inc at $9633935, Vanguard Total Bond Market ETF at $4827691, Amazon.com Inc at $4723980, and Alphabet Inc (Class A) at $3962353, with a diversified mix of individual stocks and ETFs all held solely. No period-over-period changes are provided in the filing.

• · All 174 positions held with sole voting authority and no put/call options.
• · Filer CIK: 0001950218, based in Melville, NY.

13-05-2026

Investcorp Credit Management BDC, Inc. (ICMB) reported net assets declining $8.6 million or 14.07% QoQ to $52.7 million, with NAV dropping $0.60 per share to $3.65, driven by $8.8 million in net realized and unrealized losses. The investment portfolio decreased to $151.4 million from $172.7 million, though weighted average yield on debt investments rose to 11.95% from 10.56% QoQ, and the company realized $12.7 million from three portfolio companies at 10.67% IRR. Net investment income before taxes was $0.3 million ($0.02 per share), with no distributions paid, while management waived $456 thousand in fees and reduced the credit facility commitment to save $401 thousand annually.

• · Reduced Capital One revolving credit facility from $100 million to $50 million via Sixth Amendment on May 6, 2026.
• · Refinanced 4.875% Notes with new 2029 Notes at SOFR + 5.5% on March 30, 2026.
• · Repaid $14.0 million of Capital One revolving credit facility using restricted cash.
• · Subsequent to quarter-end through May 12, 2026, invested additional $2.0 million in one existing portfolio company.
• · 82.54% of portfolio in first lien investments; 97.75% of debt portfolio floating rate as of March 31, 2026.

13-05-2026

Allegiant Travel Company (ALGT) completed its acquisition of Sun Country Airlines Holdings, Inc. (SNCY) on May 13, 2026, forming a leading U.S. leisure-focused airline with a combined fleet of 195 aircraft serving nearly 175 cities, 22 million annual customers, and more than 650 routes. The transaction is expected to deliver approximately $140 million in annual synergies within three years, driven by scale efficiencies, fleet optimization, and procurement benefits, and to be accretive to earnings per share in the first full year post-closing. Both airlines will operate separately in the near term with no immediate changes to customer reservations, flight schedules, or frontline roles, though integration risks including potential delays, higher costs, and operational challenges are highlighted.

• · Sun Country common stock ceased trading on NASDAQ post-closing.
• · Minneapolis-St. Paul to remain an important operating center.
• · Sun Country’s charter contracts include casinos, Major League Soccer, collegiate sports teams, and Department of Defense.
• · All existing collective bargaining agreements remain in place.

13-05-2026

Visionary Wealth Advisors filed its Form 13F-HR on May 13, 2026, disclosing equity holdings as of March 31, 2026, with no prior period data provided for comparison. Top positions include Apple Inc at $101,831,718 (401,244 shares), iShares TR Core S&P500 ETF at $68,790,378 (105,311 shares), and Quanta Svcs Inc at $53,080,362 (96,682 shares), reflecting a diversified portfolio heavy in large-cap stocks and ETFs. The filing shows sole discretionary voting power across most holdings, with minor put/call options in select positions like Apple (200 puts).

• · Period end date: 2026-03-31
• · Filing date: 2026-05-13
• · Business address: 1405 N. GREEN MOUNT RD, O'FALLON, IL 62269
• · Phone: 618-726-3018
• · CIK: 0001802984

13-05-2026

Bradley & Co. Private Wealth Management, LLC filed a 13F-HR report disclosing total holdings valued at $189,693,689 across 266 positions as of March 31, 2026, with all positions held under sole discretionary voting power. Notable positions include Alphabet Inc Class C ($14,911,738), Apple Inc ($14,060,043), Berkshire Hathaway Inc Cl B ($12,054,978), JPMorgan Chase & Co ($11,518,309), and Costco Wholesale Corp ($11,639,052). No period-over-period changes are indicated in this snapshot filing.

• · Filing date: May 13, 2026
• · Report period end: March 31, 2026
• · CIK: 0001861678
• · State of incorporation: FL
• · Business address: 801 Brickell Avenue Suite 800, Miami, FL 33131

13-05-2026

May Barnhard Investments LLC filed a 13F-HR disclosing total holdings of $205,995,507 across 84 positions as of March 31, 2026. The portfolio is dominated by ETFs including Schwab Strategic Trust US Large Cap ETF ($13,502,197), Schwab Strategic Trust US Large Cap Growth ETF ($9,935,428), and various iShares and Vanguard funds, with individual stocks like Apple Inc. ($2,588,480 for 10,199 shares) and Amazon.com Inc. ($873,901 for 4,196 shares). No period-over-period changes are reported in this filing.

• · Filing date: May 13, 2026
• · Report period end: March 31, 2026
• · Largest individual stock holding: Apple Inc. (10,199 shares)
• · NVIDIA Corporation: 4,399 shares valued at $767,186
• · All holdings reported as sole voting authority

13-05-2026

MCINTYRE FREEDMAN & FLYNN INVESTMENT ADVISERS INC, a Massachusetts-based investment adviser (CIK 0001015877), filed its 13F-HR on May 13, 2026, reporting holdings as of March 31, 2026. The portfolio consists of 81 positions with a total market value of $176385984. Top holdings by value include Applied Materials Inc ($12646214), Microsoft Corp ($11552597), and Marathon Petroleum Corp ($11696491).

• · Filing period end date: March 31, 2026
• · Business address: 4 Main Street, Orleans, MA 02653
• · Phone: 508-255-1651

13-05-2026

Wilkinson Global Asset Management LLC filed its 13F-HR disclosing $1,312,839,930 in equity holdings as of March 31, 2026, across 91 positions primarily in technology and consumer stocks. Top holdings include TJX Cos Inc ($107,184,891), Taiwan Semiconductor Manufacturing ($79,181,009), Apple Inc ($75,453,290), NVIDIA Corporation ($74,686,102), and Microsoft Corp ($73,490,961). The filing provides a snapshot with no period-over-period comparisons available.

• · Holdings managed across SOLE discretionary and OTR (other reported) accounts
• · Filing CIK: 0001764000, SEC File Number: 028-19149
• · Business address: 437 Madison Avenue, 33rd Floor, New York, NY 10022

13-05-2026

Pismo Coast Village Inc reported results for the three and six months ended March 31, 2026, with quarterly revenue increasing 13% YoY to $2,223,000 from $1,966,000, driven by 15% growth in resort operations to $2,031,000, while achieving operating income of $64,000 versus a $187,000 loss prior year. For the six months, revenue rose 13% to $4,536,000, with net income of $111,000 versus a $160,000 loss, but retail operations declined 4% to $279,000 and property lease income fell 11% to $101,000, resulting in a modest six-month operating loss of $14,000. Total assets grew to $31,649,000 from $30,529,000 at September 30, 2025.

• · Net cash provided by operating activities was $1,543,000 for six months ended March 31, 2026, slightly down from $1,545,000 prior year.
• · Capital expenditures of $213,000 in six months ended March 31, 2026, up from $113,000.
• · Property and equipment, net decreased slightly to $16,573,000 from $16,588,000.
• · Customer deposits increased to $3,977,000 from $2,596,000.

13-05-2026

Embassy Bancorp, Inc. reported Q1 2026 net income of $3,739 thousand (up 29.5% YoY from $2,887 thousand) and basic/diluted EPS of $0.50 (up from $0.38), driven by net interest income growth of 16.4% YoY to $11,441 thousand. Total assets increased 2.3% QoQ to $1,841,972 thousand, with deposits up 2.5% to $1,681,828 thousand and loans up 0.4% to $1,283,791 thousand. However, comprehensive loss was $168 thousand (vs. $5,642 thousand income YoY) due to $3,907 thousand net unrealized loss on securities, resulting in stockholders' equity declining 2.2% QoQ to $124,807 thousand; non-interest expenses also rose 9.5% YoY to $7,559 thousand.

• · Provision for credit losses: $20 thousand in Q1 2026 (down from $47 thousand YoY)
• · Net cash provided by operating activities: $4,831 thousand in Q1 2026 (up from $2,684 thousand YoY)
• · Treasury stock purchases: 150,000 shares for $2,959 thousand in Q1 2026
• · Cash and cash equivalents: $141,833 thousand as of March 31, 2026 (up $28,974 thousand QoQ)

13-05-2026

Consultiva Wealth Management, Corp. filed its 13F-HR on May 13, 2026, disclosing 264 equity holdings totaling $34,571,284 as of March 31, 2026, all with sole voting and investment discretion. The portfolio is diversified across individual stocks and ETFs, with largest positions in Vanguard S&P 500 ETF ($3,488,497 for 5,838 shares), NVIDIA Corporation ($3,461,840 for 19,850 shares), Alphabet Inc. Class A ($1,984,164 for 6,900 shares), and Apple Inc. ($1,160,835 for 4,574 shares). No changes or prior period comparisons were reported in the filing.

• · Filer CIK: 0001845849; EIN: 660569863; State of Incorporation: PR
• · Business Address: 250 Ave Munoz Rivera, Suite 1420, San Juan, PR 00918; Phone: 787-763-5868
• · SEC File Number: 028-20984; Conformed Period of Report: 03-31-2026

13-05-2026

Roberts Capital Advisors, LLC filed Form 13F-HR on May 13, 2026, disclosing institutional holdings as of March 31, 2026. The firm, based in Denver, CO, is led by Michael T. Roberts, Founder and CIO. No specific portfolio holdings or values are detailed in the filing excerpt, indicating potentially no reportable positions.

• · SEC file number: 028-22222
• · Business address: 1445 South Pearl St, Floor 2, Denver, CO 80210
• · Phone: 212.731.4153
• · Fiscal year end: December 31
• · State of incorporation: DE

13-05-2026

Cisco reported record Q3 FY2026 revenue of $15.8 billion, up 12% YoY, driven by 17% product revenue growth including 25% in Networking, though services revenue declined 1%, Collaboration fell 1%, and Security was flat. GAAP EPS increased 37% to $0.85 with net income up 35% to $3.4 billion, while non-GAAP EPS rose 10% to $1.06; however, GAAP gross margin contracted to 63.6% from 65.6% and cash flow from operations decreased 7% to $3.8 billion. The company raised FY2026 AI infrastructure revenue guidance to $4 billion and overall revenue to $62.8-63.0 billion.

• · Q4 FY2026 guidance: Revenue $16.7-16.9 billion; GAAP EPS $0.80-0.85; non-GAAP EPS $1.16-1.18
• · FY2026 guidance: Revenue $62.8-63.0 billion; GAAP EPS $3.16-3.21; non-GAAP EPS $4.27-4.29
• · Quarterly dividend declared $0.42 per common share, payable July 22, 2026 to shareholders of record July 6, 2026
• · Total product orders up 35% YoY, up 19% excluding hyperscalers
• · Campus networking orders >25% YoY growth; data center switching orders >40% YoY growth
• · Remaining Performance Obligations (RPO) $43.5 billion, up 4% YoY; product RPO up 6% with long-term $11.7 billion up 6%
• · Cash and cash equivalents and investments $16.6 billion
• · Returned $2.9 billion to stockholders via buybacks and dividends in Q3

13-05-2026

Enovix reported Q1 2026 revenue of $7.6 million, up 49% YoY from $5.1 million, driven by defense and industrial shipments, with non-GAAP gross margin improving to 26.3% from 7.5%. However, net cash used in operating activities increased to $33.1 million from $16.9 million, free cash flow outflow rose to $36.3 million from $23.2 million, and smartphone qualification remains delayed despite progress toward new frameworks. The company began commercial production of silicon-anode smart eyewear batteries, targeting 50,000 units in 2026, and launched the MX-1 drone product.

• · Q2 2026 guidance: Revenue $8.0-9.0M; Non-GAAP loss from operations ($29.0-32.0M); Non-GAAP net loss per share ($0.13-0.17); Capital expenditures $9.0-13.0M.
• · Zone 1 dicing yield approximately 80% in Q1 2026.
• · Manufacturing yields: All but two steps above 90%, others at 80% and 88%.
• · Smartphone qualification: 72 of 75 specs passed, with two cycle-life tests and one below-freezing test pending.
• · Global pipeline for Korea-manufactured products exceeds $130 million, mainly drones.

13-05-2026

GrabAGun Digital Holdings reported Q1 2026 net revenue of $25.9 million, up 11.1% YoY from $23.3 million, driven by 10.5% growth in firearms sales to $21.7 million and 10.4% in non-firearms to $4.1 million, outperforming the industry's 1.6% Adjusted NICS increase. However, gross profit margin improved modestly to 10.7% from 9.6%, while operating loss widened to $2.6 million from a $42 thousand profit, and net loss was $1.8 million versus $0.1 million net income prior year, due to higher stock-based compensation, public company costs, and headcount. The company launched PEW Logistics with partners Derya Arms and KelTec Weapons, holds $106 million in cash, and repurchased $2.4 million in shares.

• · Adjusted NICS background checks increased 1.6% YoY in Q1 2026.
• · Customer Lifetime Value reached $906, up 4.2% YoY.
• · Total site traffic grew 12.6% YoY; mobile sessions drove 67% of traffic, 70% of transactions, and 64% of revenue.
• · Executed $2.4 million share repurchases; $8.7 million remains of $20.0 million authorization.
• · Cash and cash equivalents of $3.62 per share as of March 31, 2026.
• · Long-term debt of $7.8 million as of March 31, 2026.

13-05-2026

Acrivon Therapeutics reported a Q1 2026 net loss of $19,042 thousand, an improvement from $19,680 thousand in Q1 2025, primarily due to lower general and administrative expenses ($4,736 thousand, down 24% YoY) and total operating expenses ($19,902 thousand, down 8% YoY). However, cash used in operating activities increased to $20,538 thousand from $19,535 thousand YoY, resulting in a net decrease in cash, cash equivalents, and restricted cash of $7,444 thousand QoQ, with cash and equivalents falling to $34,064 thousand from $41,499 thousand at December 31, 2025.

• · Stock-based compensation expense of $2,181 thousand in Q1 2026, down from $3,791 thousand in Q1 2025.
• · Issuance of 7,056,101 common shares upon exercise of pre-funded warrants in Q1 2026.
• · Net cash provided by investing activities of $13,127 thousand in Q1 2026, down from $19,214 thousand in Q1 2025.

13-05-2026

Identiv reported first quarter 2026 revenue of $7.4 million, a 40.7% increase from $5.3 million in Q1 2025, exceeding guidance due to strong customer demand and one customer front-loading full-year orders. Gross margins improved markedly to GAAP 17.4% and non-GAAP 23.8% from 2.5% and 10.8% YoY, driven by production efficiencies, Thailand facility utilization, and elimination of Singapore costs. However, GAAP net loss narrowed to $3.4 million from $4.8 million YoY but remained substantial, with non-GAAP adjusted EBITDA still negative at ($2.7 million) and Q2 2026 revenue guidance of $5.4 million to $6.0 million below Q1 levels.

• · Q2 2026 net revenue guidance: $5.4 million to $6.0 million.
• · Cash and cash equivalents decreased to $124.5 million from $128.6 million QoQ.
• · Inventories increased to $8.9 million from $7.4 million QoQ.
• · Conference call scheduled for May 13, 2026, at 5:00 p.m. EDT.