S&P 500 Consumer Discretionary Sector SEC Filings — June 05, 2026

05-06-2026

SPECIFICITY, INC. filed a 10-K/A restating its FY2025 financials, with net loss widening 17.1% to $554,067 (from $473,147 as previously reported) due to a 5.1% increase in cost of services and a 9.1% rise in other expense. Total current liabilities were revised upward by $121,122 (10.6%) and total equity worsened by $120,919 (20.6%), while total revenues were only marginally adjusted (+0.2% to $1,090,450). The filing also details executive compensation, with CEO Jason Wood receiving only $11,628 in total compensation for 2025, and notes the resignation of COO Richard Berry effective December 31, 2025.

• · The restatement increased total current assets by $203 (3.7%) to $5,737.
• · Total assets were minimally adjusted (+$203) to $1,555,601.
• · Net cash used in operating activities worsened by $54,254 (60.4%) to $149,371.
• · Net cash provided by financing activities increased by $54,457 (61.8%) to $147,945.
• · CEO Jason Wood received $0 salary and bonus in both 2025 and 2024; his total compensation dropped from $88,240 in 2024 to $11,628 in 2025.
• · COO Richard Berry received $97,679 in total compensation for 2025, up from $14,235 in 2024.
• · William Anderson and Kevin Frisbie received $0 total compensation in 2025.
• · The company uses Black-Scholes to value convertible debt derivatives (Level 2) and warrants (Level 2).
• · Freestanding stock issued as inducement for convertible debt is recorded as a debt discount and amortized over the debt term.

05-06-2026

Blue Owl Technology Finance Corp. entered into a Seventh Supplemental Indenture to issue $500,000,000 aggregate principal amount of 6.500% notes due 2029. The net proceeds will be used to pay down existing debt, including its higher-cost revolving credit facility and its 3.75% notes due June 2026. The new notes carry a 6.500% coupon, representing a significant increase in interest cost compared to the 3.75% notes being refinanced.

• · The notes are direct, general unsecured obligations of the company.
• · The indenture includes a change of control repurchase event provision requiring the company to offer to repurchase notes at 100% of principal plus accrued interest if a change of control and a below-investment-grade rating occur.
• · The underwriting agreement was entered into on June 2, 2026, with Mizuho, J.P. Morgan, MUFG, Truist, and Wells Fargo as representatives of the underwriters.
• · The company expects to use net proceeds to pay down existing indebtedness, specifically the revolving credit facility and/or the 3.75% notes due June 2026.

05-06-2026

Ferrellgas Partners reported Q3 fiscal 2026 results with gross profit up ~1% to $291.4M, but net earnings attributable to the company plunged ~53% to $28.0M from $59.1M a year ago, driven primarily by a $29.0M increase in operating expenses (including $24.7M in legacy casualty claim settlements). Adjusted EBITDA fell ~11% to $102.1M. On the positive side, the company completed the conversion of all 1.3M Class B Units into 6.5M Class A Units, simplified its capital structure, and added 1,496 net new Blue Rhino selling locations. However, revenue declined ~6% to $524.6M due to lower propane prices and a 1% drop in gallons sold, with retail gallons falling 3% while wholesale grew 3%.

• · Operating expense increased $29.0M vs prior year, driven by $24.7M in plant & other (mainly legacy casualty claim settlements), $3.6M in vehicle expense (fuel +$2.2M, repairs +$1.2M), and $0.7M in personnel costs.
• · Management does not expect the legacy casualty settlement costs to recur at the same level in future periods.
• · Weighted average heating degree days were 12.4% below the 10-year normal and 8.8% warmer vs prior year quarter.
• · Retail gallons declined 3% (4.4M gallons) but wholesale gallons increased 3% (1.6M gallons), resulting in a net 1% decline in total gallons sold.
• · Blue Rhino added 1,496 net new selling locations through Q3 FY2026 (2.4% increase since end of FY2025), total over 65,000 locations.
• · Average propane prices (Mont Belvieu) declined 15.7% vs prior year quarter.
• · The company signed 5 new national accounts, extended contracts with 4 existing accounts covering 3.1M gallons, and added 17 new Autogas locations projected to add 370,000 gallons annually.
• · North Central region grew volumes 2% YoY with essentially flat weather; Southeast grew volumes despite weather 4% warmer than prior year; Northeast maintained near-prior-year volumes; Western half saw HDD 24-27% warmer than prior year.
• · Weighted average Class A Units outstanding for Q3 FY2026 was 8,217 vs 4,858 in Q3 FY2025 — the increase reflects the Class B conversion.
• · The $107.0M final distribution to Class B Unitholders was funded by operating cash generation.

05-06-2026

New Fortress Energy Inc. filed a supplement to its proxy statement on June 5, 2026, notifying stockholders of the resignation of Chief Accounting Officer Michael Lowe effective July 1, 2026, and the appointment of Frederick Hundt as his successor. Mr. Lowe's departure is occurring during the final stages of a complex restructuring. The supplement does not alter any proposals or voting recommendations for the June 17, 2026 annual meeting.

• · Michael Lowe has been with New Fortress Energy since 2019, first as Senior Vice President and then as Chief Accounting Officer.
• · Frederick Hundt joined the company in June 2025 as Global Controller and has over 25 years of accounting and public company experience.
• · Hundt previously served as Corporate Controller of GXO Logistics (April 2023 to June 2025) and held leadership roles at Mastercard (2015-2023), including Assistant Corporate Controller.
• · Both Lowe and Hundt have prior experience at PwC (Lowe from 2008-2019 as Director in Capital Markets and Accounting Advisory; Hundt spent 11 years in PwC's audit practice including work in the national office).
• · The supplement does not change the proposals or Board recommendations for the annual meeting.

05-06-2026

FirstSun Capital Bancorp held its annual meeting on June 5, 2026, where stockholders elected all seven director nominees and ratified the appointment of Crowe LLP as independent auditor. Separately, the company announced the sale of approximately $890 million of performing multifamily commercial real estate loans to entities affiliated with Brookfield Asset Management, with proceeds intended to pay down high-cost deposits acquired from First Foundation. The loan sale is part of a previously disclosed balance sheet repositioning following the First Foundation acquisition, which closed on April 1, 2026.

• · All seven director nominees received substantial 'for' votes, with the lowest being John S. Fleshood at 37,047,578 votes for and 615,014 withheld.
• · Ratification of Crowe LLP passed with 39,147,792 votes for, 20,764 against, and 3,544 abstentions.
• · The loan sale closed on June 4, 2026, one day before the annual meeting.
• · FirstSun expects to complete the remainder of its balance sheet loan downsizing before the end of Q2 2026.
• · The company believes overall balance sheet repositioning and total loan fair value marks will be in line with expectations disclosed at the time of the First Foundation acquisition announcement.

05-06-2026

On June 4, 2026, Jordan Krugman resigned from all positions at Invesco Capital Management LLC (the Managing Owner) and its affiliates, including his role on the Board of Managers, effective August 3, 2026. The Managing Owner is currently considering his replacement. No financial impact or performance data is provided in this filing.

• · Resignation effective date: close of business on August 3, 2026.
• · The Managing Owner is currently considering Mr. Krugman's replacement.

05-06-2026

Invesco Galaxy Ethereum ETF (QETH) disclosed that Jordan Krugman resigned from all positions at the Sponsor, Invesco Capital Management LLC, effective August 3, 2026. The Sponsor is considering a replacement.

• · Resignation effective date: close of business on August 3, 2026.
• · ETF trades on Cboe BZX Exchange under symbol QETH.

05-06-2026

America's Car-Mart disclosed that it received a lender forbearance through June 12, 2026, due to anticipated defaults on financial covenants (minimum liquidity and collateral coverage) and reporting obligations under its Credit Agreement. The company also approved a retention program for senior management, including cash awards totaling approximately $2.594 million and stock option grants, to ensure operational stability while it evaluates strategic alternatives with advisors Houlihan Lokey and FTI Consulting. However, the forbearance does not waive any defaults, and lenders retain full remedies after the standstill period, highlighting ongoing financial distress.

• · The forbearance period was initially set to expire June 8, 2026, but was extended to June 12, 2026.
• · Anticipated defaults include failure to meet minimum liquidity (Section 6.15(a)), minimum Collateral Coverage Ratio (Section 6.15(b)), and reporting covenants (Sections 5.1(k), 5.1(l), and 2.5(e)).
• · The retention program includes both cash-based awards and stock options; options vest in four equal annual installments.
• · Option awards are split into Initial Options (from current Plan shares) and Contingent Options (subject to stockholder approval at the 2026 annual meeting, expected by October 23, 2026).
• · The Special Committee is evaluating strategic alternatives including financing, recapitalization, restructuring, and M&A, but no assurance of a definitive agreement.

05-06-2026

Guidewire Software reported total revenue of $372.5M for Q3 FY2026 (three months ended April 30, 2026), up 26.9% YoY from $293.5M, driven by strong subscription and support revenue growth of 34.6% to $244.7M. However, net income declined to $16.5M from $46.0M in the prior year quarter, impacted by a $18.9M other expense versus a $34.1M gain. For the nine months, net income was $107.9M compared to $17.9M, a significant improvement. The company also repurchased $392.4M of common stock during the nine months.

• · Operating income improved to $30.6M in Q3 FY2026 from $4.5M in Q3 FY2025.
• · Total operating expenses were $206.0M in Q3 FY2026, up 15.6% YoY.
• · Stock-based compensation was $45.2M in Q3 FY2026 and $135.0M for nine months.
• · The company had $677.2M in convertible senior notes outstanding as of April 30, 2026.
• · Net cash provided by operating activities was $105.8M for nine months FY2026, up from $56.0M.
• · The company repurchased 1,696,180 shares in Q3 FY2026 for $251.0M.
• · Goodwill increased to $421.1M from $394.0M due to acquisitions.
• · Deferred revenue decreased to $304.4M from $344.8M.

05-06-2026

FTI Consulting held its 2026 Annual Meeting on June 3, 2026, where shareholders elected all eight director nominees, ratified KPMG LLP as independent auditor for FY2026, and approved executive compensation in a non-binding advisory vote. The Board also authorized an additional $370.0 million for share repurchases, bringing the total program authorization to $2.6 billion, with approximately $507.4 million remaining available. All director nominees received strong support (over 97% of votes cast), but broker non-votes of 1,081,462 were present on all director and compensation proposals.

• · All eight director nominees received over 97% of votes cast (excluding broker non-votes), with Eric T. Steigerwalt receiving the highest support (26,918,897 for, only 37,918 against).
• · Ratification of KPMG as independent auditor passed with 27,752,240 for, 270,790 against, and 32,721 abstentions (no broker non-votes on this proposal).
• · Advisory vote on executive compensation passed with 26,766,491 for, 183,399 against, and 24,400 abstentions (broker non-votes: 1,081,462).
• · The Stock Repurchase Program was initially authorized at $100.0 million on June 2, 2016, and has been increased ten times, most recently by $370.0 million on June 3, 2026.
• · As of June 2, 2026, the company had repurchased 19,104,867 shares at an average price of $107.94 per share, for an aggregate cost of approximately $2.1 billion.
• · No time limit has been established for the completion of the Stock Repurchase Program, and it may be suspended, discontinued, or replaced at any time.

05-06-2026

Precision Aerospace & Defense Group (PAD) announced a non-binding Letter of Intent to acquire a provider of telecommunications, surveillance, and structural steel defense solutions (Target), as it advances toward a public listing via its proposed business combination with FACT II Acquisition Corp. (NASDAQ: FACT). The acquisition is expected to add an estimated $12.0 million in revenue and $3.8 million in EBITDA for the calendar year 2026. However, the deal is non-binding and subject to risks including regulatory approvals, shareholder approval, and the uncertainty of projected financials.

• · PAD was founded in 2016 and is headquartered in Overland Park, Kansas.
• · PAD operates multiple AS9100-certified and ITAR-registered facilities across the United States.
• · FACT II Acquisition Corp. was formed in 2024 and raised $175M in gross proceeds from its IPO in November 2024.
• · FACT's units, Class A ordinary shares, and warrants are listed on Nasdaq under symbols FACTU, FACT, and FACTW.
• · A business update call is scheduled for June 10, 2026 at 4:15 p.m. ET.
• · The acquisition is non-binding and subject to a definitive agreement, regulatory approvals, and shareholder approval.

05-06-2026

Flywire Corporation held its 2026 annual meeting on June 2, 2026, with approximately 88% of shares represented. Stockholders elected three Class II directors (Alex Finkelstein, Matthew Harris, and Gretchen Howard), ratified PricewaterhouseCoopers LLP as independent auditor for FY2026, and approved, on a non-binding advisory basis, the compensation of named executive officers. However, each director received a significant number of withheld votes (ranging from 24.4M to 28.0M), and the advisory vote on executive compensation, while approved, had 17.4M votes against and 12.6M broker non-votes, indicating notable shareholder dissent.

• · The meeting was held on June 2, 2026, and the 8-K was filed on June 5, 2026.
• · Proposal 1 (Director Election): Alex Finkelstein received 66,359,905 votes for and 28,039,448 withheld; Matthew Harris received 69,331,254 for and 25,068,099 withheld; Gretchen Howard received 69,983,032 for and 24,416,321 withheld. All three were elected despite significant withheld votes.
• · Proposal 2 (Auditor Ratification): Ratified with 106,991,060 votes for, 34,547 against, and 23,184 abstentions. No broker non-votes were reported for this proposal.
• · Proposal 3 (Advisory Vote on Executive Compensation): Approved with 76,951,676 votes for, 17,374,863 against, 72,814 abstentions, and 12,649,438 broker non-votes. The 17.4M against votes represent about 18.4% of votes cast (excluding broker non-votes).

05-06-2026

Urban Outfitters held its Annual Meeting on June 3, 2026, where shareholders elected all ten director nominees, ratified Deloitte & Touche as auditor for FY2027, and approved executive compensation in a non-binding vote. All proposals passed with strong support, though broker non-votes were present for director elections and the compensation vote.

• · Broker non-votes totaled 3,849,900 for each director nominee and for the compensation proposal.
• · Ratification of Deloitte & Touche received 76,198,184 votes for, 1,403,695 against, and 15,180 abstentions with no broker non-votes.
• · The advisory vote on executive compensation had 72,960,681 for, 748,732 against, and 57,745 abstentions.

05-06-2026

Cardinal Infrastructure Group Inc. held its 2026 Annual Meeting on June 5, 2026, where stockholders elected six directors and ratified Grant Thornton LLP as the independent auditor for fiscal year 2026. All director nominees received strong support, with the lowest 'For' vote count being 40,198,067 for Richard M. Lee, while the ratification of Grant Thornton passed overwhelmingly with 40,744,175 votes in favor and only 101 against. The meeting had 40,746,383 shares represented, and broker non-votes of 337,768 were recorded for all director elections.

• · The annual meeting was held on June 5, 2026, and the proxy statement was filed on April 24, 2026.
• · All six director nominees were elected to serve until the 2027 annual meeting.
• · The highest 'For' vote among director nominees was 40,402,943 for Anthony L. Wood, Jr., and the lowest was 40,198,067 for Richard M. Lee.
• · The ratification of Grant Thornton LLP as independent auditor received 40,744,175 votes in favor, 101 against, and 2,107 abstentions.

05-06-2026

BNY Mellon Strategic Municipal Bond Fund, Inc. (DSM) filed a DEFA14A additional proxy soliciting material on June 5, 2026, urging shareholders to vote on a proposal. The filing includes a 'Stop, Look & Listen' graphic and references to the fund's proxy statement. No financial figures or period-over-period comparisons are provided in this filing.

• · The filing is a DEFA14A (additional proxy soliciting material) filed on June 5, 2026.
• · The fund was formerly known as Dreyfus Strategic Municipal Bond Fund, Inc. (name changed October 30, 2018).
• · The fund is incorporated in Maryland and has a fiscal year end of November 30.
• · The filing includes a 'Stop, Look & Listen' graphic urging shareholders to vote.

05-06-2026

Marchex, Inc. is seeking stockholder approval at a Special Meeting on July 1, 2026, to acquire 100% of Archenia, Inc. for up to $10 million in convertible promissory notes (6% interest, convertible at $1.80 per share) plus up to 4 million shares of Class B common stock as earn-out consideration. The transaction involves related parties Russell C. Horowitz (Chairman) and Michael Arends (Vice Chairman) as sellers, and the Board unanimously recommends a vote 'FOR' the proposal.

• · The Special Meeting will be held on July 1, 2026, at 10:00 AM Pacific Time at DLA Piper LLP (US), 701 Fifth Avenue, Suite 6900, Seattle, Washington 98104.
• · Record date for voting is May 22, 2026.
• · Stock Purchase Proposal requires approval by a majority of voting power of all outstanding Class A and Class B common stock (voting as a single class), and also a majority of voting power excluding shares owned by Russell C. Horowitz and Michael Arends.
• · The convertible promissory notes are payable in three equal tranches on the 12-, 18-, and 24-month anniversaries of the Closing Date.
• · Earn-out Consideration is contingent on Archenia’s revenue or Adjusted EBITDA exceeding prior 12-month levels and achieving specified integration or customer retention targets.
• · No appraisal or dissenters’ rights are available for the Transaction.
• · The Special Committee of independent directors negotiated and considered the Transaction.

05-06-2026

Ares Core Infrastructure Fund disclosed an unregistered sale of common shares in its June 2026 monthly closing with aggregate proceeds of $845.2 million across four share classes (Class I, D, N, S). As of May 31, 2026, the Fund had 167.6 million total shares outstanding, with Class I shares representing the vast majority (140.6 million). No underwriting discounts or commissions were paid, though certain selling agents may charge upfront sales loads capped at 2.0%-3.5% of NAV depending on share class.

• · The per-share purchase price will equal the Fund's NAV per share as of the last calendar day of May 2026, expected within 20 business days after June 1, 2026.
• · Class I Shares have a 0% upfront sales load cap, while Class D and N are capped at 2.0% of NAV and Class S at 3.5% of NAV.
• · The sale was exempt from registration under Section 4(a)(2), Rule 506(b) of Regulation D, and/or Regulation S of the Securities Act of 1933.

05-06-2026

Albemarle Corporation announced the retirement of Donald J. LaBauve Jr., former Chief Accounting Officer, effective June 1, 2026. Neal R. Sheorey, Executive Vice President and CFO, will serve as interim Principal Accounting Officer starting June 2, 2026, until a permanent replacement is appointed. No new compensatory arrangements or related-party transactions were disclosed in connection with this change.

• · The retirement of Mr. LaBauve was previously reported.
• · Mr. Sheorey's biographical details are incorporated by reference from the company's definitive proxy statement filed March 24, 2026.
• · No family relationships exist between Mr. Sheorey and any other director or executive officer.
• · No transactions involving Mr. Sheorey require disclosure under Item 404(a) of Regulation S-K.

05-06-2026

Westrock Coffee Co held its 2026 annual meeting of stockholders on June 5, 2026, where all four Class I director nominees were elected and the appointment of PricewaterhouseCoopers LLP as independent auditor for fiscal 2026 was ratified. Director Kenneth M. Parent received the highest support with 93.5M votes for, while Oluwatoyin Umesiri had the most abstained votes at 169,415 and Mark A. Edmunds faced the highest against votes at 4.3M.

• · The 2026 annual meeting was held virtually at www.virtualshareholdermeeting.com/WEST2026.
• · All four Class I director nominees were elected for one-year terms expiring at the 2027 annual meeting.
• · The ratification of PricewaterhouseCoopers LLP as independent auditor for fiscal year ending December 31, 2026 passed with approximately 97.5% of votes cast in favor.
• · Broker non-votes totaled 10,275,970 for each director election proposal.
• · The definitive proxy statement was filed with the SEC on April 23, 2026.

05-06-2026

FrontView REIT, Inc. filed an amendment (8-K/A) to its original 8-K filing to disclose that on June 1, 2026, the Board approved an equity grant to newly elected director Timothy McHugh. Mr. McHugh received 5,311 LTIP Units in the company's operating partnership, vesting on the earlier of the first anniversary or the day before the next annual meeting, subject to continued service. The filing provides additional details on the compensatory arrangement for the director.

• · The equity grant was approved on June 1, 2026, with a grant date value substantially equivalent to annual equity grants received by continuing non-employee directors on May 27, 2026.
• · The LTIP Units were granted under the Company's 2024 Omnibus Equity and Incentive Plan and the Amended and Restated Agreement of Limited Partnership of FrontView Operating Partnership LP.
• · Vesting occurs on the earlier of the first anniversary of issuance or the day before the Company's first annual stockholders' meeting held at least 50 weeks following issuance, subject to continued service.

05-06-2026

First Western Financial Inc. held its Annual Meeting on June 3, 2026, where shareholders elected eleven directors, ratified Crowe LLP as the independent auditor for FY2026, and approved the advisory say-on-pay proposal. While all proposals passed, the say-on-pay vote showed significant opposition with 1,218,437 votes against (20.0% of votes cast), indicating notable shareholder dissent on executive compensation.

• · All director nominees received strong support, with votes for ranging from 5,629,770 (Thomas A. Gart) to 6,067,380 (Scott C. Mitchell).
• · Ratification of Crowe LLP as auditor passed overwhelmingly with 6,578,057 votes for and only 181,161 against.
• · The say-on-pay proposal had 4,865,971 votes for, 1,218,437 against, and 4,384 abstentions, representing a 20% dissent rate.
• · Broker non-votes totaled 670,427 for each director nominee, indicating a significant portion of shares were not voted on director elections.

05-06-2026

Columbia Financial, Inc. reported net income of $13.1M for Q1 2026, up 47.2% from $8.9M in Q1 2025, driven by a 20.0% increase in net interest income to $60.4M. However, total non-interest income declined 20.4% to $6.7M, primarily due to a $1.2M loss on equity securities vs. a $0.3M gain in the prior year. Total assets decreased slightly to $11.01B from $11.02B at year-end 2025.

• · Total deposits decreased by $72.1M to $8.37B from $8.44B at year-end 2025.
• · Borrowings increased by $60.0M to $1.24B from $1.18B at year-end 2025.
• · Allowance for credit losses increased to $68.8M from $67.2M at year-end 2025.
• · Non-interest expense increased 8.3% YoY to $47.5M, including $1.8M in merger-related expenses.
• · Earnings per share (diluted) was $0.13 for Q1 2026 vs. $0.09 for Q1 2025.
• · Total comprehensive income was $11.2M for Q1 2026 vs. $18.2M for Q1 2025, due to other comprehensive loss of $1.9M.
• · Cash and cash equivalents decreased by $63.9M to $276.9M from $340.8M at year-end 2025.
• · Net cash used in investing activities was $56.9M, primarily for purchases of debt securities available for sale.
• · Net cash used in financing activities was $10.1M, driven by a decrease in deposits.

05-06-2026

Lifecore Biomedical held its 2026 Annual Meeting on June 4, 2026, where stockholders approved all four proposals, including the election of nine directors, ratification of KPMG LLP as auditor, approval of executive compensation (non-binding), and the new 2026 Stock Incentive Plan. The 2026 Plan, effective October 16, 2026, authorizes up to 2,500,000 new shares plus shares forfeited under the prior 2019 Plan. All director nominees received majority support, though Katrina L. Houde and Joshua E. Schechter faced notable opposition with over 3.3 million and 2.7 million votes withheld, respectively.

• · The 2026 Stock Incentive Plan was approved with 22,724,492 votes for, 392,825 against, and 13,086 abstentions (broker non-votes: 10,697,326).
• · Ratification of KPMG LLP as independent auditor was approved with 33,760,879 votes for, 63,445 against, and 3,405 abstentions.
• · Advisory approval of executive compensation passed with 22,938,684 votes for, 178,868 against, and 12,851 abstentions (broker non-votes: 10,697,326).
• · Two director nominees (Katrina L. Houde, Joshua E. Schechter) received more than 3.3 million and 2.7 million votes withheld, respectively, indicating notable shareholder dissent.
• · The 2026 Plan becomes effective October 16, 2026, and the 2019 Plan will expire on that date.
• · The record date for the meeting was April 6, 2026.

05-06-2026

At its 2026 Annual Meeting held on June 3, HASI stockholders elected all ten director nominees, ratified Ernst & Young LLP as the independent auditor for FY 2026, and approved, on a non-binding advisory basis, executive compensation. However, the advisory vote on executive compensation drew notable opposition, with 9,067,144 shares (about 8.9% of votes cast) against and 247,221 abstentions, indicating shareholder concerns.

• · All 10 director nominees were elected with 'Votes For' ranging from 98,482,365 (Brenner) to 101,974,981 (Welch), and 'Votes Withheld' from 488,579 (Welch) to 3,981,195 (Brenner).
• · Ratification of Ernst & Young LLP as auditor received 104,644,682 votes For, 9,092,807 Against, and 170,541 Abstentions.
• · Advisory vote on executive compensation received 93,149,195 For, 9,067,144 Against, 247,221 Abstentions, and 11,444,470 Broker Non-Votes.
• · Broker non-votes were 11,444,470 for the director elections and the advisory compensation vote, but not applicable for the auditor ratification.

05-06-2026

Firefly Aerospace Inc. held its annual meeting of stockholders on June 4, 2026. Stockholders elected Jason Kim and Kevin McAllister as directors to three-year terms, and ratified the appointment of Grant Thornton LLP as the independent registered public accounting firm for fiscal year 2026. Both proposals passed with overwhelming support, reflecting strong shareholder confidence.

• · Jason Kim received 90,751,983 votes For and 6,123,118 Withheld, plus 21,518,588 broker non-votes.
• · Kevin McAllister received 88,953,164 votes For and 7,921,937 Withheld, plus 21,518,588 broker non-votes.
• · Ratification of Grant Thornton LLP passed with 118,104,954 For, 240,804 Against, and 47,931 Abstain; no broker non-votes.
• · The company is an emerging growth company as defined under SEC rules.

05-06-2026

Dream Finders Homes appointed Clint Szubinski as Chief Operating Officer, effective immediately. The move strengthens the executive team as the company expands across the Southeast, Mid-Atlantic, and Midwest. No financial impact or concurrent financial results were disclosed.

• · Mr. Szubinski previously served as EVP and COO at Meritage Homes, and as President of Meritage's East Region.
• · He will work alongside National President Doug Moran to transition teams and responsibilities.
• · DFH builds in Florida, Texas, Tennessee, North Carolina, South Carolina, Georgia, Colorado, Arizona, and the Washington, D.C. metro area.
• · The company was recognized as the 2025 National Builder of the Year by Builder magazine.

05-06-2026

Abercrombie & Fitch reported net sales of $1.114B for the 13 weeks ended May 2, 2026, up 1.5% from $1.097B in the prior-year period. However, net income attributable to A&F declined 16.5% to $67.1M from $80.4M, and diluted EPS fell to $1.47 from $1.59. Operating income decreased 12.5% to $88.8M, driven by higher selling, general and administrative expenses. The company generated $44.3M in operating cash flow versus a $4.0M use in the prior year, but total cash and equivalents declined 21.8% from year-end to $594.1M due to $105.0M in share repurchases and $61.3M in capital expenditures.

• · Selling expense increased 7.8% YoY to $431.2M from $399.9M, while general and administrative expense rose 4.5% to $182.8M from $174.9M.
• · Cost of sales, exclusive of depreciation and amortization, decreased 0.8% to $413.8M from $417.1M.
• · Other operating income was $2.8M vs. a loss of $3.8M in the prior year.
• · Interest income, net decreased to $5.3M from $6.8M.
• · Income tax expense was $26.0M vs. $26.6M, with an effective tax rate of 27.6% vs. 24.5%.
• · Inventories decreased 11.4% from year-end to $532.7M from $601.2M.
• · Total assets decreased 2.5% to $3.453B from $3.542B at year-end.
• · Total stockholders' equity decreased 4.7% to $1.354B from $1.420B at year-end.
• · Share repurchases totaled $105.0M (including commissions and excise tax), reducing outstanding shares by 1.2 million.
• · Operating lease right-of-use assets increased 11.9% to $1.116B from $997.4M at year-end.
• · The company had $25.1M in marketable securities as of May 2, 2026.
• · No borrowings were outstanding under the company's credit facilities as of May 2, 2026 (Note 10).

05-06-2026

Falcon's Beyond Global, Inc. announced on June 2, 2026, that its subsidiary, Falcon's Attractions, LLC, entered into a Master Consulting Services Agreement with VAI Amusement Park, LLC valued at approximately $10,600,000. The agreement designates Falcon's Attractions as the lead design consultant for a theme park to be constructed in Arizona, with milestone-based payments tied to project progress. No prior period comparisons or negative metrics are available in this filing.

• · The agreement was entered into on June 2, 2026, and filed on June 5, 2026.
• · Falcon's Attractions will serve as the lead design consultant for the theme park.
• · Payment terms are milestone-based and tied to progress of services over project execution periods.

05-06-2026

Edgewise Therapeutics, Inc. held its Annual Meeting on June 4, 2026, where three Class II directors were elected, the appointment of KPMG LLP as independent auditor was ratified, and executive compensation received advisory approval. All proposals passed with strong shareholder support; however, two director nominees faced notable opposition, with Jonathan Root, M.D. receiving 31.9 million withhold votes (35.0%) and Badreddin Edris, Ph.D. receiving 27.0 million withhold votes (29.7%).

• · Total shares outstanding and voted not disclosed in filing.
• · Number of broker non-votes not disclosed.
• · Director Laura Brege received 87.3 million For votes (95.8%), the highest support among nominees.
• · Ratification of KPMG received 99.6 million For votes with only 1,123 Against and 578,031 Abstain, indicating overwhelming approval.
• · Advisory vote on executive compensation passed with 87.1 million For votes, but 3.5 million (3.8%) voted Against.

05-06-2026

Hyperion DeFi announced the wind-down of two key agreements after Native Markets ended support for USDH stablecoin and terminated a Temporary Use Agreement. The company recovered 300,000 HYPE tokens plus staking rewards (worth ~$10.4M as of March 31, 2026) and will unstake 500,000 HYPE tokens under its HAUS Agreement with Felix Foundation by June 29, 2026 (worth ~$18.3M). The combined 800,000 HYPE tokens will be repositioned to more profitable strategies; however, the transition exposes Hyperion to disruption from losing two major partnerships and potential short-term unproductivity of capital.

• · Native Markets informed Hyperion on May 18, 2026 that it is terminating the Temporary Use Agreement, effective June 18, 2026.
• · All fees owed under the Temporary Use Agreement have been paid.
• · 300,000 HYPE tokens plus accrued staking rewards were delivered back to Hyperion on June 3, 2026.
• · Wind-down of HAUS Agreement with Felix was agreed on June 5, 2026.
• · Unstaking of 500,000 HYPE tokens supporting the Felix agreement is expected on June 22, 2026.
• · All remaining payments from Felix are expected by June 29, 2026.
• · Native Markets has granted Coinbase the rights to USDH’s brand assets, and Coinbase plans to become the official deployer of USDC as an aligned quote asset on Hyperliquid.

05-06-2026

Fortitude Gold Corporation sold 1,150,000 shares of common stock at $4.82 per share to a single sophisticated investor on June 2, 2026, raising approximately $5.543 million. The sale was conducted as an unregistered transaction under Rule 506, with no general solicitation and restricted securities.

• · The sale was exempt under Rule 506 of the Securities Act.
• · The purchaser was a single sophisticated investor who acquired shares for their own account.
• · No general solicitation was used in the offering.
• · The shares will bear a restricted legend limiting resale without registration or exemption.
• · The filing was made under Item 3.02 (Unregistered Sale of Equity Securities).

05-06-2026

Flag Ship Acquisition Corp (FSHPU) reported net income of $159,828 for Q1 2026, down 72.3% from $577,698 in Q1 2025, primarily due to a steep decline in interest and dividends earned on trust account assets ($290,462 vs $739,769). Cash and investments held in trust account increased slightly to $33.43M from $33.08M at year-end 2025, but operating cash flow remained negative at -$34,740 (improved from -$183,542). The company continues to carry a shareholders' deficit of $3.35M.

• · Weighted average redeemable shares outstanding fell from 6,900,000 in Q1 2025 to 3,062,517 in Q1 2026, likely reflecting redemptions.
• · Basic and diluted net income per share decreased from $0.07 (both classes) in Q1 2025 to $0.03 in Q1 2026.
• · Deferred underwriting compensation remained unchanged at $1,725,000.
• · Extension funds of $60,000 were deposited into the trust account during the quarter, with an equal amount drawn from financing activities.
• · No income taxes were recorded in either period.

05-06-2026

Coller Secondaries Private Equity Opportunities Fund adjourned its Special Meeting of Shareholders to June 30, 2026, at 10:00 a.m. ET because participation had not reached the required level to approve a new investment advisory agreement with Coller Private Market Secondaries Advisors, LLC. The Board of Trustees recommends a vote FOR the proposal. Shareholders who have not yet voted are urged to do so by the reconvened meeting date.

• · The original meeting was adjourned because the required participation level to approve the new advisory agreement had not been reached.
• · The record date for the meeting remains March 26, 2026.
• · Proxies already submitted remain valid and will be voted at the reconvened meeting unless revoked.
• · Votes submitted electronically or by telephone must be received by 11:59 p.m. ET on June 29, 2026.
• · Shareholders can vote by phone with a live agent at (866) 206-6951, by touch-tone phone, online, or by mail.
• · The reconvened meeting will be held at the Adviser's offices: 950 Third Avenue, New York, NY 10022.

05-06-2026

Five Point Holdings, LLC held its 2026 Annual Meeting on June 4, 2026, with 91.5% of outstanding shares represented. Shareholders elected all three director nominees (Kathleen Brown, Gary Hunt, Michael Winer), approved executive compensation on a non-binding advisory basis, ratified Deloitte & Touche LLP as independent auditor, and approved the amended 2023 Incentive Award Plan. However, the votes for director nominees and the incentive plan showed notable broker non-votes of 14,244,267, and the advisory vote on executive compensation had 2,582,171 votes against and 80,954 abstentions, indicating some shareholder dissent.

• · The record date for the Annual Meeting was April 9, 2026.
• · Each Class A and Class B common share carried one vote per share.
• · Broker non-votes totaled 14,244,267 for each director election and for the incentive plan vote, and 0 for the auditor ratification.
• · The ratification of Deloitte & Touche LLP as independent auditor received 135,790,589 votes for, 41,202 against, and 30,488 abstentions.
• · The advisory vote on executive compensation had 118,954,887 votes for, 2,582,171 against, and 80,954 abstentions.
• · The amendment and restatement of the 2023 Incentive Award Plan received 120,298,280 votes for, 1,253,371 against, and 66,361 abstentions.

05-06-2026

Thomas C. Chubb, III resigned from the Board of Flowers Foods, Inc. effective June 4, 2026, due to competing professional demands as chairman, president and CEO of Oxford Industries, Inc. His departure was not due to any dispute with the Board or Company. The Board thanked him for six years of service, including as independent presiding director and chair of the Nominating/Corporate Governance Committee.

• · Resignation was effective immediately on June 4, 2026.
• · Mr. Chubb served as independent presiding director and chair of the Nominating/Corporate Governance Committee.
• · The filing was signed by CFO D. Anthony Scaglione on June 5, 2026.

05-06-2026

Synchrony Financial issued and sold 500,000 depositary shares, each representing a 1/100th interest in a share of newly created 7.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series C, raising capital through a public offering. The offering was underwritten by BofA Securities, Barclays Capital, and Morgan Stanley, and the Series C terms impose restrictions on dividends and share repurchases if preferred dividends are not paid. No prior-period financial data is provided in this filing, so no period-over-period comparisons are available.

• · The Certificate of Designations for Series C Preferred Stock was filed with the Delaware Secretary of State on June 4, 2026.
• · The underwriting agreement was entered into on June 2, 2026, with BofA Securities, Barclays Capital, and Morgan Stanley as representatives.
• · The offering was made under the Company's existing shelf registration statement on Form S-3 (File No. 333-288729).
• · The Series C Preferred Stock carries a 7.250% fixed rate reset, is non-cumulative, and perpetual.
• · Dividend and share repurchase restrictions apply if Series C dividends are not declared and paid for the immediately preceding dividend period.

05-06-2026

Netflix held its 2026 annual meeting on June 4, 2026, with a quorum present. All 12 director nominees were elected, including Jay Hoag who was appointed Chairman of the Board effective after the meeting. While the ratification of Ernst & Young and the advisory vote on executive compensation were approved, all four non-binding stockholder proposals (including written consent, ESG ROI report, politicized brand misalignment report, and cumulative voting) were overwhelmingly rejected by shareholders.

• · Jay Hoag, previously Lead Independent Director since 2012, was appointed Chairman of the Board effective after the annual meeting; the Board will no longer have a separate Lead Independent Director.
• · The advisory vote on named executive officer compensation received 2,660,768,297 votes for and 517,268,246 against, with 13,430,079 abstentions.
• · The non-binding stockholder proposal 'Shareholder Right to Act by Written Consent' received 1,418,042,922 votes for and 1,760,000,297 against, failing to pass.
• · The 'ESG ROI Report' proposal received only 33,052,499 votes for versus 3,132,630,314 against.
• · The 'Report on Politicized Brand Misalignment' proposal received 30,563,084 votes for versus 3,133,020,650 against.
• · The 'Adopt Cumulative Voting' proposal received 95,414,118 votes for versus 3,076,876,412 against.
• · Broker non-votes were 413,490,064 on all director elections and on the executive compensation and stockholder proposals (except the auditor ratification which had no broker non-votes).

05-06-2026

Lifeloc Technologies filed an 8-K reporting the resignation of its independent auditor, Assure CPA, due to the sale of its assets to Sadler, Gibb & Associates, with no disagreements or reportable events. The company also held its Annual Meeting on June 3, 2026, where all five director nominees were elected, the appointment of Assure CPA for fiscal 2026 was ratified, say-on-pay was approved, and the amended articles of incorporation were passed. The auditor change is procedural and not due to any accounting issues, while shareholder votes showed strong support across all proposals.

• · Assure CPA's resignation was effective June 3, 2026, due to sale of substantially all assets to Sadler, Gibb & Associates; professionals serving the company continued in their roles at Sadler Gibb.
• · No disagreements or reportable events occurred with Assure during fiscal years 2024 and 2025 or the interim period through June 3, 2026.
• · All five director nominees were elected with 2,246,607 votes for each and 13,681 votes withheld; there were 15,314 broker non-votes.
• · Ratification of Assure CPA as auditor for fiscal 2026 passed with 2,274,325 for, 1,277 against, and 0 abstentions.
• · Advisory say-on-pay vote passed with 2,209,786 for, 3,004 against, 0 abstentions, and 62,812 broker non-votes.
• · Approval of Amended and Restated Articles of Incorporation passed with 2,210,827 for, 1,963 against, 0 abstentions, and 62,812 broker non-votes.

05-06-2026

Caris Life Sciences, Inc. held its 2026 Annual Meeting on June 4, 2026, where shareholders voted to elect ten director nominees and ratified the appointment of Deloitte & Touche LLP as the independent auditor for fiscal year 2026. All director nominees were elected, though several received significant 'withheld' votes, with Peter M. Castleman receiving the highest number of withheld votes at 62,191,585 (23.7% of votes cast). The ratification of Deloitte & Touche LLP passed overwhelmingly with 273,517,324 votes in favor.

• · The record date for the meeting was April 9, 2026.
• · Broker non-votes totaled 11,087,026 for each director nominee.
• · Director David Fredrickson received the highest votes for (228,579,061) among all nominees.
• · Director Dr. Jeffrey Vacirca received the fewest votes withheld (33,954,010).
• · The ratification of Deloitte & Touche LLP had only 60,882 votes against and 136,314 abstentions.

05-06-2026

Lifeway Foods, Inc. announced on June 5, 2026, that its Board of Directors authorized the redemption of all outstanding preferred share purchase rights under its Shareholder Rights Agreement (dated November 4, 2024, as amended). The rights will be redeemed at $0.001 per Right, terminating the Rights Agreement effective immediately. This action modifies the rights of security holders by eliminating the poison pill provision.

• · The Shareholder Rights Agreement was originally dated November 4, 2024, and amended on October 29, 2025.
• · The redemption and termination are effective as of June 5, 2026.
• · After redemption, holders of Rights will only be entitled to receive the redemption price of $0.001 per Right.

05-06-2026

Ulta Beauty filed an amendment (DEFA14A) to its definitive proxy statement for the 2026 Annual Meeting of Stockholders, correcting a scrivener's error in Appendix C regarding the definition of 'Overall Share Limit' in the proposed 2026 Incentive Award Plan. The Plan seeks approval for up to 5,001,201 shares, comprising 3,500,000 newly authorized shares and 1,501,201 shares remaining under the existing 2011 Plan as of April 13, 2026. No other changes were made to the proxy statement or proposals.

• · The amendment corrects a scrivener's error in the definition of 'Overall Share Limit' in Appendix C of the proxy statement.
• · The corrected definition includes shares available under the Prior Plan as of March 26, 2026, and adjusts for awards granted between March 26, 2026 and April 13, 2026.
• · Stockholders who have already voted do not need to take any action unless they wish to change their vote.

05-06-2026

Research Frontiers Inc. received two Nasdaq deficiency notices on June 2, 2026, for failing to meet the $1.00 minimum bid price and the $35 million minimum Market Value of Listed Securities (MVLS) requirements over 30 consecutive trading days. The company has 180 days, until November 30, 2026, to regain compliance on both fronts, and it does not currently intend to pursue a reverse stock split. However, there is no assurance that compliance will be achieved, and the stock continues to trade under the symbol "REFR" for now.

• · The company does not currently meet alternative continued listing standards under Nasdaq Listing Rules 5550(b)(1) (minimum stockholders’ equity) and 5550(b)(3) (net income from continuing operations).
• · The company does not currently intend to effect a reverse stock split to regain compliance.
• · The deficiency letters were received on June 2, 2026, and the report was filed on June 5, 2026.

05-06-2026

On June 5, 2026, Cantor Fitzgerald Income Trust, Inc. declared May 2026 distributions for each class of its common stock and certain operating partnership units, all at an annualized rate of 5.00% of NAV per share class. The net distributions are payable to holders of record as of May 31, 2026, and will be paid on or about June 5, 2026, in cash or reinvested shares. The filing notes that distributions may be paid from sources other than cash flow from operations, highlighting a potential reliance on non-operational funding.

• · Gross per-share distributions vary by class: Class I $0.08587, Class D $0.08154, Class S $0.07121, Class T $0.07121, Class IX $0.08587, Class AX $0.08587, Class TX $0.06864, Class I OP units $0.08587, Class T OP units $0.07124.
• · Record date for distributions is May 31, 2026; payment date is June 5, 2026.
• · Some or all cash distributions may be funded from sources other than cash flow from operations.

05-06-2026

iShares Staked Ethereum Trust ETF (ETHB) announced its first cash distribution of $351,669.96 to shareholders of record on June 8, 2026, payable on June 9, 2026. The distribution represents staking rewards earned from May 4 to May 29, 2026, net of fees. The Trust intends to make monthly (at least quarterly) distributions going forward, though amounts and frequency are not guaranteed.

• · Record date for the distribution is June 8, 2026; payment date is June 9, 2026.
• · Shares will trade ex-dividend on June 8, 2026.
• · Staking rewards period: May 4, 2026 (when ether became actively staked) through May 29, 2026.
• · Future distributions are subject to Sponsor approval and will depend on staking consideration received, legal/regulatory requirements, and operational/liquidity needs.
• · Distribution schedule and details are available on the iShares product page at www.ishares.com.

05-06-2026

New Mountain Finance Corp priced a private offering of $150M in senior notes across three tranches on June 5, 2026. The offering includes $40M of 7.28% Series 2026A Senior Fixed Rate Notes due 2028 (Tranche A), $35M of 7.76% Series 2026A Senior Fixed Rate Notes due 2031 (Tranche B), and $75M of Series 2026A Senior Floating Rate Notes due 2031 (Tranche C). Proceeds will be used for general corporate purposes, including investments and debt repayment.

• · The offering is expected to close on or around June 18, 2026, subject to customary closing conditions.
• · Each tranche of the Notes is expected to be issued on or before October 1, 2026.
• · The Notes are being offered in reliance on Section 4(a)(2) of the Securities Act and will not be registered under the Securities Act or any state securities laws.
• · The company is not an emerging growth company as defined in Rule 405 of the Securities Act.

05-06-2026

On June 4, 2026, Jordan Krugman notified Invesco Galaxy Solana ETF of his resignation from all positions at the Sponsor (Invesco Capital Management LLC) and its affiliates, including his role on the Board of Managers, effective August 3, 2026. The Sponsor is currently considering a replacement. No financial impact or performance data is disclosed in this filing.

• · Resignation effective date: August 3, 2026.
• · The registrant is an emerging growth company and has elected not to use the extended transition period for complying with new or revised financial accounting standards.
• · The filing does not disclose any financial metrics, performance data, or material changes to the fund's operations or strategy.

05-06-2026

College Retirement Equities Fund (CREF) filed a definitive proxy statement for its virtual participant meeting on July 21, 2026. Participants will vote on the election of nine trustees, including two new nominees to replace retiring trustees, with the Board unanimously recommending a FOR vote. The filing details voting procedures, record date (June 1, 2026), and quorum requirements, but contains no financial performance data or period-over-period comparisons.

• · The meeting will be held virtually on July 21, 2026 at 12:00 p.m. ET.
• · Record date for voting eligibility is June 1, 2026.
• · Proxy materials were mailed starting on or about June 5, 2026.
• · Two new trustee nominees are proposed to replace retiring trustees (mandatory retirement at age 72), temporarily expanding the Board to nine members before returning to seven.
• · All current trustees are independent (not 'interested persons' under the 1940 Act).
• · The Board Chair is an independent trustee; the CEO of CREF does not serve on the Board.
• · Votes are counted to two decimal points.
• · Abstentions count toward quorum but have the same effect as a vote against a proposal.
• · No broker votes are cast.

05-06-2026

AEI CapForce II Investment Corp, a Cayman Islands blank check company, filed an S-1/A registration statement for an initial public offering of 10,000,000 units at $10.00 per unit, with total gross proceeds of $100,000,000 ($115,000,000 if the over-allotment option is fully exercised). The company expressly disclaims any intent to consummate a business combination with a target located in China (including Hong Kong and Macau), but its significant ties to China and the fact that a majority of its officers reside outside the U.S. may impede its search for a non-PRC target and create regulatory risks, including potential CFIUS review. The sponsor's nominal purchase price for founder shares will result in immediate and substantial dilution for public shareholders, and the company faces material conflicts of interest that could incentivize management to complete a transaction even if it is unprofitable for public shareholders.

• · The company's auditor, CBIZ CPAs P.C., is a U.S. firm headquartered in Kansas City, Missouri, and is subject to regular PCAOB inspections, mitigating HFCA Act risks.
• · The company will not pursue a business combination with a target located in China (including Hong Kong and Macau), but a minority of executive officers and directors have significant ties to China, which may make the company a less attractive partner to non-PRC targets.
• · Because a majority of executive officers and directors reside outside the U.S., it may be difficult to effect service of process upon them.
• · The company may be considered a 'foreign person' under CFIUS rules, potentially limiting its ability to complete a business combination with a U.S. target.
• · The sponsor acquired founder shares at a nominal price, resulting in immediate and substantial dilution for public shareholders upon closing of the offering.
• · If no business combination is completed within the required timeframe, founder shares and private placement rights may expire worthless, creating an incentive for management to complete a transaction even if it is unprofitable for public shareholders.
• · The company will reimburse the sponsor $10,000 per month for office space and administrative support starting from the listing date.
• · Up to $3,000,000 of working capital loans may be converted into private placement units at $10.00 per unit.
• · The company's net tangible book value per share after the offering is estimated at $7.83 (assuming no over-allotment and no redemptions), resulting in a dilution of $2.17 per share from the offering price of $10.00.