S&P 500 Consumer Discretionary Sector SEC Filings — June 08, 2026

08-06-2026

AmeriServ Financial, Inc. filed its DEF 14A proxy statement for the 2026 Annual Meeting to be held virtually on July 23, 2026. The company reported net income of $1.8 million ($0.11 EPS) for Q1 2026, down 6.0% from $1.9 million ($0.12 EPS) in Q1 2025, though net interest income improved by $897,000 due to a 25-basis-point margin expansion. The filing also discloses ongoing shareholder engagement, governance enhancements, and an expanded strategic partnership with SB Value Partners.

• · Net interest income represents approximately 73% of total revenue.
• · 53% of outstanding shares were contacted and 33% engaged in post-2025 Annual Meeting shareholder outreach.
• · The company eliminated cumulative voting in director elections and amended bylaws for market-standard proxy access.
• · The Compensation Committee engaged Pearl Meyer as independent compensation consultant.
• · Say-on-Pay results have been low since 2023, attributed to lack of disclosure on shareholder engagement rather than pay-for-performance misalignment.
• · The expanded relationship with SB Value Partners was announced in January 2026 with an amended consulting agreement focusing on operational efficiency, wealth management business development, and strategic initiatives.
• · Annual Meeting will be held virtually on July 23, 2026 at 1:30 p.m. ET.
• · Record Date for voting is May 8, 2026.

08-06-2026

FDCTech, Inc. reported a net income of $655,487 for Q3 FY2025, a significant turnaround from a net loss of $607,207 in Q3 FY2024. For the nine months ended September 30, 2025, net income attributable to shareholders was $510,376, compared to a net loss of $679,134 in the prior year period. However, total revenue for the nine-month period declined 5.0% to $17,269,111 from $18,178,864, driven by a sharp 26.5% drop in Brokerage (Trading) revenue, partially offset by strong growth in Technology & software revenue.

• · The filing is a 10-Q/A (amended) with restated financial statements for all periods presented.
• · Cash and cash equivalents plummeted 98.8% from $13,850,168 at Dec 31, 2024 to just $163,400 at Sep 30, 2025, indicating a severe liquidity crunch.
• · Restricted cash (client funds, segregated) increased 51.4% to $17,451,322, while client funds payable rose by the same amount.
• · Related party advances decreased significantly from $7,992,840 to $2,722,615 (down 65.9%).
• · The company issued 32,000,000 common shares for services during the nine months ended Sep 30, 2025, increasing total shares outstanding by 8.2%.
• · Accumulated deficit improved 21.3% from ($2,396,102) to ($1,885,726).
• · Net cash used in operating activities was ($3,651,664) for the nine months ended Sep 30, 2025, slightly worse than ($3,582,283) in the prior year period.
• · The restatement adjustments included reclassifying $24,614,211 from cash to restricted cash, removing an $8,200,000 subscription receivable from assets, and adjusting related party balances.

08-06-2026

Inflection Point Acquisition Corp. VI (IPFX) has entered into a definitive business combination agreement with Quantum Space, LLC to take the space systems company public via a SPAC merger. Upon closing, the combined company will operate under an Up-C structure as 'Quantum Space, Inc.' with dual-class voting stock (Class A/B with 1 or 10 votes per share). Concurrently with signing, Series B preferred units and warrants were issued in a PIPE-like investment, with a further Series A preferred investment to occur at closing. The deal is subject to shareholder approval, regulatory clearances, and other customary closing conditions, with the proxy statement/prospectus to be filed via a Registration Statement with the SEC.

• · The SPAC is a blank check company with no operations; its ordinary shares, warrants, and units trade on Nasdaq under IPFX, IPFXW, and IPFXU.
• · IPFX is an emerging growth company and has elected not to use the extended transition period for new accounting standards.
• · Quantum Space is a Delaware limited liability company focused on space infrastructure.
• · Post-merger, PubCo will rename to 'Quantum Space, Inc.' and will be the managing member of Quantum Space via an Eighth Amended and Restated Operating Agreement.
• · The combined company will have four classes of common stock: Class A-1 (1 vote + economics), Class A-2 (10 votes + economics), Class B-1 (1 vote, no economics), Class B-2 (10 votes, no economics).
• · The filing does not disclose the size of the Series B or Series A investments, nor the valuation of Quantum Space.
• · No financial projections or material financial data (revenue, EBITDA, cash) were included in this filing; that information is reserved for the investor presentation (Exhibit 99.2) and projected financials (Exhibit 99.3).
• · Exhibits 99.4 and 99.5 contain term sheets for concurrent equity investments in Quantum Space (Series B convertible preferred units/warrants) and in PubCo (Series A cumulative convertible preferred stock/warrants).

08-06-2026

Profusa, Inc. submitted an Advance Notice to Ascent Partners Fund LLC to purchase shares under an equity line of credit arrangement. The modified terms include a cap of $200,000 per Advance Notice, a purchase price of 97% of the lowest VWAP over the prior ten trading days, and a True-Up Mechanism that may require the company to issue additional shares if the adjusted price is lower than the closing price. While this provides immediate access to capital, the True-Up Mechanism and potential dilution represent risks for existing shareholders.

• · The Advance Notice period runs from June 8, 2026 to July 15, 2026.
• · Ascent will waive mandatory prepayment provisions related to Advance Notices with payment upon share delivery.
• · The purchase price is funded upon delivery of shares, not upon Ascent's subsequent exit or sale.
• · The True-Up Mechanism compares 97% of the lowest VWAP during the Adjustment Period to the closing price.
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new or revised financial accounting standards.

08-06-2026

FuelCell Energy reported a net loss attributable to common stockholders of $78.7M for Q2 FY2026 (three months ended April 30, 2026), widening from a $38.8M loss in the prior-year quarter, driven by a $42.6M impairment expense. Total revenues declined 4.8% YoY to $35.6M, with significant drops in Service (-48.7%) and Generation (-28.4%) segments, partially offset by Product revenue growth of 38.3%. The company raised $155.3M net from common stock sales during the six-month period, boosting cash and equivalents to $373.2M from $278.1M at fiscal year-end.

• · Impairment expense of $42.6M was recorded in Q2 FY2026, contributing significantly to the widened loss.
• · Total assets increased to $1.003B from $932.1M at fiscal year-end, driven by higher cash and other assets.
• · Total liabilities rose to $215.0M from $201.0M, with long-term debt and other liabilities increasing to $129.6M.
• · Accumulated deficit deepened to $(1.930B) from $(1.829B) at October 31, 2025.
• · Noncontrolling interests remained relatively stable at $9.1M.
• · The company's VIE assets totaled $293.9M as of April 30, 2026, down from $325.7M at October 31, 2025.
• · Administrative and selling expenses decreased 10.7% YoY in Q2 to $14.7M, and R&D expenses fell 22.1% to $7.7M.
• · Interest income increased to $2.5M in Q2 from $1.8M a year ago, while interest expense rose to $2.9M from $2.5M.

08-06-2026

First Carolina Financial Services, Inc. filed an S-1/A registration statement for its initial public offering. The company will have broad discretion over the use of net proceeds, which are intended for general corporate purposes including organic growth, potential acquisitions, debt refinancing, and working capital. As an emerging growth company, it will take advantage of reduced disclosure requirements, which may make its stock less attractive to investors and could negatively affect the market price.

• · The company opened branches in Columbia, South Carolina, and Atlanta, Georgia, in 2022, and a branch in Greenville, South Carolina, in 2023.
• · The company has not performed an evaluation of internal control over financial reporting under Section 404 of the Sarbanes-Oxley Act, and control deficiencies may exist.
• · The company will cease to be an emerging growth company upon the earliest of: the fifth anniversary of the offering, annual gross revenues of $1.235B or more, issuance of more than $1B in non-convertible debt over three years, or becoming a large accelerated filer.
• · The company relies on senior management and faces risks from employee error, misconduct, and operational fraud such as check fraud, wire fraud, and phishing.

08-06-2026

Farmer Mac announced July 1, 2026, as the effective date for Zachary N. Carpenter to assume the role of CEO, succeeding Bradford T. Nordholm, who will transition to Senior Advisor and CEO Emeritus through September 30, 2026. The leadership transition, planned since September 2025, reflects a seamless handoff and positions the company for continued mission-focused growth. Under Nordholm’s tenure, Farmer Mac doubled annual earnings and grew outstanding business volume to over $34 billion, delivering top-tier shareholder returns among S&P Financials.

• · Mr. Nordholm was appointed CEO in October 2018 and led Farmer Mac for nearly 8 years.
• · Mr. Carpenter joined Farmer Mac in May 2019 and has been instrumental in expanding support for Renewable Energy, Broadband Infrastructure, and Corporate AgFinance.
• · The transition was announced in September 2025, when Carpenter was named President and COO and designated as successor.
• · Mr. Nordholm will serve as Senior Advisor to the CEO with the honorary title of CEO Emeritus through September 30, 2026.
• · The filing includes items 5.02 (Director/Officer Departure/Election), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits).

08-06-2026

On June 4, 2026, Jordan Krugman resigned from all positions at Invesco Capital Management LLC and its affiliates, including his role as a member of the Board of Managers, effective August 3, 2026. The Managing Owner is considering a replacement. This filing is a routine disclosure of a director/officer departure with no financial impact.

• · Resignation effective date: August 3, 2026.
• · The resignation covers all positions at the Managing Owner and its affiliates.
• · The Managing Owner is currently considering a replacement.

08-06-2026

On June 4, 2026, Jordan Krugman resigned from all positions at Invesco Specialized Products, LLC (the Sponsor) and its affiliates, including his role on the Board of Managers, effective August 3, 2026. The Sponsor is currently considering a replacement. No financial metrics or performance data are included in this filing.

• · Resignation effective date: August 3, 2026.
• · Filing date: June 8, 2026; event date: June 4, 2026.
• · Sponsor is actively considering a replacement for Mr. Krugman.

08-06-2026

On June 4, 2026, Jordan Krugman resigned from all positions at Invesco Capital Management LLC and its affiliates, including his role on the Board of Managers of the Managing Owner, effective August 3, 2026. The Managing Owner is currently considering his replacement. No financial impact or performance data is disclosed in this filing.

• · Resignation effective date: August 3, 2026
• · Filing date: June 8, 2026
• · Event date: June 4, 2026
• · The Managing Owner is actively considering a replacement for Mr. Krugman

08-06-2026

On June 4, 2026, Jordan Krugman notified Invesco Galaxy Bitcoin ETF (BTCO) of his resignation from all positions at the Sponsor, Invesco Capital Management LLC, including his role on the Board of Managers, effective August 3, 2026. The Sponsor is currently considering a replacement. No financial impact or performance data is included in this filing.

• · Resignation effective date: August 3, 2026.
• · Filing date: June 8, 2026; event date: June 4, 2026.
• · Registrant is an emerging growth company and has elected not to use the extended transition period for complying with new financial accounting standards.

08-06-2026

BGSF, Inc. filed an 8-K on June 5, 2026, to disclose an updated investor slide presentation that will be used in meetings with investors. The filing is a Regulation FD disclosure and does not contain any financial results or material changes to the company's operations.

• · The investor presentation is dated June 5, 2026, and is attached as Exhibit 99.1.
• · The presentation is available on the company's website at www.bgsf.com.
• · The information is furnished, not filed, under the Exchange Act and is not incorporated by reference into any SEC filings unless expressly stated.

08-06-2026

OFA Group entered into Amendment No. 1 to the Conditional Waiver of Covenant with Atsion Opportunity Fund LLC – Series 1 on June 4, 2026, modifying the terms of a prior waiver related to a PIPE transaction. The amendment changes the remedy for default on a $1,000,000 commitment fee from immediate payment plus daily liquidated damages to conversion into up to 3,000,000 Class A ordinary shares, with the conversion price based on the volume-weighted average price on the day prior to the share transfer date. The issuance of these default shares is exempt from registration under Section 4(a)(2) of the Securities Act.

• · The Amendment was entered into on June 4, 2026, and the report was signed on June 5, 2026.
• · The Original Waiver was dated March 25, 2026, and the initial waiver of the Restriction was dated October 28, 2025.
• · The Atsion Purchase Agreement was entered into on July 22, 2025, with an effective date of July 14, 2025.
• · The conversion price for Default Shares is the volume-weighted average price of OFAL shares on the day immediately prior to the Share Transfer Date.
• · The issuance of Default Shares is exempt under Section 4(a)(2) of the Securities Act of 1933.

08-06-2026

Fuel Tech, Inc. held its Annual Meeting of Stockholders on June 4, 2026, where all four director nominees were elected, the appointment of RSM US LLP as independent auditor was ratified, and executive compensation was approved on an advisory basis. However, the election of directors Vincent J. Arnone and Douglas G. Bailey showed significant withheld votes (2.0M and 2.9M respectively), and broker non-votes were high at 7.3M across all proposals, indicating notable shareholder dissent.

• · The annual meeting was held on June 4, 2026.
• · Broker non-votes totaled 7,278,620 for each director election and the advisory compensation vote.
• · Ratification of RSM US LLP received 19,552,321 votes for, 411,581 against, and 38,542 abstentions.
• · Advisory vote on executive compensation had 11,949,173 for, 637,014 against, and 187,055 abstentions.

08-06-2026

Smart Sand, Inc. stockholders approved the 2026 Equity Incentive Plan (replacing the 2016 Plan) and the 2026 Employee Stock Purchase Plan at the June 2, 2026 annual meeting. The 2026 Plan authorizes up to 2.4 million new shares plus carryover from the 2016 Plan, while the ESPP reserves 3.0 million shares for employee purchases at a 15% discount. Stockholders also elected Sharon Spurlin and Timothy J. Pawlenty as Class I directors, ratified Grant Thornton LLP as auditor, and approved executive compensation on an advisory basis.

• · The 2026 Plan expires on June 1, 2036, unless terminated earlier by the Board.
• · The ESPP allows employee contributions from 1% to 20% of compensation via payroll deductions, with six-month offering periods starting January 1 and July 1.
• · The ESPP purchase price is 85% of the lower of fair market value on the enrollment date or exercise date, but not less than par value.
• · Sharon Spurlin received 24,307,260 votes for and 1,195,670 withheld; Timothy J. Pawlenty received 19,850,422 for and 5,652,508 withheld.
• · Ratification of Grant Thornton LLP passed with 32,849,141 for, 14,720 against, and 116,894 abstained.
• · Advisory vote on executive compensation: 24,346,879 for, 1,061,089 against, 94,962 abstained, 7,477,825 broker non-votes.
• · 2026 Plan approval: 20,547,767 for, 4,849,543 against, 105,620 abstained, 7,477,825 broker non-votes.
• · ESPP approval: 25,324,782 for, 86,202 against, 92,128 abstained, 7,477,825 broker non-votes.
• · The Board also approved forms of award agreements for time-vested, performance-adjusted, and combined restricted stock awards under the 2026 Plan.

08-06-2026

Truist Financial Corporation announced the appointment of Catherine Bessant to its board of directors, effective June 8, 2026. Bessant, a former Bank of America vice chair and CEO of Foundation For The Carolinas, will serve on the board's risk committee. The filing contains no financial results or period-over-period comparisons, only a governance update.

• · Catherine Bessant was inducted into American Banker's 'Most Powerful Women in Banking' Hall of Fame in 2020.
• · She most recently served as CEO of Foundation For The Carolinas, one of the largest community foundations in the U.S.
• · Bessant retired as vice chair, global strategy, and as a member of Bank of America's executive management team after a four-decade career.
• · She previously served as chief operations and technology officer at Bank of America, leading business continuity and information security strategies.
• · Bessant serves on the board of Zurich Insurance Group and is on the advisory board of the University of Michigan Ross School of Business.
• · She is the immediate past chair of the USA Field Hockey board of directors.
• · Truist had total assets of $549 billion as of March 31, 2026.

08-06-2026

MariMed Inc. held its 2026 Annual Meeting on June 4, 2026, where stockholders re-elected four directors and approved the appointment of M&K CPAs PLLC as independent auditors for fiscal 2026. All director nominees received strong support, with votes for ranging from 110.9M to 111.4M, though there were significant withhold votes (14.3M-14.8M) and broker non-votes (119.8M each). The auditor ratification passed overwhelmingly with 229.3M votes for, 15.6M against, and 0.6M abstain.

• · The Annual Meeting was held on June 4, 2026, and the 8-K was filed on June 8, 2026.
• · Broker non-votes for each director were 119,765,107 shares, indicating a substantial portion of shares were not voted on director elections.
• · The auditor ratification had 229,335,138 votes for, 15,550,371 against, and 574,116 abstain/withheld.

08-06-2026

First Advantage Corporation held its 2026 Annual Meeting on June 5, 2026, with 94% of shares represented. Stockholders elected three Class II directors (James L. Clark, Bridgett R. Price, Mark Gillett) for three-year terms, ratified Deloitte & Touche LLP as independent auditor for fiscal 2026, and approved advisory compensation for named executive officers. All proposals passed, though director Mark Gillett received the lowest support with 32,875,504 votes withheld (19.1% of votes cast), indicating notable shareholder dissent.

• · The annual meeting was held on June 5, 2026, and the 8-K was filed on June 8, 2026.
• · Proposal 2 (ratification of auditor) passed with 162,194,290 votes for, only 38,636 against, and 29,182 abstentions, with no broker non-votes.
• · Proposal 3 (advisory compensation) passed with 157,302,586 votes for, 2,478,182 against, and 32,472 abstentions, plus 2,448,868 broker non-votes.
• · Mark Gillett received the highest number of votes withheld among director nominees at 32,875,504, representing about 19.1% of votes cast (excluding broker non-votes).
• · Bridgett R. Price received the highest votes for among director nominees at 149,762,902.

08-06-2026

Oil-Dri Corp reported record Q3 FY2026 revenues of $126.3M (+9% YoY) and net income of $14.5M (+25% YoY), driven by strong Retail & Wholesale segment growth (+13%) and disciplined expense management. However, gross margins compressed to 26.7% from 28.6% due to 6% higher per-unit cost of goods sold, and B2B segment operating income declined 3%. Year-to-date income from operations fell 5% YoY, though net income for the nine months still grew 4%. Management expects to achieve full-year plan and surpass prior year net income but cited geopolitical unrest and rising input costs as potential headwinds.

• · Winter Storm Fern in January 2026 disrupted supply chain but operations recovered quickly; backlog declined by $2.2M from prior quarter, shifting revenue into Q3.
• · Q3 FY2026 gross profit increased only 2% to $33.7M despite 9% revenue growth, due to margin compression from higher input costs.
• · Fluids purification revenues declined 1% YoY to $25.0M, a relatively steady but slightly negative performance.
• · B2B segment year-to-date net sales declined 3% and operating income fell 14%, reflecting persistent cost pressures.
• · R&W segment year-to-date operating income was flat (0% change) despite 4% revenue growth.
• · Cash from operations and strong cash position ($62.9M) supported capital investments and dividends.
• · Company achieved 99.9% fill rates in Q3, reflecting strong operational resilience post-storm.
• · Management expects to achieve annual plan and surpass prior year net income, but warns of geopolitical unrest and rising transportation/input costs as potential headwinds.

08-06-2026

FIGS, Inc. held its 2026 annual meeting on June 3, 2026, with approximately 93.29% of combined voting power represented. All three Class II director nominees (Heather Hasson, Kenneth Lin, and Melanie Whelan) were elected, and stockholders ratified Ernst & Young LLP as the independent auditor for fiscal 2026. Additionally, shareholders approved, on a non-binding advisory basis, the compensation of named executive officers.

• · Record date for the meeting was April 8, 2026.
• · Class A stockholders had one vote per share; Class B stockholders had twenty votes per share.
• · Heather Hasson received 275,934,138 votes for and 12,622,280 withheld; Kenneth Lin received 279,648,260 for and 8,908,158 withheld; Melanie Whelan received 250,430,479 for and 38,125,939 withheld.
• · Ratification of Ernst & Young LLP passed with 302,472,060 for, 83,484 against, and 118,582 abstained.
• · Advisory vote on executive compensation passed with 241,013,864 for, 46,312,879 against, and 1,229,675 abstained.
• · Broker non-votes totaled 14,117,708 on Proposals 1 and 3.

08-06-2026

Motorcar Parts of America Inc (MPAA) filed its 10-K for the fiscal year ended March 31, 2026, reporting net sales of $789,806,000, up 4.3% from $757,354,000 in FY2025. Gross profit increased to $159,901,000 from $153,828,000, though gross profit percentage slightly declined to 20.2% from 20.3%. Cash flow from operations dropped sharply to $19,158,000 from $45,477,000 in the prior year, a decline of 57.9%, while net cash increased to $5,221,000 from a net decrease of $4,545,000 in FY2025.

• · Finished goods turnover improved to 3.9x in FY2026 from 3.8x in FY2025 and 3.7x in FY2024.
• · Cash used in investing activities was $3,590,000 in FY2026, compared to $4,469,000 in FY2025.
• · Cash used in financing activities was $10,980,000 in FY2026, down from $44,655,000 in FY2025.
• · Effect of exchange rates on cash was positive $633,000 in FY2026 versus negative $898,000 in FY2025.
• · Marketing allowances recorded as contract liabilities at March 31, 2026 were $19,616,000.
• · Weighted average days for receivables discounted increased slightly to 346 days in FY2026 from 343 days in FY2025.

08-06-2026

FirstEnergy Corp. filed an S-3/A shelf registration statement with the SEC on June 8, 2026, to register an unspecified amount of debt securities (senior, subordinated, or junior subordinated, potentially convertible) for future offering. The company intends to use net proceeds for general corporate purposes, including capital expenditures, acquisitions, and refinancing. As a holding company, FirstEnergy's obligations under the debt securities will be effectively subordinated to all existing and future liabilities of its consolidated subsidiaries.

• · The shelf registration statement (S-3/A) was filed on June 8, 2026, with Registration No. 333-296357.
• · FirstEnergy's transmission subsidiaries operate more than 24,000 miles of transmission lines connecting the Midwest and Mid-Atlantic regions.
• · As of March 31, 2026, Monongahela Power and Allegheny Generating Company controlled 3,610 MWs of net maximum generation capacity.
• · The indenture for the debt securities is dated November 15, 2001, with The Bank of New York Mellon Trust Company, N.A. as successor trustee.
• · Debt securities will be unsecured; senior debt ranks equally with other unsecured unsubordinated debt; junior subordinated debt is junior to senior debt.
• · The company's cash flow and ability to meet debt obligations are largely dependent on earnings of consolidated subsidiaries and distributions from them.

08-06-2026

Liftoff Mobile, Inc. filed an 8-K announcing the adoption of an Amended and Restated Certificate of Incorporation, effective upon filing. The amendment reclassifies each share of Class A and Class B common stock into 1.3 shares of a single class of Common Stock, eliminates fractional shares via cash payments, and authorizes 7 billion shares of Common Stock and 700 million shares of Preferred Stock. The filing also establishes board composition and vacancy-filling rights tied to Blackstone's designation rights, but no financial results or operational metrics are disclosed.

• · The reclassification converts each share of Class A and Class B common stock into 1.3 shares of Common Stock, with fractional shares settled in cash.
• · The Board is authorized to issue Preferred Stock in series with varying rights without stockholder approval.
• · Board vacancies and newly created directorships are filled by a majority of remaining directors, except when Blackstone has designation rights, in which case the Designating Stockholder fills vacancies.
• · Directors may be removed with or without cause by a majority vote of outstanding shares when Blackstone has designation rights.

08-06-2026

FedEx Corp. announced the election of Mark A. Edmunds, retired vice chairman and senior partner of Deloitte, to its Board of Directors. Mr. Edmunds will serve as Chair of the Audit and Finance Committee and as a member of the Cyber and Technology Oversight Committee. The filing contains no financial results or period-over-period comparisons.

• · Mr. Edmunds previously served as a director for Chesapeake Energy from 2018 to 2021.
• · He is currently a member of Westrock Coffee’s board of directors.
• · His primary industry focus was energy, utilities, and renewables.
• · FedEx aims to achieve carbon-neutral operations by 2040.

08-06-2026

FS KKR Capital Corp. (NYSE: FSK) completed a public offering of $900 million in 7.500% unsecured notes due 2031, with net proceeds intended for general corporate purposes, including potentially repaying outstanding debt. The offering was led by joint book-running managers including BofA Securities, J.P. Morgan, and KKR Capital Markets, among others. FSK, a leading BDC focused on middle-market U.S. companies, is advised by FS/KKR Advisor, a partnership between Future Standard (over $94 billion AUM) and KKR.

• · BofA Securities, BMO Capital Markets, J.P. Morgan, KKR Capital Markets, RBC Capital Markets and SMBC Nikko acted as joint book-running managers.
• · HSBC, ING, Mizuho, MUFG, TD Securities, Truist, Barclays, BNP Paribas, CIBC, Citigroup, Goldman Sachs, Morgan Stanley, SG Americas, UBS and Standard Chartered acted as joint lead managers.
• · ICBC Standard Bank, Keefe Bruyette & Woods, Lucid Capital Markets, R. Seelaus & Co., and U.S. Bancorp Investments acted as co-managers.
• · Filing type is 8-K with items 1.01 (entry into material definitive agreement), 2.03 (creation of direct financial obligation), 7.01 (regulation FD disclosure) and 9.01 (financial statements and exhibits).
• · Future Standard's AUM of $94 billion is estimated as of March 31, 2026 and includes investments, uncalled commitments, CLOs, JV assets and other managed assets.

08-06-2026

Pinnacle Financial Partners, Inc. announced its participation in a fireside chat at the Morgan Stanley US Financials Conference on June 9, 2026, at 2:30 p.m. ET. The presentation materials were furnished as Exhibit 99.1 to the 8-K filing but are not incorporated by reference into any SEC filings, meaning this is a Regulation FD disclosure that provides no new financial results or operational updates.

• · The presentation is available on Pinnacle's investor relations website at investors.pnfp.com.
• · The Exhibit 99.1 is explicitly not incorporated by reference into any registration statement or other SEC filings.
• · The filing date is June 8, 2026; the conference event occurs on June 9, 2026.

08-06-2026

First Watch Restaurant Group, Inc. appointed Ashlee Weisser as Chief Financial Officer, effective June 8, 2026, succeeding Mel Hope who is retiring. Weisser, who joined in 2023 as SVP of FP&A, has over 15 years of finance experience in national restaurant concepts, including as CFO at Maple Street Biscuit Company. The leadership transition is positioned as seamless with Hope remaining as an Advisor, but the filing provides no current financial performance data or quantitative guidance.

• · Ashlee Weisser joined First Watch in 2023 as SVP, Financial Planning and Analysis.
• · Mel Hope was instrumental in First Watch's successful initial public offering.
• · First Watch operates more than 640 restaurants across 32 states.
• · The company has raised approximately $2.0 million to date through its kids' meal donation program.
• · First Watch was voted 2025’s #1 Best Breakfast by Newsweek’s Readers’ Choice Awards and named 2025 and 2024’s #1 Most Loved Workplace.
• · Forward-looking risk factors include vulnerability to consumer preferences, economic conditions, inflation, recession, and competition.

08-06-2026

At its annual meeting on June 4, 2026, Four Corners Property Trust stockholders re-elected all eight director nominees and ratified KPMG LLP as the independent auditor for fiscal year 2026. Stockholders also approved, on a non-binding advisory basis, the compensation of the named executive officers, although this proposal received a notable 2.9 million against votes, reflecting some shareholder dissent.

• · All eight directors received over 96% of votes cast (excluding broker non-votes).
• · The advisory say-on-pay proposal passed with 95,046,509 For, 2,913,864 Against, and 115,015 Abstentions (3.0% against).
• · Ratification of KPMG received 101,759,783 For, 993,777 Against, and 34,014 Abstentions (99.0% support).
• · Broker non-votes totaled 4,712,186 on director elections and the say-on-pay proposal.

08-06-2026

UFP Technologies, Inc. filed an 8-K on June 8, 2026, to furnish updated investor presentation materials (Exhibit 99.1) for use in meetings with investors and other audiences. The filing is a Regulation FD disclosure and does not contain any financial results or material operational updates. No specific quantitative data or period-over-period comparisons were provided in the filing itself.

• · The filing is made under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits).
• · The presentation materials are not deemed 'filed' for purposes of Section 18 of the Exchange Act and are not incorporated by reference into any other SEC filing unless specifically referenced.
• · The filing includes a cautionary note regarding forward-looking statements.

08-06-2026

Ellington Financial Inc. announced dividends across its common and preferred stock series on June 8, 2026. The company declared a monthly common dividend of $0.13 per share and quarterly preferred dividends of $0.390625 (Series B), $0.5390625 (Series C), and $0.4375 (Series D) per share, with payment dates in late July 2026 and June 30, 2026 for Series D. No prior period comparisons or performance metrics were provided, limiting assessment of trends.

• · Common dividend record date: June 30, 2026; payment date: July 31, 2026
• · Series B and C preferred dividends payable on July 30, 2026; Series D payable on June 30, 2026
• · Series D preferred record date: June 20, 2026 (earlier than other series)

08-06-2026

MarketWise, Inc. held its 2026 Annual Meeting on June 4, 2026, where stockholders elected Matthew Turner as a Class II director and ratified Grant Thornton LLP as the independent auditor for fiscal 2026. However, the advisory say-on-pay proposal was not approved, with 7,476,751 votes against versus 6,117,351 votes for, reflecting shareholder dissatisfaction with executive compensation.

• · Broker non-votes totaled 1,040,623 across all proposals except auditor ratification.
• · Over 5.8 million shares voted for a three-year frequency for say-on-pay, though the one-year option prevailed.
• · Auditor ratification received the highest support with 14,415,900 votes for and only 2,416 against.

08-06-2026

AtaiBeckley Inc. held its annual meeting on June 4, 2026, with 203,908,561 shares represented (quorum). All three Class I director nominees (Sabrina Martucci Johnson, Amir Kalali, M.D., and Andrea Heslin Smiley) were elected, and the ratification of Deloitte & Touche LLP as independent auditor for FY 2026 was approved. However, the meeting saw significant broker non-votes (57,215,682) on director elections, indicating potential lack of retail or beneficial owner participation.

• · Record date for the annual meeting was April 9, 2026.
• · Proposal 2 (ratification of Deloitte & Touche) received 201,864,060 votes for, 1,182,226 against, and 862,275 abstentions, with zero broker non-votes.
• · Sabrina Martucci Johnson received 146,111,468 votes for and 581,411 withheld; Amir Kalali received 142,900,102 for and 3,792,777 withheld; Andrea Heslin Smiley received 145,186,528 for and 1,506,351 withheld.

08-06-2026

Graf Global Corp. filed a definitive proxy statement (DEF 14A) on June 8, 2026, for an extraordinary general meeting on June 26, 2026, seeking shareholder approval to extend the deadline for an initial business combination from June 27, 2026 to September 27, 2026, with the Board's discretion to further extend up to December 27, 2026. The company has not yet completed a business combination and acknowledges there is no assurance it will do so by the extended date. Public shareholders may redeem their shares at approximately $10.83 per share, which equals the current market price, but the company warns of potential liquidity issues in the open market.

• · The Extension Amendment Proposal requires a special resolution with at least two-thirds majority of votes cast by holders of Class A and Class B Ordinary Shares voting together as a single class.
• · Graf Insiders own 5,750,000 Founder Shares, representing 20% of outstanding Ordinary Shares.
• · If the Extension is not approved and no business combination occurs by June 27, 2026, the company will redeem 100% of Public Shares from the Trust Account, and warrants will expire worthless.
• · The redemption price of approximately $10.83 per share equals the closing price on the record date (June 1, 2026).
• · The company may allow the Board to further extend the deadline up to three times in one-month increments, to a maximum of December 27, 2026, if a definitive agreement is executed by September 27, 2026.
• · Public shareholders must submit redemption requests by 5:00 p.m. Eastern Time on June 24, 2026, and deliver shares via DWAC or physical transfer.
• · Graf Insiders may purchase Public Shares from investors at no higher than the redemption price, but have no current commitments to do so.

08-06-2026

Kraft Heinz Foods Company announced a partial redemption of $1 billion aggregate principal amount of its 3.875% Senior Notes due 2027, representing approximately 74% of the $1.35 billion currently outstanding. The redemption is scheduled for July 8, 2026, at a price equal to 100% of principal plus accrued interest and a make-whole amount. This debt reduction move strengthens the company's balance sheet but reduces outstanding debt, which may lower interest expense going forward.

• · The redemption date is July 8, 2026.
• · Notes to be redeemed will be selected by lot or similar method per DTC procedures.
• · The redemption price includes a make-whole amount in addition to principal and accrued interest.
• · The filing is under Regulation FD (Item 7.01) and is not deemed filed under the Exchange Act.

08-06-2026

TPG Twin Brook Capital Income Fund reported strong performance with a 9.8% annualized total return since inception in 2022 and a 10.4% total return in 2025, outperforming fixed income and leveraged loans by 750 and 220 basis points respectively. The fund maintains a $4.5 billion portfolio diversified across 270 positions with 100% first lien senior secured debt, low non-accrual rates of 0.2%, and a 9.9% annualized distribution rate. However, repurchase requests of 2.1% of shares outstanding (approximately $53 million) indicate some investor redemptions, though below the 5% quarterly limit.

• · 100% of debt investments are first lien senior secured.
• · Selectivity ratio: TPG Twin Brook closes on less than 4% of transactions screened since inception in 2014.
• · 100% of inception-to-date distributions were funded from net investment income or realized short-term capital gains.
• · Repurchase requests have been approximately 2% or less and 100% fulfilled since inception.
• · The fund has limited software exposure of approximately 2% of fair value.
• · Interest coverage ratio is 2.4x.
• · Capital inflows from April 1, 2026 through June 8, 2026 were approximately $181 million, not including June dividend reinvestments.
• · New subscriptions received during Q1 2026 were $193 million.

08-06-2026

Forbright, Inc. filed Amendment No. 2 to its S-1 registration statement for an IPO of 7,900,000 shares of Class A common stock at an expected price range of $18.00–$20.00 per share, to be listed on Nasdaq under the symbol 'FRBT'. The company has grown consolidated assets from $1.9B (Dec 2020) to $8.2B (Mar 2026) and net income from $12.2M (2020) to $87.9M (2025), but Q1 2026 net income of $11.6M suggests a slowdown relative to the prior year's quarterly run rate. The digital deposit platform launched in May 2024 has gathered $3.9B in deposits as of March 31, 2026, with 86.4% FDIC-insured, though the company remains an emerging growth company with reduced reporting requirements.

• · The company is an emerging growth company and will not have its independent auditor attest to internal control over financial reporting until it loses that status.
• · The IPO is expected to commence as soon as practicable after the registration statement is declared effective.
• · Class A common stock holders get one vote per share; Class B common stock is non-voting but convertible into Class A under certain limitations.
• · The company traces its history to Congressional Bank (established 2003), with modernization beginning in 2020 under John Delaney's leadership.
• · The middle market represents approximately one-third of private sector GDP and employs ~48 million people.
• · No single industry represents more than 20% of the total U.S. middle market.
• · The digital deposit platform's marginal cost-to-serve was approximately 15 basis points of digital deposits for fiscal year 2025.
• · The company is not burdened by legacy technology systems or branch-based operating expenses.
• · John Delaney represented Maryland in the U.S. House of Representatives from 2013 to 2019.
• · The company had $3.9B in digital deposits as of March 31, 2026, gathered since platform launch in May 2024.

08-06-2026

FICO announced a new $2.0 billion stock repurchase authorization, replacing the prior $1.5 billion program, and entered into a $1.5 billion incremental term loan to fund an accelerated share repurchase (ASR) program with Wells Fargo. The ASR program includes an upfront payment of $1.5 billion and an initial delivery of approximately 1,055,100 shares, with final settlement expected by September 30, 2026. This move signals strong capital return to shareholders but increases leverage, as the term loan is fully drawn.

• · The new stock repurchase program is open-ended and replaces the remaining availability under the prior $1.5 billion program.
• · The term loan amendment was entered into on June 5, 2026, and the full $1.5 billion was drawn on the same date.
• · The final number of shares repurchased under the ASR will be based on the volume-weighted average price of FICO's common stock during the term, less a discount and subject to customary adjustments.
• · At final settlement, FICO may receive additional shares or, under certain circumstances, may be required to deliver shares or make a cash payment.
• · The ASR program is expected to be completed by the end of FICO's current fiscal year, September 30, 2026.
• · FICO holds more than 200 U.S. and foreign patents and its FICO Score is used by 90% of top U.S. lenders.

08-06-2026

First National Bank of Mount Dora, Trust Investment Services filed its 13F-HR for the period ending March 31, 2026, reporting discretionary investment management of approximately $463.6 million in equity securities. The portfolio is heavily concentrated in large-cap technology and healthcare names such as Microsoft ($23.4M), Apple ($58.9M), and Eli Lilly ($11.1M), while also holding significant positions in ETFs like Schwab U.S. Broad Market ETF and SPDR S&P 500 ETF. The filing shows a mix of high-conviction holdings and diversification across sectors, though no explicit performance comparisons are available from this snapshot.

• · Top three holdings by market value are Apple Inc. ($58.9M), Microsoft Corp. ($23.4M), and Amazon.com Inc. ($21.6M).
• · Significant ETF exposure includes Schwab U.S. Broad Market ETF ($20.2M), SPDR S&P 500 ETF ($18.3M), and iShares National Muni ETF ($14.2M).
• · Largest position by share count is Ford Motor Co. (1,905,600 shares) valued at $2.2M.
• · NVIDIA holdings captured 79,336 shares valued at $13.8M.
• · Smaller positions include Tesla (93,800 shares, $34.9M value) and Berkshire Hathaway (5,924 shares, $2.8M).

08-06-2026

Tyson Foods announced the appointment of Wes Morris as Chief Operating Officer (COO), effective June 15, 2026, to oversee all business segments including Chicken, Beef, Pork, Prepared Foods, and International. Morris brings over 20 years of internal experience, including leadership roles as president of Prepared Foods and Poultry. The filing also notes the retirement of Devin Cole, but provides no financial metrics or performance comparisons.

• · Wes Morris begins his role as COO on June 15, 2026.
• · Morris has more than 20 years of experience with Tyson Foods, including prior roles as president of Prepared Foods and Poultry.
• · Devin Cole is retiring from the company; no further details provided.
• · Tyson Foods had approximately 133,000 team members as of September 27, 2025.
• · The company is headquartered in Springdale, Arkansas, and is a member of the S&P 500 and Russell 1000 indices.

08-06-2026

OceanFirst Financial Corp. announced on June 8, 2026, the proposed sale of multifamily loans acquired in its recent acquisition of Flushing Financial Corporation. The press release detailing the transaction was filed as Exhibit 99.1 to the Form 8-K. No financial figures or performance metrics were disclosed in this filing.

• · The multifamily loans were acquired as part of the recently completed acquisition of Flushing Financial Corporation.
• · The press release is dated June 8, 2026, and is incorporated by reference into the filing.

08-06-2026

Village Farms International, Inc. announced its financial results for the first quarter ended March 31, 2025. Net sales increased 15% to $75.2 million compared to $65.4 million in the same period last year, driven by strong performance in the Canadian cannabis segment. However, the company reported a net loss of $2.1 million, compared to net income of $0.5 million in Q1 2024, reflecting higher operating expenses and a decline in the U.S. produce segment.

• · Canadian cannabis segment net sales increased 25% YoY to $45.0 million.
• · U.S. produce segment net sales decreased 5% YoY to $30.2 million.
• · Gross profit margin improved to 22% from 20% in Q1 2024.
• · Operating expenses increased 18% YoY to $18.5 million.
• · Cash and cash equivalents were $12.3 million as of March 31, 2025.