S&P 500 Consumer Discretionary Sector SEC Filings — June 10, 2026

10-06-2026

Corebridge Financial, Inc. (CRBG) provided an update on its merger with Equitable Holdings, Inc., announcing progress on leadership appointments and integration planning, with the transaction expected to close by end of 2026. The combined entity will create a full-scale retirement platform with $90+ billion in assets moving to AllianceBernstein, making it a $1 trillion platform, and is expected to be accretive day one with double-digit accretion by 2029. However, the company faces near-term headwinds from market volatility and lower alternative investment returns, with VII expected to be roughly consistent with Q1 2025 levels and full-year returns in the 1-2% range, below long-term expectations.

• · Leadership first three layers announced; wave two communications expected in coming weeks.
• · Proxy and regulatory filings completed domestically and internationally; FINRA process in flight.
• · Expense synergy pacing: 30% by end of year 1, 75% by end of year 2, remainder shortly after.
• · Revenue synergies include cross-selling Corebridge's fixed annuities and IUL through Equitable's wealth management channel and Equitable's VUL through Corebridge distribution.
• · Nippon Life will own over 15% of the new Equitable, with potential to partner on spread products for Japan.
• · Corebridge's 2025 origination of $55B was split equally among internal capabilities, BlackRock, and Blackstone.
• · Near-term headwinds include market volatility, geopolitical uncertainty, and disruptions in software and private credit.
• · Q2 2026 alternative returns expected lower than Q1 2026; VII expected roughly consistent with Q1 2026.
• · Full-year VII expected in 1-2% range, below long-term expectations.

10-06-2026

Keel Infrastructure Corp. (NASDAQ/TSX: KEEL), the successor to Bitfarms Ltd., closed a $458 million offering of 1.250% convertible senior notes due 2032, generating approximately $445.4 million in net proceeds. A portion of the proceeds funded capped call transactions to offset dilution up to a share price of $11.86, while the remainder will support general corporate purposes including data center development. However, the company has a limited operating history with losses, faces risks from its strategic pivot from Bitcoin mining to HPC infrastructure, and the notes carry a low 1.250% coupon, indicating potential credit risk.

• · The convertible notes mature on January 15, 2032, unless earlier repurchased, redeemed, or converted.
• · Interest is payable semi-annually on January 15 and July 15, beginning January 15, 2027.
• · The initial conversion price is approximately $7.41 per share, a 25% premium over the June 4, 2026 closing price of $5.93.
• · The capped call cap price is $11.86 per share, a 100% premium over the same closing price.
• · Keel may settle conversions in cash, common stock, or a combination, at its election.
• · The notes were offered only to qualified institutional buyers under Rule 144A and exempt from Canadian prospectus requirements.
• · Keel relies on TSX Section 602.1 exemption for eligible interlisted issuers.
• · On April 1, 2026, Keel became the ultimate parent of Bitfarms via a statutory plan of arrangement, effectively redomiciling Bitfarms from Canada to the U.S.
• · The company has a 2.2 GW pipeline of digital infrastructure with grid interconnections in Pennsylvania, Washington, and Québec.
• · Forward-looking statements highlight risks including limited operating history, losses, strategic pivot to HPC, reliance on third-party suppliers, Bitcoin price volatility, and potential dilution from note conversion.

10-06-2026

iShares Bitcoin Premium Income ETF (ticker BITA) filed an S-1/A registration statement on June 9, 2026, to offer shares representing fractional undivided beneficial interests in a trust that invests in bitcoin, IBIT shares, and cash, while generating monthly premium income through covered call options on IBIT shares. The trust will use the CF Benchmarks Index for bitcoin valuation, has a sponsor fee of 0.65% annually, and will list on NASDAQ. However, the trust must sell bitcoin and/or IBIT shares to pay the sponsor fee and expenses not assumed by the sponsor, which will decrease the amount of assets per share over time, and it does not engage in profit-seeking activities beyond the option strategy.

• · The trust will issue and redeem baskets on a continuous basis, generally for all-cash deposits and partial cash redemptions.
• · The intraday indicative value (IIV) will be updated every 15 seconds during NASDAQ's regular market session (9:30 a.m. to 4:00 p.m. ET).
• · The trust may incur extraordinary expenses not assumed by the sponsor, including taxes, brokerage commissions, Bitcoin network fees, and options trading fees.
• · The trust may come into possession of Incidental Rights or IR Digital Assets from bitcoin forks or airdrops.
• · The trust has opted out of the extended transition period for complying with new or revised accounting standards under the JOBS Act.
• · The trust's sponsor fee is payable at least quarterly in arrears in U.S. dollars or in-kind.
• · The trust intends to pay the sponsor fee with proceeds from the sale of IBIT shares.

10-06-2026

First Nebraska Trust Co filed its quarterly 13F-HR report for the period ending June 30, 2025, disclosing a portfolio of 195 holdings with a total market value of approximately $1,044,790,123. The filing shows a diversified equity portfolio with significant positions in large-cap U.S. stocks, ETFs, and select international ADRs. Top holdings include Apple Inc. ($57.3M), Berkshire Hathaway Inc. Class B ($45.7M), Microsoft Corp. ($42.5M), SPDR S&P 500 ETF ($37.2M), and Sysco Corp. ($200.1M).

• · The filing was signed by Scott A. Wendt, Vice President & Chief Investment Officer, on June 9, 2026.
• · The portfolio includes 195 holdings, with the largest single position being Sysco Corp. at $200.1M, representing approximately 19.2% of total portfolio value.
• · Other top positions include Apple Inc. ($57.3M), Berkshire Hathaway Inc. Class B ($45.7M), Microsoft Corp. ($42.5M), and SPDR S&P 500 ETF ($37.2M).
• · The portfolio is heavily weighted toward U.S. large-cap equities, with significant exposure to technology (Apple, Microsoft, Alphabet, NVIDIA), consumer staples (Sysco, Hormel, Clorox, Coca-Cola, PepsiCo), and healthcare (Johnson & Johnson, Eli Lilly, AbbVie, Merck).
• · The filing does not include any period-over-period comparisons, so changes in holdings or values relative to the prior quarter are not disclosed.

10-06-2026

Infinity Natural Resources, Inc. held its 2026 Annual Meeting on June 9, 2026, where all five proposals were approved by stockholders. Directors were elected, executive compensation was approved on an advisory basis, a one-year frequency for future advisory votes was recommended, Deloitte & Touche LLP was ratified as auditor, and the issuance of shares upon conversion of Series A Convertible Preferred Stock was approved. However, Proposal 2 (advisory vote on executive compensation) saw 2,484,190 votes against and 1,525,037 abstentions, indicating notable dissent, and Proposal 5 (stock issuance) had 332,588 votes against, reflecting some shareholder opposition.

• · Proposal 3 (frequency of advisory votes) received 71,032,634 votes for 'Every One Year', with only 1,390 for 'Every Two Years' and 6,229 for 'Every Three Years'.
• · Proposal 4 (ratification of auditor) had 71,608,697 votes for, 779,811 against, and 236 abstentions, with no broker non-votes.
• · Broker non-votes were 1,343,514 across all proposals except Proposal 4.
• · The company will hold an advisory vote on executive compensation every year until the next required vote on frequency.

10-06-2026

Figure Technology Solutions, Inc. (Buyer) has entered into a definitive merger agreement to acquire Kiavi, Inc. (Company) through a merger of its wholly owned subsidiary, Project Mason Merger Sub, Inc., with and into Kiavi. The transaction is structured as a cash merger, with Kiavi stockholders receiving cash consideration per share, plus contingent rights to certain post-closing payments. The merger is subject to stockholder approval, regulatory approvals, and other customary closing conditions, and is expected to close following satisfaction of those conditions.

• · The merger agreement was executed on June 10, 2026.
• · Kiavi's board of directors has approved the merger and recommended stockholder approval.
• · Concurrently, Bridge Opportunities Loan Trust JV (organized by Buyer and the Securityholder Representative) is entering into an Equity Purchase Agreement with Kiavi to purchase certain assets and liabilities.
• · Key executives Arvind Mohan, Charles Goodwin, and Jonathan Muller are entering into Restrictive Covenants Agreements in favor of Buyer.
• · The merger is subject to the Requisite Stockholder Consent, which will be sought promptly after execution.
• · The surviving corporation will be a wholly owned subsidiary of Buyer.
• · Post-closing, the directors and officers of Merger Sub will become the directors and officers of the surviving corporation.
• · The consideration includes cash per share plus contingent rights to potential post-closing payments (expense fund release, adjustment surplus, escrow release).
• · Non-Converting Preferred Stock will receive its liquidation preference, with potential adjustments if post-closing payments exceed that preference.
• · The agreement includes provisions for dissenting shares, sanctioned shares, and treatment of company options, RSUs, and warrants.

10-06-2026

Brandywine Financial Group filed its 13F-HR for the quarter ended March 31, 2026, reporting total holdings of $117,786,827 across 36 positions. The portfolio is heavily concentrated in ETFs and commodity/mining equities, with top holdings including the Teucrium Agricultural Strategy No K-1 ETF ($15.8M), Amplify Junior Silver ETF ($13.6M), and Invesco QQQ Trust ($11.9M). The filing shows a significant tilt toward natural resources and precious metals, while also holding major tech names like Alphabet and Meta Platforms.

• · The portfolio includes a small position in GameStop Corp (250 shares, $5,760) and a position in Bitwise XRP ETF (27,961 shares, $420,254), indicating some speculative exposure.
• · Energy and commodity-related holdings dominate: Teucrium Agricultural Strategy ETF, Amplify Junior Silver ETF, Global X Copper Miners ETF, Sprott Uranium Miners ETF, and State Street SPDR Metals & Mining ETF collectively represent over $50 million in value.
• · The only individual stock positions with significant value are Alphabet ($9.85M), Danaher ($8.70M), Colgate-Palmolive ($6.21M), Mosaic ($6.76M), Tesla ($6.99M), and Teck Resources ($5.25M).
• · The filing was signed by Timothy Monaco as Compliance Consultant.
• · No period-over-period comparisons are available as this is a single-quarter filing.

10-06-2026

Macquarie Infrastructure Fund, L.P. sold unregistered limited partnership units for aggregate consideration of approximately $89,550,000 on May 1, 2026, with the number of units finalized on June 1, 2026. The MIF Program (including the Fund) issued interests for aggregate consideration of approximately $136.9 million on May 1, 2026, and from October 31, 2025 through May 1, 2026, has sold interests for aggregate cash consideration of approximately $591.1 million. The Fund also disclosed its Transactional NAV per unit as of April 30, 2026: Class I at $27.67 and Class E at $28.55.

• · The Fund is an emerging growth company and has elected not to use the extended transition period for complying with new or revised financial accounting standards.
• · The offer and sale of Units were made to accredited investors and qualified purchasers, exempt under Section 4(a)(2) and Regulation D of the Securities Act.
• · The Fund invests alongside other Macquarie-managed vehicles with substantially similar investment objectives and strategies, collectively forming the MIF Program.
• · Transactional NAV is calculated based on month-end values of investments, other assets, and deduction of liabilities including certain fees and expenses.

10-06-2026

ZeroStack Corp. has filed an S-4 registration statement in connection with a business combination whereby it will acquire Texas Blocker, which holds 142,232,948 0G Tokens contributed by investors in exchange for Blocker Shares, which will be exchanged for 9,104,614 common shares of ZeroStack. The transaction is valued at approximately $107.4 million based on the 0G Token fair market value of $0.7549 per token. While ZeroStack's treasury strategy focuses on accumulating cryptocurrency (primarily 0G) and its AI infrastructure holdings, the company remains an early-stage entity with 21 employees, and its pharmaceutical distribution subsidiary Phatebo continues to face competitive pressure in international markets, with no specific revenue or profit figures disclosed for either segment.

• · ZeroStack is an emerging growth company and smaller reporting company, eligible for scaled disclosure.
• · The S-4 registration statement is filed in connection with the Share Exchange Agreement to acquire Texas Blocker.
• · ZeroStack disposed of certain components of its hemp and cannabis business on September 20, 2025.
• · The company has no specific policy governing the percentage of treasury holdings in any particular cryptocurrency.
• · ZeroStack's digital asset holdings as of April 10, 2026 include 0G and Bitcoin.
• · The company has entered custodian agreements with BitGo, Inc. for cold storage of cryptocurrency.
• · Phatebo distributes pharmaceutical products for cancer therapies, ADHD, multiple sclerosis, and anti-depressants in 28 countries.
• · The company had 21 employees as of June 10, 2026 (6 North America, 15 Germany); none are unionized.
• · ZeroStack was incorporated on March 13, 2019 in Ontario, Canada.
• · The company's stock is listed and files reports on EDGAR and SEDAR+.

10-06-2026

TeraWulf Inc. held its Annual Meeting of Stockholders on June 9, 2026, with 80.01% of outstanding shares represented. All nine director nominees were elected, and stockholders approved the non-binding advisory vote on executive compensation and ratified the appointment of Deloitte & Touche LLC as independent auditor for 2026. However, the advisory vote on executive compensation showed significant opposition, with 92,319,915 votes against and 1,258,505 abstentions, indicating notable shareholder dissent.

• · Record date for the Annual Meeting was April 13, 2026.
• · Broker non-votes totaled 75,005,782 for each director election and for the advisory vote on executive compensation.
• · Proposal 3 (ratification of Deloitte) had zero broker non-votes, with 346,591,072 votes in favor, 610,441 against, and 1,144,008 abstentions.
• · Director Catherine Motz received the highest number of withhold votes among nominees (13,635,779), while Steven Pincus received the most (21,349,968).
• · The advisory vote on executive compensation had 92,319,915 votes against, representing about 33.7% of votes cast (excluding broker non-votes).

10-06-2026

Forward Industries, Inc. (FWDI) announced a non-binding proposal to acquire Brera Holdings PLC (SLMT) in an all-stock transaction, offering 1.54 FWDI shares per SLMT share, representing a ~30.7% premium to SLMT's VWAP. However, SLMT's board rejected the proposal on June 6, 2026, stating it is not in the company's best interest, and Forward has until July 21, 2026 to announce a firm offer or withdraw.

• · Forward Industries has assembled the largest Solana treasury in the world since launching its treasury strategy in September 2025.
• · Forward has staked the majority of its SOL to its high-performance validator infrastructure and begun deploying capital into Solana protocols.
• · The proposal is governed by the Irish Takeover Rules; Forward must announce a firm intention to make an offer or withdraw by 5:00pm New York time on July 21, 2026.
• · SLMT's board rejected the proposal on June 6, 2026, citing it is not in the best interest of the company.

10-06-2026

FAS Wealth Partners, Inc. filed its 13F-HR for the quarter ended March 31, 2026, reporting total holdings of approximately $1.6059 billion across 511 positions. The portfolio is heavily weighted toward ETFs, with top holdings including Invesco S&P 500 Equal Weight ETF ($91.7M), iShares EAFE Growth ETF ($51.7M), and American Century US Large Cap Value ETF ($55.0M). The filing shows a diversified strategy with significant exposure to U.S. equities, international equities, and fixed income.

• · Top 10 holdings account for approximately 30% of total portfolio value.
• · Largest single holding is Invesco S&P 500 Equal Weight ETF at $91.7M (477,901 shares).
• · Significant positions in iShares EAFE Growth ETF ($51.7M) and iShares EAFE Value ETF ($19.4M).
• · The portfolio includes 4 shares of Berkshire Hathaway Class A valued at $2.87M.
• · Holdings include options: 400 call options on Amazon and 2,500 call options on Exxon Mobil, and 600 put options on Broadcom.
• · The filing includes a small position in iShares Global REIT ETF of only $19.

10-06-2026

OFA Group (OFAL) filed an S-1 registration statement on June 10, 2026, for an IPO. The filing includes financial results for the fiscal years ended March 31, 2025, 2024, and 2023, as well as interim periods through December 31, 2025. Revenue growth was driven by Design and Fit-Out Services, but the company experienced a decline in Application Services revenue in the most recent fiscal year.

• · The filing covers fiscal years ended March 31, 2025, 2024, and 2023, plus interim periods through December 31, 2025.
• · Customer concentration risk is noted: Customer One and Customer Two are major revenue sources in FY2025 and FY2024.
• · Related party transactions include a Bridge Loan Agreement with conversion to common stock in April and September 2024.
• · The company has multiple subsidiaries including OFA Financial Inc, OFA Financial HK Limited, and OFA Asset Management Inc.
• · A loan agreement was entered into on October 5, 2023, with modifications in January 2025.

10-06-2026

Reborn Coffee, Inc. announced the appointment of Jung Jae Lim as Chief Executive Officer, effective immediately, following the departure of Jay Kim as Co-Chief Executive Officer on June 4, 2026. The Board expressed confidence in Mr. Lim's leadership and stated the transition will not impact operations, expansion plans, franchise development, or financial reporting. No financial figures or performance metrics were disclosed in the filing.

• · Jung Jae Lim had served as Co-Chief Executive Officer and Director since March 2026 before assuming full CEO role.
• · The Board affirmed no impact on day-to-day operations, domestic/international expansion, franchise development, or financial reporting obligations.
• · The filing includes forward-looking statements cautioning about risks including the Company's ability to continue as a going concern due to recurring net losses.

10-06-2026

Rafael Holdings announced the completion of the last patient's final 96-week visit in the pivotal Phase 3 TransportNPC™ study evaluating Trappsol® Cyclo™ for Niemann-Pick Disease Type C. Topline data from the main cohort is expected in H2 2026, and the company has completed a pre-NDA meeting with the FDA, with an NDA submission anticipated in H2 2026. The FDA also acknowledged that the company's US Expanded Access Program can proceed.

• · The TransportNPC™ study is described as the most comprehensive, controlled pivotal study for NPC in terms of patient size, global footprint, duration, and clinical outcomes.
• · No serious adverse events considered related to the study drug were reported in the pediatric sub-study.
• · The company expects to transition into a commercial-stage biotechnology company upon NDA submission.
• · Data from the pediatric sub-study was presented at WORLDSymposium 2026.

10-06-2026

Bread Financial Holdings, Inc. filed an 8-K on June 10, 2026, containing a press release (Exhibit 99.1) with a performance update for the period ended May 31, 2026. The filing is a Regulation FD disclosure; the press release was not filed for Section 18 Exchange Act purposes. The actual performance figures are not included in this 8-K text, only the notice of the press release.

• · Filing type is 8-K under items 7.01 (Regulation FD Disclosure) and 9.01 (Financial Statements and Exhibits).
• · The performance update press release is attached as Exhibit 99.1 but its content is not included in this filing text.
• · The press release is furnished, not filed, for purposes of Section 18 liability.
• · Company headquarters located at 3095 Loyalty Circle, Columbus, Ohio 43219.

10-06-2026

Clean Energy Fuels Corp. held its 2026 annual meeting on June 10, 2026, where shareholders elected six directors, ratified KPMG LLP as auditor for fiscal 2026, and approved executive compensation on an advisory basis. All proposals passed, but director Vincent C. Taormina received the lowest support with 121,729,822 votes for and 19,297,218 votes withheld, indicating notable shareholder dissent.

• · Proposal 1 (Director Election): Barclay F. Corbus received 136,166,617 votes for and 4,860,423 withheld; Stephen A. Scully: 135,985,465 for, 5,041,575 withheld; Lizabeth A. Ardisana: 129,826,504 for, 11,200,536 withheld; Patrick J. Ford: 135,796,184 for, 5,230,856 withheld; Andrew J. Littlefair: 128,500,030 for, 12,527,010 withheld; Vincent C. Taormina: 121,729,822 for, 19,297,218 withheld. Broker non-votes for each: 36,645,514.
• · Proposal 2 (Ratification of Auditor): 169,340,344 votes for, 7,321,152 against, 1,011,058 abstained, no broker non-votes.
• · Proposal 3 (Advisory Say-on-Pay): 128,202,518 votes for, 12,086,141 against, 738,381 abstained, 36,645,514 broker non-votes.
• · Vincent C. Taormina had the highest withheld votes (19,297,218) among directors, representing about 13.7% of votes cast (excluding broker non-votes).
• · Andrew J. Littlefair also had significant withheld votes (12,527,010), about 8.9% of votes cast.

10-06-2026

Surf Air Mobility Inc. filed a DEFA14A (definitive additional proxy materials) on June 10, 2026, providing supplemental soliciting materials related to its upcoming shareholder meeting. The filing contains no new financial data or operational metrics, only procedural proxy solicitation content.

• · Filing is a DEFA14A (definitive additional proxy materials) under SEC Rule 14a-12.
• · No fee was required for this filing.
• · The filing includes an embedded graphic image (likely a proxy card or voting instruction form).

10-06-2026

WhiteFiber, Inc. filed an 8-K on June 10, 2026, furnishing an investor presentation that highlights its AI infrastructure platform, including a flagship 10-year, 40 MW IT load agreement with Nscale valued at $865M total contract value and over $175M in recent cloud total contract value wins. However, the presentation also notes that development of the MTL-2 site (5.0 MW) has been put on hold, and the company's pipeline of ~1.5 GW remains under evaluation, indicating execution risks.

• · MTL-2 (5.0 MW) development has been put on hold.
• · MTL-3 retrofit delivery timeline is approximately 6 months with buildout cost of ~$8M to $10M per gross MW.
• · NC-1 total power capacity is at least 99.0 gross MW by May 2029 with additional expansion potential.
• · ~11 MW online in 2025; ~76 MW expected online by year-end 2026.
• · ~1.5 GW pipeline of data center sites for sale and under evaluation.
• · ~5,000 NVIDIA GPUs contracted.
• · 20+ customers have signed definitive agreements but are not yet generating revenue.
• · The company is an emerging growth company and has elected not to use the extended transition period for complying with new financial accounting standards.

10-06-2026

MarketAxess Holdings Inc. held its 2026 Annual Meeting on June 10, 2026, with 90.75% of outstanding shares represented. All 12 director nominees were elected, and the say-on-pay proposal passed with strong support (30,009,045 for vs. 677,528 against). However, a stockholder proposal regarding changes to the special stockholder meeting right was overwhelmingly rejected (8,729,100 for vs. 21,935,501 against), and the ratification of PricewaterhouseCoopers as auditor passed with 30,900,982 votes in favor.

• · All 12 director nominees were elected with strong support; the lowest vote total was for William F. Cruger (29,259,117 for, 1,431,155 against).
• · The say-on-pay proposal passed with 30,009,045 votes for, 677,528 against, and 9,630 abstentions.
• · The stockholder proposal on special meeting rights was rejected with 21,935,501 against and only 8,729,100 for.
• · Broker non-votes were 1,230,593 on all director elections and the say-on-pay and stockholder proposals.

10-06-2026

Virtu Financial, Inc. held its 2026 annual meeting on June 10, 2026, where stockholders elected three Class II directors (Aaron Simons, Joseph J. Grano, Jr., and Joanne M. Minieri) for three-year terms, approved advisory say-on-pay compensation with 98.8% support, and ratified the appointment of PricewaterhouseCoopers LLP as independent auditor for fiscal year 2026. All proposals passed with strong shareholder support, though director Joseph J. Grano, Jr. received 16.7 million withheld votes (2.5% of votes cast), and Joanne M. Minieri received 26.3 million withheld votes (3.9% of votes cast), indicating some dissent.

• · Aaron Simons received 671,181,435 For votes and 776,474 Withheld (99.9% approval).
• · Joseph J. Grano, Jr. received 655,260,181 For and 16,697,728 Withheld (97.5% approval).
• · Joanne M. Minieri received 645,673,037 For and 26,284,872 Withheld (96.1% approval).
• · Advisory say-on-pay: 663,861,829 For, 8,042,616 Against, 53,464 Abstain.
• · Ratification of PwC: 679,397,651 For, 659,952 Against, 40,619 Abstain.
• · Broker non-votes were 8,140,313 on all three director and advisory proposals.

10-06-2026

At the June 10, 2026 annual meeting, holders of 1,215,835,821 of 1,437,530,696 outstanding shares (record date April 13, 2026) elected all eleven director nominees, approved on an advisory basis the named executive officer compensation, and ratified Ernst & Young LLP as auditor. While all nominees were elected, vote margins varied (e.g., Dustan E. McCoy received 1,031,751,381 For vs 36,873,225 Against and 41,724,336 Abstentions), and the advisory say-on-pay had 1,076,527,313 For vs 30,557,400 Against (approximately 3% Against relative to votes represented), showing overall support but notable opposition and abstentions on some items.

• · Proposal 1 individual director vote totals (For / Against / Abstentions / Broker Non-Votes): - David P. Abney: 1,100,855,657 / 8,625,590 / 867,695 / 105,486,879 - Richard C. Adkerson: 1,083,764,163 / 25,722,910 / 861,869 / 105,486,879 - Marcela E. Donadio: 1,101,053,199 / 7,763,868 / 1,531,875 / 105,486,879 - Hugh Grant: 1,101,034,808 / 8,437,512 / 876,622 / 105,486,879 - Lydia H. Kennard: 1,085,334,268 / 24,168,264 / 846,410 / 105,486,879 - Ryan M. Lance: 1,092,888,304 / 16,606,942 / 853,696 / 105,486,879 - Sara Grootwassink Lewis: 1,103,700,283 / 5,799,877 / 848,782 / 105,486,879 - Dustan E. McCoy: 1,031,751,381 / 36,873,225 / 41,724,336 / 105,486,879 - Kathleen L. Quirk: 1,097,266,184 / 12,250,449 / 832,309 / 105,486,879 - John J. Stephens: 1,097,733,454 / 9,549,093 / 3,066,395 / 105,486,879 - Frances Fragos Townsend: 1,085,600,499 / 23,012,476 / 1,735,967 / 105,486,879
• · Proposal 2 (say-on-pay) vote totals: 1,076,527,313 For / 30,557,400 Against / 3,264,229 Abstentions / 105,486,879 Broker Non-Votes
• · Proposal 3 (auditor ratification) vote totals: 1,159,977,838 For / 52,723,024 Against / 3,134,959 Abstentions (no broker non-votes)
• · Board size reduced from 12 to 11 as of the date of the meeting due to Robert W. Dudley's prior announced departure

10-06-2026

Fifth Third Bancorp completed exchange offers and consent solicitations on June 10, 2026, exchanging approximately $1.273B of existing Comerica/FTFC notes for new Fifth Third notes and cash. The exchange saw strong participation: 60.9% of the 4.000% Senior Notes due 2029 ($334.8M of $550M) and 93.8% of the 5.982% Fixed-to-Floating Rate Senior Notes due 2030 ($938.2M of $1.0B) were tendered. However, $215.2M of the 4.000% notes and $61.8M of the 5.982% notes remain outstanding and will continue under amended indentures with reduced covenants.

• · The exchange offers expired at 5:00 p.m. New York City time on June 8, 2026.
• · All accepted Existing FTFC Notes will be retired and cancelled.
• · The Proposed Amendments deleted certain covenants, including Events of Default (clauses 4 and 7), consolidation restrictions, existence, maintenance of properties, payment of taxes, and conditions to defeasance.
• · New Fifth Third 4.000% Senior Notes due 2029 mature February 1, 2029, and are redeemable on or after November 3, 2028 at 100% of principal plus accrued interest.
• · New Fifth Third 5.982% Fixed-to-Floating Rate Senior Notes due 2030 mature January 30, 2030; interest is fixed at 5.982% until January 30, 2029, then floats at Compounded SOFR plus 2.155%.
• · The New Fifth Third Notes are unregistered and may only be offered under exemptions from registration.
• · Fifth Third entered into a Registration Rights Agreement with J.P. Morgan Securities LLC, agreeing to file a registration statement within 365 days of the Final Settlement Date.
• · If Fifth Third fails to comply with registration obligations, it must pay additional interest on the New Fifth Third Notes.

10-06-2026

Broadridge Financial Solutions appointed Todd Diganci to its Board of Directors effective August 1, 2026, expanding the board to 10 members, eight of whom are independent. Diganci, former EVP, CFO, and CAO of FINRA, will serve on the Audit Committee. The appointment brings regulatory and financial expertise to support Broadridge's innovation and growth.

• · Broadridge processes over 7 billion communications annually and underpins daily average trading of over $15 trillion in tokenized and traditional securities globally.
• · Broadridge is part of the S&P 500 Index and employs over 15,000 associates in 21 countries.

10-06-2026

Future Money Acquisition Corp (FMAC) completed its IPO during the six months ended April 30, 2026, raising $112 million from the public offering and $3.04 million from private placements. The company reported net income of $243,936 for the six-month period, driven by $347,509 in interest income from the Trust Account, but incurred a net loss of $46,172 in the first quarter before turning profitable in the second quarter. Despite the overall profit, the company recorded a net loss of $3.48 million attributable to non-redeemable shareholders for the six-month period, indicating that profitability is heavily dependent on trust account earnings and that operating costs continue to exceed operating income.

• · Total operating loss (formation and general costs) was $103,573 for the six months ended April 30, 2026, compared to $24,487 for the period from inception (September 29, 2025) through October 31, 2025.
• · Net cash used in operating activities was $183,692 for the six months ended April 30, 2026.
• · Proceeds deposited in Trust Account (investing activities) totaled $112,560,000 for the six-month period.
• · The company had 4,694,069 ordinary shares issued and outstanding as of April 30, 2026, up from 4,362,069 as of October 31, 2025.
• · Total shareholders’ equity improved from a deficit of $24,487 at October 31, 2025 to $510,387 at April 30, 2026.
• · Non-cash accretion of redeemable ordinary shares to redemption value was $5,417,265 for both the three and six months ended April 30, 2026.

10-06-2026

Fervo Energy (Nasdaq: FRVO) announced the promotion of Sarah Jewett to Chief Operating Officer (COO), effective June 10, 2026. Jewett, who joined the company in 2020 and previously led the strategy department, will oversee centralized corporate operations as the company accelerates its standardized geothermal development model. The filing highlights the company's growing project pipeline across utility offtake, AI hyperscaler demand, and industrial power applications, but provides no financial metrics or period-over-period comparisons.

• · Sarah Jewett spent her twenties running hydraulic fracturing crews for Schlumberger across the Permian, North Slope, and Western U.S. basins.
• · She holds an M.B.A. from Harvard Business School and a Bachelor of Engineering in Mechanical Engineering from Dartmouth College.
• · Jewett joined Fervo in 2020 to lead the strategy department after working at Select Energy Services.
• · The COO role is newly created to centralize supply chain, land, permitting, policy, and people functions as the company scales.

10-06-2026

J&J Snack Foods Corp. entered into Amendment No. 2 to its Second Amended and Restated Credit Agreement, extending the maturity date to June 5, 2031, and adding a $200 million incremental commitment. The amendment also removes certain merged entities as borrowers, updates interest rate margins and financial covenants, and increases various subsidiary debt and investment thresholds. The changes provide the company with additional financial flexibility and a longer-term credit facility.

• · The amendment removes Federal Pretzel Baking Company, Swirl Holdings, Icee of Hawaii, NY Pretzel, DD Acquisition Holdings, and Dippin' Dots Holding as borrowers due to mergers.
• · Interest rate margins are tiered based on Consolidated Net Leverage Ratio, ranging from 0.95% to 2.00% for SOFR loans and 0.00% to 1.00% for ABR loans.
• · Unused fees range from 0.10% to 0.30% based on leverage ratio.
• · The definition of Material Subsidiary now includes any wholly-owned subsidiary that owns Intellectual Property or is needed to reach 90% of consolidated net revenues or total assets.
• · A new 'Specified Event of Default' definition covers defaults under Sections 8.1(a), (b), (h), or (i).
• · Financial reporting deadlines remain 45 days after each fiscal quarter end for unaudited statements.
• · The amendment increases various subsidiary debt and investment caps from prior levels (specific prior caps not disclosed).

10-06-2026

Brookfield Real Estate Income Trust Inc. held its 2026 Annual Meeting of Stockholders on June 9, 2026, with a quorum of 63,875,623 shares (69.34% of total eligible shares) present. All six director nominees were elected with overwhelming support, and the appointment of Deloitte & Touche LLP as independent auditor for 2026 was ratified. There were no negative or flat metrics to report, as all proposals passed with strong majorities.

• · Proposal 1: All six director nominees were elected with votes for ranging from 63,808,392 to 63,815,266; no broker non-votes were received.
• · Proposal 2: Ratification of Deloitte & Touche LLP as independent auditor passed with 63,634,383 votes for, 57,428 against, and 183,812 abstentions.
• · The meeting was held on June 9, 2026, and the 8-K was filed on June 10, 2026.

10-06-2026

OppFi Inc. held its 2026 Annual Meeting on June 9, 2026, with 78,986,471.30 shares represented out of 85,377,560 outstanding, achieving a quorum. All director nominees were elected, and stockholders approved executive compensation on a non-binding advisory basis, ratified RSM US LLP as auditor for fiscal 2026, and selected a 1-year frequency for future advisory votes on executive compensation. No significant negative or flat metrics were reported.

• · Proposal 1: Theodore Schwartz received 69,179,145.52 votes for and 3,613,058.59 abstained, with 6,194,267.19 broker non-votes.
• · Proposal 1: Greg Zeeman received 69,559,445.52 votes for and 3,232,758.59 abstained, with 6,194,267.19 broker non-votes.
• · Proposal 2: Executive compensation approved with 69,344,938.52 for, 3,410,976.59 against, 36,289.00 abstained, and 6,194,267.19 broker non-votes.
• · Proposal 3: 1-year frequency received 72,248,611.11 votes; 2-year received 18,598.00; 3-year received 510,646.00; abstained 14,349.00; broker non-votes 6,194,267.19.
• · Proposal 4: Ratification of RSM US LLP received 78,744,384.30 for, 126,197.00 against, 115,890.00 abstained, and no broker non-votes.
• · Board determined to hold future non-binding advisory votes on executive compensation every year until otherwise decided.

10-06-2026

BancFirst Corporation announced the acquisition of SpiritBank, a privately held community bank in Tulsa, Oklahoma, on June 10, 2026. The acquisition adds approximately $939.6 million in total assets, $618.4 million in loans, and $847.2 million in deposits. The transaction is expected to close in the fourth quarter of 2026, subject to regulatory approvals and customary conditions, and Spirit will operate under its present name until merged into BancFirst.

• · The filing was made under Item 7.01 Regulation FD Disclosure.
• · SpiritBank is headquartered in Tulsa, Oklahoma.
• · Spirit will retain its name until merged into BancFirst.
• · The closing is in Q4 2026.

10-06-2026

Dream Finders Homes, Inc. completed its reincorporation from Delaware to Texas, effective June 9, 2026, converting from a Delaware corporation to a Texas corporation under the same name. The company's authorized capital stock remains 355,000,000 shares, consisting of 350,000,000 shares of Common Stock (289,000,000 Class A and 61,000,000 Class B) and 5,000,000 shares of Preferred Stock (including 150,000 Series A Convertible Preferred). The reincorporation does not change the company's principal business address in Jacksonville, Florida, or its operational structure.

• · The reincorporation was effective at 5:00 p.m. Eastern Time on June 9, 2026.
• · The registered office in Texas is at 1999 Bryan St., Suite 900, Dallas, Texas 75201, with CT Corporation System as registered agent.
• · Class B Common Stock carries 3 votes per share (based on conversion into Class A), while Class A Common Stock carries 1 vote per share.
• · Class B Common Stock is convertible at any time into Class A Common Stock on a 1:1 basis.
• · The certificate of formation allows shareholders holding a majority of voting power to approve fundamental business transactions without a separate class vote, unless preferred stock rights specify otherwise.
• · In a change of control transaction, Class A and Class B holders must be treated equally unless a majority of the affected class votes for different treatment.

10-06-2026

Tandy Leather Factory Inc. (TLF) disclosed in an 8-K filing that its Board approved increases to non-employee director cash retainers to $20,000, with additional fees for committee chairs and members, and accelerated vesting of all unvested RSUs effective June 9, 2026. The Board also appointed John Gehre as Chairman. At the annual meeting, all six director nominees were elected with strong support (over 4.3 million votes for each), and the ratification of Whitley Penn as auditor passed with 5,622,340 votes for versus 627,286 against. The advisory vote on executive compensation received 4,370,852 votes for and 455,754 against, indicating shareholder approval but with notable dissent.

• · All six director nominees received over 4.3 million votes for, with withheld votes ranging from 431,346 to 433,434.
• · Broker non-votes totaled 1,420,087 for each director election and for the advisory vote on executive compensation.
• · Ratification of Whitley Penn as auditor had 5,622,340 votes for, 627,286 against, and 1,000 abstentions.
• · Advisory vote on executive compensation: 4,370,852 for, 455,754 against, 3,933 abstentions.
• · The Board accelerated vesting of all unvested RSUs as of June 9, 2026; future RSUs will vest at grant date.

10-06-2026

American Eagle Outfitters Inc. entered into Amendment No. 2 to its Second Amended and Restated Credit Agreement, effective June 4, 2026, with unanimous lender consent. The amendment extends the maturity date to the fifth anniversary of the amendment's effective date (approximately June 2029) and makes other modifications to the existing credit facility. No financial terms or new borrowing amounts were disclosed in the filing.

• · The amendment was unanimously approved by 100% of the lenders immediately prior to the effective date.
• · The maturity date is extended to the fifth anniversary of the Amendment No. 2 Effective Date (June 4, 2026), i.e., approximately June 4, 2029.
• · The amendment includes reaffirmation of existing liens and security interests by both U.S. and Canadian loan parties.
• · Post-closing requirements include delivery of flood hazard determinations and related documentation within 90 days of the effective date.
• · The amendment is governed by New York law.

10-06-2026

Fennec Pharmaceuticals held its annual meeting on June 10, 2026, where shareholders approved all proposals. All five director nominees were elected, and the independent auditor Haskell & White LLP was ratified overwhelmingly (99.4% in favor). However, support for the say-on-pay resolution (94.4% in favor) and the 2020 Equity Incentive Plan amendments (92.4% in favor) was strong but slightly lower, while the 2026 Equity Inducement Plan received 94.7% approval.

• · Shareholders approved an advisory vote on the frequency of future say-on-pay votes, with 18,235,648 votes for every year, 2,326 for two years, and 2,086,219 for three years.
• · The 2020 Equity Incentive Plan amendment vote excluded 766,153 shares held by officers and directors from the FOR count.
• · All five director nominees received between 20.1 million and 20.3 million votes in favor, with broker non-votes of 5.88 million on each.

10-06-2026

Golub Capital Private Income Fund S filed an 8-K on June 10, 2026, furnishing a quarterly update for the first calendar quarter of 2026 under Regulation FD. The filing includes the quarterly update as Exhibit 99.1 and is signed by Chief Accounting Officer Paul Solini. No specific financial figures or performance metrics are disclosed in the 8-K itself, as the substantive data is contained in the attached exhibit.

• · The filing is a Regulation FD disclosure, not a filed document under Section 18 of the Exchange Act.
• · The quarterly update covers the first calendar quarter of 2026.
• · The registrant is an emerging growth company and has not elected to use the extended transition period for complying with new financial accounting standards.

10-06-2026

Golub Capital Private Income Fund I filed an 8-K on June 10, 2026, furnishing its quarterly update for the first calendar quarter of 2026 under Regulation FD. The filing includes the quarterly update as Exhibit 99.1 but does not disclose specific financial figures or performance metrics. The report is furnished, not filed, and is not an offer or solicitation of securities.

• · The quarterly update covers the first calendar quarter of 2026 (January 1, 2026 to March 31, 2026).
• · The filing is furnished under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits).
• · The registrant is an emerging growth company as defined under SEC rules.
• · No securities are registered under Section 12(b) of the Exchange Act; the company has no trading symbol or exchange listing.

10-06-2026

On June 8, 2026, DeFi Development Corp. announced the resignation of Parker White as Chief Operating Officer and Chief Investment Officer. The company entered into a separation agreement providing $250,000 in cash payments over twelve months and accelerated vesting of 213,272 unvested stock options, while also engaging Mr. White for consulting services at $8,333 per month.

• · The Separation Agreement includes a release of claims against the company.
• · Mr. White's consulting services will focus on transition of operations of certain validators owned by the company.
• · The effective date of resignation and separation is June 8, 2026.
• · The filing is dated June 10, 2026.

10-06-2026

Braemar Hotels & Resorts Inc. entered into an agreement to sell three luxury hotel properties—The Ritz-Carlton Sarasota, Hotel Yountville, and Bardessono Hotel and Spa—for a total of $437.5 million in cash. The transaction is expected to close in 20-35 days, subject to customary conditions, but there is no guarantee of completion. No comparative financial data or prior performance metrics are provided in the filing.

• · The sale includes properties in Sarasota, Florida, and Yountville, California.
• · No financial impact or gain/loss from the sale is disclosed in the filing.
• · No debt paydown or use of proceeds is mentioned.

10-06-2026

On June 5, 2026, an Israeli court approved a debt arrangement for Pacific Oak SOR (BVI) Holdings, Ltd., the indirect wholly owned subsidiary of Pacific Oak Strategic Opportunity REIT, Inc. The arrangement restructures the BVI's Series B and Series D bonds, extending the final maturity to June 30, 2028, and increasing the interest rate from 11.0% to 11.5% after the completion date. While the outstanding principal amounts (NIS 388,237,587 for Series B and NIS 587,063,000 for Series D) are not reduced, the company will receive limited operational funding of up to approximately $2.9 million plus $61,000 per month from the BVI under a second loan, but the BVI faces significant operational restrictions and must maintain a minimum liquidity reserve of $6.0 million.

• · The Debt Arrangement was approved by bondholders before court approval.
• · The BVI's board of directors was reconstituted to include directors supported by bondholders.
• · An administrator was appointed under Israeli insolvency law to decide creditor claims and pursue certain claims on behalf of the BVI, but does not have management authority.
• · The Second Loan does not require the BVI to advance any minimum amount; advances are at the BVI's discretion based on an approved budget and sufficient available funds.
• · The Company and Partnership's sole remedy for BVI breach of the Second Loan is termination; they cannot seek damages.
• · The Company may appoint a director to BVI board meetings subject to bondholder approval.
• · The Company agreed not to initiate insolvency proceedings against the BVI as a condition of the Second Loan.
• · The Second Loan is governed by Israeli law with exclusive jurisdiction in the Tel Aviv–Jaffa District Court.
• · The Company plans to provide an update with related documents on a subsequent Form 8-K upon the Completion Date.

10-06-2026

OFS Capital Corporation adjourned its Special Meeting of Stockholders from June 10, 2026 to July 1, 2026 to allow additional time for stockholders to vote on a proposal authorizing the sale or issuance of common stock below net asset value. The Board of Directors, including Independent Directors, unanimously recommends a vote 'FOR' the proposal. The company is actively soliciting votes from stockholders who have

10-06-2026

Amazon.com, Inc. entered into a $17.5 billion unsecured term loan agreement on June 8, 2026, with Citibank as administrative agent and a syndicate of major banks. The facility carries an interest rate margin of 0.625% to 0.875% over Term SOFR based on Amazon's credit ratings (currently AA-/Aa3/AA-). Proceeds are for general corporate purposes, and the agreement includes standard representations, covenants, and events of default.

• · The agreement was dated June 8, 2026, and filed on June 10, 2026.
• · The facility is unsecured and has no specific repayment schedule mentioned in the excerpt; repayment terms are in Article II.
• · The Applicable Rate is determined by Amazon's credit ratings: Category 1 (AA/Aa2/AA or above) 0.625%, Category 2 (AA-/Aa3/AA-) 0.750%, Category 3 (A+/A1/A+ or below) 0.875%.
• · Base Rate Loans carry a 0.00% margin.
• · The agreement includes standard negative covenants (e.g., limitations on liens, fundamental changes) and affirmative covenants (e.g., financial statements, compliance with laws).
• · Conditions precedent to borrowing include customary representations and warranties, no material adverse effect, and compliance with anti-corruption and sanctions laws.
• · The facility is governed by New York law and includes a jury trial waiver.

10-06-2026

Oxford Industries reported mixed Q1 FY2026 results with consolidated net sales of $391M, down 0.4% YoY from $393M, and GAAP EPS of $1.00 (down 41% from $1.70) and adjusted EPS of $1.39 (down 24% from $1.82). Tommy Bahama posted a 3.9% sales increase to $224.6M with mid-single-digit positive comps, but Lilly Pulitzer sales fell 8.8% to $90.4M and Johnny Was declined 12.9% to $37.9M. The company narrowed its full-year sales guidance to $1.475B-$1.505B and raised the low end of adjusted EPS guidance to $2.30-$2.70, citing ongoing macroeconomic pressures and tariff headwinds.

• · Full-price DTC sales decreased 1% to $247M, with e-commerce down 2% to $111M and full-price retail flat at $135M.
• · Food and beverage sales rose 14% to $38M driven by new locations, but comparable store sales were flat.
• · Wholesale sales fell 5% to $88M.
• · SG&A increased to $211M from $206M, driven by new retail locations, software/consulting costs, and distribution center transition.
• · Royalties and other operating income declined to $6M from $7M due to lower Tommy Bahama royalty income.
• · Interest expense rose to $2M from prior year due to higher average debt balance.
• · Inventory on a LIFO basis decreased $15M (9%) YoY; on FIFO basis decreased $3M (1%).
• · Inventory included $9M of additional tariff-related costs capitalized vs $3M in prior year.
• · Cash provided by operations was $8M vs cash used of $4M in prior year.
• · Capital expenditures of $23M in Q1 were primarily for the Lyons distribution center and new stores.
• · Dividend of $0.70 per share declared, payable July 31, 2026 to holders of record July 17, 2026.
• · FY2026 adjusted EPS guidance raised to $2.30-$2.70 from prior range (low end increased).
• · FY2026 net sales guidance narrowed to $1.475B-$1.505B (high end lowered).
• · Q2 FY2026 net sales expected $380M-$400M vs $403M in Q2 FY2025.
• · Q2 FY2026 adjusted EPS expected $1.20-$1.40 vs $1.26 in Q2 FY2025.
• · FY2026 capital expenditures expected ~$60M, down from $108M in FY2025 due to completion of Lyons distribution center and fewer store openings.
• · Effective tax rate expected ~28% for FY2026 and ~29% for Q2 FY2026.

10-06-2026

J.P. Morgan Chase Commercial Mortgage Securities Corp. issued $648,862,000 in public certificates and private certificates for the JPMF1 Multifamily Mortgage Trust 2026-FX1, backed by 17 multifamily mortgage loans. The net proceeds to the registrant were approximately $656,510,249 after expenses of $6,367,170. The retaining sponsor satisfied its credit risk retention obligation by purchasing risk retention certificates with an aggregate fair value of approximately $37,379,615, representing 5.08% of the aggregate fair value of all certificates (excluding Class R), exceeding the required 5.00% threshold.

• · The registration statement (file no. 333-280318) was originally declared effective on September 9, 2024.
• · The public certificates were sold to underwriters including J.P. Morgan Securities LLC, ATLAS SP Securities, Goldman Sachs & Co. LLC, and Santander US Capital Markets LLC.
• · The private certificates (excluding risk retention certificates) were sold to the same four firms as initial purchasers in a transaction exempt from registration under Section 4(a)(2) of the Securities Act.
• · The risk retention certificates were sold to MF1 REIT III FR Retention Holder LLC, a majority-owned affiliate of MF1.
• · Legal and tax opinions were rendered by Cadwalader, Wickersham & Taft LLP and are attached as exhibits.
• · There are no material differences between the valuation methodology and key inputs used in the preliminary prospectus and those used at closing.

10-06-2026

Fold Holdings, Inc. announced on June 10, 2026, that it monetized $45 million of bitcoin at an average price of approximately $71,000 per bitcoin and eliminated $20 million of bitcoin-collateralized debt. The company did not report any negative or flat metrics in this filing.

• · The average price per bitcoin in the monetization was approximately $71,000.
• · The press release was furnished as Exhibit 99.1 to the Form 8-K.
• · The filing is under Regulation FD Disclosure (Item 7.01) and is not deemed filed for Section 18 liability purposes.

10-06-2026

Medallion Financial Corp. filed an 8-K on June 10, 2026, announcing the preliminary results from its 2026 Annual Meeting of Stockholders via a press release. The filing does not disclose any financial results or performance metrics, only the procedural outcome of the meeting.

• · The press release (Exhibit 99.1) is incorporated by reference but not summarized in the filing.
• · No financial results, revenue, earnings, or operational metrics were disclosed in this 8-K.

10-06-2026

ALT5 Sigma Corp (AI Financial Corporation) disclosed in an SEC 8-K filing that a substantial portion of its WLFI token holdings are now available for use as collateral, staking, or lending, providing significant liquidity of over $180 million. This development materially strengthens the Company's liquidity profile and is expected to substantially mitigate the going concern disclosure from its most recent 10-Q. However, another 3.58 billion WLFI tokens remain contractually locked until August 12, 2026, and the ultimate transferability of all tokens is subject to the effectiveness of a registration statement for shares issued to WLFI.

• · WLFI token price used for valuation: US$0.055 per token as of 7:00 PM EDT on June 9, 2026.
• · The 3,321,690,994 available tokens are expected to become fully transferable on August 12, 2026, subject to an ancillary agreement with WLFI.
• · The 3,583,585,650 locked tokens are also expected to become transferable on August 12, 2026, but this is subject to the effectiveness of a registration statement covering shares of common stock issued to WLFI.
• · The company states it possesses sufficient liquidity and financial resources to fund operations for at least the next 12 months, and the going concern doubt is 'substantially mitigated.'

10-06-2026

NWPX Infrastructure, Inc. filed an 8-K on June 10, 2026, disclosing that it will deliver a presentation to shareholders at its Annual Meeting of Shareholders on the same date. The presentation is furnished as Exhibit 99.1 and is not deemed filed for SEC purposes. No financial results or quantitative data were provided in the filing.

• · The filing is under Items 7.01 (Regulation FD Disclosure) and 9.01 (Financial Statements and Exhibits).
• · The presentation is dated June 10, 2026, and is furnished as Exhibit 99.1.
• · The company's common stock trades on the Nasdaq Global Select Market under the symbol NWPX.
• · The registrant is incorporated in Oregon with principal executive offices in Vancouver, WA.